DOE-HDBK-1169-2003, Nuclear Air Cleaning Handbook, Chapter 9, Special Application Requirements
Functional areas: High-Capacity Sand Filter, Natural Phenomena Hazards, Pressure-Boundary Components
This handbook draws from many special technical areas, each of which requires years of education and practice to master. The authors do not intend to make the reader an "instant expert" in the overall subject or in any of the disciplines of the contributors. The 4th edition of the Nuclear Air Cleaning Handbook succeeds three previous editions: ERDA 76-21, Nuclear Air Cleaning Handbook (1976); ORNL/NSIC-65, Design, Construction and Testing of High-Efficiency Air Filtration Systems for Nuclear Applications (1970); and NSIC-13, Filters, Sorbents, and Air Cleaning Systems as Engineered Safeguards in Nuclear Installations (1966). It benefits from over 25 years of industry experience since the previous edition was published. This revision updates the information provided in ERDA 76-21 and incorporates current thinking as provided by manufacturers, subject matter experts from the DOE complex and members of the ASME Committee on Nuclear Air and Gas Treatment (ASME AG-1 Committee). Chapters have been added on History, Fire Protection, and Occupational Safety and Health.
Related To:
Version history and related documents
Related documents
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Chapter 10, Fire Protection
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Chapter 11, Occupational Safety and Health
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Appendix A, Care and Handling of HEPA Filters
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Appendix B, Receiving Inspection Direction and Checklist
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Appendix C, Determination of HEPA Filter Life
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Chapter 1, History of the Development of Air Cleaning Technology in the Nuclear Industry
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Chapter 2, System Considerations
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Chapter 3, Filters for the Nuclear Industry
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Chapter 4, Housing Design and Layout
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Chapter 5, External Components
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Chapter 6, Small Air Cleaning Units
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Chapter 7, Glovebox Filtration
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook, Chapter 8, Testing
- DOE-HDBK-1169-2003Nuclear Air Cleaning Handbook (Introduction) (Part 1 of 15, links to all Parts)
Document text
Text extracted from the attached file. Refer to the original document for the authoritative version.
Section 1
9-1
CHAPTER 9
SPECIAL APPLICATION REQUIREMENTS
9.1 Introduction
Preceding chapters of this handbook have discussed the general requirements of high-efficiency air cleaning
systems as they pertain to relatively common applications. This chapter discusses some special requirements
that may have to be considered for certain applications, including:
1. Designing to survive natural phenomena such as a tornado or earthquake,
2. High-capacity sand filters.
9.2 Natural Phenomena
The ability of a system to survive and function during and/or following a natural disaster such as an
earthquake or tornado must be taken into consideration in the design of air cleaning systems. By definition,
such systems serve to control and limit the consequences of releases of energy and radioactivity in the event
of occurrences.
9.2.1 Natural Phenomena Hazards
The natural phenomena hazards (NPH) of interest at a site include earthquakes, winds/tornadoes, floods, and
lightning. Earthquakes and winds/tornadoes can lead directly to a release of hazardous materials. Floods and
lightning, on the other hand, usually are not directly responsible for the release of hazardous materials, but
can initiate other events such as fires or spills that lead to releases. These last two events should be discussed
without specific details (unless deemed necessary for a specific site). U.S. Department of Energy (DOE)
Order 420.1A, Facility Safety,1 and DOE Guidance 420.1-2, Guide for the Mitigation of Natural Phenomena Hazards
for DOE Nuclear Facilities and Nonnuclear Facilities,2 establishes the policy and requirements for NPH mitigation
for DOE sites and facilities. DOE Order 420.1A1 utilizes a graded approach to provide for the health and
safety of facility occupants; the public; and the environment, to protect against property losses, and to
preserve production and research objectives. This graded approach in design, evaluation, and construction of
structures, systems, and components (SSCs) varies in conservatism and rigor, ranging from normal-use
buildings to nuclear power plant structures. DOE Order 420.1A1 specifies that consistent NPH requirements
in a graded approach are implemented by the use of target probabilistic performance goals. Performance
goals are expressed as the annual probability of exceeding acceptable behavior limits beyond which an SSC
may not perform its function or maintain structural integrity. Performance goals are targeted by specifying
probabilistic NPH estimates and deterministic design and evaluation methods (including intentional and
controlled conservatism). Performance Categories (PC) 1 through 4 are defined with target performance
goals.
DOE Order 420.1A1 requires use of DOE-STD-1020, Natural Phenomena Hazards Design and Evaluation Criteria
for Department of Energy Facilities,3 to provide design and evaluation criteria for earthquakes, wind/tornadoes,
and floods, and requires this standard to be used as guidance in implementing NPH mitigation requirements.
DOE-STD-1020 specifies performance goals and relevant hazard probabilities for PC 1 through PC 4 to
establish the design basis loads.3 The goals of DOE-STD-1020 are to ensure that NPH evaluations are
Nuclear Air Cleaning Handbook U.S. Department of Energy
9-2
Section 2
performed on a consistent basis, and that DOE facilities can withstand the effects of natural phenomena.
Considerable new information and analysis/design methods have been developed since DOE-STD-1020 was
issued. DOE-STD-1020 has been recently revised and republished to incorporate the current seismic
analysis/design requirements of the International Building Code (IBC).4 [Note: The IBC is a commercial code
written without regard to nuclear requirements.]
The overall DOE NPH design input, as
well as applicable DOE Orders and
standards, are shown in Figure 9.1.
Additional guidance addressing NPH
events is provided in several other DOE
NPH standards:
• DOE-STD-1021, Natural Phenomena
Hazards Performance Categorization Criteria
for Structures, Systems, and Components.5
• DOE-STD-1022, Natural Phenomena
Hazards Site Characterization Criteria.6
• DOE-STD-1023, Natural Phenomena
Hazards Assessment Criteria.7
• NFPA 780, Standard for the Installation of
Lightning Protection Systems, 2000 edition.8
9.2.2 Earthquake
Earthquakes differ from other natural phenomena in that there are no advance warnings. Table 9.1 shows
the mean annual exceedance probabilities for the design basis earthquake (DBE) for various PCs.
Table 9.1 – Seismic Performance Categories and Seismic Hazard Exceedance Levels
Performance
Category Mean Seismic Hazard Exceedance Levels P H Remarks
0 No requirements –
1 4 × 10-4 Use IBC 2000, Seismic Use Group I Criteria
2/3 MCE Ground Motion
2 4 × 10-4 Use IBC 2000, Seismic Use Group III Criteria
MCE Ground Motion
3 4 × 10-4 (1 × 10-3) (see note 2) Analysis per DOE-STD-10203
4 1 x 10 -4 (2 × 10-4) (see note 2) Analysis per DOE-STD-10203
Notes:
1. For PC 1 through PC 3, the PH levels are based on Maximum Considered Earthquake (MCE) Ground Motion, which is generally a 2 percent
exceedance probability in 50 years.
2. For sites such as Lawrence Livermore National Laboratory, Sandia National Laboratories-Livermore, Standard Linear Accelerator, Lawrence
Berkeley Laboratory, and the Energy Technology Engineering Center, which are near tectonic plate boundaries.
Specific criteria regarding nuclear power plant designing for earthquakes are defined by the U.S. Nuclear Regulatory Commission, (NRC).
Figure 9.1 – Natural Phenomena Hazards
Design Input
DOE-HDBK-1169-2003 Chapter 9
9-3
The two main steps in evaluating the potential impact of an earthquake for a particular facility are:
(1) estimate the probability of exceeding the earthquake magnitude of interest (as discussed below), and
(2) estimate the damage the facility will sustain for this magnitude of earthquake. From this assessment, the
consequences can be calculated. Most DOE sites are in areas of relatively low seismic activity; thus,
damaging earthquakes are considered unlikely (California sites excepted). If a recent site-specific Probabilistic
Seismic Hazard Analysis (PSHA) for a site is available, it should be verified because it would document the
probabilistic analysis used to determine the ground motion levels and the recurrence intervals corresponding
to the various sizes of earthquakes possible at the site. An example from the Pantex site (1998) (see
Figure 9.2) shows the results of an analysis at the Pantex soil site plotted as peak horizontal ground
acceleration (expressed in units of the acceleration of gravity, g = 32.2 ft/s2) versus the annual probability of
exceedance.
Section 3
The earthquake problem arises from the possibility of associated malfunction of fans, dampers, filters, or
other functional components of the system, or the rupture or structural damage of pressure-boundary
components (ducts, housings, fan, or damper casings) when the system is subjected to rapid, violent,
repetitive shaking or dislocations, either as a lumped mass or as parts of the assembly are independently
dislocated from each other. Fortunately, the physical masses of air cleaning system components are generally
small in relation to the massive concrete building elements to which they are anchored. If natural frequencies
are greater than about 30 Hertz (Hz) and the parts of any single air cleaning unit are anchored to the same
building element, a satisfactory earthquake-resistant air cleaning system can be achieved fairly easily.
Problems arise when portions of the same air cleaning unit (e.g., different segments of the ductwork) are
anchored to different building elements that can vibrate independently. The design and design qualification
of earthquake-resistant air cleaning systems is discussed below.
Seismic Qualification of Air Cleaning Systems
External components of the system (e.g., housings, fans, etc.) should be rigidly anchored to major building
elements (walls, floors, partitions). General seismic criteria for DOE facilities are provided in
Figure 9.2 – Seismic hazard Curves for Pantex Soil Site
Nuclear Air Cleaning Handbook U.S. Department of Energy
9-4
DOE-STD-1020.3 Similar information for facilities licensed by the U.S. Nuclear Regulatory Commission
(NRC) is available in NRC Regulatory Guide 1.100, Seismic Qualification of Electric and Mechanical Equipment for
Nuclear Power Plants,9 and the NRC Standard Review Plan.10
The components should perform their intended functions and, if required by procurement specifications,
should not sustain damage during or after they are subjected to excitations resulting from ground motions
due to the DBE. This is demonstrated through a process called A-seismic qualification. This seismic
qualification may be achieved following any one or a combination of the following methods described below:
analysis, testing, and experience-based data. [Institute of Electrical and Electronic Engineers (IEEE)
Standard 344, Recommended Practice for Seismic Qualification of Class1E Equipment for Nuclear Power Generating
Stations,11 provides excellent discussion of equipment seismic qualification procedures.]
Analysis
In general, analysis is a cost-effective tool to demonstrate seismic qualification. This method is applicable if:
(1) the target component can perform its function as long as its structural integrity is maintained, and (2) the
structural response of the target component can be reliably determined from analysis. In an analysis,
structural responses such as stresses, strains, and displacements are calculated and compared with their
respective allowable values, which are predetermined from material properties and component characteristics
(e.g., clearance).
Section 4
Analysis can be static, equivalent static, or dynamic. If the fundamental frequency of the component is high
(e.g., greater than 33 Hz), amplification of motion through the component structure is usually negligible
(i.e., the structure is considered rigid), and structural response can be determined by applying a static load
(i.e., mass x 0 period acceleration) to the component. If the fundamental frequency of the component is
unknown, the equivalent static (or static efficient) method can be applied in return for additional
conservatism. In this method, an equivalent static force is calculated by multiplying the mass plus a static
coefficient by the peak acceleration of the required response spectrum at the appropriate damping value
(mass + static coefficient x peak acceleration). A damping coefficient of 3 percent is acceptable for all
components except piping. Larger damping values may be justified.
A static coefficient of 1.5 has been established from experience to account for the effects of multifrequency
and multimode response for linear frame-type structures. When the use of static or equivalent static analysis
cannot be justified, structural responses are determined via dynamic analysis, although at additional cost. If
the structural responses of the component are less than the respective allowable limits, the component will be
considered qualified provided structural integrity alone demonstrates its functional operability.
Components, or the complete system, may also be qualified by structural analysis. The objective of the
analysis is to predict the stresses, displacements, and deflections that will develop in critical parts of the
component or system as a result of the specified input or time-history motion applied at the base (anchor
points) of the component or system. The structural model is defined by the physical properties of the system
to be analyzed; its mass, stiffness, and damping characteristics; and the time-varying accelerations,
displacements, and relative velocity changes introduced at its foundation (anchor points).
If the mass of the component or system to be analyzed is small compared to the mass of the building element
to which it is anchored, the supported component or system may be treated as a lumped-mass, multi-degree-
of-freedom system with an input at its foundation (anchor points) equal to the motion of the building
element to which it is attached (i.e., no interaction is assumed).
If the natural frequency of the item (component or system) is less than 0.2 Hz or more than 33 Hz, the item
may be analyzed statically. The seismic forces on each element of interest are obtained by concentrating its
mass at its center of gravity and multiplying by the appropriate maximum floor acceleration. Operating live
DOE-HDBK-1169-2003 Chapter 9
9-5
Section 5
and dead loads are added to the seismic loads in their appropriate directions. Displacements may be the
limiting factor and must be accounted for in the design analysis. If the mass of the component or system is
large compared to the mass of the building element to which it is attached, or if the item is not anchored
rigidly to a building element, the interaction of the system on the building element must be considered and
the system must be dynamically analyzed as a multi-degree-of-freedom mathematical model. The item
(component or system) may be modeled as a series of discrete mass points connected by mass-free members,
with sufficient mass points to ensure adequate representation of the item as it is supported in the building
structure. The resulting system may be analyzed using the response spectrum or time-history analysis
technique. A stress analysis should be made next, using the inertial forces or equivalent static loads obtained
from the dynamic analysis for each vibration mode. If the response spectrum analysis technique is used, the
seismic design stress usually may be obtained by taking the square root of the sum of the squares of the
individual modal stresses. The absolute sum of the individual stresses should be taken, however, for closely
spaced, in-phase vibration modes. In the analysis, each of the two major horizontal directions is considered
separately and simultaneously with the vertical direction in the most conservative manner.
The analysis must include an evaluation of the effects of the calculated stresses on mechanical strength,
alignment (if critical to proper operation of the air cleaning system), and operational (functional) performance
of the components and the system as a whole. Maximum displacements at critical points must be calculated,
and interference or plastic deformation must be determined and evaluated.
Testing
Either components or a complete system may be qualified by testing under simulated earthquake conditions.
For a very few select cases where the component structure is simple and its potential failure mechanism is
known (e.g., binding of shaft), a static test under the application of a conservative static force may be
acceptable. Otherwise, dynamic testing is required. In such cases, the specimen to be tested is mounted on a
biaxial or triaxial vibration generator in a manner that simulates the intended service mounting, and vibratory
motion is applied independently to each of the perpendicular axes. Displacement induced in the vertical axis
should be considered equal to at least 0.67 times the displacement in the major horizontal axis. The
magnitudes of horizontal acceleration and displacement are those magnitudes for which the specimen is to be
qualified. Where practicable, accelerations, displacements, and relative velocity change should be the
maximum that the equipment can tolerate without loss of function. For fans, motors, dampers, and other
operating equipment, sufficient monitoring devices must be located on the test specimen or assembly so that
the maximum response is always obtained. Tests are made at several sinusoidal frequency steps that represent
the range of frequencies for which the item is to be qualified at the natural frequency or at a number of
predetermined frequencies, as discussed in the following sections.
Exploratory Vibration Test
Section 6
An exploratory test should be made first, using a sinusoidal steady-state input of low magnitude to determine
the presence and location of any natural frequencies within the range of 1 to 33 Hz, or the frequency range
stated in the project specification. The test should be performed at a maximum sweep rate of 1 octave per
minute and a minimum acceleration of 0.2 g, with dwell at resonance for at least 30 seconds. If no resonating
frequencies are found, the item may be analyzed statically or may be tested via: (1) continuous sine test,
(2) sine-beat test, or (3) multiple-frequency test. If one or more resonant frequencies are found in the
exploratory test, the design of the component should, if possible, be modified to move the resonating
frequencies above 33 Hz or to the maximum frequency at which the item is to be qualified. If the item
cannot be readily modified, a performance test should be made at the resonant frequency and at an amplitude
of at least the corresponding value for that frequency from the response spectrum for the building element of
interest.
Nuclear Air Cleaning Handbook U.S. Department of Energy
9-6
Continuous Sine Test. A continuous sinusoidal motion at the qualification frequency and the
corresponding maximum acceleration is imposed for a length of time that is conservatively consistent with
the service for which the item will be used. The item is operated during and after shaking to demonstrate its
ability to perform its function. The test duration is specified in a detailed test procedure. The item is
mounted on the vibration generator in a manner that represents its installation under service conditions. The
vibratory forces are applied to each of the three major perpendicular axes independently unless symmetry
justifies otherwise. Sufficient monitoring equipment must be used to evaluate performance accurately before,
during, or after the test, depending on the nature of the item to be tested.
Sine-beat Test. This test is conducted by inducing sine beats of peak acceleration corresponding to those
for which the item is to be qualified, at the frequency and amplitude of interest. The duration and amplitude
of the beat for each test frequency must be chosen to produce a magnitude equivalent to that produced by
the particular building-element response, with appropriate damping factors. For a test at any given frequency,
5 beats of 10 cycles per beat are normally used, with a pause between the beats so that no significant
superposition of motion will result. Mounting of equipment and instrumentation shall be per approved
methods.
Multiple-Frequency Test. Multiple-frequency testing provides a broadband test motion that is particularly
appropriate for producing a simultaneous response from all modes of multi-degree-of-freedom systems. The
test may be performed by applying a random excitation to the component (simultaneously in each of the
three orthogonal directions), and adjusting the amplitude of the excitation in a frequency band not exceeding
1/3 octave. The resulting test response spectrum should envelop the required response for qualification.
Experience-based Data
In a similarity analysis, the dynamic and physical characteristics of the component and the required response
spectrum are compared with those for a component that has already been qualified. This requires the
availability of a database of qualified components. Engineers who are familiar with the component design
and functional requirements should establish the dynamic similarity. Databases derived from past
qualification and earthquake experience are captured in DOE/EH-0545.12
Section 7
Combination Method
By combining different elements of the various qualification methods, a hybrid method may be developed
that will make the qualification practical and potentially highly cost effective. For example, a system may be
too large for a shake table, but may contain sensitive components that require qualification by testing. In
such cases, the system may be structurally analyzed to determine the motions at the component locations, and
these motions (e.g., expressed as response spectra) can be used as the required input motion for qualification
of the components via dynamic testing. Similarly, by supplementing experience data with a simplified
structural analysis, a powerful, cost-effective qualification method may be devised. Similar application has
been proposed and reviewed for advanced light water reactors.13, 14 This proposal includes duct qualification
using a design-by-rule method—simple static analysis of linear duct models.
Documentation
The selected method(s) of seismic analysis, mathematical models and their natural frequencies, and input
time-histories, as well as corresponding response spectra, damping values, and allowable stress criteria, must
be shown in a qualification report together with the results of all tests and analyses. If the similarity analysis
method is used, the comparison, including the experience data, should be documented. The documentation
must provide detailed information that demonstrates the item meets specified requirements when subjected
to the seismic motion for which it is to be qualified. A licensed professional engineer qualified in the analysis
of such systems should certify the analytical and test results, including the operational data.
DOE-HDBK-1169-2003 Chapter 9
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All instruments, including the heater, damper, and fan controls, should meet the requirements of IEEE 323,15
Standard for Qualifying Class 1E Electrical Equipment for Nuclear Power Generating Stations, and IEEE 344,11
Recommended Practice for Seismic Qualification of Class 1E Equipment in Nuclear Generating Stations. NRC Regulatory
Guide 1.100,9 Seismic Qualification of Electrical Equipment for Nuclear Power Plants, and NRC Regulatory Guide
1.105,16 Instrument Set-points, are also applicable. Instrument controls and control panels should meet the
design, construction, installation, and testability criteria in Section IA of ASME Code AG-1.17
The design, construction, and test requirements of Section BA of ASME Code AG-117 apply to Safety Class
and Safety Significant systems’ fans and motors. All Safety Class and Safety Significant systems must be built
to ASME AG-1. Motors must meet the qualification requirements in IEEE 334,18 IEEE 323,15 and IEEE
344.11 The structural design of Engineered Safeguard Feature (ESF) air cleaning systems must consider the
service conditions that the components and housing may experience during normal, abnormal, and under
accident conditions. The air cleaning system must remain functional following dynamic loading events such
as an earthquake. The structural design of all safety class air cleaning systems, including all components, must
be verified by analysis, testing, or a combination of both. Qualification criteria are contained in Section AA
of ASME AG-1.17 The design requirements for determining housing plate thickness, stiffener spacing, and
size are contained in ASME-AG-1,17 Sections AA, HA, and SA.
Equipment Qualification
Section 8
The fundamental reason for qualifying equipment is to provide adequate levels of safety for the life of the
facility. Equipment qualification is often a requirement for an operating license, and is designed to provide
reasonable documented evidence that the system will satisfy the following three characteristics:
• Qualification goals may be generic or application specific. Generic qualification is probably best for the
original equipment manufacturer because it enables use of the qualified item for a variety of applications.
This type of qualification program requires test parameters that may exceed the needs of the current
program, but are not extreme enough to reduce the chances of a successful qualification. An application-
specific qualification limits the use of the component or system to those having the same or reduced
environmental stresses.
• A mild environment qualification can usually be accomplished without determining a qualified life (per
Section 4 of IEEE 323),15 whereas a harsh environment program usually requires testing to verify
performance under extreme accident conditions. Simulated aging is necessary to arrive at “end-of-life
conditions” prior to accident condition testing. The walkdown requirements will be per DOE/EH-
0545.12
• It is necessary to determine whether the components are designated as safety-related or non-safety-
related. A non-safety-related item can often be excluded from the qualification process when it can be
shown that a failure of that component would not adversely affect the safety function of the overall
equipment.
The qualification plan must be developed in accordance with IEEE 323,15 and must include a determination
of the qualification method, listing of the environmental service conditions, description of any required aging
programs, protocol of the test sequence, and a definition of the accident test profiles.
An aging program might consist of stressors such as thermal aging, mechanical/cyclic aging, radiation
exposure, and mechanical vibration. All of these are designed to simulate conditions that would be
encountered during the expected life of the test specimen prior to its undergoing an accident condition or test
such as seismic pressure.
Nuclear Air Cleaning Handbook U.S. Department of Energy
9-8
The requirements of IEEE 32315 must be followed when preparing a qualification plan. The entire facility
should be considered when designing an air cleaning system. Two questions must be addressed: (1) how can
the system under design affect other systems and areas, and (2) how can the remainder of the facility affect
this system?
There are system characteristics that apply to all air cleaning systems regardless of specific function or nature
of the facility. One is that they must be capable of continuing to meet quantifiable test criteria to provide
verifiable evidence of maintaining acceptance limits over the life of the installation. Therefore, an ability to
maintain and test systems is as important as the ability of those systems to meet the initial performance
criteria. The factors described in the following sections apply to all systems and must be addressed.
9.2.3 Volcanic Eruption
Section 9
Sites, such as Hanford and Idaho National Engineering and Environmental Laboratory (INEEL), with a
potential for volcanic eruption and the resulting ashfall must consider the consequences of such an event
(e.g., the Hanford Reservation and the 1980 Mount Saint Helens eruption). The authorization basis
documents should discuss the potential for such events, including the magnitude and duration of the ashfall
event. In the event of a volcanic eruption, information and advanced notification should be available on the
predicted time the ashfall will arrive. At Hanford, an eruption in the Cascade Mountains is predicted to yield
an ashfall duration of approximately 20 hours. For one Hanford facility, this would require changing
95 percent intake filters every 4 hours.
9.2.4 Tornado
Structural damage from a tornado can arise from missiles, wind, or atmospheric pressure changes that occur
when the funnel cloud passes over the building. Assuming the building is constructed to be tornado-
resistant, damage to the air cleaning system will result mainly from pressure changes that occur in the stack,
ducts, and building spaces surrounding the ducts. The design basis tornado hypothesizes that pressure on the
building will decrease over time, remain at the depressed level, then return to normal. Because the operation
of a ventilation system substantially relies on stable atmospheric conditions to maintain pressure differentials
between the confinement zones of a building and to prevent the release of contaminants, it is likely that
system upset, overrunning or reversal of fans, or even reverse flow could occur due to atmospheric
depressurization, and failure of the dampers could exacerbate the condition. On the other hand, stack(s),
ducts, and fans would attenuate the depressurization. The effects of high airflow rates, large pressure
differentials, and sustained pressurization or depressurization on air cleaning systems and components are
relatively unknown. The dynamic effects of tornadoes and pressure transients on air cleaning and ventilation
systems need to be considered, and methods for describing, analyzing, and calculating the forces to which
these systems would be subjected, along with their response to these forces, need to be mathematically
modeled and developed. For further information on tornadoes, refer to Lawrence Livermore National
Laboratory’s 1985 study on the subject.19
Wind and tornadoes can potentially damage buildings and other structures in a variety of ways. Loose objects
picked up by the wind can be turned into missiles that can penetrate a structure. The roof covering and
siding material can be blown off the building. Winds passing sharp corners of the building tend to separate
from the building, causing an outward pressure. In general, the windward surfaces of the building experience
an inward pressure, and all other exterior surfaces experience an outward pressure. Likewise, the internal air
pressure can rapidly change if air can pass into or out of a structure through openings such as those caused by
a wind-driven missile. If the opening is on the windward side of the building, the internal pressure increases,
reinforcing the outward pressure of the outside air on the other surfaces. If the opening is on any other side
of the building, the internal pressure decreases, counteracting the outward pressure of the outside air. In any
DOE-HDBK-1169-2003 Chapter 9
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Section 10
case, if the atmospheric pressure change (APC) exceeds the structural strength of the building, the building
can suffer significant damage. The APC is especially important in tornadoes. See Table 9.2 for design APC.
Table 9.2 – Summary of Minimum Wind Design Criteria per DOE-STD-1020 3
Performance Category
1 2 3 4
Straight Wind and Hurricane
Annual Probability
of Exceedance
2 × 10-2 1 × 10-2 1 × 10-3 1 × 10-4
Importance Factor 1.0 1.0 1.0 1.0
Missile Criteria NA NA 2 × 4 timber plank 15 lb at 50 mph
(horizontal); maximum height 30 ft.
2 × 4 timber plank 15 lb at 50 mph
(horizontal); maximum height 50 ft.
Tornado
Annual Probability
of Exceedance
NA NA 2 × 10-5
(see note)
2 × 10-6
(see note)
Importance Factor NA NA 1.0 1.0
APC NA NA 40 psf at 20 psf/sec 125 psf at 50 psf/sec
Missile Criteria NA NA 2 × 4 timber plank 15 lb at 100 mph
(horizontal); maximum height 150 ft
at 70 mph (vertical).
3-in.-diameter standard steel pipe,
75 lb at 50 mph (horizontal);
maximum height 75 ft at 35 mph
(vertical).
2 × 4 timber plank 15 lb at 150 mph
(horizontal); maximum height 200 ft at
100 mph (vertical).
3-in. diameter standard steel pipe, 75 lb
at 75 mph (horizontal); maximum
height 100 ft at 50 mph (vertical).
3,000 lb automobile rolls and tumbles at
25 mph.
Note: These are the minimum values for APC and tornado missile criteria. Tornado hazard curves developed by Lawrence
Livermore National Laboratory and applicable site-specific tornado design values should be used for DOE sites.
High-speed winds can be classified as “straight,” “tornado,” or “hurricane.” Straight winds are nonrotating
winds that cover a wide area, typically many tens of miles across, and can reach speeds exceeding 100 miles
per hour (mph). They are generally associated with thunderstorms, mesocyclones, and orographic effects.
Tornadoes are violently rotating winds that are highly localized, a few miles or less across, and can reach
speeds in excess of 200 mph. They can accompany severe weather events such as thunderstorms and even
hurricanes. Hurricanes are very large-scale rotating winds, typically hundreds of miles across. Hurricanes are
important for coastal DOE sites, but not for ones interior to the continent, as hurricanes typically do not
reach inland more than a few hundred miles. For any type of wind, whether straight or rotating, a building is
small compared to the size of the area affected by the wind, and the response of the building is the same. A
distinction is made between different types of wind because of the differences in the hazard curves, which
show the wind speed as a function of the annual probability of exceeding that wind speed. For straight winds
and tornadoes design speeds, see Table 9.2, which is taken from DOE -STD- 1020.3
The performance goals established for PC 1 and PC 2 are met by model codes or national standards. Since
model codes specify straight winds at probabilities greater than approximately 1 x 10-2, tornado design criteria
are specified only for SSCs that are designated as PC 3 and higher, where hazard exceedance probabilities are
less than 1 × 10-2.
All wind speeds are 3-second gusts, which is consistent with the American Society of Civil Engineers
(ASCE 7-9820) approach. Design tornado wind pressures on SSCs should be used with Exposure Category C,
regardless of the actual terrain roughness. For SSCs in PC 3 and PC 4, it is important to determine whether
tornadoes should be included in the evaluation based on geographical location and historical tornado
Section 11
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occurrence records. Site-specific tornado hazard assessments are available for most DOE sites, and a
quantitative approach should be taken. Details of the approach are presented in Appendix D of
DOE-STD-1020.3
The weakest link in the load path of an SSC will determine the adequacy or inadequacy of the performance of
the SSC under wind load. As a result, evaluation of the existing SSCs normally should focus on the strengths
of connections and anchorages, as well as the ability of the wind loads to find a continuous path to the
foundation or support system.
Failure caused by wind and tornado is a progressive process, initiating with an element failure. Once the
initial element failure occurs at the lowest calculated wind speed, the next event in the failure sequence can be
anticipated. All obvious damage sequences should be examined for progressive failures. Once the postulated
failure sequences are identified, the SSC performance is compared with the stated performance goals for the
specified PC. Damage to facilities can arise from both wind impacts (pressure changes) and airborne missiles
driven by the wind. The PCs for facilities are related to the exceedance probabilities for the NPH events, as
discussed above. In the case of wind, the PCs are also related to missile penetrations. These are given in
DOE -STD- 10203 and are summarized in Table 9.2.
Table 3-3 in DOE-STD-10203 lists recommended “straight wind” missile barriers for SSCs categorized as
PC 3 and PC 4. Similarly, Tables 3-4 and 3-5 of this standard show recommended barriers for “tornado”
missiles for PC 3 and PC 4, respectively. Although wind pressures, APC, and missile impact loads can occur
simultaneously, the missile impact loads can be treated independently for design and evaluation purposes.
9.2.5 Flood
In accordance with DOE Order 420.1A,1 flood design and evaluation criteria seek to ensure that safety SSCs
at DOE sites satisfy the performance goals described in DOE-STD-1020.3 The determination of the design
basis flood (DBFL) that must be considered in flood design for design of civil engineering systems such as
structures, site drainage, roof systems, and roof drainage is addressed in DOE-STD-1023.7 The criteria
specified in terms of the flood hazard input, hazard annual probability, design requirements, and emergency
operation plan requirements are described in Chapter 4, Table 4-1, of the DOE-STD-1020.3 The mean
hazard probability is 2 × 10-3 for PC 1 SSCs, 5 × 10-4 for PC 2 SSCs, 1 × 10-4 for PC 3 SSCs, and 1 × 10-5 for
PC 4 SSCs.
Flooding occurs when the rate of water entry into an area or facility exceeds the removal rate. According to
DOE-STD-1020,3 both storm sewers and open channels must be sized to accommodate runoff from the
25-year, 6-hour storm. The potential effects of larger storms (up to the 100-year, 6-hour storm) should also
be considered. Flooding is important because it can damage facilities, spread contamination, and potentially
lead to a criticality. Flooding may be caused by locally heavy rains as well as by distant rains that cause nearby
rivers to overflow. An accident analysis should examine the statistics of both heavy rain and river flooding.
The water load on roofs is also a concern during periods of heavy precipitation. If drainage is blocked, ponds
could form on flat roofs and possibly cause structural failure. For example, a pond 1,000 square feet in area
(e.g., 25 by 40 feet) and 2 inches deep weighs over 5 tons. This could be enough to breach a roof.
Section 12
Because floods have a common-cause impact on SSCs located in proximity to one another, the design basis
for the most critical SSC may govern the design for other SSCs or for the entire site. Therefore, it may be
more realistic economically and functionally to develop a design strategy that satisfies the performance goals
of the most critical SSC and, simultaneously, that of other SSCs. Hardening a site by constructing a levee
system might be more feasible for a specific site, thereby protecting all SSCs.
Flood hazard assessment consists of identifying sources of flooding (e.g., rivers, lakes, local precipitation) and
the individual associated flood hazards (e.g., hydrostatic forces, ice pressures, hydrodynamic loads). On the
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rare occasion, an individual SSC or the entire site may be impacted by multiple sources of flooding and flood
hazard. DOE-STD-10237 presents guidelines for conducting a probabilistic flood hazard assessment. As a
part of such a probabilistic assessment, an evaluation of uncertainty is also performed. The DFB events that
must be considered are shown in Table 9.3.
Table 9.3 – Design Basis Flood Events*
Primary Hazard
Event Combination to be Considered with
Primary Hazard
River Flooding 1 peak flood evaluation
2 wind waves
Dam Failure 3 ice forces
4 erosion, debris, etc.
1 all models
Local Precipitation 2 wind waves
3 erosion, debris, etc.
Storm Surge, Seiche
(due to hurricane, seiche, squall lines, etc.)
1 site runoff
2 ponding on the roof
3 rain and snow
Levee or Dike Failure 1 tide effects
Snow 1 snow and drift – roof
Tsunami 1 overtopping
2 wave action
1 tide effects
* For event combinations, see DOE-STD-10203.
Limited flood hazard assessments for some DOE sites have been conducted. Flood loads are assessed for
the DBFL on an SSC-by-SSC basis. If the hazard annual probability for a primary flood hazard is less than
the design basis hazard annual probability for a given PC, as mentioned above, it need not be considered a
design basis event. For example, if the hazard annual probability for PC 1 is 2 × 10-3 per year, failure of an
upstream dam need not be considered if it can be shown that the mean probability of flooding due to dam
failure is less than 2 × 10-3.
The strategy of hardening an SSC or site and providing emergency operation plans is secondary to siting
facilities above the DBFL level because some probability of damage does exist and, as a result, SSC
operations may be interrupted. Flood mitigation systems (e.g., exterior walls, flood-proof doors, etc.) must be
considered in accordance with the requirements specified in the applicable regulations.
Unlike design strategies for seismic and wind hazards, it is not always possible to provide a margin in the
flood design of an SSC. When a site is inundated, it will cause significant disruption. Under these
circumstances, there is no margin, as the term is used in the structural sense. Therefore, the SSC must be
kept dry, and operations must not be interrupted to satisfy the performance goals. Refer to DOE-STD-10203
for further details.
9.2.6 Lightning
DOE facilities have been struck by lightning numerous times, causing equipment damage and adversely
affecting facility safety and operations. At any given time, some 2,000 thunderstorms are occurring around
the world, creating approximately 100 lightning strikes every second.
Section 13
Lightning is a high-current electrical discharge in the atmosphere with a path length typically measured in km.
Electrical currents from lightning range from one to hundreds of kA. The upper one-percentile current
(99 percent of all lightning flashes have a lower current) has been determined to be about 200 kA; this is
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identified (by lightning scientists) as the severe threat level. The median (50th percentile) value lies in the 20-
to 30-kA range. Lightning can travel at 35,000 to 100,000 km/sec.
It is important to assess the severity and frequency of lightning strikes for several reasons. Lightning can
cause a fire, a breach in a building, sensor failures or false alarms, communications and electronic component
failures, and power failures that give rise to other system failures.
Lightning data for the United States is given in the Lightning Protection Code, National Fire Prevention
Association (NFPA) 7808 and a yet to be published DOE Standard entitled Lightning Hazard Management Guide
for DOE Facilities. The probability of lightning striking a particular object located on the earth (ground) is
found by multiplying the object’s lightning-attractive area by the local ground-flash density (lightning strikes
to ground per square kilometers per year).
For flat terrain without buildings or other structures, the probability of a lightning strike is the same
throughout the area. Structures, however, especially tall ones such as stacks, water towers, and power poles,
attract lightning and increase the probability of a strike at those locations, thus decreasing the probability at
other nearby locations. These taller structures thus provide some protection for the shorter structures
nearby. The “circle of protection” offered by a tall structure depends on its height and on the peak current in
the lightning strike. The higher the structure, the larger the circle of protection. As a rule of thumb, for a
medium-current strike, the radius of the circle of protection is equal to the height of the grounded lightning
attractor. This is not valid for all lightning, however, as the radius of the circle of protection also depends on
the current in the lightning strike—the larger the current, the larger the circle of protection. A building that
may be protected by a larger nearby structure for a high-current lightning strike may not be protected from a
lower-current strike. Elevated conducting wires that are horizontal and grounded can also protect facilities
below them. Power lines, therefore, could be considered to provide some protection for certain buildings. In
general, the stacks, water towers, and power lines of a site offer protection for only a small portion of a site.
Lightning strikes are of greatest concern to facility managers during the late spring, summer, and early fall. A
review of the DOE Occurrence Reporting and Processing System database revealed that 89 percent of
lightning-related events occurred during the second and third quarters of the year.
Lightning protection equipment can degrade over time or after suppressing numerous strikes, and can
suddenly fail without warning. Deficiencies such as failed surge arresters or degraded insulation can cause
ground faults and electrical distribution system failures. If NFPA-specified lightning protection is provided,
the likelihood of lightning damage is, of course, greatly reduced.
Section 14
Risk analysis should consider the consequences of a lightning strike and its likelihood of occurrence. DOE
sites such as Sandia National Laboratories, the West Valley Site, Fernald, Hanford, the Savannah River Site,
and Pantex are a few of the sites where damaging lightning has been reported. The risk for facilities that
contain high-energy systems or components such as explosives (e.g., Pantex) would be elevated because of
the potential damage from a detonation. Instruments and control systems at many facilities are also
vulnerable to damage and lightning-induced malfunction. Brief over-voltages caused by lightning strikes and
manmade transient voltages can immediately destroy low-power solid state components such as computer
chips, or can weaken them to the point that they fail months after a lightning event.
Not every lightning strike is damaging. The amount of damage depends on the amount of current in the
return strike, the magnitude of any continuing current, and the susceptibility of the target to lightning damage.
Electronic equipment, for example, is more susceptible to failure from a lightning strike than a concrete pad
is to fire damage. The main danger to a site from lightning is from fire, as fire can potentially lead to a release
of radioactive or chemically hazardous material. Lightning-induced fire can be caused in several ways.
Examples are listed below.
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• Fire can be started in dry combustible material such as a wooden structure or dry grass by the weak
“continuing current” between lightning strikes. About 20 percent of lightning strikes have a
continuing current large enough to start such a fire. The magnitude of the peak current is not
relevant here, as the return strike is too brief to start a fire.
• A lightning strike on a building can induce large currents in the electrical wiring in the building. It is
possible that the high current will cause a breakdown in both the insulation on the wiring and the
insulation provided by the air, causing an electrical arc to form between the wire and a nearby
grounded object. A followon current from the electrical circuit would then sustain the arc and could
continue for many seconds or even minutes, long after the lightning strike is gone. Combustible
material in the immediate vicinity could then be ignited. Although arcing is more likely with larger-
current strikes, any magnitude of strike could produce it. To be conservative, all lightning strikes on
a building should be considered.
• A lightning-induced spark or voltage surge can initiate a fire. Such fires have been observed in
reinforced concrete facilities when lightning struck power lines several miles away.
• Damage to electronic components from lightning strikes can create spurious control system signals.
The potential for such signals to initiate the release of radioactive or chemically hazardous materials
should be evaluated.
9.3 Deep-Bed Sand Filters
Some of the following material is taken directly from ERDA 76-21.21 Although dated, it is still relevant today,
and has been updated where appropriate.
Deep-bed sand (DBS) filters have been used in the ventilation and process exhaust systems of radiochemical
processing facilities since 1948. The major attractions of DBS filters include large dust-holding capacity, low
maintenance requirements, inertness to chemical attack, high heat capacity, fire resistance, and the ability to
withstand shock loadings and large changes in airstream
pressure without becoming inoperative. The disadvantages
of DBS filters include high capital cost; large area; high
pressure drop; high power costs; and uncertainties in
selection, availability, grading, and handling of suitable
sands; and issues with disposal of the spent unit.
Section 15
DBS filters are deep (several feet thick) beds of rock, gravel,
and sand, constructed in layers graded with about two-to-
one variation in granule size from layer to layer. Airflow
direction is upward, and granules decrease in size in the
direction of airflow. A top layer of moderately coarse sand
is generally added to prevent fluidization of finer sand. The
rock, gravel, and sand layers are positioned and sized for
structural strength, cleaning ability, dirt-holding capacity,
and long life. Figure 9.3 shows the cross-section of a
typical DBS filter. Ideally, the layers of larger granules,
through which the gas stream passes first, remove most of
the larger particles and particulate mass, and the layers of
finer sands provide high-efficiency removal. Below the
fixed bed of sand and gravel is a course of hollow tile that
forms the air distribution passages. The filter is enclosed in
Figure 9.3 – Section through Typical
Sand Filter
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a concrete-lined pit. The superficial velocity is around 5 fpm, and the pressure drop across 7 layers, sized
from 3 1/2 inches to 50 mesh, is from 7 to 11 in.wg. Collection efficiencies up to 99.98 percent [determined
by in place test with polydispersed 0.7-number mean diameter (NMD) test aerosol have been reported.22 The
approximate capital cost of a sand filter is $300 per cfm in 2001 dollars.
A removal efficiency approaching that of a single HEPA filter has been claimed for DBS filters if the proper
sands are used and the contact path is long enough. Efficiency tests of DBS filters can only be made using
polydispersed test aerosols with an NMD of about 0.7 µm and the in-place test procedures described in
Chapter 8. True efficiency tests of HEPA filters, on the other hand, are made with a monodispersed test
aerosol with an NMD of 0.3 µm. In addition, tests of very large units, such as DBS filters, are often made
under conditions that sometimes yield results that are difficult to interpret. For these reasons, although the
efficiency of DBS filters approaches that of HEPA filters, it should not be assumed that the efficiency of
DBS filters for submicron particles is actually equivalent to that of HEPA filters.
DBS filters have received renewed interest in the past few years because of increased concern about the
effects of natural phenomena (earthquake, tornado), fire, and explosion, and because procurement and
maintenance costs of alternative air cleaning methods have increased substantially. DBS filters are
characteristically one-of-a-kind designs. They are literally constructed in the field as the gravel is positioned
and the sand is poured in place. No standards exist, so most of the information for new designs must come
from reports of previous applications. A bibliography and review of DBS filters built prior to 1970 was
prepared by Argonne National Laboratory.23
Following initial installation of a DBS filter at DOE’s Hanford Site, nine others were installed at Hanford,
Savannah River, and the Midwest Fuel Recovery Plant at Morris, Illinois. All but one22 of these were
designed for cleaning ventilation air from fuel reprocessing facilities, and only five (all at Savannah River) are
currently used for this purpose. There is a DBS filter in the roof of the Zero Power Research Reactor24 at
Idaho Falls, but it is for emergency exhaust cleanup only and is not operated under normal conditions.
Details of existing U.S. DBS filters are given in Table 9.4. Properties of sands and aggregates used as the
filtration media of these filters are given in Table 9.5.
Section 16
9.3.1 DEEP-BED SAND FILTER DESIGN
A rough approximation of the collection efficiency of sand, on an activity basis, is given by the following
equation:21
? = - exp (–KL1/2V-1/3D-4/3) (9.1)
where:
? = fractional collection efficiency on a radioactivity or mass basis
L = depth of fine sand, feet
V = superficial gas velocity, fpm
D = average sand grain diameter, inches
K = proportionality factor
[Note: The values of L, V, and D vary with sands from different sources of the same mesh size and must be
determined experimentally for any given sand.]
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Table 9.4 – Dimensions and Operating Data of Existing U.S. Deep-Bed Sand Filters
DBS Filter
No. a
Plan Dimensions b
(ft)
Design Flow
(cfm)
Design
Superficial
Velocity (fpm)
Design
Pressure Drop
(in.wg)
Year of
Initial
Operation
Present
Status
of DBS
1 108×46 25,000 5.0 5.0 1948 Standby
2 108×46 25,000 5.0 7.0 1948 Standby
3 96×96 40,000 4.3 10.0 1950 C
4 85×85 40,000 5.5 12.0 1951 Active
5 240×100 20,000-30,000 4.8 ~10.0 1954 Active
6 240×100 20,000-30,000 4.8 9.2 1955 Active
7 360×100 210,000 5.8 ~10.0 1975 Active
8 360×100 210,000 5.8 ~10.0 1976 Active
9 140×103 74,000 5.1 Not available 1974 Active
10 72×78 32,000 5.7 Not available 1974 C
11 50 to 62.5 (diameter) E D Not available 1968 Active
12 120 x 192 115,000 5.0 8.0 1995 Active
13 Not available
14 Not available
a Filter identification:
1. T Plant, Building 291-T, Hanford West Area, Richland, WA.
2. B Plant, Building 291-B, Hanford East Area, Richland, WA.
3. U Plant, Building 291-U, Hanford, Richland, WA.
4. Redox Facility, Building 291-S, Hanford, Richland, WA.
5. F Area, Building 294-F, Savannah River Site, Aiken, SC.
6. H Area, Building 294-H, Savannah River Site, Aiken, SC.
7. F Area, Building 294-1F (new), Savannah River Site, Aiken, SC.
8. H Area, Building 294-1H (new), Savannah River Site, Aiken, SC.
9. SRL, Building 794-A, Savannah River Laboratory, Aiken, SC.
10. Midwest Fuel Recovery Plant (MFRP), c Morris, IL.
11. Zero Power Plutonium Reactor Facility, Argonne National Laboratory, Idaho Falls, ID.
12. S Area, Defense Waste Processing Facility, Savannah River Site, Aiken, SC
13. F Area, Building 235-F, Savannah River Site, Aiken, SC.
14. Pit Conversion and Disassembly Facility (PCDF), Savannah River Site, Aiken, SC (under construction).
b Inlet side shown first, outlet side italicized.
c MFRP is not engaged in reprocessing, only storage; sand filter is active.
d This is an emergency relief system.
Values for the proportionality constant, K, for several sands tested at Hanford are:
Type of Sand K
Hanford 0.053
AGS flint 0.045
Rounded grain sand (Ottawa, Eau Claire, Monterey) 0.035
Collection efficiency on a radioactivity basis gives a higher number than the collection efficiency on a count
basis, as reflected by the test aerosol test, because larger, more easily collected particles may carry more
radioactivity and bias the analysis to give greater value to larger particles. The relationship between count and
activity collection efficiency cannot be determined without accurate information on aerosol size distribution
and the relationship of aerosol size to radioactivity.
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Table 9.5 – Properties of Sands and Aggregates Used in Existing U.S. Deep-bed Sand Filters
Filter No. a
Property 1 2 3 4 5 6 7 8 9, 12 10
Depth of bed, feet 9 8.5 8 8 8 8 7.5 7.5 7.5 8
Section 17
Number of layers 9 8 7 7 7 7 6 6 6
Depth of layers (inches)
Granule size range, mesh (unless inches noted)
Layer A 2-3 inches 12
2 1/2-1 1/4 inches 12
3-1 1/4 inches 12 12 12 12 12
3-1 inches 12 12 18
Layer B 1-2 inches 12
1 3/4-5/8 inches 12 12 12 12
1 1/2-5/8 inches 12 12 12 12 12
Layer C 1-1/2 inch 12
3/4 inch ~ 6 12 12 12
5/8-1/4 inch 12 12 12 12 12
Layer D 1/2 inch -4 12
3/8 inch -3 12
Layer E 4-8 12 6 6 6 6 6 6 6 6
1/4 inch -8 6
Layer F 8-20 12 12 12 12 12 12 12 12 6
8-18 12
Layer G 20-40
30-50 36 b 36 36 36 36
20-50 36 36 b 36
a See Table 9.4 for locations corresponding to number.
b Removed 12 inches from G layer, July 1972, to reduce pressure drop.
The approximate void fraction of a sand bed is generally about 0.4. Sand permeability tests have shown that
intense vibration can cause extreme compaction, resulting in near doubling of the pressure drop. 25, 26, 27
Factors that must be considered include the effects of compaction, steam injection, relative humidity, and
velocity change on efficiency and pressure drop. Besides permeability and filtration requirements, the sand
must be abrasion- and fracture-resistant and must resist corrosion from the fumes likely to be present in the
exhaust airstream.
Filter life is determined by the increase in pressure drop and the decrease in gas flow caused by the collection
of solids within the sand bed. Filter life can be significantly reduced if solids collection is concentrated in
small fractions of the bed or on the finer sand. Uniform concentration of coarse aggregate layers upstream of
the fine sand layer tends to maximize filter life.
Clogging of DBS filters is aggravated by local decreases in porosity at the interfaces between graded layers.
The mixing of aggregates (sand, gravel) at the interfaces usually results in a lower void fraction at the interface
than if no mixing is permitted. The extent of reduction in void fraction depends on the characteristics of the
aggregates and on the technique used to charge them into the filter bed. The lowest layer may require hand
placement for the first few inches so that no rocks fall through the openings in the distribution blocks.
Significant improvement in filter life can be obtained by careful attention to loading.
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The DBS filter housing is a poured concrete structure,
located partially underground, with walls capable of
withstanding the DBE without cracking and the design
basis flood without leaking. The floor has channels for
distributing the incoming air and is covered by the
special hollow block shown in the view of the empty
sand filter. The floor and the distribution system must
bear the weight of the sand column above it. With
corrosion and aging, withstanding this weight has been a
problem in some DBS filters. The floor should be
sloped to a drain and have a built-in capability for
drainage if it becomes necessary. It is often prudent not
to connect the drain line so that a determination of what
to do with the drainage can be made after the event if
flooding occurs. The filter should be on the suction side
of the fan so that it is negative to the atmosphere and all
leakage is inward. See Figure 9.4.
When a DBS filter has been used in series with HEPA filters at plutonium facilities, it should be located
upstream of the HEPA filters. An isometric of this filter is show in Figure 9.5.
Section 18
Figure 9.4 – Interior of New Sand Filter
at Savannah River Laboratory Before
Loading of Sand and Aggregate
Figure 9.5 – Overall Isometric View and Details of New Sand Filter at
Savannah River Laboratory
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9.3.2 Deep-Bed Sand Filter Plugging
Some filters have experienced plugging at low dust loadings. In one case, the plugging was caused by
moisture entering through cracks in the concrete sidewalls of the unit. In another instance, plugging was
caused by crystal growth in the filter media fines, probably due to a reaction of nitric acid vapors from the
process building with calcite, with dolomite present in the original sand, and with cement dust generated by
severe erosion and acid attack on the concrete entry ducts and support structures.
9.3.3 Spent Media Disposal
Deactivation of existing filters is generally accomplished by sealing and abandoning the filter. Spent media
are stored in place within the unit. The total unit is replaced by a new filter located close by. Present
Government regulations for radioactive solid waste, though unclear, may rule out such in-place disposal in
the future. If the material were handled as high-level radioactive waste, each 1,000-cfm capacity of filter
would require about two hundred 55-gallon drums for disposal. A detailed analysis of filter decommissioning
was performed for the PDCF Project at the Savannah River Site. This is currently the best available
information on the cost of decommissioning.
9.3.3.1 Burial in Place
Burial in place (or entombment) for DBS filters is feasible and could be economical if provisions are applied
during initial design of the filters to ensure that the walls, floors, and roof integrity are sufficient to satisfy the
requirements of 10 CFR 61,28 and the requirements of other regulatory agencies such as the
U.S. Environmental Protection Agency and South Carolina Department of Health and Environmental
Control. To ensure that the selected location of the DBS filter can be licensed, the location must be suitable
for near surface disposal in accordance with 10 CFR 61,28 Subpart D. The primary emphasis in disposal site
suitability is given to isolation of the waste. This involves evaluation of long-term impacts and disposal site
features that ensure that the long-term performance objectives of 10 CFR 61,28 Subpart C, are achieved.
(Note: 10 CFR 61 applies specifically to NRC facilities, but is used for guidance here).
To ensure that the facility can be licensed as a near-surface land disposal facility, initial site characterization
and the installation of long-term ground water monitoring wells during construction is essential. Estimated
costs associated with this method of disposition are provided in Table 9.6.
Table 9.6 – DBS Filter Entombment Decontamination and Decommissioning Cost Estimate**
Cost Parameter Unit Cost/ft3 Volume (ft3) Total Cost**
Licensing 500,000
Initial Site Characterization 200,000
Monitoring Well 100,000
Grout Void Space $5.00 144,000 720,000
Cover Fill (5 meters) $0.50 590,400 295,200
Tunnel Decon 2,073,474
Total $3,888,674
Assume the void space above the fill to be 4 feet high, 300 feet wide, and 120 feet long, with a volume of
144,000 cubic feet.
** All costs are for FY 2002.
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9.3.3.2 Decontamination
Section 19
Because of the irregular surface areas and porous nature of the clay tile, stones, gravel, and sand filter media
utilized in DBS filters, decontamination methods currently available would be mostly ineffective. Ancillary
materials such as concrete confinement walls and supports and steel grating, if utilized, are potential
candidates for decontamination, but make up a relatively small percentage of the total mass of the DBS filter.
9.3.3.3 Onsite Disposal
Low-level waste onsite disposal techniques include:
• Onsite transport in steel containers from point of origin to storage vaults,
• Manual sorting of waste to separate out compactable waste,
• 55-gallon drum compaction, when practical,
• Return to steel containers, and
• Final interment in the waste storage vaults.
Onsite disposal techniques are well developed and currently licensed. However, existing permits limit current
space availability. Table 9.7 provides a cost estimate for onsite disposal of filter materials and stabilization by
grout of the remaining structural members.
Table 9.7 – Sand Filter Onsite Disposal Cost Estimates*
Without Characterization
Activity Volume (ft3) Cost/ft3 Cost $
Filter Media Disposal 288,000 $106 $30,528,000
Activity Volume (ft3) Hr/ft3 Cost/ft3 Labor $/hr
Media Removal 288,000 0.10 $57.76 $1,663,488
Grout Fill 432,000 $5.00 $2,160,000
Tunnel Decon $2,073,474
Total $34,351,488
With Characterization
Activity Volume Cost/ft3 Cost $
Filter Media Disposal 144,000 $106 $15,264,000
Activity Volume (ft3) Hr/ft3 Cost/ft3 Labor $/hr
Media Removal 288,000 0.10 $57.76 $1,663,488
Characterization 288,000 0.05 $83.09 $1,196,496
Grout Fill 432,000 $5.00 $2,160,000
Tunnel Decon $2,073,474
Total $20,283,984
Sand Filter Specifications:
Required Flow Velocity Face Length Width Depth
160,000 cfm 5 fpm 32,000 300 ft 120 ft 8 ft
Waste Volume Face
288,000 ft3 36,000
* All cost estimates are for FY 2000.
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9.3.3.4 Offsite Disposal
An alternative approach would be for removal of filter media from the sand filter structure and disposal at an
offsite near-surface land disposal site. Offsite disposal methodologies would be similar to onsite disposal
impacts, except that the increased costs of offsite burial would be incurred. Labor costs for offsite disposal
would be similar to those incurred for onsite disposal. Table 9.8 provides a cost estimate for offsite disposal
of filter media and stabilization by grout of remaining structural members.
9.3.3.5 Long-Term Safe Storage
This approach requires continuing surveillance and security measures to prevent inadvertent intrusion. While
costs may not be severe on an annual basis, in the long term they can be significant. This alternative
constitutes a continuing threat to the public and the environment. Ultimate disposal would still be necessary,
but at escalated costs.
Table 9.8 – Sand Filter Offsite Disposal Cost Estimates*
Without Characterization
Activity Volume ft3) Cost/ft3 Cost $
Filter Media Disposal 288,000 $570 $164,160,000
Activity Volume (ft3) Hr/ft3 Cost/ft3 Labor $/hr
Media Removal 288,000 0.10 $57.76 $1,663,488
Grout Fill 432,000 $5.00 $2,160,000
Tunnel Decon $2,073,474
Total $167,983,488
With Characterization
Activity Volume Cost per ft3 Cost $
Filter Media Disposal 144,000 $570 $82,080,000
Activity Volume (ft3) hr/ft3 Cost/ft3 Labor $/hr
Section 20
Media Removal 288,000 0.10 $57.76 $1,663,488
Characterization 288,000 0.05 $83.09 $1,196,496
Grout Fill 432,000 $5.00 $2,160,000
Tunnel Decon $2,073,474
Total $87,099,984
* All costs are for FY 2000.
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9.4 References
1. DOE (U.S. Department of Energy), 2002, Facility Safety, DOE Order 420.1A, Washington, DC.
2. DOE (U.S. Department of Energy), 2000, Guide for the Mitigation of Natural Phenomena Hazards for DOE
Nuclear Facilities and Nonnuclear Facilities, DOE Guide G420.1-2, Washington, DC, March 28.
3. DOE (U.S. Department of Energy), 2002, Natural Phenomena Hazards Design and Evaluation Criteria for
Department of Energy Facilities, DOE-STD-1020, Washington, DC, January.
4. International Code Council Inc., 2000, International Building Code 2000, IBC 2000, Falls Church, VA.
5. DOE (U.S. Department of Energy), 2002, Natural Phenomena Hazards Performance Categorization Criteria for
Structures, Systems, and Components, DOE-STD-1021, Washington, DC, April.
6. DOE (U.S. Department of Energy), 2002, Natural Phenomena Hazards Site Characterization Criteria,
DOE-STD-1022, Washington, DC, April.
7. DOE (U.S. Department of Energy), 2002, Natural Phenomena Hazards Assessment Criteria, DOE-STD-1023,
Washington, DC, April.
8. NFPA (National Fire Protection Association), 2000 edition, Standard for the Installation of the Lightning
Protection Systems, NFPA 780, Quincy, MA.
9. NRC (U.S. Nuclear Regulatory Commission), 1988, Seismic Qualification of Electric and Mechanical Equipment
for Nuclear Power Plants, NRC Regulatory Guide 1.100, Revision 2., Washington, DC, June.
10. NRC (U.S. Nuclear Regulatory Commission), 1996, Standard Review Plan for the Review of Safety Analysis
Reports of Nuclear Power Plants, NUREG-0800, Sections 3.9 and 3.10, Washington, DC.
11. IEEE (Institute of Electrical and Electronic Engineers), 1987, Recommended Practice for Seismic Qualification of
Class1E Equipment for Nuclear Power Generating Stations, IEEE Standard 344-1987, New York, NY.
12. DOE (U.S. Department of Energy), 1997, Seismic Evaluation Procedure for Equipment in U.S. Department of
Energy Facilities, DOE/EH-0545, Washington, DC, March.
13. MPR Associates and EQE International for Advanced Reactor Corporation, 1996 Advanced Light Water
Reactor (ALWR) First-Of-A-Kind Engineering Project on Equipment Seismic Qualification, February.
14. EQE International for Advanced Reactor Corporation, 1995, Advanced Light Water Reactor (ALWR) First-
Of-A-Kind Engineering (FOAKE) Project on Design by Rule for HVAC Ducting and Supports, April.
15. IEEE (Institute of Electrical and Electronic Engineers), 1983 (R1996), Standard for Qualifying Class 1E
Equipment for Nuclear Power Generating Stations, IEEE-323, New York, NY.
16. NRC (U.S. Nuclear Regulatory Commission), 1999, Instrument Set-Points, Regulatory Guide 1.105,
Revision 3, Washington, DC.
17. ASME (American Society for Mechanical Engineers), 2003, Code of Nuclear Air and Gas Treatment, ASME
AG-1, New York, NY.
Nuclear Air Cleaning Handbook U.S. Department of Energy
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18. IEEE (Institute of Electrical and Electronic Engineers), 1994, Standard for Qualifying Continuous Duty Class
1E Motors for Nuclear Power Generating Stations, IEEE-334, New York, NY.
19. Lawrence Livermore National Laboratory, 1985, Development of a Probabilistic Tornado Wind Hazard Model for
the Continental United States, UCRL-ID-140922, (prepared for the U.S. Department of Energy).
Section 21
20. ASCE (American Society of Civil Engineers), 1998, Minimum Design Loads for Buildings and Other Structures,
ASCE 7-98, New York, NY.
21. ERDA (Energy Research and Development Administration), 1976, Nuclear Air Cleaning Handbook: Design,
Construction, and Testing of High-Efficiency Air Cleaning Systems for Nuclear Applications, ERDA 76-21.
Oak Ridge National Laboratory, Oak Ridge, Tennessee, 2nd Edition, Washington, DC.
22. Mover, R. A., J. H. Crawford, and R. E. Tatum, 1975, “Deep-Bed Sand Filter at Savannah River
Laboratory,” 13th Atomic Energy Commission Air Clean Cont., USAEC Report CONF-740807.
23. Juvinall, R. A., R. W. Kessic, and M. J. Steindler, 1968, Sand-Bed Filtration of Aerosols: A Review of Published
Information on Their Use in Industrial and Atomic Energy Facilities, USAEC Report ANL-7683, Argonne
National Laboratory, Chicago, IL, February.
24. Lawroski, H., “Zero Power Plutonium Reactor Facility,” Nuclear News 11(47), American Nuclear
Society, Washington, DC.
25. Lapple, C. E., 1948 and 1949, Interim Reports-200 Area, Stack Contamination, U.S. Atomic Energy
Commission Report HDC-743, and HDC-987, General Electric Co., Richland, WA, October 11 and
January.
26. Work, J. B., 1948, Decontamination of Separation Plant Ventilation Air, USAEC Report HW-11529, General
Electric Co., Richland, WA, November 10.
27. Schurr, G. A., D. B. Zippier, and D. C. Guyton, 1972, “Deep-Bed Filter Tests,” 12th Atomic Energy
Commission Air Cleaning Conference, USAEC Report CONF-720828, August.
28. 10 CFR 61 (Code of Federal Regulations), 2003, Licensing Requirements for Land Disposal of Radioactive Waste,
NRC, Washington, DC, January 1.
DOE-HDBK-1169-2003 Chapter 9
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TABLE OF CONTENTS
CHAPTER 9
SPECIAL APPLICATION REQUIREMENTS ........................................................... 9-1
9.1 Introduction............................................................................................................................... 1
9.2 Natural Phenomena................................................................................................................... 1
9.2.1 Natural Phenomena Hazards............................................................................................................................1
9.2.2 Earthquake..........................................................................................................................................................2
9.2.3 Volcanic Eruption..............................................................................................................................................8
9.2.4 Tornado...............................................................................................................................................................8
9.2.5 Flood .................................................................................................................................................................10
9.2.6 Lightning...........................................................................................................................................................11
9.3 Deep-Bed Sand Filters............................................................................................................. 13
9.3.2 Deep-Bed Sand Filter Plugging ......................................................................................................................18
9.3.3 Spent Media Disposal ......................................................................................................................................18
Section 22
9.3.3.1 Burial in Place ...............................................................................................................................18
9.3.3.2 Decontamination .......................................................................................................................19
9.3.3.3 Onsite Disposal ..........................................................................................................................19
9.3.3.4 Offsite Disposal .........................................................................................................................20
9.3.3.5 Long-Term Safe Storage...........................................................................................................20
9.4 References ............................................................................................................................... 21