DOE-STD-1066-2023, Fire Protection
This Standard serves as the primary source document for criteria and guidance for fire protection programs (FPPs) supporting the implementation of DOE O 420.1C Chg. 3, Facility Safety.
Related To:
Version history and related documents
Related documents
Document text
Text extracted from the attached file. Refer to the original document for the authoritative version.
Section 1
DOE-STD-1066-2023
DOE STANDARD
FIRE PROTECTION
U.S. Department of Energy
Washington, DC 20585
DISTRIBUTION STATEMENT A. Approved for public release; distribution is unlimited.
NOT MEASUREMENT
SENSITIVE
DOE-STD-1066-2023
ii
FOREWORD
This Department of Energy (DOE) Standard (STD) supersedes DOE-STD-1066-2016, Fire Protection,
and is approved for use by DOE and its contractors. This revision reflects the following significant
changes and additions:
• New guidance on what constitutes a “reliable water supply” [endnote to Section 4.2.7.1.3]
• Revision of the applicability statement for NFPA-801 [Section 4.4.1.1]
• Revision of the applicability statement for AGS-G010, Standard of Practice for Glovebox Fire
Protection [Section 4.4.2.3]
• New guidance on the technical basis needed to support requests for fire protection equivalencies,
exemptions, and variances [Section 5.2.3 and Appendix F]
• New guidance on an approach for managing age degradation and obsolescence of fire protection
structures, systems and components [Section 5.4]
• New guidance on wildland fire management by Power Marketing Administrations [Section 8.6.3]
• Deletion of template for qualification of lead fire protection engineers
• New guidance and best practices for implementing DOE O 226.1B, Implementation of
Department of Energy Oversight Policy [Appendix G]
This Standard serves as the primary source document for criteria and guidance for fire protection
programs (FPPs) supporting implementation of DOE Order (O) 420.1C Chg. 3, Facility Safety1. Other
information supporting DOE’s FPPs (such as past guidance, models, sample reports, and reference
documents) is available through the DOE Fire Protection Program website at: https://www.energy.gov/
ehss/fire-protection-program. This Standard was originally developed because national consensus
standards and other design and safety criteria do not comprehensively or, in some cases, adequately
address special or unique fire protection issues at DOE facilities. Beneficial comments (recommendations,
additions, deletions) and any pertinent data that may improve this document should be e-mailed to
nuclearsafety@hq.doe.gov or sent to:
Office of Nuclear Safety (EHSS-30)
Office of Environment, Health, Safety, and Security
U.S. Department of Energy
19901 Germantown Road
Germantown, MD 20874
DOE technical standards, such as this Standard, do not establish requirements. However, all or part of the
provisions in a DOE standard can become requirements under the following circumstances:
• They are explicitly stated to be requirements in a DOE requirements document; or,
• The organization makes a commitment to meet a standard in: (a) a contract or (b) an
implementation plan or program plan of a DOE requirements document.
Throughout this Standard, the word “shall” is used to denote a requirement of this Standard; the word
“should” is used to denote a recommendation of this Standard; and, the word “may” is used to denote
permission, but not a requirement or a recommendation of this Standard. To satisfy this Standard, all
applicable “shall” statements need to be met. Alternate approaches that demonstrate an equivalent level
of safety are also acceptable, if approved by the DOE field element. “Should” statements represent DOE
technical expectations. Alternative approaches to “should” statements are permitted and do not require
approval by DOE. 2
mailto:nuclearsafety@hq.doe.gov
DOE-STD-1066-2023
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TABLE OF CONTENTS
Section 2
1 INTRODUCTION .............................................................................................................................. 1
1.1 PURPOSE ....................................................................................................................................................... 1
1.2 APPLICABILITY ............................................................................................................................................. 1
1.3 OVERVIEW OF STANDARD ............................................................................................................................. 1
1.4 REFERENCED DOCUMENTS ........................................................................................................................... 1
1.5 DEFINITIONS ................................................................................................................................................. 6
1.6 ACRONYMS ................................................................................................................................................. 11
2 GENERAL FIRE PROTECTION REQUIREMENTS ................................................................. 13
2.1 FIRE PROTECTION POLICY STATEMENT ...................................................................................................... 13
2.2 USE OF NATIONAL CODES AND STANDARDS ............................................................................................... 13
2.3 HIGHLY PROTECTED RISK CRITERIA ........................................................................................................... 14
3 FIRE PROTECTION PROGRAM ADMINISTRATION ............................................................ 15
3.1 DOCUMENTATION ....................................................................................................................................... 15
3.2 PROGRAM SELF-ASSESSMENTS ................................................................................................................... 15
4 FIRE PROTECTION DESIGN ....................................................................................................... 17
4.1 DESIGN PROCESS ........................................................................................................................................ 17
4.2 GENERAL DESIGN CRITERIA ....................................................................................................................... 17
4.3 PROCESS FIRE SAFETY ................................................................................................................................ 24
4.4 DOE-SPECIFIC FACILITIES AND SYSTEMS ................................................................................................... 25
5 OPERATIONS .................................................................................................................................. 33
5.1 CRITERIA AND PROCEDURES ....................................................................................................................... 33
5.2 IMPLEMENTATION ....................................................................................................................................... 35
5.3 LEASED FACILITIES ..................................................................................................................................... 37
5.4 AGING DEGRADATION AND OBSOLESCENCE OF FIRE PROTECTION STRUCTURES, SYSTEMS AND
Section 3
COMPONENTS ............................................................................................................................................. 38
6 EMERGENCY RESPONSE ............................................................................................................ 40
6.1 BASELINE NEEDS ASSESSMENT .................................................................................................................. 40
6.2 DOE FIRE DEPARTMENT RESOURCES ......................................................................................................... 42
6.3 PRE-INCIDENT PLANNING ........................................................................................................................... 44
6.4 FIREFIGHTING ACTIVITIES INVOLVING SPECIAL CONSIDERATIONS ............................................................. 44
6.5 FIRE DEPARTMENT REPORTING .................................................................................................................. 45
7 FACILITY FIRE PROTECTION EVALUATIONS .................................................................... 46
7.1 FIRE HAZARD ANALYSIS............................................................................................................................. 46
7.2 FACILITY ASSESSMENTS ............................................................................................................................. 47
7.3 COMPENSATORY MEASURES ....................................................................................................................... 48
8 WILDLAND FIRE MANAGEMENT ............................................................................................ 49
8.1 PURPOSE ..................................................................................................................................................... 49
8.2 APPLICABLE DOE ORDER REQUIREMENTS ................................................................................................. 49
8.3 OVERVIEW OF APPROACH ........................................................................................................................... 49
8.4 IMPLEMENTING FEDERAL GUIDANCE .......................................................................................................... 49
8.5 USE OF NFPA CODE 1143 .......................................................................................................................... 65
8.6 ADDITIONAL GUIDANCE ............................................................................................................................. 66
DOE-STD-1066-2023
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APPENDICES
APPENDIX A
Safety Significant and Safety Class Fire Protection System
Specifications.................................................................................................................................68
APPENDIX B
Fire Hazard Analytical Methods....................................................................................................87
APPENDIX C
Relocatable Structures....................................................................................................................95
APPENDIX D
Fire Protection for Subterranean Facilities...................................................................................101
APPENDIX E
Transitional Facilities...................................................................................................................110
APPENDIX F
Section 4
Technical Basis for Fire Protection Equivalencies, Exemptions, Variances
(EEVs)………………………………………………………………………………………......113
APPENDIX G
Contractor Assurance System and Federal Oversight
Recommendations…………………………………………………………………………........115
ENDNOTES…………………………………………………………………………………………….118
DOE-STD-1066-2023
1
1.0 INTRODUCTION
1.1 PURPOSE
The purpose of this Standard is to provide criteria and guidance for meeting the fire protection program
requirements set out in DOE O 420.1C Chg. 3, Facility Safety. This Standard addresses special or unique
fire protection issues at DOE facilities that are not comprehensively or adequately addressed in national
consensus standards or other design criteria.
1.2 APPLICABILITY
The provisions of this Standard apply to all DOE elements within the scope of DOE O 420.1C Chg. 3 and
to all contractors required to meet the Order’s Contractor Requirements Document (Attachment 1 to the
Order).
Other Departmental documents contain requirements and guidance pertaining to the protection of
personnel and facilities from fire hazards. These include:
• 10 Code of Federal Regulations (CFR) Part 851, Worker Safety and Health Program
• DOE O 440.1B Chg. 4, Worker Protection Program for DOE (Including the National Nuclear
Security Administration) Federal Employees
• DOE O 151.1D, Comprehensive Emergency Management System
This Standard may not apply to certain facilities identified in Section 3.c of DOE O 420.1C Chg. 3.3
Unless specifically required by a DOE contract, directive, or regulation, provisions of this Standard may
be treated as guidance on acceptable methods to meet DOE fire protection program requirements.
1.3 OVERVIEW OF STANDARD
The text of this Standard follows the order of topics in DOE O 420.1C Chg. 3, Attachment 2, Chapter II:
Section 2, General Fire Protection Requirements
Section 3, Fire Protection Program Administration
Section 4, Fire Protection Design
Section 5, Operations
Section 6, Emergency Response
Section 7, Facility Fire Protection Evaluations
Section 8, Wildland Fire Management
Appendices A through G contain detailed criteria and guidance for specific conditions, including design
criteria for fire protection systems used in safety significant (SS) and safety class (SC) applications.
Section-linked Endnotes are also included and provide additional explanatory material
1.4 REFERENCED DOCUMENTS
The following documents are referenced to assist in implementing this Standard.
DOE-STD-1066-2023
2
a. Federal Laws and Regulations
(1) Public Law 107-217, Title 40, Public Buildings, Property, and Workers
(2) 10 CFR Part 820, Procedural Rules for DOE Nuclear Activities
(3) 10 CFR Part 830, Nuclear Safety Management
(4) 10 CFR Part 851, Worker Safety and Health Program
(Note that the use of the following regulations is directed by either 10 CFR Part 851 or by DOE)
(5) 29 CFR Part 1910, Occupational Safety and Health Standards
(6) 29 CFR Part 1926, Safety and Health Regulations for Construction
(7) 30 CFR Part 57, Mine Safety and Health Administration (MSHA), Safety and Health Standards –
Underground Metal and Nonmetal Mines
b. DOE Requirements and Guidelines
(1) DOE O 151.1D, Comprehensive Emergency Management System
(2) DOE O 231.1B Admin Chg. 1, Environment, Safety, and Health Reporting
(3) DOE O 251.1D, Chg. 1, Departmental Directives Program
(4) DOE O 410.1, Central Technical Authority Responsibilities Regarding Nuclear Safety
Section 5
Requirements
(5) DOE O 413.3B Chg. 6, Program and Project Management for the Acquisition of Capital Assets
(6) DOE O 420.1C Chg. 3, Facility Safety
(7) DOE O 426.1B, Federal Technical Capability
(8) DOE O 440.1B Chg. 4, Worker Protection Program for DOE (Including the National Nuclear
Security Administration) Federal Employees
(9) DOE O 471.6 Chg. 3, Information Security
(10) DOE G 420.1-1A, Nonreactor Nuclear Safety Design Guide for Use with DOE O 420.1C,
Facility Safety
(11) DOE G 423.1-1B, Implementation Guide for Use in Developing Technical Safety Requirements
(12) DOE Administrative Records Schedule 18, Security, Emergency Planning, and Safety Records,
August 2022, Revision 4
c. Department of Energy Technical Standards and Handbooks
(1) DOE-HDBK-1081-2014 (Reaffirmed 2020), Primer on Spontaneous Heating and Pyrophoricity
(2) DOE-HDBK-1169-2022, Handbook for Use With DOE-STD-1269-2022, “Air Cleaning Systems
in DOE Nuclear Facilities”
(3) DOE-STD-1020-2016, Natural Phenomena Hazards Analysis and Design Criteria for DOE
Facilities
(4) DOE-STD-1066-99, Fire Protection Design Criteria
(5) DOE-STD-1083-2009 (Reaffirmed 2015), Processing Exemptions to Nuclear Safety Rules and
Approval of Alternative Methods for Documented Safety Analyses
(6) DOE-STD-1137-2014, Fire Protection Engineering Functional Area Qualification Standard
(7) DOE-STD-1189-2016, Integration of Safety into the Design Process
(8) DOE-STD-3006-2010, Planning and Conducting Readiness Reviews
(9) DOE-STD-3009-2014, Preparation of Nonreactor Nuclear Facility Documented Safety Analysis
(10) DOE-STD-3013-2018, Stabilization, Packaging, and Storage of Plutonium-Bearing Materials
(11) DOE-STD-3024-2011, Content of System Design Descriptions
DOE-STD-1066-2023
3
d. Other Standards and Criteria4
American Glovebox Society (AGS)
(1) AGS-G006, Standard of Practice for the Design and Fabrication of Nuclear Application
Gloveboxes
(2) AGS-G010, Standard of Practice for Glovebox Fire Protection
American Society of Heating, Refrigerating, and Air-Conditioning Engineers (ASHRAE)
(1) ASHRAE 52.2 (2017), Method of Testing General Ventilation Air-Cleaning Devices for Removal
Efficiency by Particle Size
American Society of Mechanical Engineers (ASME)
(1) ASME AG-1, Code on Nuclear Air and Gas Treatment
(2) ASME, Boiler and Pressure Vessel Code
(3) ASME NQA-1, Quality Assurance Requirements for Nuclear Facility Applications
ASTM International
(1) ASTM E 84-15b, Standard Test Method for Surface Burning Characteristics of Building
Materials
(2) ASTM E 108-11, Standard Test Methods for Fire Tests of Roof Coverings
(3) ASTM E 136-16, Standard Test Method for Behavior of Materials in a Vertical Tube Furnace at
750°C
(4) ASTM E 2032-21, Standard Guide for Extension of Data from Fire Endurance Tests
(5) ASTM E 2174-14b, Standard Practice for On-Site Inspection of Installed Fire Stops
(6) ASTM E 2393-10a, Standard Practice for On-Site Inspection of Installed Fire Resistive Joint
Systems and Perimeter Fire Barriers
(7) ASTM E 2750-13e1, Standard Guide for Extension of Data from Penetration Firestop System
Tests Conducted in Accordance with ASTM
Department of Defense (DoD)
(1) DoD 6055.06-M, DoD Fire and Emergency Services Certification Programs
FM Global Group
(1) FM 4991, Approval Standard for Firestop Contractors
FM Global Property Loss Prevention Data Sheets
Section 6
(1) 1-0, Safeguards During Construction
(2) 1-6, Cooling Towers
(3) 1-20, Protection Against Exterior Fire Exposure
(4) 1-28R, Roof Systems
(5) 1-31, Panel Roof Systems
(6) 3-2, Water Tanks for Fire Protection
(7) 3-7, Fire Protection Pumps
(8) 3-10, Installation and Maintenance of Private Fire Service Mains and Their Appurtenances
(9) 5-4, Transformers
(10) 7-40, Heavy Duty Mobile Equipment
(11) 7-85, Combustible and Reactive Metals
DOE-STD-1066-2023
4
(12) 7-98, Hydraulic Fluids
International Code Council (ICC)
(1) International Building Code (IBC)
(2) International Fire Code (IFC)
(3) International Existing Building Code (IEBC)
(4) Performance Code for Buildings and Facilities
National Fire Protection Association (NFPA)
(1) NFPA 1, Fire Code
(2) NFPA 2, Hydrogen Technologies Code
(3) NFPA 10, Standard for Portable Fire Extinguishers
(4) NFPA 11, Standard for Low-, Medium-, and High-Expansion Foam
(5) NFPA 12, Standard on Carbon Dioxide Extinguishing Systems
(6) NFPA 13, Standard for the Installation of Sprinkler Systems
(7) NFPA 14, Standard for the Installation of Standpipe and Hose Systems
(8) NFPA 15, Standard for Water Spray Fixed Systems for Fire Protection
(9) NFPA 16, Standard for the Installation of Foam-Water Sprinkler and Foam-Water Spray Systems
(10) NFPA 17, Standard for Dry Chemical Extinguishing Systems
(11) NFPA 17A, Standard for Wet Chemical Extinguishing Systems
(12) NFPA 20, Standard for the Installation of Stationary Pumps for Fire Protection
(13) NFPA 22, Standard for Water Tanks for Private Fire Protection
(14) NFPA 24, Standard for the Installation of Private Fire Service Mains and Their Appurtenances
(15) NFPA 25, Standard for the Inspection, Testing, and Maintenance of Water-Based Fire Protection
Systems
(16) NFPA 30, Flammable and Combustible Liquids Code
(17) NFPA 34, Standard for Dipping, Coating, and Printing Processes Using Flammable or
Combustible Liquids
(18) NFPA 45, Standard on Fire Protection for Laboratories Using Chemicals
(19) NFPA 51, Standard for the Design and Installation of Oxygen-Fuel Gas Systems for Welding,
Cutting, and Allied Processes
(20) NFPA 51B, Standard for Fire Prevention during Welding, Cutting, and Other Hot Work
(21) NFPA 55, Compressed Gases and Cryogenic Fluids Code
(22) NFPA 58, Liquefied Petroleum Gas Code
(23) NFPA 68, Standard on Explosion Protection by Deflagration Venting
(24) NFPA 69, Standard on Explosion Prevention Systems
(25) NFPA 70, National Electrical Code®
(26) NFPA 72, National Fire Alarm and Signaling Code
(27) NFPA 75, Standard for the Fire Protection of Information Technology Equipment
(28) NFPA 80, Standard for Fire Doors and Other Opening Protectives
(29) NFPA 80A, Recommended Practice for Protection of Buildings from Exterior Fire Exposures
(30) NFPA 85, Boiler and Combustion Systems Hazards Code
(31) NFPA 86, Standard for Ovens and Furnaces
(32) NFPA 88A, Standard for Parking Structures
(33) NFPA 90A, Standard for the Installation of Air Conditioning and Ventilation Systems
(34) NFPA 90B, Standard for the Installation of Warm Air Heating and Air-Conditioning Systems
(35) NFPA 91, Standard for Exhaust Systems for Air Conveying of Vapors, Gases, Mists and
Particulate Solids
(36) NFPA 101, Life Safety Code®
(37) NFPA 101A, Guide on Alternative Approaches to Life Safety
DOE-STD-1066-2023
5
(38) NFPA 110, Standard for Emergency and Standby Power Systems
(39) NFPA 111, Standard on Stored Electrical Energy Emergency and Standby Power Systems
(40) NFPA 122, Standard for Fire Prevention and Control in Metal/Nonmetal Mining and Metal
Section 7
Mineral Processing Facilities
(41) NFPA 221, Standard for High Challenge Fire Walls, Fire Walls, and Fire Barrier Walls
(42) NFPA 241, Standard for Safeguarding Construction, Alteration, and Demolition Operations
(43) NFPA 318, Standard for the Protection of Semiconductor Fabrication Facilities
(44) NFPA 400, Hazardous Materials Code
(45) NFPA 484, Standard for Combustible Metals
(46) NFPA 501, Standard on Manufactured Housing
(47) NFPA 520, Standard on Subterranean Spaces
(48) NFPA 600, Standard on Facility Fire Brigades
(49) NFPA 652, Standard on the Fundamentals of Combustible Dust
(50) NFPA 701, Standard Methods of Fire Tests for Flame Propagation of Textiles and Films
(51) NFPA 750, Standard on Water Mist Fire Protection Systems
(52) NFPA 770, Standard on Hybrid (Water and Inert Gas) Fire-Extinguishing Systems
(53) NFPA 780, Standard for the Installation of Lightning Protection Systems
(54) NFPA 801, Standard for Fire Protection for Facilities Handling Radioactive Materials
(55) NFPA 820, Standard for Fire Protection in Wastewater Treatment and Collection Facilities
(56) NFPA 901, Standard Classifications for Fire and Emergency Services Incident Reporting
(57) NFPA 1001, Standard for Fire Fighter Professional Qualifications
(58) NFPA-1140, Standard for Wildland Fire Protection
(59) NFPA 1221, Standard for the Installation, Maintenance, and Use of Emergency Services
Communications Systems
(60) NFPA 1500, Standard on Fire Department Occupational Safety, Health, and Wellness Program
(61) NFPA 1561, Standard on Emergency Services Incident Management System and Command
Safety
(62) NFPA 1582 Standard on Comprehensive Occupational Medical Program for Fire Departments
(63) NFPA 1583 Standard on Health-Related Fitness Programs for Fire Department Members
(64) NFPA 1660 Standard on Community Risk Assessment, Pre-Incident Planning, Mass Evacuation,
Sheltering, and Re-entry Programs
(65) NFPA 1710, Standard for the Organization and Deployment of Fire Suppression Operations,
Emergency Medical Operations, and Special Operations to the Public by Career Fire
Departments
(66) NFPA 1901, Standard for Automotive Fire Apparatus
(67) NFPA 1906, Standard for Wildland Fire Apparatus
(68) NFPA 1911, Standard for the Inspection, Maintenance, Testing, and Retirement of In-Service
Automotive Fire Apparatus
(69) NFPA 2001, Standard on Clean Agent Fire Extinguishing Systems
(70) NFPA 2010, Standard for Fixed Aerosol Fire Extinguishing Systems
(71) NFPA 5000, Building Construction and Safety Code®
National Interagency Fire Center
(1) Federal Wildland Fire Management Policy, 2009
(2) NFES 2092, National Interagency Mobilization Guide
National Wildfire Coordinating Group (NWCG)
(1) NWCG, PMS 210, Wildland Fire Incident Management Field Guide
(2) NWCG, PMS 310-1, Wildland and Prescribed Fire Qualification System Guide
DOE-STD-1066-2023
6
Society of Fire Protection Engineers (SFPE)
(1) SFPE Engineering Guide to Performance-Based Fire Protection, 2nd Edition
Underwriters Laboratories (UL)
(1) UL-790, Standard for Standard Test Methods for Fire Tests of Roof Coverings
(2) ULC Subject C263E, Criteria for Use in Extension of Data from Fire Endurance Tests
(3) UL Building Materials Directory
(4) UL 900, Air Filter Units
U.S. Forest Service
(1) Forest Service Handbook 5109.18, Wildfire Prevention Handbook
1.5 DEFINITIONS
Acceptable: Considered by the authority having jurisdiction as adequate for satisfying the goals,
performance objectives, and/or performance criteria.
Section 8
Alternative: A system, condition, arrangement, material, or equipment submitted to the authority having
jurisdiction as a substitute for a criterion in a standard.
Approved: Acceptable to the authority having jurisdiction.
Authority Having Jurisdiction (AHJ): An organization, office, or individual responsible for enforcing the
requirements of a code or standard, or for approving equipment, materials, an installation, or a procedure.
In DOE, the Head of the Field Element is the AHJ, but responsibility can be delegated to another federal
official and routine activities can be assigned to a contractor.
Building: Any structure, having a roof and walls, used or intended for supporting or sheltering any
occupancy. It excludes structures not designed for occupancy (such as waste tanks, sand filters, and
saltstone vaults) or that do not have at least partial enclosure by construction materials (such as exhaust
stack, burial ground, open pads, and bridges/roads).
Building Code Official (BCO): The officer or other designated authority charged with the administration
and enforcement of the building code, or a duly authorized representative. The DOE Head of the Field
Element or designee is the BCO, but responsibility can be delegated to another federal official or as
otherwise directed by the Cognizant Secretarial Officer.
Central Technical Authority (CTA): Part of DOE line management, CTAs provide centralized technical
expertise and operational awareness to ensure adequate and proper implementation and maintenance of
nuclear safety policy, requirements, and guidance, and assist the field and headquarters elements in
developing line management oversight programs, policies, and processes.5
Code of Record (COR): A set of technical and operational requirements, including Federal and state
laws, as defined in contracts and Standards or Requirements Identification Documents (or their
equivalent), that are in effect at the time a facility or item of equipment was designed or modified, and
accepted by DOE.
DOE-STD-1066-2023
7
Combustible: Any material that, in the form in which it is used and under the conditions anticipated will
ignite and burn, or will add appreciable heat to an ambient fire. See ASTM E 136-16, Standard Test
Method for Behavior of Materials in a Vertical Tube Furnace at 750°C.
Criticality Incident: The release of energy as a result of an accidental, self-sustained nuclear fission chain
reaction.
Documented Safety Analysis (DSA): A documented analysis of the extent to which a nuclear facility can
be operated safely with respect to workers, the public, and the environment, including a description of the
conditions, safety boundaries, and hazard controls that provide the basis for ensuring safety.
Emergency Response Organization: The site fire department, brigade, or other organization that performs
any or all of the following functions: fire suppression; hazardous material (HAZMAT) response;
emergency medical services; technical rescue; confined space entry; training; off-site assistance to other
emergency response organizations; inspection, testing and maintenance of fire protection equipment or
apparatus; facility fire prevention; and life safety inspections.
Equivalency: An alternate means of providing an equal or greater degree of fire safety than that afforded
by strict conformance to prescribed codes and standards, or an applicable DOE directive requirement.
Section 9
Exemption: The release from one or more requirements in a DOE directive. Unless specified otherwise
in the directive, exemptions are granted, in consultation with the Office of Primary Interest (OPI), by the
Program Secretarial Officer, or their designee, or in the case of the National Nuclear Security
Administration, by the Administrator or designee, and documented for the OPI in a memorandum. For
those directives listed in Attachment 1 of DOE O 410.1, Central Technical Authority Responsibilities
Regarding Nuclear Safety Requirements, Central Technical Authority concurrences are required prior to
the granting of exemptions.6
Facility: Any equipment, structure, system, process, or activity that fulfills a specific purpose. Examples
include accelerators, storage areas, fusion research devices, nuclear reactors, production, or processing
plants, coal conversion plants, magneto-hydrodynamics experiments, windmills, radioactive waste
disposal systems and burial grounds, environmental restoration activities, testing laboratories, research
laboratories, transportation activities and accommodations for analytical examinations of irradiated, and
non-irradiated components. For the purpose of this Standard, the definition most often refers to buildings
and other structures, their functional systems and equipment, and other fixed systems and equipment
installed therein to delineate a facility.
Facility Assessment: A formal documented review of the facility/building programmatic and physical
fire protection features that is conducted annually, by or under the supervision of a fire protection
engineer, for facilities with a replacement value more than $173 million (2023 dollars), facilities
considered a high hazard, or those in which vital programs are involved and at least every three years for
remaining low and ordinary hazard facilities.
Fire: Unplanned destructive and uncontrolled burning, including detonation and deflagration, as
manifested by any or all of the following: flame, heat, or smoke. Fire does not include the following
events unless they cause a fire or occur because of the event: lightning or electrical discharge; rupture of a
pressure vessel not caused by internal combustion; detonation of munitions; overheat (without damage to
initiating material); or failure of electric motors and other electrical equipment through overheating or
shorting where any visible sparks or flames self-extinguish after power is removed from the device.
DOE-STD-1066-2023
8
Fire Area: An area that is physically separated from other fire areas by space, fire barriers, fire walls, or
other means in order to contain fire within that area.
Fire Barrier: A fire separation system component that limits for a specified period (the fire resistance
rating) the transfer of thermal energy from one side of the barrier to the other, thereby preventing a fire on
one side of the barrier from starting a fire or affecting hazardous materials stored on the other side of the
barrier.
Fire Brigade: A group of people organized and trained to engage in rescue, fire suppression, and related
activities.
Fire Department: An emergency response organization providing rescue, fire suppression, and related
activities, including any public, governmental, private, industrial, or military organization engaging in this
type of activity.
Section 10
Fire Hazard Analysis (FHA): A comprehensive assessment of the hazards of and potential damage from
fire in a building or group of buildings, which takes one of the following forms: (a) Building/Facility
FHA that establishes the fire safety of the facility at the time it is issued; (b) Preliminary/Project FHA
which establishes the fire protection requirements for a new building or a modification to an existing
building; or, (c) Transitional FHA which evaluates the minimum fire protection needs during a major
transition from an operating status to some other status.
Fire Loss: The dollar cost of restoring damaged property from an actual fire event to its pre-fire
condition.7
Fire Prevention: The process of managing and regulating potential fire hazards (fuels and heat energy
sources) and the mechanisms that bring them together to either eliminate the hazard(s) or reduce the risk
associated with the hazard(s).
Fire Protection Assessment: A formal documented review conducted by DOE or contractors, in
accordance with DOE requirements, that examines the essential fire protection elements as they relate to a
specific facility or an overall fire protection program.
Fire Protection Design Analysis (FPDA): An engineering analysis for non-nuclear facilities during or
preceding the preliminary design to establish fire protection design criteria, including applicable national
codes and consensus standards. Updated during the design process, the FPDA provides a comprehensive
design review that ensures the fire protection requirements are incorporated into the design.
Fire Protection Engineer (FPE): A graduate of an accredited engineering curriculum who has completed
not less than four years of engineering practice, three of which were in responsible charge of diverse fire
protection engineering work. If not such a graduate, an individual should either: (1) be a registered
professional engineer in fire protection, or (2) have completed not less than six years of engineering
practice, three of which are in responsible charge of diverse fire protection engineering projects, and
demonstrated knowledge of the principles of fire protection engineering showing evidence by specific
academic courses and written examination in the related curriculum of physical, mathematical, and
engineering sciences. Federal FPEs under the Department’s Federal Technical Capability Program (see
DOE O 426.1B, Federal Technical Capability) are qualified according to DOE-STD-1137-2014, Fire
Protection Engineering Functional Area Qualification Standard, or its predecessors.
DOE-STD-1066-2023
9
Fire Resistance Rating: The time, in minutes or hours, that materials or assemblies have withstood a fire
exposure as established in accordance with an approved test procedure appropriate for the structure,
building material, or component under consideration.
Fire Resistant Construction: A building element, component, or assembly, designed and tested to
maintain its ability to continue to perform a given structural function, as determined by the fire tests or the
methods based on the fire tests, for the associated fire resistance rating.
Fire Separation: A continuous vertical or horizontal construction assembly designed and constructed with
a specified fire resistance rating to limit the spread of fire and restrict the movement of smoke.
Fire Wall: A fire barrier assembly, with a fire resistance rating and structural stability, that separates
buildings or subdivides a building into fire areas.
Section 11
Glovebox: A controlled environment work enclosure providing a primary barrier from the work area.
The operation is performed through sealed, gloved openings to protect the worker, the ambient
environment, and/or the product.
Graded Approach. The process of ensuring that the levels of analyses, documentation, and actions used to
comply with requirements are commensurate with:
(1) the relative importance to safety, safeguards, and security;
(2) the magnitude of any hazard involved;
(3) the life-cycle stage of a facility or item;
(4) the programmatic mission of a facility;
(5) the particular characteristics of a facility or item;
(6) the relative importance to radiological and nonradiological hazards; and,
(7) any other relevant factors.
[10 CFR § 830.3]
Hazard Category (1, 2, 3) Nuclear Facilities: Hazard Category 1, 2, and 3 nuclear facilities are defined in
Table 1, Appendix A to Subpart B of 10 CFR Part 830, as follows: (1) a Hazard Category 1 facility has
the potential to cause significant off-site consequences; (2) a Hazard Category 2 facility has the potential
to cause significant on-site consequences beyond localized consequences; and (3) a Hazard Category 3
facility has the potential to cause only locally significant consequences.
Limited Supply Suppression System: A system installed in accordance with the applicable National Fire
Protection Association standards and having a limited quantity of a suppression agent. These systems
typically include carbon dioxide, other gaseous agents, dry chemical, water, or hybrid systems (e.g., a
Vortex system).
Listed: Equipment, materials, or services included in a list published by an organization that is acceptable
to the AHJ and concerned with evaluation of products or services, that maintains periodic inspection of
production of listed equipment or materials or periodic evaluation of services, and whose listing states
that either the equipment, material or service meets appropriate designated standards or has been tested
and found suitable for a specified purpose. This definition applies to products that are Underwriters
Laboratories listed, FM Global approved, or certified by another nationally recognized testing laboratory
as defined in the Occupational Safety and Health Administration (OSHA).
DOE-STD-1066-2023
10
Major Modification: As defined by 10 CFR Part 830, major modifications are those that “substantially
change the existing safety basis for the facility.” See DOE-STD-1189-2016, Integration of Safety into the
Design Process, for further guidance on determining major modifications.
Maximum Possible Fire Loss (MPFL): The dollar cost of restoring damaged property in a single,
well-defined fire area, from a hypothetical fire event, assuming the failure of both automatic fire
suppression systems and manual fire-fighting efforts.8
Minimum Efficiency Reporting Value (MERV): Measurement created by ASHRAE to rate effectiveness
of air filters.
Noncombustible: A material that, in the form in which it is used and under the conditions anticipated,
will not ignite, support combustion, burn, or release flammable vapors when subjected to fire or heat.
Pre-Incident Plan: A document developed and maintained by a fire department providing information to
responding personnel to help safely and effectively manage incidents with available resources at a
specific facility or area.
Section 12
Program Self-Assessment: A documented comprehensive evaluation of the fire protection program that is
performed at least every three years, by or under the supervision of an FPE, to review the adequacy of the
site-wide and/or facility fire protection program.
Pyrophoric Material: A chemical with an auto ignition temperature in air at or below 130°F.9
[DOE-HDBK-1081-2014 (Reaffirmed 2020)]
Relocatable Structure: Facilities including manufactured structures, mobile homes, trailers, semi-trailers,
modular type structures, factory assembled structures, cargo containers, hazardous materials or flammable
liquid storage containers, air supported/inflated structures, tent/membrane, and cloth/rib structures. This
term does not apply to (a) trailers and cargo containers that are being used in the transportation mode for
conveying materials while on-site, or to (b) prefabricated buildings designed for a permanent location, or
to (c) structures placed on a slab and intended for permanent installation.
Safety Basis: The DSA and hazard controls that provide reasonable assurance that a DOE nuclear facility
can be operated safely in a manner that adequately protects workers, the public, and the environment.
[10 CFR § 830.3]
Safety Class Structures, Systems, and Components (SC SSCs): Structures, systems, or components,
including portions of process systems, whose preventive or mitigative function is necessary to limit
radioactive hazardous material exposure to the public, as determined from safety analyses.
[10 CFR § 830.3]
Safety Significant Structures, Systems, and Components (SS SSCs): Structures, systems, and
components which are not designated as safety class SSCs, but whose preventive or mitigative function is
a major contributor to defense-in-depth and/or worker safety as determined from safety analyses.
[10 CFR § 830.3]
DOE-STD-1066-2023
11
Significant Modification: An addition, alteration, renovation, or repair to an existing facility that involves
a change in floor area, number of stories, size of rooms, use of the area or occupancy of the structure. A
significant modification does not include replacement with a like structure or equipment.
Subterranean Facility: Spaces that cannot meet NFPA 101, Life Safety Code®, NFPA 520, Standard on
Subterranean Spaces, or the International Building Code (IBC) egress requirements due to the orientation
or configuration of parts of the structure below ground level, which may include open and cut
excavations. Requirements in this Standard divide these facilities into one or more the following areas:
• Undeveloped Space: An area of the subterranean facility that has been excavated, including
subterranean and ground support structures and systems, but has not been altered for the
performance of mission-oriented process operations or experiments. Undeveloped space may
include roadways, railways, and entrances.
• Developed Space: An area of the subterranean facility that has been altered for the performance
of mission-oriented process operations or experiments. Including process/operation/experiment
areas, an area of the subterranean facility in which materials that are likely to burn with extreme
rapidity or from which explosions are likely, are staged or used that is separated from the
underground infrastructure or undeveloped space by fire-resistive construction. This excludes
basements of surface structures and buildings as defined by NFPA 101, NFPA 520, and the
applicable building code.
Section 13
Variance: An exception to compliance with some part of 10 CFR Part 851. The process for requesting
and approving variances from the provisions of 10 CFR Part 851 is delineated in Subpart D of Part 851
and in supplemental guidance promulgated by DOE.
1.6 ACRONYMS
AHJ Authority Having Jurisdiction
BCO Building Code Official
BNA Baseline Needs Assessment
CFR Code of Federal Regulations
COR Code of Record
CTA Central Technical Authority
DOE Department of Energy
DSA Documented Safety Analysis
FACP Fire Alarm Control Panel
FHA Fire Hazard Analysis
FPDA Fire Protection Design Analysis
FPE Fire Protection Engineer
FPP Fire Protection Program
FSFS Frame-Supported Fabric Structures
G Guide
HDBK Handbook
HPR Highly Protected Risk
IBC International Building Code
IEBC International Existing Building Code
ITM Inspection, Testing, and Maintenance
L/RMP Land/Resource Management Plan
DOE-STD-1066-2023
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LCO Limiting Conditions for Operation
MERV Minimum Efficiency Reporting Value
MPFL Maximum Possible Fire Loss
NFPA National Fire Protection Association
O Order
QA Quality Assurance
SC Safety Class
SLC Signaling Line Circuits
SS Safety Significant
SSC Structure, System, and Component
STD Standard
TSR Technical Safety Requirement
WFMP Wildland Fire Management Plan
DOE-STD-1066-2023
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2.0 GENERAL FIRE PROTECTION REQUIREMENTS
2.1 FIRE PROTECTION POLICY STATEMENT
DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.a(1)) requires that a policy be established
affirming the contractor’s commitment to provide a comprehensive fire protection and emergency
response program.10
A fire protection policy statement11 should:
• Provide an organizational commitment to satisfy Highly Protected Risk levels for fire protection;
• Document the duties and responsibilities of contractor management;
• Detail strategies to maintain fire prevention features; and
• Describe the level of capability the contractor intends to provide for emergency response
organizations.
A fire protection policy statement is required to be consistent with DOE requirements and contractual
obligations.
2.2 USE OF NATIONAL CODES AND STANDARDS
2.2.1 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.a(2)) requires that fire protection and
emergency response programs meet the applicable building code and National Fire Protection
Association (NFPA) codes and standards. Throughout this Standard, where possible, specific
NFPA codes and standards are identified as “applicable” for identified fire protection features;
these should be evaluated for site-specific and facility-specific applicability where such features
are called for. Such statements do not mean that the identified code or standard is the only
acceptable approach.
2.2.2 DOE O 420.1C Chg. 3 (Attachment 1, Section 1.c) requires contractors to identify the applicable
industry codes and standards, including the IBC and applicable DOE requirements and technical
standards for design and construction activities. The acquisition and construction of new
facilities and major modifications of existing facilities shall meet the applicable parts of the IBC,
NFPA standards, and other nationally recognized consensus standards for electrical, fire, and life
safety.12 13
2.2.2.1 If an alternative to the IBC is selected for use in accordance with DOE O 420.1C Chg. 3
(Attachment 1, Section 1.c), it is acceptable to adjust the IBC references in this Standard to
appropriate references in the selected alternative building code for that particular site.
Section 14
2.2.2.2 Performance of administrative functions of the building code should be documented by the
contractor as required by DOE Orders and not according to the administration chapter of the
IBC.
DOE-STD-1066-2023
14
2.2.3 State and Local Codes. Applicable state, regional, and local building codes should be
incorporated into the COR, as necessary and as directed by the Authority Having Jurisdiction
(AHJ).
2.2.4 Performance-based design alternatives to any code requirement should be based on the
methodology described in the SFPE Engineering Guide to Performance-Based Fire Protection,
2nd Edition. Other methodologies, including Chapter 5 of NFPA 101, Life Safety Code®, may
also be used. The International Code Council (ICC) Performance Code for Buildings and
Facilities may likewise be used together with the IBC. Performance-based design alternatives
shall be prepared under the direction of an FPE and approved by the AHJ.
2.2.5 Conflicts between national codes and standards and DOE-specific safety or security requirements
should be resolved by alternate designs that minimize the conflict while assuring that an
equivalent level of fire protection is maintained. For such conflicts, consultation among
appropriate designated safety and security officials and fire protection subject matter experts
should be pursued. Appropriate approvals of relief from requirements should be sought when
necessary. (See Sections 5.2.3 and 5.2.4)
2.2.6 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.a.(2)(c)2) requires that conflicts
between NFPA requirements and the applicable building code requirements be resolved by the
Head of the Field Element, following consultation with designated building code and fire
protection subject matter experts.
2.2.7 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.a.(2)(b)) requires that technical
provisions of subsequent editions of codes or standards (promulgated after the original design
COR) are mandatory only to the extent that they are explicitly stated to be applicable to existing
facilities.
2.2.8 Operational provisions of the most recent codes and standards (promulgated after the original
design COR) should be evaluated and should be implemented to the extent practicable. Such
operational provisions include inspection, testing, and maintenance necessary to ensure that
design functions are preserved during the operational lifetime.
2.3 HIGHLY PROTECTED RISK CRITERIA
This Standard defines the minimum requirements for DOE improved risk level of fire protection and is
consistent with the best protected class of industrial risks, commonly referred to as “highly protected risk”
or “improved risk.”14
DOE-STD-1066-2023
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3.0 FIRE PROTECTION PROGRAM ADMINISTRATION
3.1 DOCUMENTATION
3.1.1 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.b(1)) requires a documented fire
protection program (FPP) that addresses the elements and requirements identified in Attachment
2, Chapter II of the Order. The FPP is required to address design, operations, emergency
response, Fire Hazard Analysis (FHA) and facility assessments, wildland fire management, and
specific FPP criteria developed, implemented, and maintained by the contractor. The FPP should
be written by or under the direction of a qualified fire protection engineer.
3.1.2 The site-wide FPP should: (a) document the overall program or management systems established
to assign responsibilities and authorities, define policies and requirements; and (b) provide for the
performance and assessment of fire protection and emergency response program activities.
Section 15
3.1.3 All record retention requirements necessary to support the FPP should be identified and
implemented.
3.1.4 Section 5.1 of this Standard provides operational criteria and procedures for use in developing the
FPP.
3.1.5 The site-wide FPP shall identify any methods approved as acceptable alternatives to required
methods described in this Standard, and state where the basis for these alternative methods is set
forth. The FPP should also identify the method for performing and tracking facility-specific
variances, equivalencies, exemptions, and performance-based designs.
3.1.6 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.b(1)) requires that the FPP be
submitted to the DOE Field Element for review and approval when developed and revised. The
detailed policies and procedures that make up the FPP may be included “for information only” in
the submittal.
3.2 PROGRAM SELF-ASSESSMENTS
DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.b(2)) requires that a documented,
comprehensive self-assessment of the FPP be performed at least every three years, or at a frequency with
appropriate technical basis approved by the AHJ.15 The principal objectives of self-assessments are to
verify the adequacy of the site-wide and/or facility FPP and identify strengths and weaknesses in FPPs.
3.2.1 Programmatic self-assessments shall be performed by, or under the direction of, an FPE.
3.2.2 Self-assessments should, at a minimum, encompass the following FPP elements:16
• Compliance with fire protection-related statutory requirements, DOE orders, and mandatory
national consensus codes and standards;
• Procedures for engineering design and review;
DOE-STD-1066-2023
16
• Procedures for inspection, testing, and maintenance (ITM) of installed fire protection systems
and features;
• Fire protection engineering staff (number, qualifications, training);
• Emergency response, including the Baseline Needs Assessment (BNA), pre-incident
planning, staffing, training, and equipment;
• Management support, including an adequate fire protection policy statement;
• Documented exemptions and equivalencies;
• Fire protection system impairment process;
• Hot work process;
• Wildland fire management planning and preparation; and,
• Documentation and recordkeeping.
DOE-STD-1066-2023
17
4.0 FIRE PROTECTION DESIGN
This section applies to new construction and significant modifications, including major modifications to
nuclear facilities. Appendix A of this Standard describes an acceptable approach for implementing the
design and operational requirements specified in DOE O 420.1C Chg. 3 for new SS and SC fire
protection systems, specifically, wet pipe automatic sprinklers, water supplies, and fire barrier systems.
4.1 DESIGN PROCESS
4.1.1 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.c.(1)) requires that a process be
established to ensure that FPP requirements are documented and incorporated into plans and
specifications for the design of new facilities and major modifications to existing nuclear
facilities. For new facilities, major modifications to nuclear facilities, and other significant
modifications to existing facilities, fire protection design criteria shall be developed by, or under
the direction of, an FPE as early in the conceptual design phase as practicable and updated
throughout the design process to ensure the fire protection requirements are documented and
incorporated into plans and specifications. The technical baseline for fire protection systems shall
be maintained throughout the life of the building.
Section 16
4.1.2 DOE O 420.1C Chg. 3 (Attachment 2, Chapter I, Section 3.a.(1)) requires that safety be
integrated into the design early and throughout the design process for Hazard Category 1, 2, or 3
nuclear facilities through use of DOE-STD-1189-2016, Integration of Safety into the Design
Process. This requirement applies to the design of fire protection systems and components.
4.1.3 For new construction, significant modifications, and major modifications to nuclear facilities,
design documents shall include fire protection criteria based on either a Fire Protection Design
Analysis (FPDA) or a Preliminary/Project FHA,17 depending upon whether a building FHA is
normally required (See Section 7 and Appendix B of this Standard for guidance and use of the
graded approach).
4.1.4 New Hazard Category 1, 2, and 3 nuclear facilities should be classified as a High Hazard use
group (typically Group H-4) occupancy, as defined in the IBC, unless a different classification is
approved by the BCO and the AHJ.18
4.1.5 The special industrial occupancy exception in the IBC for height and area limits shall not be
applied to new Hazard Category 1, 2, and 3 nuclear facilities.
4.1.6 Areas within a facility that are adequately separated by fire-rated construction and have no
nuclear hazards may be classified as other occupancy types consistent with Building Code
expectations (e.g., a vehicle maintenance shop).
4.2 GENERAL DESIGN CRITERIA
DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.a(2)(a)) requires that the design and
construction of new facilities and major modifications to existing facilities meet codes and standards in
effect when the design criteria are approved (i.e., the COR). The applicable codes and standards for
design include the provisions of the applicable requirements of federal regulations, DOE directives, the
IBC, NFPA codes, and other national codes and consensus standards in effect when the COR is
DOE-STD-1066-2023
18
established during the conceptual design phase. Appendix C of this Standard provides guidance for the
design of relocatable structures. Leased facilities that are located outside DOE site boundaries should be
constructed according to the construction requirements established by the local municipality as
augmented by additional DOE life safety and property protection requirements contained in DOE O
420.1C Chg. 3, (see subsection 5.3 of this Standard for additional fire protection guidance for leased
facilities).
4.2.1 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.a.(2)(a)) also requires facility
modifications other than those classified as a major modification (in accordance with DOE-STD-
1189-2016) to meet the most recent applicable codes and standards to the extent determined by
the AHJ. In such cases, the current editions of the codes and standards should apply to the
modification unless compelling technical basis exists to do otherwise. 19 For these cases, the COR
should be updated to reflect the codes and standards used for the modification.
4.2.2 The design and construction of DOE facilities should have a level of fire protection sufficient to
fulfill the requirements of the best protected class of industrial risks (commonly referred to as
“highly protected risk” or “improved risk”) and should provide protection to achieve “defense-in-
depth.”20 FM Global Loss Prevention Data Sheets may be used as guidance for design activities.
Section 17
4.2.3 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.c.(2)(d)) requires that multiple fire
protection approaches be provided for property protection in areas where the MPFL exceeds $261
million (in 2023 dollars). This requirement may be met using any two of the following
approaches:21
• Automatic suppression systems, such as fire sprinklers, foam, gaseous, explosion
suppression, or other specialized extinguishing systems plus appropriate alarms.
• Automatic fire detection, occupant warning, manual fire alarm, and fire alarm reporting
systems (considered together) combined with a sufficiently staffed, properly equipped,
and adequately trained fire department or brigade response to locations where a reliable
and adequate water supply is in place.
• Fire walls, high-challenge fire walls, or fire barriers.
• For outdoor locations, sufficiently rated fire barriers; adequate physical separation; or, a
combination of the two.
4.2.4 Facility Layout and Construction
4.2.4.1 Fire Area Determination. Buildings should be subdivided into separate fire areas as determined
by the FHA, FPDA, or other appropriate design documentation. Fire areas can be separated
from each other by fire walls, protection from external fire exposure, or other approved
means22.
4.2.4.2 Fire Barriers. NFPA 221, Standard for High Challenge Fire Walls, Fire Walls and Fire
Barrier Walls, is the applicable NFPA standard for design and installation of fire barriers.
Other design standards, such as FM data sheets for fire wall construction and the IBC, may
provide acceptable alternatives (see Section 2.2.1).
4.2.4.3 Fire barriers relied on to separate hazards shall have adequate fire resistance to achieve the
intended fire separation including protection of openings and penetrations, and should have a
DOE-STD-1066-2023
19
minimum two-hour fire resistance rating (or as required by the IBC or NFPA) or be
demonstrated as adequate by documented analysis. 23
4.2.4.3.1 Fire Barrier Firestop Systems. The installation of new and or repair/replacement of existing
firestop (penetration and joint) systems for fire barriers should be performed by qualified
installers (e.g., FM 4991, Approval Standard for Firestop Contractors, approved, firestop
material manufacturer certified, or UL Qualified) that are directed by a designated
responsible individual. This practice should be enforced through procurement and
construction specifications and work orders. Proper installation should be verified by visual
inspection of penetration seal during installation.
4.2.4.3.2 Criteria for Firestops. Assemblies for fire barrier firestop systems should be installed per
their listing instructions. Where an alternate installation is used, systems should be installed
in accordance with ASTM E 2032-21, Standard Guide for Extension of Data from Fire
Endurance Tests; ULC Subject C263E, Criteria for Use in Extension of Data from Fire
Endurance Tests; or ASTM E 2750-13e1, Standard Guide for Extension of Data from
Penetration Firestop System Tests Conducted in Accordance with ASTM.
4.2.4.3.3 Alternative Firestop Systems. IBC and NFPA 221 (Section 4.9.2.2.1) should be consulted
for alternative fire barrier firestop methods.
4.2.4.3.4 Fire Barrier Identification and Inspection. Fire barriers necessary for life safety, nuclear
safety, hazard protection, or property protection should be (1) identified with appropriate
signs or facility maps to help prevent improper breaches, and (2) periodically inspected to
detect deterioration of the barrier, firestop/joint systems, and opening protective systems.
Section 18
4.2.4.4 Structural Materials. DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.c.(2)(a))
requires that new facilities exceeding 5,000 sq. ft. of floor area be of Type I or Type II
construction, as defined in the applicable building codes. For Hazard Category 1, 2, or 3
nuclear facilities, structural materials shall be non-combustible. For other DOE nuclear
facilities, structural materials should be non-combustible or as directed by the AHJ.24
4.2.4.5 Roof Covering. Roof coverings shall be Class A as defined in ASTM E 108-11, Standard Test
Methods for Fire Tests of Roof Coverings, or UL-790, Standard for Standard Test Methods for
Fire Tests of Roof Coverings. Metal deck roof systems shall meet the requirements of Class I
construction as defined in FM Global Loss Prevention Data Sheets 1-28R, Roof Systems, and
1-31, Panel Roof Systems.
4.2.4.6 Interior Finishes. Unless determined otherwise by the FHA, interior finishes in Hazard
Category 1, 2, and 3 nuclear facilities and radiological facilities, shall be a minimum of Class A
as defined in NFPA 101 (Section 10.2.3.4.1) and should have a flame spread index of 25 or less
and a smoke development index of 450 or less, when tested in accordance with ASTM E84-
15b, Standard Test Method for Surface Burning Characteristics of Building Materials. (See
also NFPA 801, Standard for Fire Protection for Facilities Handling Radioactive Materials,
Section 5.8.)
DOE-STD-1066-2023
20
4.2.5 Building Services
4.2.5.1 Ventilation Systems. NFPA 90A, Standard for the Installation of Air Conditioning and
Ventilation Systems, and NFPA 90B, Standard for the Installation of Warm Air Heating and
Air-Conditioning Systems, are the applicable NFPA standards for design and installation of
ventilation systems. NFPA 91, Standard for Exhaust Systems for Air Conveying of Vapors,
Gases, Mists, and Particulate Solids, is the applicable NFPA standard for exhaust conveyance
systems.
4.2.5.1.1 Once-Through Ventilation Systems. Once-through ventilation systems do not require shutdown
upon activation of duct smoke detectors unless the FHA establishes that shutdown is needed to
prevent the spread of fire or for emergency management.25
4.2.5.2 Transformers. Transformers installed inside buildings shall be of a dry type containing no
combustible dielectric fluids. Outside transformers shall be located and protected in
accordance with FM Global Loss Prevention Data Sheet 5-4, Transformers.
4.2.5.3 Lightning Protection. NFPA 780, Standard for the Installation of Lightning Protection
Systems, is the applicable NFPA standard for installing and maintaining lightning protection
systems. NFPA 780 describes how to determine the need for lightning protection and how to
install and maintain lightning protection systems when required. Section 6 of DOE-STD-1020-
2016, Natural Phenomena Hazards Analysis and Design Criteria for DOE Facilities, contains
requirements for lightning protection systems.
4.2.5.4 Drainage. When high-value property, safety SSCs, or mission-critical equipment is subject to
flooding from the discharge of automatic sprinkler systems and/or use of manual hose streams,
protection against water damage shall be provided by means of floor drains, sumps and sump
pumps, equipment pedestals, or combinations thereof. Other methods may be used based on a
documented analysis.
4.2.5.5 Cooling Towers. NFPA 214, Standard on Water-Cooling Towers, is the applicable NFPA
Section 19
standard for cooling towers. FM Data Sheet 1-6, Cooling Towers, also provides useful methods
and guidance.
4.2.6 Life Safety
4.2.6.1 10 CFR Part 851 provides requirements for worker safety including protection of workers from
fire hazards. NFPA 101 is the applicable NFPA code for life safety from fire as stated in
Appendix A, Section 2 of 10 CFR Part 851. Additional means of egress requirements may be
provided within the applicable building code according to Appendix A, Section 2 of 10 CFR
Part 851. If any conflicts exist, Section 2.2.7 of this Standard addresses resolution.
Performance-based designs, in accordance with NFPA 101, may be applied to support
equivalencies to NFPA 101 when strict compliance is not practical.
4.2.6.2 For business occupancies, the methods outlined in NFPA 101A, Guide on Alternative
Approaches to Life Safety, may be applied to support equivalencies to NFPA 101 when strict
compliance with NFPA 101 is not practical.
DOE-STD-1066-2023
21
4.2.6.3 Appendix D of this Standard addresses life safety requirements for subterranean facilities.
4.2.7 Fire Protection Systems and Equipment (Note: See Appendix A for additional information on
new SC & SS systems & equipment.)
4.2.7.1 Water Supply. DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.c.(3)(e)) requires
that a reliable and adequate water supply and distribution system be provided for fire
suppression, as documented through appropriate analysis.26
4.2.7.1.1 Redundant Water Supply. Redundant water supplies (including storage tanks and pumping
systems) shall be provided when a fire protection water supply system is classified as SC (see
Appendix A of this Standard) and should be provided when the MPFL exceeds $607 million
(in 2023 dollars) in any site facility.
4.2.7.1.2 Adequacy. The water supply should be designed to meet the following combined demands
for a period of not less than two hours: (a) hydraulically most demanding sprinkler system;
(b) 500 gallons per minute (gpm) for fire hose streams (Ordinary Hazard Group II and
higher);27 and (c) uninterruptable domestic and process demands.
4.2.7.1.3 Reliability. The water supply and distribution system should be designed to prevent a single
failure from causing the system to fail to meet its demand. Design features should include
looped and gridded distribution piping with sectional valves and redundant supplies (pumps
and tanks or elevated water sources).28
4.2.7.2 Tanks. NFPA 22, Standard for Water Tanks for Private Fire Protection, is the applicable
NFPA standard for design and installation of fire water tanks.29
4.2.7.3 Water Supply Mains. NFPA 24, Standard for the Installation of Private Fire Service Mains
and Their Appurtenances, is the applicable NFPA standard for design and installation of water
supply mains.30
4.2.7.3.1 Facility Fire Protection Water Service. Fire protection water service piping should be run and
controlled separately from any domestic or process water piping entering the facility from a
combination of fire and domestic-process water supply sources. When the system could be
affected by radioactive contamination in the facility, consideration should be given to
locating the riser adjacent to the building in a separately-protected enclosure.
Section 20
4.2.7.3.2 Fire Hydrants and Post Indicator Valves. Hydrants and post indicator valves should be
installed no closer than 40 feet from the facility’s exterior walls. Hose runs from hydrants
should not exceed 300 feet to all exterior portions of the facility. A minimum of two
hydrants per building should be provided. Branch piping between the water main and a
hydrant should not exceed 300 feet.
4.2.7.3.3 Control Valves. Listed and/or approved control valves should be installed at maximum
intervals not exceeding 5,000 feet on supply lines and at maximum intervals not exceeding
1,200 feet on main distribution loops, feeders and all primary branches connected to the
supply lines. Such control valves should also be installed at selected points throughout the
distribution system to provide system control over each service area. At intersections of
DOE-STD-1066-2023
22
distribution mains, one less control valve than the total number of intersecting mains may be
provided. As an aid in determining the minimum number of sectional control valves, the
mission importance of the building/facility should be considered, as well as the number of
fire and domestic systems affected in a potential line failure.
4.2.7.4 Fire Pumps. NFPA 20, Standard for the Installation of Stationary Pumps for Fire Protection,
is the applicable NFPA standard for design and installation of fire pumps and controllers.
Pumps should be sized to meet the system demand without exceeding 120 percent of rated
capacity.31 The system of pumps and drivers should be designed such that loss of primary
electrical power will not prevent the system from meeting the design demand. This objective
may be accomplished for general service systems by providing a diesel generator as an
auxiliary electrical power source or by providing a diesel-driven fire pump.
4.2.7.5 Standpipe and Hose Systems. NFPA 14, Standard for the Installation of Standpipe and Hose
Systems, is the applicable NFPA standard for design and installation of standpipes. Standpipes
should be installed in all non-subterranean facilities where floors are located more than 30 feet
above or below the lowest fire department vehicle access level. Additional standpipes should be
provided, as necessary, to protect areas where laying of hose lines is problematic because of
ventilation, security, or other reasons.
4.2.7.6 Automatic Sprinkler Systems. NFPA 13, Standard for the Installation of Sprinkler Systems, is
the applicable NFPA standard for design and installation of automatic sprinkler systems.32
4.2.7.6.1 To account for possible occupancy fluctuations, occupancy classification for a sprinkler
system should not be less than Ordinary Hazard Group 1.
4.2.7.6.2 Hydraulically designed sprinkler systems shall be designed for a supply pressure of at least 10
percent below the water supply curve and at least 10 psi. This pressure margin will
accommodate minor system modifications or degradation of the water supply and sprinkler
systems that may occur over time.
4.2.7.6.3 When the building is seismically designed, the design of sway bracing for seismic supports of
sprinkler piping shall meet site-specific acceleration criteria. These requirements may exceed
the minimum seismic bracing requirements of NFPA 13.
4.2.7.6.4 The use of backflow prevention may be considered appropriate for use in NFPA 13 systems
interconnecting with potable water supplies, provided that hydraulic analysis is acceptable for
installations.
Section 21
4.2.7.7 Water Spray Systems. NFPA 15, Standard for Water Spray Fixed Systems for Fire Protection,
is the applicable NFPA standard for water spray systems.
4.2.7.8 Special Suppression Systems. When automatic sprinkler or water spray systems cannot be
safely employed or need to be supplemented, an analysis of alternative approaches should be
performed by, or under the direction of, an FPE. The analysis should consider, initial design
and installation cost and the long-term cost of ITM of the system over its useful life, especially
where access for ITM activities may be complicated by security or radiological concerns.33
DOE-STD-1066-2023
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4.2.7.8.1 NFPA 11, Standard for Low-, Medium-, and High-Expansion Foam, and NFPA 16, Standard
for the Installation of Foam-Water Sprinkler and Foam-Water Spray Systems, are the
applicable NFPA standards for design and installation of foam systems.
4.2.7.8.2 NFPA 12, Standard on Carbon Dioxide Extinguishing Systems, is the applicable NFPA
standard for design and installation of carbon dioxide systems. Occupants should be
prohibited from entering or occupying NFPA 12 areas protected by carbon dioxide
extinguishing systems without proper work authorizations or entry permits.
4.2.7.8.3 NFPA 17, Standard for Dry Chemical Extinguishing Systems, is the applicable NFPA
standard for design and installation of dry chemical extinguishing systems. NFPA 17A,
Standard for Wet Chemical Extinguishing Systems, is the applicable NFPA standard for
design and installation of wet chemical extinguishing systems.
4.2.7.8.4 NFPA 750, Standard on Water Mist Fire Protection Systems is the applicable NFPA standard
for design and installation of water mist fire protection systems.
4.2.7.8.5 NFPA 770, Standard on Hybrid (Water and Inert Gas) Fire Extinguishing Systems, is the
applicable NFPA standard for design and installation of hybrid fire extinguishing systems.
4.2.7.8.6 NFPA 2001, Standard on Clean Agent Fire Extinguishing Systems, is the applicable NFPA
standard for design and installation of clean agent fire extinguishing systems.
4.2.7.8.7 NFPA 2010, Standard for Fixed Aerosol Fire Extinguishing Systems, is the applicable NFPA
standard for design and installation of fixed aerosol fire extinguishing systems.
4.2.8 Fire Detection and Alarm Systems
4.2.8.1 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.c.(3)(f)) requires a means to notify
responders and building occupants in case of fire.
4.2.8.1.1 A fire alarm system shall be provided for DOE facilities when required to: (a) monitor fire
suppression and detection systems, or (b) notify occupants, or (c) perform safety functions, or
(d) notify emergency responders. At a minimum, a manual notification method, such as
telephone, radio, or manual fire alarm boxes, shall be available for all facilities.
4.2.8.2 NFPA 72, National Fire Alarm and Signaling Code, is the applicable NFPA standard for
design, installation, and maintenance of fire detection and alarm systems, including circuits and
pathways, initiation devices, and audible and visual alarm devices.34
4.2.8.2.1 Circuits and Pathways. At a minimum, all pathways should be designed with Pathway
Survivability Level 1, unless an FHA or other appropriate design documentation indicates that a
higher survivability level is required.35
DOE-STD-1066-2023
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Section 22
4.2.8.2.2 Signaling line circuits (SLCs) that provide communication between addressable appliances and
control panels over which multiple input and output signals are transmitted should be designed
as Class A, B, or X as determined by an FHA or other appropriate design documentation. SLCs
that provide communication between local fire alarm control panels (FACPs) and the main or
master fire alarm control station or panel should be designed as Class A or Class X. SLCs that
provide communication between networked FACPs should be designed as Class A or Class X
between each node on the network.
4.2.8.2.3 Notification Appliances. When a public address system or other voice notification is provided
and that system is evaluated and approved by the AHJ to be as reliable as the fire alarm system
(e.g., backup power supply, circuit and speaker supervision), this system may be used as an
acceptable portion of the fire alarm notification.36
4.3 PROCESS FIRE SAFETY
4.3.1 Gases. The following NFPA standards are applicable for the design and installation of storage
and distribution systems and sub-systems for flammable and other hazardous compressed gases:
NFPA 2, Hydrogen Technologies Code; NFPA 45, Standard on Fire Protection for Laboratories
Using Chemicals; NFPA 51, Standard for the Design and Installation of Oxygen-Fuel Gas
Systems for Welding, Cutting, and Allied Processes; NFPA 55, Compressed Gases and Cryogenic
Fluids Code; NFPA 58, Liquefied Petroleum Gas Code; NFPA 400, Hazardous Materials Code;
and NFPA 801, Standard for Fire Protection for Facilities Handling Radioactive Materials.37
4.3.2 Combustible Mists and Vapors. Processes that create or have the potential to create combustible
mist and vapors shall be designed to (a) monitor accumulations of vapors and provide an alarm
set at 25 percent of the lower flammable limit and (b) control the accumulation of combustible
residues in adjacent areas and ductwork. (See NFPA 69, Standard on Explosion Prevention
Systems; and NFPA 91, Standard for Exhaust Systems for Air Conveying of Vapors, Gases, Mists,
and Particulate Solids.)
4.3.3 Flammable and Combustible Liquids. NFPA 30, Flammable and Combustible Liquids Code, is
the applicable NFPA standard for the design of storage and distribution of systems and
sub-systems for flammable and combustible liquids.
4.3.4 Combustible Dusts. NFPA 652, Standard on the Fundamentals of Combustible Dust, is the
applicable NFPA standard for design of facilities that use or create combustible dusts.
4.3.5 Combustible Metals. NFPA 484, Standard for Combustible Metals, is the applicable NFPA
standard for the design of facilities that store, use, or process combustible metals.38 Additional
features may be required to address the added hazards associated with radioactive materials that
are not addressed in consensus codes and standards, as specified in Section 4.4.
4.3.6 Furnaces. NFPA 86, Standard for Ovens and Furnaces, is the applicable NFPA standard for the
design and installation of furnaces. New process furnaces shall be provided with a system for
automatically shutting off the gas and purging with inert gas in the event of power failure, loss of
coolant water, loss of exhaust ventilation, oven temperature, or detection of combustible gas in
the vicinity of the furnace.
DOE-STD-1066-2023
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4.3.7 Carbon Monoxide Gas. NFPA 72, National Fire Alarm and Signaling Code, is the applicable
NFPA standard for the design and installation of carbon monoxide detection systems.
Section 23
4.3.8 Electrical Design. NFPA 70, National Electrical Code®, is the applicable NFPA standard for
electrical design requirements and is required by 10 CFR Part 851 § 851.23 (13)
4.4 DOE-SPECIFIC FACILITIES AND SYSTEMS
4.4.1 Facilities Containing Radioactive and Other Hazardous Materials
4.4.1.1 NFPA 801, Standard for Fire Protection for Facilities Handling Radioactive Materials, is the
applicable NFPA standard for the design, construction, and use of Hazard Category 1, 2, and 3
nuclear facilities. NFPA 801 applies to less than Hazard Category 3 nuclear facilities as directed
by the AHJ.39
4.4.1.2 Light hazard automatic sprinkler density and spacing, as defined in NFPA 13, shall not be used.
4.4.1.3 If a facility’s interior surfaces are contaminated, or a fire could result in the release of
radioactive material, the fire suppression water shall be contained, monitored, and treated as
necessary. The containment system shall be capable of collecting fire suppression water for a
minimum of 30 minutes flow expected from sprinkler and hose systems during an anticipated
fire event.40
4.4.1.4 Additional fire protection features may be determined based on the FHA, the Documented
Safety Analysis (DSA), or other safety basis documentation. (Refer to Appendix A for further
information.)
4.4.1.5 Process confinement systems shall be constructed of non-combustible materials. 41
4.4.1.6 Storage racks for special nuclear materials shall be constructed of non-combustible materials
and designed to (a) securely hold storage containers in place, and (b) maintain structural
integrity under fire conditions.
4.4.1.7 Where required as a confinement barrier42, the confinement structure and supporting members
shall be able to withstand anticipated fire conditions along with failure of any fire suppression
system. The fire resistance rating of the confinement structure shall exceed the maximum fire
exposure and duration anticipated, and in any event shall not be less than 2 hours. This rating
shall be achieved by use of structural features (concrete slabs, walls, beams, and columns) and
not by use of a composite assembly (membrane fireproofing).43
4.4.2 Gloveboxes, Hot Cells, and Canyons
4.4.2.1 Hot cells and canyons shall be constructed of non-combustible or fire-resistive material.
4.4.2.2 If oil–filled windows are used for radiation shielding, they shall be protected with an automatic
fire suppression system designed for the hazard, fire shutters, or other physical protection
means, as required by the FHA.
DOE-STD-1066-2023
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4.4.2.3 AGS-G010, Standard of Practice for Glovebox Fire Protection, is the applicable standard for
the protection of gloveboxes from fire.44
4.4.2.3.1 Gloveboxes shall be provided with fire protection features (automatic fire extinguishing
systems, fixed inerting systems, manual fire extinguishing agents) as determined by the Fire
Hazards Evaluation (FHE) that is described in AGS-G010, or other appropriate analysis.
4.4.2.4 When inerting is used for fire prevention, the level of inerting shall be sufficient to prevent
ignition of the materials present both during normal operations and under potential accident
conditions identified in the FHA45 or safety basis documentation.
4.4.2.4.1 A safety factor should be included in establishing the inert gas design concentration to
compensate for errors in instrumentation or other conditions that might lead to an increase in
oxygen level.46
Section 24
4.4.2.4.2 Oxygen levels should be monitored and high oxygen alarms be annunciated at a constantly
attended location to facilitate timely restoration of the inert atmosphere or the establishment of
adequate compensatory measures until the inert atmosphere is re-established.
4.4.2.5 Requirements for deflagration mitigation and prevention are identified in NFPA 68, Standard
on Explosion Protection by Deflagration Venting, and NFPA 69.
4.4.2.6 When a non-listed fire suppression system is employed, the system should satisfy the intent of
the applicable code. Where no code is available that addresses a particular system, efficacy
should be demonstrated through calculation, fire modeling, or fire testing, and approved by the
AHJ.
4.4.3 Fume Hoods
4.4.3.1 Hoods and hood installations shall meet the requirements of NFPA 801 and NFPA 45.
4.4.3.2 Hoods and hood installations shall be non-combustible, except as allowed by NFPA 45.
4.4.3.3 Hoods should be capable of maintaining a negative pressure environment relative to the room
whenever toxic, flammable, or other hazardous chemicals are located within the hood.
4.4.3.4 A hood shall be provided with a fire suppression system where required by NFPA 45, unless an
FHA or other appropriate analysis demonstrates that this is not necessary.47
4.4.4 Nuclear Confinement Ventilation System Fire Protection.48
4.4.4.1 Fire protection in or around nuclear confinement ventilation systems shall be designed to
accomplish the following objectives: (a) prevent fires from affecting the operation of the
ventilation system; (b) protect the filtration function; and, (c) prevent the release of material
that has accumulated on filters.49
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4.4.4.1.1 Alternate confinement ventilation system protection strategies to the prescriptive requirements
established in paragraphs 4.4.4.2 through 4.4.4.18.3 are permitted. The technical adequacy of
the alternate protective strategy shall be demonstrated by an analysis that establishes the
quantitative fire demand that could potentially be created in the rooms and compartments
served by the ventilation system. Such analysis shall be approved by DOE and summarized in
the FHA.
4.4.4.1.2 The alternate protection strategy should demonstrate that the fire demand estimates do not
exceed the filter performance capabilities. In addition, the potential for fires starting inside the
filter ducts or housings, or room fires that expose ventilation system components necessary to
maintain the confinement function, shall be evaluated and control strategies established to
minimize the potential for significant unfiltered radioactive releases. Emergency response
procedures to actively manage a fire event with filter damage should be one of the control
strategies addressed in the analysis.
4.4.4.2 Filter Housing Construction. ASME AG-1, Code on Nuclear Air and Gas Treatment, is the
applicable standard for the performance, design, construction, acceptance testing, and quality
assurance of HEPA filters and other components used in nuclear ventilation exhaust systems.
(See DOE-STD-1269-2022 and DOE-HDBK-1169-2022.)
4.4.4.3 Location of Final Filter Assembly Ventilation System Equipment. Final filter assemblies and
associated duct work and fans should be protected against exposure fires capable of affecting
the operation of the filtration system. Filter assemblies and associated fans located inside
buildings should be separated from all other parts of the building by two-hour fire-rated
construction. Buildings and the room/enclosure around the filter assembly and fans should be
provided with appropriate fire protection systems.
Section 25
4.4.4.3.1 In addition to the two-hour fire-rated separation recommended above, filter assemblies and
associated fans located on the roof of buildings should be protected against exposure fires
either by fire barriers or spatial separation.
4.4.4.3.2 Separate buildings for filter housings should be a minimum of: (a) two-hour
fire-rated construction when located less than five feet from an adjacent building; (b) one-
hour fire-rated construction when located more than five feet, but not more than 20 feet from
an adjacent building; (c) unprotected, non-combustible construction, when greater than 20
feet, provided that no unprotected openings occur in the adjacent building; and, (d) if
unprotected openings exist in an adjacent structure, the minimum exposure distance
determined by analysis to be acceptable. Filter housings need not be fire-rated or separated
from an adjacent building if the adjacent building wall is of minimum two-hour fire-rated
construction with no unprotected openings.
4.4.4.3.3 Filter housings located near combustible or flammable liquid storage buildings or tanks
(including cryogenic liquified gas tanks) should be located not less than 50 feet away from
the buildings or tanks and should be housed in minimum two-hour fire-rated construction. If
such tanks or storage buildings exist on the premises, the minimum exposure distance for a
non-combustible filter housing enclosure should be determined by analysis.
DOE-STD-1066-2023
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4.4.4.3.4 NFPA 80, Standard for Fire Doors and Other Opening Protectives, NFPA 90A, and the IBC
provide guidance on the protection of openings in fire-rated construction.
4.4.4.3.5 Fire dampers are not required when ducting penetrates one-hour or less fire-rated
construction. For such arrangements, the duct should pass through the wall and extend into
both adjoining areas, which shall be completely protected by an automatic fire suppression
system. Transfer grills and other similar openings without ducting should be provided with
an approved damper.
4.4.4.3.6 Fire dampers should not be used in ducting that is part of a nuclear air filtration system
required to function continuously as part of the confinement system. Such ducting should be
protected from exposure fires up to the rating of the barrier being penetrated, or alternatively,
the ducting itself can be shown capable of withstanding a two-hour exposure fire. The means
of guaranteeing duct integrity should be addressed in the FHA and be based on fire testing
and engineering analysis.50
4.4.4.3.7 Small filter housings that serve as a final filter and have a total leading surface area of 12
square feet or less may be in buildings protected throughout with an automatic fire sprinkler
system that is designed and installed in accordance with NFPA 13. In such cases, additional
fire separation is not necessary.
4.4.4.4 Walk-in Filter Housings. Filter housing enclosures shall be used only for ventilation control
equipment. Transient combustible materials and spare filters shall not be stored in such
enclosures.
4.4.4.5 Electrical Equipment. NFPA 70 is the applicable NFPA standard for design and installation of
all electrical equipment located in a filter housing enclosures. All electrical wiring located in a
filter housing enclosure shall be installed inside metal conduit.51
Section 26
4.4.4.6 Protection of the final filter housings from dust and particulate loading should be accomplished
by using duct entrance filters (low efficiency or medium efficiency filters, or a combination of
both). The following subsections provide additional guidance.
4.4.4.6.1 Gloveboxes and hot cells connected to containment ventilation systems should be provided
with duct entrance filters. The filters, if installed, shall meet UL 900, Air Filter Units. The
filters should have a minimum rating of MERV 5 based on ASHRAE 52.2, (2017), Method of
Testing General Ventilation Air-Cleaning Devices for Removal Efficiency by Particle Size.
4.4.4.6.2 Prefilters should be provided in the ventilation system to protect the final HEPA filters from:
(a) particles with diameters larger than 2 microns; (b) lint; and (c) dust concentrations greater
than 10 grains per 1,000 cubic feet. Such filters, if installed should have a MERV rating of 8
based on ASHRAE 52.2. If the filters are credited in the hazards analysis, they should meet
ASME AG-1 Section FJ “Low Efficiency Filters” or Section FB “Medium Efficiency
Filters”.
4.4.4.6.3 Medium efficiency filters located in final filter housing enclosure should meet ASME AG-1,
Section FB requirements. These filters should be located at least 36 inches upstream from the
final HEPA filters.
DOE-STD-1066-2023
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4.4.4.7 When airborne materials are known to be combustible (such as metal powders), replaceable
prefilters should be located as near to the source as practical, but without posing an
unacceptable radioactive hazard to personnel when changing the prefilters.
4.4.4.8 Fire screens should be located upstream from prefilters and final filter housings.52 Duct
entrance filters may not require fire screens unless a significant amount of combustible
materials is expected to be present in the exhaust stream entering the duct.
4.4.4.9 Pyrophoric Metals. When operations or processes involve pyrophoric materials that may cause
deposition of pyrophoric particulates on a final filter, a method to remove such particles (such
as a prefilter or duct entrance filter) should be installed between the source of the material and
the final filter.
4.4.4.10 Fire Detection. NFPA 72 is the applicable NFPA standard for design, installation, and testing
of fire detection systems. Rate-compensated type heat detectors or line type heat detection
cable approved for the specified use should be provided in the enclosure for the final filter.
Such detectors should be of the 190o F temperature range, unless operations require higher
temperature air flows. These detectors can also operate the automatic deluge sprinklers without
the need for a second set of detectors dedicated for that purpose.
4.4.4.10.1 Airflow should be considered when determining detector location. Detectors should be
arranged to detect a fire in the first stage HEPA filters, which may necessitate locating
detectors on both sides (upstream and downstream) of the first stage HEPA filters.53
Control units and signaling alarm systems connected to the heat detectors should be listed for
their intended purpose.
4.4.4.10.2 If an automatic deluge system actuated by pilot sprinklers has been installed in the final filter
enclosure, heat detectors are not required in the ducting or the filter enclosure, unless
otherwise directed by the AHJ.
Section 27
4.4.4.10.3 Heat detection systems should be designed and installed to allow for regular testing. Remote
testing should be provided for detectors that are made inaccessible by unacceptable hazards.
Remote testing of detectors may be accomplished by use of heating strips or coils that can be
energized by a separate control unit. If a line-type heat detection system is used, a heat
testing pad should be provided outside the housing for operability testing of the system.
4.4.4.10.4 When high contamination levels are not expected in the final filter enclosure, detectors may
be installed to allow removal for testing.
4.4.4.11 Temperature Control from Fire Exposure. Filters should be protected from overheating and
potential ignition in fire events. Filter cooling should be accomplished by dilution air or a
water-based automatic suppression system, or both.54 Such cooling equipment shall be treated
as a required support system when the ventilation equipment is relied on for nuclear safety
purposes (e.g., classified as SC or SS).
DOE-STD-1066-2023
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4.4.4.11.1 Automatic deluge spray systems provided upstream of the HEPAs should be designed
according to the applicable provisions of NFPA 13 and NFPA 15, with the following
additional guidance:55 (a) density - water spray density should be 0.25 gpm per sq. ft. over
the entire filter area or 1 gpm per 500 cubic feet per minute (cfm) air flow, whichever is
greater; (b) sprinkler type - spray sprinklers with fusible elements and caps removed, or open
spray nozzles approved for fire protection applications; (c) location from prefilters or
demisters: the spray pattern of the deluge sprinklers/nozzles should be in the form of a
downward vertical water curtain approximately 6 inches in front of the prefilter or demister,
with spacing such that each sprinkler/nozzle does not exceed 4 lineal feet of curtain coverage;
and (d) activation by detection: a deluge system should operate upon activation of fire alarm
system heat detectors or pilot sprinklers, located in either the final ducting or filter housing.
The automatic system should be equipped with a locked bypass valve that can be manually
opened if the detection system for the deluge valve fails to operate.
4.4.4.12 Filter Plugging. HEPA filters serving as final filters should be protected from excessive
pressure drops across the filter media caused by plugging by soot or smoke particles from a
fire. Plugging may be prevented or mitigated by suppressing the fire and by providing filters
upstream of the final HEPA filters.56
4.4.4.13 Suppression of Fires in Final HEPA Filters. When HEPA filters serve as the final means of
preventing a release of radioactive or toxic materials, the filters should be protected by either
(a) a fire suppression system capable of preventing an unacceptable release of material
accumulated on the filters, or (b) isolation dampers, based on an analysis in the FHA. If the
FHA determines that isolation of the damper assembly is insufficient to prevent release of
unfiltered air, a water-based suppression system should be provided.57
4.4.4.14 Isolation Dampers. If airtight isolation dampers are provided in the inlet and outlet ducts to
prevent the release of radioactive material accumulated on the final filters resulting from a filter
fire, these dampers should be remote-operated from a safe location. Such dampers and
associated equipment shall be treated as a required support system when the ventilation
equipment is relied on for nuclear safety purposes (e.g., classified as SC or SS). Isolation
dampers should not be used for primary confinement unless a redundant filter bank is provided
and equipped with such dampers to maintain active confinement ventilation.
Section 28
4.4.4.14.1 Manual water spray systems provided in the HEPA enclosure should be designed according
to NFPA 15 with the following additional guidance: (a) location from filters: open spray
nozzles should be horizontally directed at the face of the first stage of HEPA filters so that all
areas of the first stage filters and framing support system are wetted; and (b) activation by
manual operation: activation should be by manually activating a deluge valve or opening a
normally closed indicating gate valve. A similar design density to that of the automatic
deluge system should be used.
4.4.4.14.2 Control devices to activate the deluge valve should be provided in the process operator’s
control room or other locations accessible to emergency responders. When a deluge valve is
used, manual activation should be provided at the deluge valve as well.
DOE-STD-1066-2023
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4.4.4.15 Deluge Spray Suppression Systems. Automatic and manual deluge systems should be
designed to allow for periodic testing without requiring conditions that could result in the
spread of contamination.58
4.4.4.16 Demister Guidelines. (a) When automatic deluge or water spray systems are installed in filter
housing enclosures, a means to protect HEPA filters from moisture should be provided. One
option is to install a demister downstream of the sprinklers/nozzles and upstream of the first
stage of HEPA filters. When used, demisters should meet the airflow and moisture removal
performance requirements found in ASME AG-1, Article FA-4200. (b) Demisters should be
located as far away as possible from the HEPA filters (no less than 36 inches) and at least 6
inches from the sprinklers/nozzles.
4.4.4.17 Water Supply Guidelines. (a) Water supply for a deluge system should be redundant. One of
the two water supplies may be a fire department connection, if approved by the AHJ. (b) The
water supply for the deluge system should be hydraulically analyzed and shown to be capable
of supplying for a minimum of two hours a simultaneous flow of the automatic and manual
water spray systems, if provided, together with the overhead automatic sprinkler system for the
fire area providing air to the housing. (c) A minimum two-hour water supply is not required for
a “limited water supply system,” discussed below, where justified to prevent accidental
criticality events.
4.4.4.18 Special System Guidelines
4.4.4.18.1 Water Drains. Water drains with traps and a means to eliminate drain trap evaporation should
be provided in housing floor drains. housing floor drains should be piped to either a process
waste system or to collection tanks. Process waste systems and collections tanks should be of
sufficient capacity to capture all water from the fire suppression systems for the densities and
durations required in the FHA. Criticality safety should be observed in all drainage and
storage systems when the potential for affecting fissile materials is encountered.
4.4.4.18.2 A limited water supply system for fire suppression systems is allowed when a documented
criticality potential precludes safe use of an unlimited quantity of water for suppression. In
such cases, a criticality safety evaluation should be provided specifying the total quantity of
water allowed in the filtered enclosure. Limited water supply can be accomplished by either
limited-capacity tanks or flow control valves.
Section 29
4.4.4.18.3 Lighting and Window Viewing Ports. Lighting should be provided inside the filtered
enclosure in front of or between the filter banks in the area where automatic and manual
sprinklers/nozzles are located. Such lighting may be provided with an on/off switch provided
that the switch is located outside the enclosure at an accessible location. Window viewing
ports made up of wire glass, laminated lead safety glass, or fire-rated glass should be
provided for viewing inside the enclosure. The window viewing ports should be provided at
each location where fire protection sprinklers/nozzles are located and should be placed so that
all sprinklers/nozzles are visible from outside the filter enclosure.
4.4.5 Protection of Essential Electronic/Information Technology Equipment. Unless otherwise directed
by the DOE Field Element Manager, high monetary value (over $15.5 million in 2023 dollars)
and mission essential electronic/information technology equipment shall be designed and
installed according to NFPA 75, Standard for the Fire Protection of Information Technology
Equipment. The need for supplemental fire protection (such as clean agent systems) shall be
DOE-STD-1066-2023
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determined based on an analysis by, or under the direction of, an FPE. Examples of systems that
should be considered for supplemental protection include advanced computing systems, mission-
critical computing systems, control room computer systems, data storage libraries, and automatic
information storage systems.
4.4.6 Subterranean Facilities. Fire protection for subterranean facilities shall meet the requirements in
Appendix D of this Standard, “Fire Protection for Subterranean Facilities.”
DOE-STD-1066-2023
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5.0 OPERATIONS
5.1 CRITERIA AND PROCEDURES
DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.d(1)) requires establishment of
comprehensive, written fire protection criteria and procedures to implement the following FPP
requirements:
• Site-specific requirements;
• Staff organization, resources, training, roles and responsibilities;
• ITM of fire protection systems;
• Use and storage of combustible, flammable, radioactive, and hazardous materials;
• A “hot-work” control program;
• Identification and tracking of fire protection system impairments;
• Fire prevention measures (e.g., combustible loading, hot-work, and ignition source controls);
• Facility and FHA assessment programs;
• Design and construction oversight; and,
• Equivalencies, exemptions, modifications, and variances processes.
5.1.1 Site-specific Requirements. Site-specific requirements that form the basis for the FPP shall be
documented. Such documentation should address: site size; operation complexity; the need for
the protection of the public, workers, and the environment; property value and mission;
geography and climate; and external support facilities available (e.g., emergency response,
service contractors).
5.1.2 Staff, Organization, Training, Roles, and Responsibilities. Necessary staffing levels,
organizational structure, training requirements, and roles and responsibilities necessary to
implement the FPP shall be established and documented.
5.1.3 Inspection, Testing, and Maintenance
5.1.3.1 The following NFPA codes and standards are applicable to the ITM program for fire protection
Section 30
features, apparatus, and equipment: NFPA 25, Standard for the Inspection, Testing, and
Maintenance of Water-Based Fire Protection Systems, NFPA 72 for fire detection and alarm
systems; NFPA 80, for fire doors and dampers. Other NFPA codes and standards containing
ITM requirements may be applicable in certain circumstances. Appendix A of this Standard
provides additional ITM requirements for SC and SS fire protection systems.
5.1.3.2 Inspection of fire barrier firestop systems should be performed in accordance with the criteria
established in ASTM E 2174-14b, Standard Practice for On-Site Inspection of Installed Fire
Stops, and ASTM E 2393-10a, Standard Practice for On-Site Inspection of Installed Fire
Resistive Joint Systems and Perimeter Fire Barriers. In accordance with ASTM E 2174 and
ASTM E 2393 conflict-of-interest guidelines, inspections, including destructive testing, should
not be performed by installers, manufacturers, or suppliers, or competitors of any of these
entities, of the material being inspected.
5.1.3.3 Test results should be reviewed by or under the direction of the FPE, the system engineer or
other qualified persons and compared to previous data to determine any adverse trends to
system performance or reliability. Adverse trending may indicate the need for equipment
DOE-STD-1066-2023
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repair or replacement, more extensive or frequent testing, or a more detailed evaluation of
results to anticipate future conditions.
5.1.3.4 Section 11.4 of DOE Administrative Records Schedule 18, “Fire Unit Records” provides the
requirements for inspection and test records. If not specifically addressed in Schedule 18, the
records shall be maintained for a minimum of three review cycles, but not less than three years.
In addition, responsible authorities should retain records and results of relevant ITM
procedures, to facilitate trending, for as long as such equipment remains in service.
5.1.4 Use and Storage of Combustible, Flammable, Radioactive, and Hazardous Materials
5.1.4.1 The FPP shall identify the baseline standards applied to manage the fire safety risks associated
with the use and storage of combustible, flammable, radioactive, and other hazardous materials.
5.1.4.2 NFPA 1, Fire Code, and NFPA 400 are the applicable NFPA standards for hazardous materials
management plans within the FPP. These plans should be supplemented with FM Global Loss
Prevention Section 7 Data Sheets and the International Fire Code, as applicable.
5.1.4.3 A combustible control program shall be included in FPPs. Additional fire protection measures
may be required for nuclear, radiological, high-hazard, explosive, and mission-critical
facilities.59
5.1.4.4 Procedures necessary to implement the established controls shall be developed and documented.
5.1.5 Fire Protection System Impairments
5.1.5.1 Procedures shall be developed for assessing the operability of fire protection-related structures,
systems, and components and for implementing compensatory measures when the system does
not meet operability requirements. Compensatory measures should be determined by, or
prepared under the direction of, an FPE and approved by the AHJ. Such measures should be
based on the significance of the impairment compared to performance objectives. Appendix A
of this Standard provides additional requirements for SC and SS fire protection system
impairments.
Section 31
5.1.5.2 The ITM program includes a fire protection system impairment program.60 This portion of the
ITM program should include the process for: (a) assigning a qualified Impairment Coordinator,
(b) approving of impairments, (c) tracking of impairments, and (d) providing the site’s
impairment data to the local DOE office on a regular, AHJ-approved basis, including the
duration of each impairment.
5.1.6 Ignition Source Control
5.1.6.1 NFPA 51B, Standard for Fire Prevention During Welding, Cutting, and Other Hot Work, is the
applicable NFPA standard for control of hot work such as welding, cutting, brazing, and
grinding.
5.1.6.2 Fire watch personnel should additionally monitor workers performing hot work or nearby the
hot work area, especially where visual observation might impair normal viewing of the work
area.
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5.1.6.3 Control of potential ignition sources, such as space heaters, furnaces, ovens, lighting fixtures,
sparks from failing insulation on motors and pumps, static electricity, cooking and temporary
electrical equipment, other hot surfaces, and smoking by employees, subcontractors, and
visitors, shall be established by site-specific FPP.
5.2 IMPLEMENTATION
5.2.1 Staffing
5.2.1.1 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.d.(2)(a)) requires the contractor to
ensure that it has access to qualified, trained fire protection staff (including FPEs, technicians,
and fire-fighting personnel) needed to implement the FPP.61
5.2.1.2 Emergency response training and qualifications shall be based on established industry criteria,
such as those promulgated by the NFPA and the Center for Public Safety Excellence, and as
supplemented by DOE fire safety criteria. As an alternative to DOE directives or applicable
NFPA standards, emergency services organization officers and personnel may meet the
minimum requirements for training and certifications as established in the BNA and approved
by the AHJ.62
5.2.1.3 A training and qualifications program commensurate with personnel duties shall be established
for FPEs and fire protection technicians. This program shall cover DOE-specific FPP elements
and application of relevant DOE orders and technical standards.
5.2.1.4 An FPE shall meet the minimum qualifications standards in Section 1.5 of this Standard. Fire
protection technicians should meet the certification requirements of the National Institute for
Certification in Engineering Technologies.
5.2.2 Design Reviews. The design process shall include appropriate documented reviews by, or under
the direction of, an FPE. These reviews shall cover plans and specifications, design changes,
inspections, acceptance testing, and commissioning of fire protection features. The design review
should be documented in either an FHA or an FPDA (for non-nuclear facilities only), as
appropriate.
5.2.3 Relief from DOE Rules, Directives and Applicable Codes and Standards.
(a) Contractors are required by DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section
3.d.(2)(c)) to establish a process for developing and requesting AHJ approval of fire protection
equivalencies and exemptions to fire protection requirements. This process should address the
development, review, approval, and periodic reevaluation of variances, exemptions, and
equivalencies in accordance with applicable rules, directives, and standards.
Section 32
(b) Documented requests for relief should be developed by, or under the direction of, the
responsible subject matter expert and submitted through the AHJ to the appropriate approval
authority. Table 5.1 summarizes types of relief for various sources of requirements.
(c) Granting relief from a fire protection requirement (rule, order, standard, code) via an
exemption, equivalency, or variance should be based on a complete and verified technical record.
For this reason, the technical record supporting a relief request should be thorough, accurate, and
approved by the DOE reviewing official(s), which includes review by a qualified fire protection
engineer. Guidance on what constitutes an adequate technical record is provided in Appendix F,
“Technical Basis for Fire Protection Equivalencies, Exemptions, and Variances.” This appendix
should also be applied to requests for modifications or alternatives to Building Code provisions.
DOE-STD-1066-2023
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Refer to NFPA 241, Standard for Safeguarding Construction, Alteration, and Demolition
Operations, for the application of temporary relief of requirements covering such work activities.
Table 5.1 Requirements Relief Summary
Source of
Requirement
Type of
Relief
Concurrence Approval Authority1
10 CFR Part 851 Variance2,3 Office of Environment, Health,
Safety and Security
Deputy Secretary
DOE O 420.1C Chg. 3 Exemption3,4 Central Technical Authority
(CTA) for nuclear facilities
only
Program Secretarial
Officer
DOE O 420.1C Chg. 3 Equivalency3,4 CTA for nuclear facilities only Program Secretarial
Officer
NFPA Codes and
Standards
Equivalency5 Subject Matter Expert AHJ
Building Code Alternative5 Subject Matter Expert BCO
DOE-STD-1066 Alternative6 Subject Matter Expert AHJ
Notes:
1. Approval Authority applies to nuclear and non-nuclear facilities.
2. See 10 CFR Part 851 for variances to the Worker Safety and Health Rule.
3. Variances to 10 CFR Part 851 and exemptions and equivalencies to DOE O 420.1C Chg. 3 are typically submitted
to the responsible Secretarial Office through the DOE field element, with the DOE field element providing a
recommendation for action.
4. See DOE O 251.1D, Chg. 1, for exemptions and equivalencies for DOE O 420.1C Chg. 3.
5. An exemption from applicable NFPA codes and standards, or the Building Code, requires an exemption from
DOE O 420.1C Chg. 3. Note, however, that site fire protection programs may specify the provisions for relief (for
both exemptions and equivalencies) as stated in DOE O 420.1C, Chg. 3, Attachment 2, Ch. II,, Sec. 3.a.(2).
6. DOE O 420.1C Chg. 3 requires that any alternate approach to DOE STD 1066 provides an equivalent level of
safety. The DOE field element provides approval of the FPP. The site-wide FPP is used to catalogue where
alternate approaches to DOE STD 1066, in whole or in part, are adopted.
5.2.4 Assigned Authority
5.2.4.1 DOE O 420.1C Chg. 3 (Section 5.d.(6)) requires the DOE Head of the Field Element to fulfill
the roles and responsibilities for the AHJ for matters involving fire protection. The DOE Head
of the Field Element may delegate AHJ authority to another DOE employee but shall be
advised in this capacity by an FPE as a subject matter expert.
5.2.4.2 The DOE Head of the Field Element may approve generic equivalencies to specific standard or
code requirements. In such cases, the contractor would apply the generic equivalencies by
identifying and documenting specific instances that meet the criteria established in the
approved generic equivalencies.
Section 33
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5.2.4.3 The Head of the Field Element may assign a contractor as the site’s AHJ to act as DOE’s
representative for routine activities.63 DOE retains the right to override decisions of the
contractor, including the interpretation and application of DOE orders, guides, standards, and
mandatory codes and standards.
5.2.4.4 A contractor AHJ shall maintain a written record of fire protection activities assigned by DOE.
5.2.4.5 DOE O 420.1C Chg. 3 (Section 5.d.(7)) requires the DOE Head of the Field Element to fulfill
the roles and responsibilities of the BCO. The DOE Head of the Field Element may delegate
BCO authority to another DOE employee and assign to the contractor responsibility for routine
code activities but may not assign contractors approval authority for alternatives to building
code requirements.
5.3 LEASED FACILITIES
5.3.1 A graded approach should be used in application of fire protection requirements to leased
facilities, with emphasis on DOE criteria for personnel safety and protection of DOE programs
and property. The graded approach should be tailored to the leased facility according to (a)
facility hazard; (b) DOE liabilities for injuries and accidents; (c) mission importance; and (d)
remaining facility lifetime. The graded approach should be determined by, or under the direction
of, an FPE and approved by the local authorities. Prior to signing any lease agreement, the lessee
or its designee should implement the actions set forth below.
5.3.1.1 Perform a fire protection assessment of the facility to verify the adequacy of life safety and fire
protection features of the space, including limiting the loss of government-owned equipment to
limits established by DOE and potential mission interruption. Facilities and operations that are
determined to need additional safety features and/or supplemental fire protection should be
provided with such protection or compensatory measures prior to leasing.
5.3.1.2 Communicate to the owner all fire protection deficiencies (measured against the applicable
industry codes) within the facility/structure. Verify that closure of deficiencies affecting life
safety, DOE-owned equipment, and mission objectives will be tracked to resolution. Any
pre-leasing agreements should describe the process in which fire protection deficiencies within
the leased space will be corrected and funded before occupancy (such as installing special
extinguishing systems), or after occupancy (such as general maintenance upgrades).
5.3.1.3 Specify responsibilities in the lease agreement and participate and partner with the local
jurisdiction’s fire department in developing their pre-incident plan for leased facilities situated
outside DOE site boundaries (i.e., off-site facilities).
5.3.1.4 Specify in the lease agreement DOE and owner responsibilities for coordinating and
participating in evacuation exercises for off-site facilities.
5.3.1.5 Reach agreement on the scope and frequency of DOE-conducted and owner-conducted fire
protection assessments. In general, the owner would be responsible for assessing off-site leased
facilities in accordance with local jurisdictions and the DOE contractor would be responsible
for assessing leased facilities within the site’s jurisdiction.
DOE-STD-1066-2023
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Section 34
5.3.1.6 Specify in the lease agreement the DOE and owner responsibilities for ITM of facility fire
protection systems in accordance with local jurisdiction building and fire code requirements. In
general, the owner would be responsible for off-site assessments with local jurisdictions and the
DOE contractor organization would be responsible for assessments of leased facilities within
the jurisdiction of a site’s FPP and ITM of supplemental fire protection installed for DOE-
owned equipment and operations.
5.3.1.7 For leased facilities that are located off-site, verify that the leased building’s hazardous
materials control areas, as defined in the local jurisdiction’s building code, have been
documented. When applicable, the lease agreement should specify the way in which the
maximum allowable quantities of hazardous materials will be apportioned to the DOE
contractor and to any other tenants in the building. Hazardous materials control for leased
facilities under the jurisdiction of a site-wide FPP should be in accordance with Section 5.1.4 of
this Standard.
5.3.1.8 Specify in the lease agreement, or supporting agreement, the lessee and owner roles and
responsibilities for control of hot work operations in the facility.
5.3.1.9 Specify in the lease agreement, or supporting agreement, that all fire protection assessments,
ITM records, and hot work operations will be available to the local AHJ, the facility owner, and
the DOE contractor.
5.3.1.10 For off-site leased facilities, specify in the lease agreement, or supporting agreement, the lessee
and owner roles and responsibilities for addressing owner-initiated impairments and responding
to and resolving out-of-service components in facility fire protection systems.
5.3.1.11 Leased facilities should not be used for Hazard Category 1, 2, or 3 nuclear facilities,
radiological facilities, or explosive handling facilities unless approved for such use by the
responsible DOE Head of Field Element with concurrence from the CTA (for Hazard Category
1, 2, or 3 facilities). Such leased facilities should meet all construction and operating
requirements that a new DOE-owned facility would be required to meet, including the
applicable requirements of this Standard.
5.3.1.12 Off-site leased facilities shall transmit building fire alarms to an Underwriters Laboratories
listed central station, unless otherwise approved by the AHJ.
5.4 AGING DEGRADATION AND OBSOLESCENCE OF FIRE PROTECTION
STRUCTURES, SYSTEMS AND COMPONENTS
General Considerations
5.4.1 Over time, installed fire protection structures, systems, and components, and important support
systems such as water supply, can be compromised by (a) age-related physical degradation or
(b) obsolescence whereby replacement parts, updated software and vendor support can no
longer be obtained. It is important that these factors be periodically analyzed and remedial steps
taken to prevent unavailability of required fire protection systems.64
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Monitoring Process
5.4.2 Fire protection programs should establish and maintain a documented monitoring process for
system performance. This process should address both active and passive fire protection system
components. Information gathered in this process should be provided to facility management
responsible for life extension, planning, and replacement of equipment, with the objective of
preventing unexpected fire protection equipment failures.
Section 35
5.4.3 The monitoring process should address site-wide infrastructure systems and components,
including: (a) water supply; underground fire water delivery mains, hydrants and valving,
supporting fire water delivery, water storage tanks, cisterns, break tanks, fire pump system,
lightning protection system, and (b) fire alarm communications, such as radio, hardwired,
fiber-optic, digital alarm communicators, cellular wireless equipment, or microwave fire alarm
systems relied on to report the presence of fire and summon responders.
5.4.4 The monitoring process should address active and passive facility fire protection features,
including (a) fire suppression, alarm and detection systems, (b) emergency lighting and exit
sign illumination, and (c) fire barriers and barrier components such as doors and dampers.
Priority and Graded Approach
5.4.6 The monitoring process should incorporate a graded approach for establishing the priority of
actions taken to remediate aging degradation or obsolescence.
5.4.6.1 Fire protection systems and components designated as safety class (SC) or safety significant
(SS), or whose failure or unavailability could prevent a SC or SS function from being carried
out, should receive the highest level of monitoring attention and priority for remedial action.
5.4.6.2 Fire protection systems and features whose failure or unavailability could result in a significant
negative impact on a facility’s mission (for example, an extended, unplanned outage) should
receive the next level of priority.
5.4.6.3 Site fire protection programs should consider maintaining a stock of critical spare parts and a
list of qualified suppliers for important fire protection systems.65
Prevention of Unexpected Failures or Obsolescence
5.4.7 The monitoring process should identify and examine potential conditions requiring immediate
attention.66
5.4.8 The monitoring process should encompass scheduled replacements to prevent unexpected
facility and infrastructure system failures and obsolescence. When scheduling replacements
identified as necessary in the monitoring process, factors such as projected mission length,
importance to safety, and remaining facility lifetime should be weighed against the risk of
possible running to failure.
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6.0 EMERGENCY RESPONSE
DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.e) requires contractors to provide emergency
response capabilities, as necessary, to meet site needs, as established by the BNA, safety basis
documentation, and applicable regulations, and in codes and standards. A comprehensive, multi-faceted
emergency response capability can be achieved in a number of ways. These approaches include: on-site
emergency response organizations, such as the fire departments and fire brigades that currently exist at
many DOE sites; off-site fire departments; or a combination of both. Department of Defense (DoD)
6055.06-M (2020), DoD Fire and Emergency Services Certification Program, may be used as a guide to
assist in meeting the requirements of this section.
Regardless of the approach, DOE’s overall objective is to maintain adequate emergency response
capabilities to effectively and safely respond to and mitigate credible emergency incidents, including fire,
emergency medical, and applicable operations. Emergency response includes resources and command
capabilities for the initial incident management of emergency events of Type 4 complexity, as defined by
the National Incident Management System (NIMS).
Section 36
6.1 BASELINE NEEDS ASSESSMENT
6.1.1 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3e (1)) requires the BNA to address
facility hazards, response capabilities, response time requirements, staffing levels and training,
apparatus and equipment, mutual aid agreements, and procedures.67
6.1.1.1 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, 3.e(1)(c)) requires the BNA to be
submitted to the DOE Field Element for approval.
6.1.1.2 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, 3.e(1)(d)) requires the BNA to be reviewed
at least every three years or when a significant new hazard is introduced, and updated as
necessary. The BNA should be submitted for approval triennially or on a schedule acceptable
to the AHJ and when significant changes are made.
6.1.2 The BNA should be prepared by knowledgeable and experienced individuals and should address
compliance with the governing requirements, codes and standards, and site-specific conditions
applicable to the emergency response organization.68 In addition, the BNA should describe the
organization's various programs that support its personnel. Such programs include training,
physical fitness, and medical programs relating to emergency responders69.
6.1.3 If an on-site fire department or fire brigade will be relied on to provide complete emergency
response, the BNA should delineate the full scope of its capabilities including: mission
responsibilities, personnel, apparatus, equipment, facilities, programs, and incident reporting.
6.1.4 If off-site emergency response organizations are relied on completely to satisfy the emergency
response requirement, the BNA should define the DOE emergency response needs compared to
the services available from the off-site organization and identify the gaps between the needs and
the available services.70
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6.1.5 If a combination of on-site and off-site emergency services response organizations is relied on, a
comprehensive emergency response capability should be demonstrated based on a combination of
the efforts described above.71
6.1.6 The BNA should also include a review of the emergency response organization’s activities and
permitted practices that may increase response time or result in reduced staffing for DOE site
needs.72
6.1.7 Information related to the site emergency response organization, such as the number of
emergency responders, number and types of apparatus, and response time, should be incorporated
into the site’s emergency plans, the FHAs, and the safety basis documentation. These plans
establish a minimum level below which compensating safeguards and/or the restriction of
hazardous operations should be applied.73
6.1.8 The BNA should be based on responding to a single significant emergency event, such as a fire or
explosion that includes a casualty requiring medical assistance, and at the same time responding
to a one-person medical emergency, such as a heart attack or fall with injuries.
6.1.9 The BNA should describe how the fire department will respond if a second incident occurred
while the first was underway. The second response capability may be based on documented
mutual aid agreements and use of some percentage of off-duty personnel overtime. To the extent
that an insufficient response capability is determined to exist for this second incident emergency,
the BNA should address any supplemental emergency response resources and response times that
would be needed to respond to this event.
Section 37
6.1.10 The BNA should describe how the fire department will respond if the initial emergency incident
expanded in complexity (such as multiple operating periods and/or initial response resources
beyond NIMS Type 4). This description includes the availability and use of additional alarm
assignments and discussion on the command structure methodology used in supporting the site’s
emergency plan in addressing Operational Emergencies addressed in the DOE O 151.1D,
Comprehensive Emergency Management System. This discussion should identify the limits of the
Fire Department’s response capabilities, situations that may call for defensive tactical strategies,
and limit situations for the site’s emergency management system and external emergency
response assistance. The BNA shall be coordinated with, and incorporate the elements and
requirements of site emergency response plans to provide a complete, seamless and effective
response capability.
6.1.11 If the fire department also provides emergency services to others, unless dedicated Fire
Department services are reserved for protection of the site, the BNA should address the potential
for off-site fire response concurrent with an on-site response, including the potential for delayed
response or a resource-limited response and resulting potential risks and vulnerabilities.
6.1.12 Where on-site staff (i.e., emergency response teams or ERTs) supplements professional Fire
Department services as first responders or HAZMAT teams, the BNA should evaluate and
address such resources based their availability, training, and qualifications.
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6.2 DOE FIRE DEPARTMENT RESOURCES
6.2.1 Fire Stations
6.2.1.1 Where new DOE site fire stations are constructed or significantly modified, the provisions of
Section 4 of this Standard apply.74 Fire stations providing initial response resources to defense
nuclear and other significant missions should be designed to withstand natural phenomena
events and ensure delivery of emergency response resources.
6.2.1.2 New fire stations shall be constructed and maintained in accordance with the applicable Facility
Safety Chapter in NFPA 1500, Standard on Fire Department Occupational Safety, Health, and
Wellness Program.
6.2.1.3 Fire stations should be located to meet time objectives established by NFPA 1710, Standard for
the Organization and Deployment of Fire Suppression Operations, Emergency Medical
Operations, and Special Operations to the Public by Career Fire Departments.75
6.2.2 Fire Department Apparatus
6.2.2.1 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.e) requires that emergency
response capabilities meet site needs as established by the BNA, safety basis requirements, and
applicable regulations, codes and standards. Meeting site needs includes procuring of fire
department apparatus.76
6.2.2.2 NFPA 1901, Standard for Automotive Fire Apparatus, NFPA 1906, Standard for Wildland Fire
Apparatus, and NFPA 1911, Standard for the Inspection, Maintenance, Testing, and Retirement
of In-Service Automotive Fire Apparatus, are the applicable NFPA standards for fire apparatus.
Procedures shall be established and implemented to maintain and eventually replace outdated
equipment.77 Fire apparatus not meeting applicable NFPA standards or exceeding 25 years in
service shall be replaced.
6.2.2.3 Reserve apparatus, if used, shall be properly maintained and equipped to provide the intended
backup response capability.
Section 38
6.2.3 Fire Department Staffing
6.2.3.1 NFPA 1710 and NFPA 1500 are the applicable NFPA standards for determining the minimum
number of trained fire-fighters necessary to begin interior structural fire-fighting. In addition,
the following OSHA rules are applicable: 29 CFR Section 1910.156, Fire Brigades; and 29
CFR Section 1910.134(g)(4) (two-in-two-out rule).78
6.2.3.2 The minimum number of personnel required for fire-fighting, hazardous material incidents,
specialized rescue, or other related events, shall be based on the OSHA two-in-two-out rule,
NFPA guidelines, pre-incident fire planning, and the judgment of trained and experienced
incident commanders.79
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6.2.3.3 Management and support functions should also be considered when developing staffing needs
for an emergency response organization.80
6.2.3.4 NFPA 600, Standard on Facility Fire Brigades, is the applicable NFPA standard for staffing
and operation of fire brigades.
6.2.4 Emergency Communications
6.2.4.1 NFPA 1710 and NFPA 1561, Standard on Emergency Services Incident Management System
and Command Safety, are the applicable NFPA standards for ensuring emergency radio
communications are compatible with other organizations involved in emergency response.
NFPA 1710 requires the establishment of reliable communication systems.
6.2.4.2 New emergency communications systems shall be designed, installed and maintained consistent
with the performance standards identified in NFPA 1221, Standard for the Installation,
Maintenance, and Use of Emergency Services Communications Systems.
6.2.5 Training Certification and Drills
6.2.5.1 NFPA 1001, Standard for Fire Fighter Professional Qualifications, is the applicable NFPA
standard for emergency responder training. All DOE fire departments shall have a training
program and policy that ensure members are trained and competency is maintained to execute
all responsibilities consistent with DOE’s organization and deployment.81
6.2.5.2 Drills and exercises should be structured to emphasize realistic scenarios and feature standard
and special fire department tactical evolutions. Such drills should also be scheduled, as needed,
during weekends and evening shifts, when normal activities are reduced.
6.2.5.3 Adequate facilities shall be made available for training consistent with the training requirements
identified above.82
6.2.5.4 Fire department staff should be certified under state programs when available. When a state
program is not available, certification may be done by an organization approved by the DOE
Head of Field Element (for example, a certification program from an adjoining state). 83
6.2.5.5 To the extent possible, common base qualifications for company and command officers should
be used to facilitate interoperability between sites. For this purpose, a Recommended Practice
is available: First Responders Subcommittee of the Emergency Management Issues Special
Interest Group: DOE/NNSA Company and Command Officer Baseline Qualifications (2017).
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6.3 PRE-INCIDENT PLANNING
DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, 3.e.(2)) requires that pre-incident strategies, plans, and
standard operating procedures be established to enhance the effectiveness of manual fire suppression
activities, including areas within or adjacent to, moderator-controlled areas. The criticality safety staff is
required to review pre-incident plans and procedures related to moderator-controlled areas.
Section 39
6.3.1 NFPA 1660, Standard on Community Risk Assessment, Pre-Incident Planning, Mass Evacuation,
Sheltering, and Re-entry Programs, is the applicable NFPA standard for development of pre-
incident plans. The provisions of this code are complemented by input from the site fire
protection engineering staff, facility subject matter experts, and emergency responders.
6.3.2 Pre-incident fire plans should be developed in accordance with standard practices within the
emergency services community and DOE expectations, as reflected in published guidelines. The
format of such plans may be established by the organization providing the emergency response.
6.3.3 The scope of pre-incident plans should include facilities anticipated to need emergency response.
6.3.4 Pre-incident plan strategies are the overall approach to the initial firefighting response for a fire
incident at a given location, considering critical factors.84 Strategies are designed to apply to the
initial firefighting response, which then can be tailored by the Incident Commander to reflect the
actual situation encountered by fire fighters arriving at the incident scene. Pre-incident plans are
not intended to cover the entire spectrum of possible fire scenarios over the course of the fire
response.
6.4 FIREFIGHTING ACTIVITIES INVOLVING SPECIAL CONSIDERATIONS
6.4.1 Procedures for firefighting activities involving special hazards shall be developed and
maintained.85 The FHAs and safety basis documentation should reflect firefighting strategies
when rapid intervention may not be possible (for example, in areas covered by criticality control)
and when fixed fire protection systems may no longer be available, as in transitional facilities.
(See Appendix E of this Standard for additional information.)86
6.4.2 Fire-fighting procedures should account for delays related to security and nuclear safety concerns.
6.4.3 Emergency response organizations responsible for firefighting activities should be informed of
transitional planning and should revise pre-incident planning activities as necessary to
accommodate the facility transition. When practicable, the emergency response organization
should be given access to the facility to review firefighting strategies and to conduct training
activities.
6.4.4 DOE O 471.6 Chg. 3, Information Security, provides protection and notification requirements for
access to classified information by non-cleared individuals during an emergency.
6.4.5 Emergency Response Organizations utilizing Aqueous Film Forming Foam concentrates shall
coordinate foam discharge notification and clean-up activities as directed by the local DOE field
DOE-STD-1066-2023
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office. The Occupational Safety and Health Program required by NFPA 1500 should include a
polyfluoroalkyl substances (PFAS) section referencing such activities.87
6.5 FIRE DEPARTMENT REPORTING
6.5.1 DOE O 231.1B, Admin Chg. 1, Environment, Safety, and Health Reporting, provides DOE
reporting requirements for emergency responses. Emergency response records shall be based on
standard fire incident reporting practices, such as the National Fire Incident Reporting System or
NFPA 901, Standard Classifications for Fire and Emergency Services Incident Reporting.
Where off-site fire response is provided to a DOE owned or leased facility, such responding
organizations should make available to the AHJ all logs or reports completed for the incident in
the organization’s standard reporting format. The AHJ or designee should then incorporate this
information into the DOE O 231.1B data collection system.
Section 40
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7.0 FACILITY FIRE PROTECTION EVALUATIONS
7.1 FIRE HAZARD ANALYSIS
The purpose of an FHA is to assess the hazards of and potential damage from fire and verify that fire
safety objectives are met. The FHA usually is broken down by building but may be further broken down
into fire areas. The FHA is also a vital tool for incorporating appropriate fire protection criteria into
designs in accordance with DOE-STD-1189-2016, and for demonstrating compliance with DOE orders
and standards, building codes requirements, and industry fire protection standards. An FHA may be
required by the AHJ for facilities other than buildings, (e.g., a site water supply and distribution system,
burial ground) if the value and hazard warrant. The FHA may incorporate facilities, other than buildings,
when they are exposed to or are integral to the building operations.
7.1.1 Building/Facility FHA
7.1.1.1 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.f (1)) requires FHAs to be prepared
using a graded approach for (a) Hazard Category 1, 2, and 3 nuclear facilities and major
modifications thereto; (b) facilities that represent unique fire safety risks; (c) new facilities, or
modifications to existing facilities with value greater than $ 261 million (in 2023 dollars), and
(d) when directed by the responsible DOE authority.
7.1.1.2 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Sections 3.f.(1)(b) and (c)) require that the
FHA be updated, as needed, when changes occur to the facility structure or layout, processes,
occupancy, safety basis documentation, or the BNA impacts the analysis in the FHA. The FHA
shall be reviewed and updated, as necessary, at least every three years.
7.1.2 Documented Fire Protection Design Review and Analysis
7.1.2.1 An FPDA should be performed to ensure that FPP requirements are documented and
incorporated into plans and specifications for new buildings and significant modifications to
existing buildings (See Section 4.1.1 of this Standard).
7.1.2.2 For new non-nuclear and less than Hazard Category 3 nuclear facilities that represent a unique
fire safety risk, facilities valued over $261 million (in 2023 dollars), or when directed by the
responsible DOE authority, the FPDA should be documented in a Preliminary/Project FHA that
will be converted or incorporated into the facility FHA after project completion.
7.1.2.3 The FPDA and Preliminary/Project FHA should be of sufficient detail to identify applicable
design criteria for meeting the fire safety objectives. The Preliminary/Project FHA should be
used to justify design decisions, where required, when one or more solution is available, when
multiple protection approaches are necessary, or where prescriptive requirements do not
adequately address the situation encountered.
7.1.3 Transitional FHA
7.1.3.1 Transitional facilities are facilities that are no longer operational and may be in
maintenance/surveillance mode or undergoing decontamination and decommissioning. The
need for fire protection features in such facilities should be governed by the consequences of a
fire to the public, workers, and fire-fighters, and the potential for a release of hazardous and
DOE-STD-1066-2023
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radioactive materials.88 See Appendices B and E of this Standard for guidance on transitional
facilities.
7.1.3.2 For transitional facilities covered by DOE O 420.1C Chg. 3, or when directed by the DOE Field
Section 41
Element, a transitional FHA shall be developed in lieu of an FHA or Facility Assessment.
7.1.4 Preparation, Review, and Approval of FHAs
7.1.4.1 FHAs and FPDAs are required by DOE O 420.1C Chg. 3 (Attachment 2, Chapter II 3.f.(1)(a))
to be prepared by or under the direction of an FPE, subjected to an adequate peer review, and
approved through an established process.
7.1.4.2 A Building/Facility FHA is required by DOE O 420.1C Chg. 3 (Attachment 2, Chapter II
3.f.(1)(b)) to be reviewed at least every three years, with the review documented and the FHA
revised as necessary.
7.1.4.3 An FPDA and Preliminary/Project FHA should be reviewed at major project milestones or
following significant changes to the project scope.
7.1.4.4 A Transitional FHA should be reviewed at major milestones in the transition process.
7.1.5 Detailed criteria and guidance for FHAs are provided in Appendix B of this Standard.
7.2 FACILITY ASSESSMENTS
The principal objective of a facility assessment is to strengthen the facility FPP. This objective is
accomplished through the identification and correction of deficiencies and the effective communication of
lessons learned from the assessment.
7.2.1 DOE O 420.1C Chg. 3 (Attachment 2, Chapter II, Section 3.f) provides requirements on the
frequency of facility assessments.
7.2.2 Facility assessments shall be performed by, or under the direction of an FPE. Personnel
conducting such assessments shall have an appropriate level of knowledge and experience in the
application of fire safety codes and standards in diverse facilities.
7.2.3 Facility assessments should evaluate the following programmatic and physical fire protection
features:
• Applicable codes and standards;
• Fire and explosion hazards;
• Hazardous materials use and storage;
• Protection of SC and SS equipment;
• Life safety;
• Protection of mission-critical equipment or programs;
• Protection of high-value property;
• Suppression equipment;
DOE-STD-1066-2023
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• Detection and alarm systems and equipment;
• Fire system ITM;
• Water runoff;
• Facility fire prevention planning documents;
• Emergency response capability;
• Completeness of FHA, and, other documented assessment of fire hazards;
• Fire barrier requirements and integrity;
• Completeness of fire loss potential determination;
• Fire safety training;
• Potential for toxic, biological and /or radiological incident due to fire;
• Status and tracking of previous findings; and
• Equivalencies and exemptions.
7.3 COMPENSATORY MEASURES
7.3.1 When modifications are necessary to correct significant fire safety deficiencies, interim
compensatory measures shall be provided until the modifications are complete.89 Compensatory
measures shall be initiated without delay and be sufficient to address identified fire safety
deficiencies. The AHJ should be notified when compensatory measures are initiated in a facility.
7.3.2 When fire protection features are impaired, compensatory measures shall be put into place to
offset the loss or reduction in protection, in accordance with an established impairment program.
7.3.3 When administrative controls are used as compensatory measures in support of an equivalency or
exemption request, they shall remain in place and be reviewed annually until the request has been
dispositioned. Once controls or compensatory measures are no longer maintained in accordance
with the provisions of the equivalency or exemption, then such relief should be rescinded or
updated as necessary.
Section 42
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8.0 WILDLAND FIRE MANAGEMENT
8.1 PURPOSE
This section provides guidance for wildland fire management at DOE sites.90
8.2 APPLICABLE DOE ORDER REQUIREMENTS
DOE Order 420.1C, provides the following requirements for wildland fire management:
• Section 4f: “DOE must … [E]stablish an integrated site-wide wildland fire management plan,
consistent with the Federal Wildland Fire Management Policy.”
• Attachment 2, Chapter II, Section 3b: “Documentation. A documented fire protection program
that includes the elements and requirements identified in this chapter for design, operations,
emergency response, fire analysis and assessments, wildland fire, and specific fire protection
program criteria must be developed, implemented, and maintained by the contractor.”
• Attachment 2, Chapter II, Section 3g: “Wildland Fire. An integrated site-wide wildland fire
management plan, consistent with the Federal Wildland Fire Management Policy, must be
developed, provided to DOE for approval, and implemented in accordance with the relevant
portions of the NFPA...” 91
8.3 OVERVIEW OF APPROACH
The Federal Wildland Fire Management Policy (referred to hereafter as the Federal Policy) and NFPA
1140 Standard for Wildland Fire Protection are different in structure and purpose. The former document
is coordinative in nature, providing guidelines to promote “consistent implementation of federal wildland
fire policy.” The NFPA Code states its purpose as:
Specify[ing] the minimum requirements for fire protection and emergency services infrastructure
in wildland, rural, and suburban areas; wildland fire management practices and policies; methods
of assessing wildland fire ignition hazards; and job performance requirements (JPRs) for wildland
fire positions.
As a matter of government policy, DOE is expected to demonstrably conform to the Federal Policy as
written, to the extent it applies to DOE’s sites and operations.
Guidance on wildland fire management is organized into the following three subsections:
• Subsection 8.4 is devoted to explaining how DOE implements the Federal Policy.
• Subsection 8.5 offers guidance on the application of NFPA 1140 to DOE’s site-wide wildland fire
management plans.
• Subsection 8.6 provides additional guidance on several topics.
8.4 IMPLEMENTING FEDERAL GUIDANCE
8.4.1 Identification of DOE Policies
Table 1 of the Federal Wildland Fire Management Policy lists 17 topics and provides for each
topic an additional statement of “Management Intent” and a set of “Implementation Actions” for
DOE-STD-1066-2023
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federal agencies. In the tables below, the contents of the first and second column come directly
from the Federal Wildland Fire Management Policy; the core policy is shown in italics in the first
column, and statements of management intent are shown as lettered items in the first column.
8.4.2 Firefighter Safety
Federal Policy Federal Policy
Implementation Actions DOE Guidance
Firefighter and public safety is the
first priority. All Fire Management
Plans and activities must reflect this
commitment.
(a) No natural or cultural resource,
home, or item of property is worth a
human life.
(b) All strategies and tactics should
seek to mitigate the risk to
firefighters and the public.
(1) Agency administrators
will develop and establish
process, procedures and
objectives that ensure
firefighter and public safety.
(2) Incident Commanders
will develop and establish
incident objectives, strategies
and operational tactics that
ensure firefighter and public
safety.
Section 43
DOE wildland fire activities should reflect
a commitment to firefighter and public
safety as the first priority. DOE site
management contractors should:
(a) Establish procedures for issuance, use,
and accountability of personal protective
clothing and equipment;
(b) Ensure that training, use, appropriate
employee medical surveillance programs,
and maintenance and storage of the
protective equipment comply with
applicable standards;
(c) Provide 4 hours of annual wildland fire
safety refresher training to personnel
directly involved with such activities; and,
(d) Ensure that work supervisors are
responsible for the safety of employees
engaged in wildland fire management
activities.
DOE-STD-1066-2023
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8.4.3 Fire Management and Ecosystem Sustainability
Federal Policy Federal Policy
Implementation Actions DOE Guidance
The full range of fire management
activities will be used to help achieve
ecosystem sustainability, including
its inter-related ecological,
economic, and social components.
(a) “Full range of fire management
activities” may include any
vegetative management treatment
tool.
(b) Ecosystem sustainability provides
a supply of goods, services, social
values, and natural processes in
perpetuity.
(c) Economic intent is to provide for
sustainable supplies of goods,
services, and social values through
implementation of appropriate fire
management activities.
(1) Land/Resource Management Plans
(L/RMP) will be developed consistent
with both ecological conditions, and
fire regime dynamics, and consider
the short and long term effects of both
action and no action alternatives for
planned vegetation management
activities as well as responses to
wildfire.
(2) Agencies will exploit the full
range of fire management options to
sustain healthy ecosystems within
acceptable risk levels as identified in
the L/RMP, or Fire Management Plan
(FMP).
(3) Fire management activities will be
based on planning and decision
analysis processes that address current
and anticipated situational conditions.
See DOE O 436.1, Departmental
Sustainability
DOE-STD-1066-2023
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8.4.4 Response to Wildland Fire
Federal Policy Federal Policy
Implementation Actions DOE Guidance
Fire, as a critical natural process,
will be integrated into land and
resource management plans and
activities on a landscape scale, and
across agency boundaries. Response
to wildland fires is based on
ecological, social and legal
consequences of the fire. The
circumstances under which a fire
occurs, and the likely consequences
on firefighter and public safety and
welfare, natural and cultural
resources, and, values to be
protected, dictate the appropriate
response to the fire.
(a) The L/RMP will define and
identify fire’s role in the ecosystem.
The response to an ignition is guided
by the strategies and objectives
outlined in the L/RMP and/or the
Fire Management Plan.
(b) Values to be protected from
and/or enhanced by wildland fire are
defined in the L/RMP and/or the Fire
Management Plan.
(c) The L/RMP and fire management
planning is coordinated across
jurisdictional boundaries.
FMPs assist in developing the
management response to meet L/RMP
objectives in designated Fire
Management Units (FMU).
(1) Fire management strategies will
consider current landscape conditions
and spatial and temporal components
of the fire regime.
(2) Responses to wildland fires will be
coordinated across jurisdictional
boundaries.
DOE site management
contractors should:
Section 44
(a) Identify the applicable Fire
Management Unit; and
(b) Coordinate wildland fire
response as agreed with other
agencies adjacent to the DOE
site.
DOE-STD-1066-2023
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8.4.5 Use of Wildland Fire
Federal Policy Federal Policy
Implementation Actions DOE Guidance
Wildland fire will be used to protect,
maintain, and enhance resources
and, as nearly as possible, be
allowed to function in its natural
ecological role. Use of fire will be
based on L/RMP and associated Fire
Management Plans and will follow
specific prescriptions contained in
operational plans.
(a) Use planned and unplanned
ignitions to achieve land and
resource management goals. Fire
management is one tool in the
restoration process and should be
integrated with other land
management activities.
(b) Preference will be given for
natural ignitions to be managed in
meeting the role of fire as an
ecological process.
(c) Decision support process
encourages strategies to manage fire
to restore and maintain the natural
fire regime where safe and possible.
(1) Incident objectives will
identify resource objectives
for wildfires managed to
achieve resource objectives.
(2) Beneficial
accomplishments will be
measured through specific
quantified objectives.
DOE sites should integrate fuel
management and fire management
programs in support of the following
resource management objectives.
(a) Use an interdisciplinary approach to
integrate fuel management planning into
all appropriate activities.
(b) Identify, through economic analysis,
the most cost-efficient fuel profile to
meet resource management direction.
Consider a full range of fuel management
alternatives, including no treatment. Fuel
management activities should be
responsive to long-term site productivity,
utilization opportunities, and air quality
considerations.
(c) Where a management activity, such as
timber sales, thinning, or road
construction, contributes to an
unacceptable fuel profile, modify that
activity to reduce its incremental
contribution to the fuel profile.
(d) On lands where repetitive
management activities will occur,
evaluate the projected fuel profile to
determine the most cost-efficient time(s)
of entry and the level of treatment(s).
(e) Manage fuel in accordance with fire
management direction in the site land-use
planning and management process.
DOE-STD-1066-2023
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8.4.6 Rehabilitation and Restoration
Federal Policy
Federal Policy
Implementation
Actions
DOE Guidance
Rehabilitation and restoration efforts
will be undertaken to protect and
sustain ecosystems, public health and
safety, and to help communities
protect infrastructure.
(a) Conduct emergency stabilization
of burned areas such that no further
harm is done.
(b) Probability of success will be
evaluated for rehabilitation and
restoration efforts.
(1) Burned areas will be
assessed to determine
suitable and effective
emergency stabilization
and rehabilitation needs
to meet current and
anticipated environmental
conditions.
(2) Rehabilitation and
restoration activities will
be evaluated to assess
effectiveness of
treatments.
The following post-fire activities (for
prescribed, operational and wild fires) should
be accomplished at the earliest opportunity.
(a) Sites should conduct an immediate
assessment of watershed conditions following
the fire.
(b) Sites should determine if emergency
watershed rehabilitation efforts are required to
restore watershed functions and minimize
damage to soil resources.
Section 45
(c) Sites should initiate post-fire rehabilitation
treatments as necessary (e.g., sediment
reduction, channel treatments, check dams) to
stabilize biotic communities, address safety
concerns, and to prevent degradation of
critical known natural and cultural resources.
(d) Sites should monitor the effectiveness of
rehabilitation treatments to determine if
additional treatments are required.
DOE-STD-1066-2023
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8.4.7 Protection Priorities
Federal Policy Federal Policy
Implementation Actions DOE Guidance
The protection of human life is the
single, over-riding priority. Setting
priorities among protecting human
communities and community
infrastructure, other property and
improvements, and natural and
cultural resources will be done based
on the values to be protected, human
health and safety, and the costs of
protection. Once people have been
committed to an incident, these
human resources become the highest
value to be protected.
(a) Resources are allocated
nationally, geographically, and
locally based on protection priorities.
(b) Protection of human life
overrides all other priorities should
response capability limits be reached.
(c) Local protection priorities are
established in the L/RMP and/or
FMP.
NMAC [National Multi-Agency
Coordinating Group] establishes
national protection priorities
considering maintenance of initial
attack capability; protection of
communities, infrastructure,
property, cultural and natural
resources; costs; local agency
objectives; and national response
framework and tasking.
(1) Geographic and local area
coordination groups will establish
a process to set protection
priorities.
(2) The Agency Administrator will
convey protection priorities, based
on the L/RMP and FMP, to the
geographic and national groups
through an incident status report
and ensure that protection
priorities are known and carried
out by the incident commander(s).
In general, DOE field elements are
responsible for developing,
implementing, and overseeing
protection programs for individuals
and assets under their cognizance.
This includes protecting assets from
internal structural fire damage and
from the conflagration potential
associated with the external wildland
fire. A Wildland Fire Management
Program comprises the full range of
activities and functions necessary to
plan, prepare, and respond to
potential fires and rehabilitate
undeveloped lands following a fire.
DOE should observe the following
fire management priorities on all
fires:
(a) Ensure firefighter, worker, and
public safety.
(b) Protect mission property and
natural and cultural resources based
on the relative values to be protected.
DOE-STD-1066-2023
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8.4.8 Wildland Urban Interface
Federal Policy
Federal Policy
Implementation
Actions
DOE Guidance
The operational roles of federal
agencies as partners in the
Wildland Urban Interface are
wildland firefighting, hazard fuels
reduction, cooperative prevention
and education, and technical
assistance. Structural fire
suppression is the responsibility
of tribal, state, or local
governments. Federal agencies
may assist with exterior
structural protection activities
under formal Fire Protection
Agreements that specify the
mutual responsibilities of the
partners, including funding.
(Some federal agencies have
structural protection authority for
their facilities on lands they
administer and may also enter
into formal agreements to assist
state and local governments with
structural protection).
Section 46
(a) Prevent the movement of
wildfires from the wildlands into
the Wetland-Urban Interface area,
out of the Wetland-Urban
Interface area into the wildlands,
and improve efficiency of
wildfire suppression in Wetland-
Urban Interface situations.
(b) The primary responsibility for
protecting private property and
rural communities lies with
individual property owners and
local governments.
(c) Recognize that many states
have wildland fire responsibility
while rural fire districts have
structural responsibility.
(1) Agreements will
be developed to clarify
jurisdictional inter-
relationships and
define roles and
responsibilities among
local, state, tribal, and
federal fire protection
entities, based on each
organization’s
enabling protection
authorities and
assistance/mutual aid
responsibilities.
(2) Agencies will
support the
development and
implementation of
Community Wildfire
Protection Plans
(CWPP).
(3) The Federal
wildland agencies will
collaborate with tribal,
state and local fire
management
organizations to
identify and reconcile
gaps in protection
responsibility.
The zone where structures and other human
development meet or become intermingled with
undeveloped wildland is referred to as the
wildland/urban interface. The objectives of
wildland/urban interface fire management are to
facilitate fire prevention and protection and
minimize fire loss and damage to structures, other
human development, and wildland resources; to
prevent a structure fire from spreading into wildland
fuels; and to encourage property owners to take an
active role in establishing and maintaining their own
fire prevention and safety measures in the
wildland/urban interface. The following
recommendations are applicable to this category.
(a) Document DOE wildland fire protection and
suppression assistance in mutual-aid agreements
with all emergency response organizations engaged
in such activities;
(b) Collaborate with outside emergency response
organizations to (1) establish and update cooperative
agreements that recognize the jurisdictional
protection responsibilities and assistance capabilities
of the respective cooperators;
(c) Educate wildland firefighters about safe
operational procedures in the wildland/urban
interface and provide training in safe wildland
firefighting operations for structural firefighters who
respond to wildland/urban interface fires;
(d) Provide education to adjoining property owners
on fire risks and hazards and on fire prevention
responsibilities and actions to minimize losses and
damage to structures and lands in the wildland/urban
interface;
(e) Assess, analyze, and plan for fire prevention and
protection in conjunction with other Federal, tribal,
state, county, and local government entities and with
community and citizen groups;
DOE-STD-1066-2023
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(f) Integrate wildland/urban interface considerations
in the DOE land-use planning and management
process, as well as in program project and plans;
(g) Implement fuel modification projects to mitigate
fire hazards;
(h) Adopt special building construction requirements
in wildland/urban interface areas, such as the
construction requirements of NFPA 1140; and
(i) Implement other practices that reduce wildland
fire risks.
DOE-STD-1066-2023
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8.4.9 Planning
Federal Policy
Federal Policy
Implementation
Actions
DOE Guidance
Section 47
Every area with burnable
vegetation must have an
approved Fire Management Plan.
Fire Management Plans are
strategic plans that define a
program to manage wildland
fires based on the area's
approved land management plan.
Fire Management Plans must
provide for firefighter and public
safety; include fire management
strategies, tactics, and
alternatives; address values to be
protected and public health
issues; and be consistent with
resource management objectives,
activities of the area, and
environmental laws and
regulations.
(a) Promote interagency and
inter-governmental planning.
(b) Encourage landscape scale
planning across jurisdictional
boundaries.
(1) The FMP should
be interagency or
intergovernmental in
scope and developed
on a landscape scale,
where practical to take
advantage of
efficiency, reduce
conflict and provide
understanding and
cooperation.
(2) The L/RMP and/or
FMPs will address the
location and
conditions under
which resource
benefits and protection
objectives can be met.
Preparedness planning provides for timely
recognition of approaching fire management
situations and for setting priorities, deploying
resources, and considering other actions to respond
to those situations. Wildland fire preparedness
planning should include the following:
(a) The purpose of preparedness plans and reviews is
to ensure the timely recognition of and appropriate
response to fire management situations and to
provide the basis for ensuring program
accountability. Preparedness planning requires (1) an
intelligence system, (2) an analysis and decision-
making process, and (3) identified actions to be
taken at increasing levels of fire severity and activity
(preparedness level). Preparedness plans should be
documented in a site mobilization guide or other
appropriate document.
(b) When developing preparedness plans, consider
the following:
1) Actions for responding to fire preparedness
levels (National
Interagency Mobilization Guide, NFES 2092);
2) Preparedness levels and actions addressing the
full range of anticipated fire danger and activities;
3) Documented processes to coordinate
actions among cooperating
agencies and to transmit decisions promptly to all
affected organizations, including adjacent units
and cooperators;
4) Preparation of a Fire Management Plan
documenting the fire management
program that most effectively achieves land-use
planning and management
process direction;
5) Preparation of a Site Fire Plan, to be reviewed
and revised at least once every three years, for
any activities that increase wildland fire risk or
constitute a wildland fire hazard, such as land
clearing, timber harvesting, mining, and power
line or highway construction; and
DOE-STD-1066-2023
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6) Triennial review and update of all cooperative
wildland fire agreements.
8.4.10 Science
Federal Policy Federal Policy
Implementation Actions DOE Guidance
Fire Management Plans and programs will be based
on a foundation of sound science. Research will
support ongoing efforts to increase our scientific
knowledge of biological, physical, and sociological
factors. Information needed to support fire
management will be developed through an integrated
interagency fire science program. Scientific results
must be made available to managers in a timely
manner and must be used in the development of land
management plans, Fire Management Plans, and
implementation plans.
Section 48
(a) Increase the body of scientific knowledge and
understanding about fire management programs
through the development of management tools and
transfer of knowledge to practitioners and decision
makers.
(b) Social sciences are a part of the research need.
(1) Agencies will integrate science in
planning and monitoring processes.
(2) Agencies will coordinate fire-
related research to improve fire
management program capability.
(3) Agencies will emphasize applied
science including fire and fuels,
physics, social science, and operations
research areas.
(4) Agencies will seek to improve
decision support tools through
updated data sets and advances in
technology.
No specific
action
recommended.
DOE-STD-1066-2023
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8.4.11 Preparedness
Federal Policy Federal Policy
Implementation Actions DOE Guidance
Agencies will ensure their capability to
provide safe, cost-effective fire
management programs in support of
land and resource management plans
through appropriate planning, staffing,
training, equipment, and management
oversight.
(a) Recognize that particular budget
processes and external influences will
affect capability and capacity.
(b) Size the organization to meet
realistic and sustainable management
objectives by effective preparedness
planning on an interagency basis.
(c) Realize efficiencies by
incorporating other federal, tribal, state,
and local agencies and
nongovernmental organizations to meet
peak demands for resources.
(d) Preseason agreements are an
integral part of preparedness.
(1) Agencies will identify and realign
organizational staffing and
equipment mixes to implement a safe
and cost effective fire management
program that meets the fire
management guidance identified in
the L/RMP.
(2) Agencies will develop a common
process for determining budget needs
and cost sharing for all aspects of fire
management operations.
(3) Implement training program to
meet staffing levels (qualification
requirements) with the emphasis on
managing fires for both protection
and resource management objectives.
(4) Agencies will develop
agreements to efficiently utilize other
federal, state, local, and non-
governmental resources.
DOE site management
contractors should:
(a) Establish and document the
need for developing agreements
with other federal, state, local,
and non-governmental
resources;
(b) Relay the need for these
agreements to the DOE Head of
Field Element (or designee) so
that DOE may pursue these
agreements;
(c) Assist DOE, as requested, in
developing agreements with
other federal, state, local, and
non-governmental resources;
and
(d) Identify and address staffing,
equipment, and training needs
based on the wildland fire threat
as determined by the BNA.
8.4.12 Suppression
Federal Policy Federal Policy
Implementation Actions DOE Guidance
Wildland fires are
suppressed at minimum
cost, considering
firefighter and public
safety, benefits, and
values to be protected,
consistent with resource
objectives.
(a) Suppression
considerations will be
addressed in L/RMP and
FMP's.
(1) Use a decision support
process to assess
conditions, analyze risk
and document decisions.
(2) Predictive services
products will be used to
support pre-positioning
resources.
(3) Agencies will
coordinate staffing levels
through common trend
analysis of environmental
indicators.
Wildland fire suppression is intended to safely suppress
wildland fires at minimum cost, consistent with land and
resource management objectives and fire management
direction as stated in fire
Section 49
management plans. Expectations or actions to take in the
event of a wildland fire include the following.
(a) Ensure that suppression planning, operations, and
personnel comply with the wildland fire suppression
principles and practices that are set out in the DOE
Wildland Fire Management Program and associated
procedures.
DOE-STD-1066-2023
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(b) Notwithstanding
protection of life, the
cost of suppression,
emergency stabilization
and rehabilitation must
be commensurate with
values to be protected.
(b) Conduct fire suppression in a timely, effective, and
efficient manner, giving the first priority to firefighter
and public safety.
(c) Decide how to organize and conduct suppression
operations (suppression strategies). Line managers
should minimize both suppression cost and resource loss
consistent with
the resource management objectives for the values to be
protected.
(d) Consider fire behavior, the availability of suppression
resources, the value of natural resources and property at
risk, direction in the site land-use planning and
management process, and the potential cost of
suppression.
(e) Consider using a wildland fire situation analysis to
document suppression strategy decisions
(f) Conduct a cost-effective initial attack on any wildland
fire not considered as an operational fire or a prescribed
fire.
(g) Respond to each reported wildland fire with planned
forces and tactics as directed in the fire management
plan.
8.4.13 Prevention
Federal Policy Federal Policy
Implementation Actions DOE Guidance
Agencies will work together and with
their partners and other affected
groups and individuals to prevent
unauthorized ignition of wildfires.
(a) Prevention focuses on the activities
needed to reduce human-caused
ignitions.
(b) Prevention includes mitigating risks
and loss to ecosystems and
communities.
Agencies will work with all partners
to develop and implement risk
assessment, prevention, and
mitigation plans to reduce the
frequency of wildfires due to
human–caused ignitions.
The objective of wildland fire
prevention is to avoid the costs
and risks associated with
wildland fire suppression
activities. A DOE site’s
wildland fire prevention
program should be:
(a) Coordinated with local
stakeholders to encourage
planning and analysis of
stakeholder lands in accordance
with wildland fire prevention
programs; and
DOE-STD-1066-2023
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(b) Coordinated with other
agencies where risks affect other
jurisdictions.
8.4.14 Standardization
Federal Policy Federal Policy
Implementation Actions DOE Guidance
Agencies will use compatible
planning processes, funding
mechanisms, training and
qualification requirements,
operational procedures,
values-to-be-protected
methodologies, and public
education programs for all
fire management activities.
(a) All processes are
compatible and transparent
so that individuals from
cooperating agencies
(federal, tribal, state, and
local) can more effectively
work together.
(b) Enhance public and
cooperator understanding of
wildland fire management
processes.
(1) To the extent possible, agencies will use
common standards in all aspects of fire
management programs so that planning and
budgeting methodologies applied in one
situation will provide the same results in
similar circumstances.
(2) Agencies will develop and implement
common operational field guidance and
operational procedures to deal with all aspects
of fire management operations.
(3) Agencies will streamline interagency
transfer of funds to reduce fiscal
inconsistencies.
Section 50
No specific action
recommended. This Standard
provides DOE’s standard
approach.
8.4.15 Interagency Cooperation and Coordination
Federal Policy Federal Policy
Implementation Actions DOE Guidance
Fire management planning,
preparedness, prevention,
suppression, fire use,
restoration and
rehabilitation, monitoring,
research, and education will
be conducted on an
interagency basis with the
involvement of cooperators
and partners.
(a) Involve all participating
agencies, federal, tribal,
state, local, and non-
(1) Ensure that fire management
program actions are implemented in
collaboration with cooperators and
affected partners with due
consideration of all management
objectives.
(2) Agencies will engage cooperators
and affected partners at the strategic,
and program planning levels, as well as
the tactical, program implementation
level.
Each site’s Fire Management Plan
should:
(a) Contain or reference all cooperative
agreements and interagency contacts.
(b) Describe or reference the
interagency coordination needed to
implement the wildland fire
management plan.
DOE-STD-1066-2023
63
governmental organizations
in fire management activities.
(b) Get everyone working in
concert, rather than in
opposition to each other.
(c) List or reference key interagency
contacts by function.
(d) Discuss local agreements that are in
place. Include major cooperators,
such as state and other Federal agencies,
as well as local volunteer fire
companies.
8.4.16 Communication and Education
Federal Policy
Federal Policy
Implementation
Actions
DOE Guidance
Agencies will enhance knowledge and under-
standing of wildland fire management
policies and practices through internal and
external communication and education
programs. These programs will be
continuously improved through the timely
and effective exchange of information among
all affected agencies and organizations.
(a) Knowledge and understanding reach all
personnel in the field, across agencies.
(b) Develop and provide consistent
communication, education and outreach with
shared messages for the public and internal
staff. [Communication and Education, cont.]
(c) Have a public that understands the risk,
benefits and complexity of wildland fire
management.
(1) Develop a
consistent and uniform
message using common
terminology on
importance and role of
wildland fire in natural
resource management.
(2) Develop
understanding with the
public on what we’re
trying to accomplish
with fire management.
(3) Build understanding
with the public on their
role when living and
recreating in fire prone
ecosystems.
Each site’s wildland fire management
plan should address:
(a) The overall wildland fire prevention
and community education and assistance
programs for the site,
(b) A description of the typical human-
caused wildland fire, and
(c) The main activities of the site related
to wildland fire prevention.
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8.4.17 Agency Administrator and Employee Roles
Federal Policy
Federal Policy
Implementation
Actions
DOE Guidance
Agency administrators will ensure that their employees
are trained, certified, and made available to participate
in the wildland fire program locally, regionally, and
nationally as the situation demands. Employees with
operational, administrative, or other skills will support
the wildland fire program as necessary. Agency
administrators are responsible and will be held
accountable for making employees available.
Section 51
(a) Employees participate in wildland fire operations to
obtain understanding, expand capabilities, and increase
organizational capacity.
(b) Assure that we maximize use of the local workforce
for efficiencies of knowledge, cost and involvement.
(c) Maintain a competent and capable workforce to
implement the wildland fire management program to
include fuels, aviation, suppression, planning,
monitoring, research, communication, finance.
(1) Agency
administrators will
train, qualify, and
certify available
personnel for local
fire needs and
interagency fire
management
priorities.
(2) Agencies will
consider
adjustment of
annual
performance
expectations based
on employee and
program
contribution to the
fire effort.
Every DOE site where wildfire
risk exists is expected to:
(a) Provide training adequate to
meet fire management needs,
and
(b) Ensure that cognizant DOE
and contract employees meet
standards for training,
experience, and physical fitness
before they are certified for
wildland fire organization
positions. Site management
should adhere to the
qualification standards
established by the NWCG,
NFPA and state or local laws or
regulations.
8.4.18 Evaluation
Federal Policy Federal Policy
Implementation Actions DOE Guidance
Agencies will develop and implement a
systematic method of evaluation to determine
effectiveness of projects through
implementation of the 2001 Federal Fire
Policy. The evaluation will assure
accountability, facilitate resolution of areas of
conflict, and identify resource shortages and
agency priorities.
(a) Use adaptive management process to
evaluate and improve the fire management
program at all levels.
(b) Provide a formal review process to
monitor and evaluate performance, suggest
revisions, and make necessary adaptations to
the implementation guidance at all
organizational levels on a regular basis.
Conduct interagency, internal
and periodic reviews of the
fire management program (all
agencies) to determine:
(1) Consistency of policy
implementation;
(2) Effectiveness of
interagency coordination;
(3) Progress towards
ecosystem sustainability;
(4) Cost management;
(5) Safety.
DOE site management
contractor should provide
periodic reviews of wildland fire
management planning consistent
with Section 3.2.2 of this
Standard.
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8.5 USE OF NFPA STANDARD 1140
8.5.1 Overview
As noted in Section 8.2 above, DOE Order 420.1C requires that each DOE site where wildfire
risk exists create and implement an integrated, site-wide wildland fire management plan
(WFMP). Section 20.1.3 of NFPA 1140, “Preparedness Planning,” requires that the AHJ prepare
a plan having the contents specified in subsection 20.1.3.2.92
Once developed, the WFMP shall be reviewed every three years or when conditions addressed by
the plan change to an extent that a revision to the plan is necessary for accuracy and effectiveness.
The wildland fire management plans are prepared, approved and reviewed periodically to (a)
formally document the site wildland fire program elements, objectives, strategies and resource
considerations based on the land-use planning and management process; (b) provide the
responsible manager with specific guidance to implement fire-related direction on the ground;
and (c) interpret strategic Land Management Plan direction into specific wildland fire
management direction for each fire management unit delineated in the wildland fire management
plan. A WFMP does not document wildland fire management decisions; rather, it provides
operational parameters whereby fire managers implement the goals and objectives in the site
land-use planning and management process.
Section 52
The comprehensive site plan should contain the following major sections:93
• Introduction;
• Relationship to Land Management Planning and Wildland Fire Policy;
• Wildland Fire Management Strategies;
• Wildland Fire Management Program Components;
• Organizational and Budgetary Parameters; and
• Monitoring and Evaluation.
Information on a site’s wildland fire risk profile and prevention/suppression strategies will also be
found in other DOE and contractor documents:
• The site’s FPP is required by DOE O 420.1C Chg. 3 to cover wildland fires;
• The site’s BNA evaluates the site’s resources and staffing available to suppress wildland
fires;
• DSAs under 10 CFR Part 830, for nuclear facilities contain an evaluation of wildland
fires as possible accident initiators; and
• FHAs for individual facilities on the site address wildland fire risks and methods for
mitigation.
While much if not all of the information required in NFPA’s plan could be located in the above-
cited DOE documents, the requirement of DOE O 420.1C Chg. 3 is for “an integrated, site-wide
wildland fire management plan” using the NFPA Standard’s approach. The following subsection
explains how the Order’s requirement for an integrated plan should be met.
DOE-STD-1066-2023
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8.5.2 Site-Wide Integrated Plan
The site management contractor at each DOE site where wildland fire hazards exist shall prepare
and triennially review and update as necessary an integrated WFMP that addresses the following
topics:
(a) Identification of specific wildland fire hazards, ignition risks, and potential hazard areas
within the jurisdiction and other hazards that negatively affect wildland fire control efforts;
(b) Identification of fire protection features such as lakes, rivers, water points, natural
firebreaks; potential escape routes, and other areas or features that are beneficial to
wildland fire control efforts;
(c) A list of fire-fighting resources, including personnel, apparatus, and equipment;
(d) A list of all cooperating agencies and other mutual aid resources and the procedures for
requesting assistance from those agencies and resources;
(e) A reference to any and all existing mutual aid agreements, contracts, and other protection
agreements applicable to wildland fire control efforts;
(f) A list of specific objectives relating to training, safety, response times, and staffing levels;
and,
(g) A list of other resources that provide analyses of fire cause, identification of special fire
hazards, identification of ignition risks, assessment of wildland/urban interface and
intermix fire protection problems, and proposed measures to reduce fire occurrence.
Other topics related to wildland fires may be included in the WFMP. Maximum use should be
made of existing analysis and assessments such as DSAs prepared under DOE-STD-3009-2014,
Preparation of Nonreactor Nuclear Facility Documented Safety Analysis, (or other approved safe
harbor method) and BNAs prepared under this Standard. Incorporating such documents by
reference in whole or in part is an acceptable approach.
When developing a WFMP, the following topics should be considered:
• Actions needed for responding to fire preparedness levels (see NFES 2092, National
Interagency Mobilization Guide);
• Preparedness levels and actions covering the full range of anticipated fire danger and activities;
• Written procedures for coordinating actions among cooperating agencies;
• Methods to transmit decisions promptly to all affected organizations; and,
• Schedules and approaches for conducting preparedness reviews and exercises.
Section 53
The WFMP shall be submitted to the DOE Head of Field Element or designee for review and approval.
8.6 ADDITIONAL GUIDANCE
8.6.1 Fire Reports
Timely reports of fire activities provide information essential for land and resource management
and for both internal and external administrative purposes. DOE site/field offices should log a
report for each wildland fire in accordance with standard site fire reporting methods. A
prescribed fire that burns out of prescription and is declared a wildland fire should be reported as
a wildland fire.
DOE-STD-1066-2023
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8.6.2 National Interagency Fire Center (NIFC) and National Wildfire Coordinating Group
(NWCG).
Guides and reference publications offered by these two organizations should be reviewed and
considered by DOE sites in addressing wildland fire hazards. For example, the following
publications provide useful guidance: NWCG PMS 210, Wildland Fire Incident Management
Field Guide; NWCG PMS 310-1, Wildland and Prescribed Fire Qualification System Guide; and
NWCG RT-130 Wildland Fire Safety Training Annual Refresher.
8.6.3 Wildland Fire Management by Power Marketing Administrations
(a) As an alternative to meeting the federal planning policy stated in Section 8.4.9, Power
Marketing Administrations may develop a corporate wildland fire management needs assessment
that documents its commitment to minimizing wildland fire risk.
(b) Such an assessment should establish program baseline documentation focused on compliance
with FERC regulatory requirements, NERC reliability standards, local guidance for transmission
vegetation management including local guidance for right-of-way management for vegetation,
encroachments, and access routes as they relate to minimizing wildland fire danger bordering its
right of way.
(c) This needs assessment should include wildland fire prevention commitment at both a
corporate and regional level and document coordination activities with local federal and state
agencies bordering or responding to a wildland fire event within or approaching the right-of-way.
(d) This needs assessment should also document employee/contractor training activities aimed at
minimizing wildland fire risk while in or approaching the right-of-way.
(e) The needs assessment described above should be updated every three years.
DOE-STD-1066-2023
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APPENDIX A
SAFETY SIGNIFICANT AND SAFETY CLASS FIRE PROTECTION
SYSTEM SPECIFICATIONS
This appendix describes an acceptable approach for implementing the design and operational
requirements specified in DOE O 420.1C Chg. 3, Facility Safety, for new safety significant (SS) and
safety class (SC) fire protection systems, specifically, wet pipe automatic sprinklers, water supplies, and
fire barrier systems. This appendix may also apply to situations where DOE decides to modify the safety
basis for an existing nuclear Hazard Category 1, 2, or 3 nuclear facilities, such that an existing fire
protection system is reclassified to perform a SC or SS function. This appendix does not apply to existing
fire protection systems that have already been classified as SS or SC in Hazard Category 1, 2, and 3
nuclear facilities.94
• Section A.1 provides general design criteria for any type of fire protection system that is used in
SC and SS applications.95 This information is derived from and in some cases repeats
requirements and guidance contained in DOE O 420.1C Chg. 3 and DOE Guide (G) 420.1-1A,
Nonreactor Nuclear Safety Design Guide for Use with DOE O 420.1C, Facility Safety.
Section 54
• Section A.2 describes design and operation criteria for SC and SS wet pipe sprinkler systems.
• Section A.3 describes design and operation criteria for SC and SS water supply systems.
• Section A.4 describes design and operation criteria for SC and SS fire barriers.
This Appendix also includes Attachment A which provides details on typical water supply arrangements.
A.1 GENERAL
General design criteria for SC and SS systems specified in DOE O 420.1C Chg. 3 (Attachment 2, Chapter
I), are applicable to fire protection systems used in SC and SS applications along with this Standard.96
Designation of a sprinkler system, water supply, fire barrier, or other fire protection system as
safety-related means this system is essential to protect the public and/or the worker from a fire in a
nuclear facility. Designation of a system as SC or SS necessitates a more reliable performance than a
general service system provided to meet property or building occupant life safety requirements. To
achieve high reliability, DOE O 420.1C Chg. 3 requires that applicable National Fire Protection
Association (NFPA) standards, building code, as well as highly protected risk criteria, are to be used for
all fire protection systems. Design, operation, and testing of safety-related systems should normally
exceed these requirements.
A.1.1 System Function and Critical Characteristics. The SC and SS function of the fire protection
system is defined in the DSA or other safety basis documentation of the facility (typically in
Chapter 4 of the DSA). DOE-STD-3009-2014, Preparation of Nonreactor Nuclear Facility
Documented Safety Analyses, specifies that Chapter 4 of the DSA documents “the reason for
designating the structures, systems and components (SSC) as a SC SSC, followed by specific
identification of its preventive or mitigative safety function(s) as determined in the hazard and
accident analysis. Safety functions are top-level statements that express the objective of the SSC
in a given accident scenario.” DOE-STD-3009-2014 also discusses the inclusion of “pertinent
aspects” of the SC and SS system and states that “pertinent aspects are considered to be those that
directly relate to the safety function (e.g., diesel generator load capacity, time to load if critical).”
DOE-STD-1066-2023
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A.1.1.1 In addition to having the “pertinent aspects” of the system in the DSA, it is a good practice to
document more detailed information on design or operational criteria critical to proper
operation of the safety system. The combination of the pertinent aspects and this additional
detailed information are “critical characteristics” of the system.
A.1.1.2 The critical characteristics shall be documented in a configuration-controlled system design
document. This information can be included in a system design description document
developed in accordance with DOE-STD-3024-2011, Content of System Design Descriptions.
A.1.2 Support Systems. Supporting systems shall be identified and included in a configuration-
controlled system design document. This can be referenced in a system design description
developed in accordance with DOE-STD-3024-2011. (See DOE G 420.1-1A for further
information regarding supporting systems.)
A.1.3 Design Criteria. General design criteria for SC and SS systems specified in DOE O 420.1C Chg.
3 (Attachment 2, Chapter I), are applicable to fire protection systems used in SC and SS
applications.
Section 55
Additionally, DOE O 420.1C Chg. 3 (Attachment 2, Chapter II) requires that fire protection for
DOE facilities, sites, activities, design, and construction meet, or exceed, applicable building
codes and NFPA codes and standards.
DOE-STD-1189-2016, Integration of Safety into the Design Process, provides criteria for
identifying SC and SS systems and criteria for the seismic design of SSCs, including fire
protection systems.
A.1.4 Approach and Process for Preparing Fire System Safety-Related Design. DOE O 420.1C Chg. 3
provides applicable requirements for design of SC and SS fire protection systems. DOE G
420.1-1A provides additional implementing guidance. Examples of documents that support the
fire protection system design include the Fire Hazard Analysis (FHA), DSA, other safety basis
documentation, and design documents identified in DOE-STD-1189-2016 (e.g., preliminary and
final hazard assessments, preliminary and final DSA).97
A.2 WET PIPE AUTOMATIC SPRINKLERS
A.2.1 Safety Function and Critical Characteristics of the Wet Pipe Sprinkler System
A.2.1.1 Safety Function. The SC and SS function of the wet pipe sprinkler system is defined in the
DSA of the facility (typically in Chapter 4). The DSA should include information regarding the
number, size, and type of fires that the system is designed for, along with any specific
considerations required for the system to perform its intended function. For example,
automatic water-based fire suppression systems are generally intended to limit fire spread, but
not necessarily extinguish the fire.
DOE-STD-1066-2023
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If the safety analysis determines that emergency responder actions to complete extinguishment
are an essential part of the SC or SS function, such actions shall be described in the appropriate
section of the DSA. Documentation in the DSA shall include the conditions under which the
sprinkler system is to remain operable to prevent or mitigate analyzed events such as
earthquakes and disruptions of electrical power.
A.2.1.2 Critical Characteristics. The critical characteristics of the system should include the following,
as appropriate:
• Hydraulic performance requirements (e.g., sprinkler density, number of sprinklers, flow
and pressure demand at the base of the riser, and water supply sources);
• Designs to accommodate the potential for multiple fires when required by the DSA;
• System construction materials;
• Components;
• Monitoring features;
• Component design lifetimes and any environmental condition limitations (e.g.,
corrosive atmosphere, temperature extremes);
• Potential for inadvertent actuation;
• Natural phenomena hazards requirements (see DOE-STD-1020-2016); and,
• Type and characteristics of sprinklers.
This information should also be included in the system design description.
A.2.2 System Boundary for the Wet Pipe Sprinkler System98
A.2.2.1 The boundary of a SC or SS wet pipe sprinkler system shall be defined to clearly identify which
components are within the system.
A.2.2.2 All piping should be designed for the maximum expected pressure and design basis accident
conditions.
A.2.2.3 The designer should demonstrate that failure of the piping or components not credited to be SC
or SS will not reduce functionality of the credited system.
Section 56
A.2.3 Support Systems for the Wet Pipe Sprinkler System. Support systems for a wet-pipe sprinkler
system include freeze protection, alarm devices, and water pressure monitoring systems. The
general criteria in DOE G 420.1-1A specify that support systems are to be designed, fabricated,
erected, and tested to standards and quality requirements commensurate with their importance to
safety. The support systems shall be classified as equal or superior to the classified wet pipe
sprinkler system, if they are essential to the sprinkler system performing its safety function.
Details supporting implementation of DOE O 420.1C Chg. 3 and DOE G 420.1-1A for the freeze
protection system, alarm devices and associated trim, and water pressure monitoring system
gauges are provided below.
A.2.3.1 Freeze Protection Systems: Areas where safety basis credited sprinklers systems are subject to
freezing shall be evaluated to determine the type and need for redundant freeze protection. The
primary freeze protection system is typically a heating system. Other methods may be used to
protect a wet-pipe sprinkler system from freezing. These methods include listed system
DOE-STD-1066-2023
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antifreeze applications, water recirculation applications, dry-barrel sprinkler applications, or
electronic heat tracing of sprinkler pipe applications to prevent the water in the wet pipe
sprinkler system from freezing. Examples and features of safety basis credited freeze protection
systems are described in Sections A.2.3.1.1 through A.2.3.1.4.
A.2.3.1.1 Small or individual areas where sprinklers are subject to freezing during normal operations
may rely on one or more of the following freeze protection methods:
1. The use of anti-freeze subsystem or water circulation systems. The freeze protection
systems that form an integral part of the sprinkler system (e.g., anti-freeze subsystem,
water recirculation) should be designed, fabricated, erected, and tested to the standards
consistent with that provided for the sprinkler system, unless the provisions of A.2.3.1.2
are met; and,
2. Freeze protection using additional heating of the space, additional building insulation, or
heat tracing. The additional/alternate freeze protection system should be classified at the
same level as the safety sprinkler system unless the provisions of A.2.3.1.2 are met.
A.2.3.1.2 The freeze protection system is normally classified at the same level as the sprinkler system.
However, the fr