DOE-STD-1174-2013, Radiation Protection Functional Area Qualification Standard
Functional areas: Safety, Radiation Protection, Technical Qualification Program
The Radiation Protection Functional Area Qualification Standard (FAQS) establishes common functional area competency requirements for all DOE Radiation Protection personnel who provide assistance, or direction, guidance, oversight, or evaluation of contractor technical activities that could impact the safe operation of DOE’s defense nuclear facilities.
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Section 1
NOT MEASUREMENT
SENSITIVE
DOE–STD–1174–2013
November 2013
DOE STANDARD
RADIATION PROTECTION
FUNCTIONAL AREA
QUALIFICATION STANDARD
DOE Defense Nuclear Facilities Technical Personnel
U.S. Department of Energy AREA TRNG
Washington, D.C. 20585
DISTRIBUTION STATEMENT A. Approved for public release; distribution is unlimited.
DOE-STD-1174-2013
This document is available on the
Department of Energy
Technical Standards Program
Website at
http://www.hss.energy.gov/nuclearsafety/techstds/
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TABLE OF CONTENTS
APPROVAL..................................................................................................................................... iii
TABLE OF CONTENTS...................................................................................................................v
ACKNOWLEDGMENT...................................................................................................................vii
PURPOSE....................................................................................................................................... 1
APPLICABILITY.............................................................................................................................. 1
IMPLEMENTATION ........................................................................................................................ 1
EVALUATION REQUIREMENTS................................................................................................... 2
INITIAL QUALIFICATION AND TRAINING.................................................................................... 3
DUTIES AND RESPONSIBILITIES................................................................................................ 4
BACKGROUND AND EXPERIENCE ............................................................................................. 5
REQUIRED TECHNICAL COMPETENCIES ................................................................................. 6
APPENDIX A................................................................................................................................. 23
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ACKNOWLEDGEMENT
The Savannah River Operations Office is the sponsor for the Radiation Protection Qualification
Standard. The sponsor is responsible for coordinating the development and/or review of the
Functional Area Qualification Standard (FAQS) by subject matter experts to ensure that the
technical content of the standard is accurate and adequate for Department-wide application for
those involved in the Radiation Protection program. The sponsor, in coordination with the
Federal Technical Capability Panel, is also responsible for ensuring that the FAQS is maintained
current.
The following subject matter experts participated in the development and/or review of this
qualification standard:
Richard L. Huskin DOE/SR, (Team Leader)
David E. Sanders DOE/SR, (Sponsor)
Richard F. Farrell CBFO
William C. (Chuck) Salsbury CH
Peter V. O’Connell HS-11
Kenneth R. Whitham Idaho
Tauna D. Butler Idaho
William R. (Rick) Horne Idaho
Richard L. Dickson Idaho
Milton W. Chilton NA-SH
Michael D. Henderson ORO
Joe E. (Ed) Parsons RL
Donald P. Brady SFO
Paul H. Jones NPO
Barry Weaver DOE-HC
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U.S. DEPARTMENT OF ENERGY
Section 2
FUNCTIONAL AREA QUALIFICATION STANDARD
RADIATION PROTECTION
PURPOSE
The primary purpose of the Technical Qualification Program (TQP) is to ensure employees have
the requisite technical competency to support the mission of the Department. The TQP forms
the basis for the development and assignment of DOE personnel responsible for ensuring the
safe operation of defense nuclear facilities. The technical qualification standards are not
intended to replace the U.S. Office of Personnel Management (OPM) qualifications standards or
other departmental personnel standards, rules, plans, or processes. However, the technical
qualification standards should form the primary basis for developing vacancy announcements,
qualification requirements, crediting plans, interview questions, and other criteria associated with
the recruitment, selection, and internal placement of technical personnel.
APPLICABILITY
The Radiation Protection Functional Area Qualification Standard (FAQS) establishes common
functional area competency requirements for all DOE Radiation Protection personnel who
provide assistance, or direction, guidance, oversight, or evaluation of contractor technical
activities that could impact the safe operation of DOE’s defense nuclear facilities. This technical
FAQS has been developed as a tool to assist DOE program and field offices in the development
and implementation of the TQP in their organization. For ease of transportability of qualifications
between DOE elements, program and field offices must use this technical FAQS without
modification. Satisfactory and documented attainment of the competency requirements
contained in this technical FAQS ensures that personnel possess the minimum requisite
competence to fulfill functional area duties and responsibilities common to the DOE complex.
Additionally, needed office-/site-/facility-specific qualification standards, handled separately,
supplement this technical FAQS and establish unique operational competency requirements at
the Headquarters or field element, site, or facility level.
It should be noted that the competencies of management and leadership, general technical
knowledge, regulations, administrative capability, and assessment and oversight are all
embodied in the competencies in this standard. All of these factors have a bearing on safety.
Although the focus of this standard is technical competence, competencies such as good
communication, recognized credibility, ability to listen and process information, and the ability to
guide an effort to get it right the first time are recognized as important aspects of safety.
IMPLEMENTATION
This FAQS identifies the minimum technical competency requirements for DOE personnel.
Although there are other competency requirements associated with these positions, this FAQS
identifies the specific, common technical competencies required throughout all defense nuclear
facilities for Radiation Protection personnel.
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DOE-STD-1174-2013
The term “must” denotes a mandatory requirement, “should” denotes a recommended practice
that is not required, and “may” denotes an option in this standard.
The competencies identify various levels of knowledge; or they require the individual to
demonstrate the ability to perform a task or activity. These levels are defined as follows:
Familiarity level is basic knowledge of or exposure to the subject or process adequate
to discuss the subject or process with individuals of greater knowledge.
Section 3
Working level is knowledge required to monitor and assess operations/activities, to
apply standards of acceptable performance, and to recognize the need to seek and
obtain appropriate expert advice (e.g., technical, legal, safety) or consult appropriate
reference materials required to ensure the safety of DOE activities.
Demonstrate the ability is the actual performance of a task or activity in accordance
with policy, procedures, guidelines, and/or accepted industry or DOE practices.
Headquarters and field elements must establish a program and process to ensure DOE
personnel possess the competencies required by their position, including the competencies
identified in this technical FAQS. Documentation of the completion of the requirements in this
standard must be included in the employees’ training and qualification records. Satisfactory
attainment of competency requirements contained in this technical FAQS may be documented
using the example Radiation Protection FAQS qualification card from the Federal Technical
Capability Program Directives and Standards page,
http://www.hss.energy.gov/deprep/ftcp/directives/directives.asp.
Equivalencies should be used sparingly and with the utmost rigor and scrutiny to maintain the
spirit and intent of the TQP. Equivalencies may be granted for individual competencies based
on objective evidence of previous education, training, certification, or experience. Objective
evidence includes a combination of transcripts, certifications, and in some cases, a knowledge
sampling obtained through written and/or oral examinations. Equivalencies must be granted in
accordance with the TQP plan of the site/office/headquarters organization qualifying the
individual. Supporting knowledge and/or skill statements should, and mandatory performance
activities must, be considered before granting an equivalency for a competency.
Training must be provided to employees in the TQP who do not meet competencies contained in
this technical FAQS. Training may include, but is not limited to, formal classroom and computer-
based courses, self-study, mentoring, on-the-job training, and special assignments.
Departmental training must be based on appropriate supporting knowledge and/or skill
statements similar to those listed for each competency requirement. Headquarters and field
elements should use the supporting knowledge and/or skill statements as a basis for evaluating
the content of any training.
EVALUATION REQUIREMENTS
Attainment of the competencies listed in this technical FAQS must be documented in
accordance with the TQP plan or policy of the site/office/Headquarters organization qualifying
the individual and the requirements in DOE O 360.1C, Federal Employee Training, and DOE O
426.1, Chg.1, Federal Technical Capability.
The qualifying official or immediate supervisor should ensure the candidate meets the
background and experience requirements of this FAQS. If the immediate supervisor is not
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DOE-STD-1174-2013
qualified in this functional area, the supervisor should consult with a qualified individual prior to
using one or a combination of the following individual competency evaluation methods:
• Satisfactory completion of a written examination
• Satisfactory completion of an oral examination
• Satisfactory accomplishment of an observed task or activity directly related to a
competency
• Documented evaluation of equivalencies (such as applicable experience in the field)
Section 4
without a written examination.
Field element managers/headquarters program managers must qualify candidates as
possessing the basic technical knowledge, technical discipline competency, and position-
specific knowledge, skills, and abilities required for their positions.
Final qualification should be performed using one or a combination of the following methods:
• Satisfactory completion of a comprehensive written examination with a minimum
passing grade should be 80 percent.
• Satisfactory completion of an oral examination by a qualified Senior Technical Safety
Manager (STSM) or a qualification board of technically qualified personnel that
includes at least one qualified STSM.
• Satisfactory completion of a walkthrough of a facility with a qualifying official for the
purpose of verifying a candidate’s knowledge and practical skills of selected key
elements.
Guidance for written exams and oral interviews is contained in DOE-HDBK-1205-97, Guide to
Good Practices for the Design, Development, and Implementation of Examinations, and DOE
HDBK-1080-97, Guide to Good Practices for Oral Examinations.
For oral examinations and walkthroughs, qualifying officials or board members should ask critical
questions intended to integrate identified learning objectives during qualification. Field element
managers/headquarters program managers or designees should develop formal guidance for
oral examinations and walkthroughs that includes:
• Standards for qualification
• Use of technical advisors by a board
• Questioning procedures or protocol
• Pass/fail criteria
• Board deliberations and voting authorization procedures
• Documentation process
INITIAL QUALIFICATION AND TRAINING
Qualification of radiation protection personnel must be conducted in accordance with the
requirements of DOE O 426.1, Chg. 1.
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DOE personnel must participate in continuing education and training as necessary to improve
their performance and proficiency and ensure that they stay up-to-date on changing technology
and new requirements. This may include courses and/or training provided by:
• DOE
• Other government agencies
• Outside vendors
• Educational institutions
Beyond formal classroom or computer-based courses, continuing training may include:
• Self-study
• Attendance at symposia, seminars, exhibitions
• Special assignments
• On-the-job experience
A description of suggested learning activities and the requirements for the continuing education
and training program for this FAQS are included in Appendix A.
DUTIES AND RESPONSIBILITIES
The following are the typical duties and responsibilities expected of personnel assigned to the
Radiation Protection Functional Area:
1. Evaluates radiological protection programs to determine whether the program complies
with applicable codes, standards, guides, regulations, Orders, and accepted practices.
2. Appraises facilities, procedures, and operations to determine their adequacy to protect
the workers and members of the general public from the effects of ionizing radiation.
3. Administers and coordinates radiation protection program(s) for the Department,
including independent evaluations and special studies.
4. Provides technical assistance and advice in the area of radiation protection and health
physics to other organizations and independent review groups.
5. Reviews Office and/or contractor performance to identify trends indicative of
performance or compliance status.
Section 5
6. Performs technical reviews and provides recommendations on Radiation Protection
Program documents (plans, schedules, etc.).
7. Reviews and comments on a wide variety of operating contractor documents.
8. Evaluates, oversees, and provides emergency preparedness and emergency response
support related to radiological incidents in conjunction with contractor, Federal, State,
and local officials, as required.
9. Develops, reviews and implements radiation control policy, requirements, and guidance.
10. Communicates hazards associated with exposure to ionizing radiation.
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Position-specific duties and responsibilities for Radiation Protection personnel are contained in
their office/site/facility-specific qualification standard and/or position description.
BACKGROUND AND EXPERIENCE
The OPM Qualification Standards Operating Manual establishes minimum education, training,
experience, or other relevant requirements applicable to a particular occupational series/grade
level, as well as alternatives to meeting specified requirements.
1. The preferred education and experience for Radiation Protection personnel are:
a. Education:
At a minimum, the basic OPM educational requirements for Occupation Series
(OS) 1306 must be met.
The current OPM basic requirements for OS 1306 are:
i. Degree: natural science or engineering that included at least 30 semester
hours in health physics, engineering, radiological science, chemistry, physics,
biology, mathematics, and/or calculus.
OR
ii. Combination of education and experience—courses as shown in A above,
plus appropriate experience or other education; or certification as a health
physicist by the American Board of Health Physics, plus appropriate
experience and other education that provided an understanding of sciences
applicable to health physics comparable to that described in paragraph A.
b. Experience:
Industrial, military, Federal, State, or other directly-related background that has
provided specialized experience in Radiation Protection. Specialized experience
can be demonstrated through possession of the competencies outlined in this
standard.
2. In addition to the education and experience stated above, certification by the American
Board of Health Physics (ABHP) is highly recommended, and typically may serve as the
basis for equivalency for the competencies in the "General Technical" section of this
Standard.
3. Successful completion of ABHP certification examination Part I or National Registry of
Radiation Protection Technologists (NRRPT) certification may serve as the basis for
equivalency for competencies 1-5 in the “General Technical” section of this Standard.
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DOE-STD-1174-2013
REQUIRED TECHNICAL COMPETENCIES
The competencies contained in this standard are distinct from those competencies contained in
the General Technical Base (GTB) Qualification Standard. All Radiation Protection personnel
must satisfy the competency requirements of the GTB Qualification Standard prior to or in
parallel with the competency requirements contained in this standard. Each of the competency
requirements defines the level of expected knowledge and/or skill that an individual must
possess to meet the intent of this standard. Each of the competency requirements is further
described by a listing of supporting knowledge and/or skill statements that describe the intent of
the competency statements. In selected competencies, expected knowledge and/or skills have
been designated as “mandatory performance activities.” In these competencies, the actions are
not optional.
Section 6
Note: When regulations, DOE directives, or other industry standards are referenced in the
FAQS, the most recent revision should be used. It is recognized that some Radiation
Protection personnel may oversee facilities that utilize predecessor documents to those
identified. In those cases, such documents should be included in local qualification
standards.
GENERAL TECHNICAL
1. Radiation protection personnel must demonstrate a working level knowledge of
the various types of radiation and how they interact with matter.
Supporting Knowledge and/or Skills:
a. Describe each of the following forms of radiation in terms of structure, mass,
origin, and electrostatic charge:
• Alpha
• Beta
• Neutron
• Gamma
• X-ray
b. Describe the interactions of the following with matter:
• Charged particle interactions
- Alpha particle
- Beta particle (Positron annihilation and Bremsstrahlung)
• Neutron interaction
- Elastic scattering
- Inelastic scattering
- Fission
- Capture, absorption, or activation
• Photon interactions
- Photoelectric effect
- Compton scattering
- Pair production
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c. Discuss the shielding materials used for each of the above types of radiation and
explain which are the best materials based on the interactions of radiation with
matter.
d. Define “range” and describe the range energy relations of charged particles
including:
• Factors that affect the range of charged particles
• Relative range of alpha and beta in air and tissue
e. Describe the attenuation of gamma and neutron radiation in shielding materials
including:
• Exponential attenuation
• Build-up
f. Discuss radiation field characteristics for point, line, plane, and volume distributed
sources.
g. Describe the following particle ejection nuclear reactions and provide an example
of each:
• Alpha, n
• Gamma, n
• n, Alpha
2. Radiation protection personnel must demonstrate a working level knowledge of
radioactivity and transformation mechanisms.
Supporting Knowledge and/or Skills
a. Define the following terms:
• Activity
• Radioactive decay constant
• Curie/Becquerel
• Radioactive half-life
• Radioactive equilibrium (i.e., secular & transient equilibrium)
• Decay products
• Parent nuclide
• Activation
• Specific activity
• Naturally Occurring Radioactive Material (NORM)
• Technologically Enhanced Naturally Occurring Radioactive Material
(TENORM)
b. Describe the following processes including any resulting product of decay:
• Alpha decay
• Beta-minus decay
• Beta-plus decay
• Electron capture
• Isomeric transition
• Internal conversion
• X-ray generation
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Mandatory Performance Activities
a. Given the “Chart of the Nuclides,” trace the decay chain for a specified nuclide.
b. Given either the half-life or the radioactive decay constant, solve radioactive
decay problems.
c. Using the specific activity or decay constant of an isotope, convert between mass
quantities and curies.
d Convert numerical amounts of radioactivity between curie, becquerel, and dpm.
3. Radiation protection personnel must demonstrate a working level knowledge of
principles and concepts for internal and external dosimetry.
Supporting Knowledge and/or Skills
a. Define the following terms:
• Absorbed dose
• Annual limit on intake (ALI)
• Committed effective dose
• Committed equivalent dose
• Cumulative total effective dose
• Derived air concentrations (DAC)
• Deterministic effects
• Dose
• Effective dose
• Equivalent dose, including:
Section 7
- Equivalent dose to the lens of the eye (0.3 cm)
- Equivalent dose to the skin or any extremity (0.007 cm)
- Equivalent dose to whole body (1.0 cm)
• Extremity
• Gray
• Rad
• Radiation Weighting factor
• Rem
• Roentgen
• Sievert
• Stochastic effects
• Tissue Weighting factor
• Total effective dose
• Whole body
b. Describe the various types of bioassays, their applications and limitations.
c. Discuss the methods of reducing dose from internally deposited radionuclides.
d. Discuss the process used to evaluate dose based on bioassay results.
e. Describe the principle of operation, proper use, placement, function, and type of
radiation detected by the following dose-measuring instruments:
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• Thermoluminescent dosimeter, including Albedo dosimeter
• Pocket dosimeter (quartz fiber and electronic)
• Film badge
• Personnel nuclear accident dosimeter
f. Discuss the historical concepts of International Commission on Radiological
Protection (ICRP) Publications 26 and 30 and how they related to internal and
external dosimetry.
g. Discuss the newer concepts of ICRP Publications including; 60, 66, 68, 71, and
72 and DOE Radiological Control Technical Positions (RCTP) papers. The
RCTPs are available at:
http://www.hss.energy.gov/healthsafety/wshp/radiation/tpp.html
h. Discuss various methods used to estimate worker exposure in the absence of
individual monitoring results.
Mandatory Performance Activity
Given airborne radioactivity concentration, DAC value and worker occupancy time,
evaluate resulting worker dose.
4. Radiation protection personnel must demonstrate a working level knowledge of
the biological effects of radiation.
Supporting Knowledge and/or Skills
a. Describe the effects of radiation exposure on the cellular level including:
• Direct effects
• Indirect effects
b. Describe the factors affecting radiation sensitivity of cells (i.e., The Law of
Bergonie and Tribondeau).
c. Describe the acute effects and corresponding doses associated with the
following:
• Hemopoietic syndrome (discuss blood changes as well as other symptoms)
• Gastrointestinal syndrome
• Central nervous system syndrome
d. Discuss delayed effects of radiation exposure including:
• Cancer induction
• Genetic effects
• Prenatal developmental effects
• Cataracts
e. Discuss how the Linear Non-threshold Theory is used in developing risk
estimates and dose limits associated with exposure to radiation. (The use of
International Commission on Radiological Protection (ICRP) Publications 26 and
60 or National Council on Radiation Protection and Measurements (NCRP)
Report No. 116 may be helpful). Address the conservative nature of the LNT
theory.
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DOE-STD-1174-2013
5. Radiation Protection personnel must demonstrate a working level knowledge of
the principles and use of radiological instrumentation and radiological
monitoring/survey practices.
Supporting Knowledge and Skills:
a. Describe the principle of operation of gas-filled detectors.
b. Discuss the following for gas-filled detectors:
• Voltage-response curve (i.e., six region curve)
• The three regions useful for radiation detection and measurement
• The sequence of events that occur following an initial ionizing event in an
Ionization Chamber, a Proportional Counter and a Geiger-Mueller Detector
c. Describe the principles of operation of liquid and crystal scintillation detectors.
Section 8
d. Describe the principles of operation and applications of semiconductor detectors
(i.e., HPGe, diffused junction, etc).
e. Describe the various types and application of spectroscopy.
f Discuss the purpose, principles of detection and operation, and field application
of the following:
• Continuous air monitors (CAM)
• Airborne radioactivity samplers
• Area radiation monitors (ARM)
• Criticality detection/alarm systems
• Personnel contamination monitors
• Process radiation monitors
g. Discuss the basic elements and applicable standards of a radiological instrument
calibration program, including the following:
• Calibration source selection and traceability
• Source check and calibration frequency
• Instrument energy dependence
• Purpose of 10 CFR 835 requirement of routine testing for operability
h. Discuss the following concepts as they relate to radiological counting
measurements:
• Background
• Minimum detectable activity
• Counting efficiency
• Counting uncertainties
i. Describe various radiological situations and the use of appropriate radiological
surveys including: radiation, contamination, and airborne radioactivity surveys.
6. Radiation protection personnel must demonstrate a working level knowledge of
internal and external radiation protection principles and control techniques.
Supporting Knowledge and Skills
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DOE-STD-1174-2013
a. Discuss the implication of the following on the identification of hazards associated
with radiological work activities and how it might affect the controls specified on a
Radiation Work Permit (RWP):
• Location of the work (i.e., in a radiation, contaminated, or airborne area)
• System being worked on (i.e., fluid under pressure, hazardous or radioactive)
• Nature of the work activity (inspection, opening system, etc.)
b. Discuss special exposure control, survey and personnel monitoring techniques
associated with work in the following areas or situations:
• Non-uniform radiation fields
• High radiation areas
• Contact work with radioactive materials/sources
c. Discuss the hierarchy of controls used to prevent uptakes of radioactive material
by personnel, and potential worker hazards associated with implementation of
these controls.
d. For a radiological incident (i.e., spill, loss of containment), discuss the potential
and magnitude of the following:
• Loose surface contamination levels
• Airborne radioactivity levels
e. Discuss appropriate personal protective equipment (including respiratory
protection) for subsequent entry into and decontamination of radiological areas.
Mandatory Performance Activities
a. Using reference material and given the activity, calculate radiation levels from a
point, line, and plane source.
b. Given buildup factors and half value layers, perform shielding calculations.
c. Using reference material and given a scenario including bioassay results, isotopic
and chemical form etc., calculate the internal dose to be assigned to an
individual.
7. Radiation protection personnel must demonstrate a working level knowledge of
as-low-as-reasonably-achievable (ALARA) principles, and their application to
radiological work activities.
Supporting Knowledge and/or Skills
a. Describe the various components of an effective ALARA program, including
operations, engineering, and management controls.
b. Describe how optimization techniques, including cost-benefit analysis, are used in
the ALARA process.
Section 9
c. Discuss the essential elements of the job planning process and the post-job
ALARA review for work performed in a radiation or radioactive contamination
area.
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DOE-STD-1174-2013
d. Describe the various radiological performance indicators that are applicable to the
ALARA process.
e. Discuss methods to minimize Total Effective Dose (TED) by evaluating the trade-
offs in considering the internal and external dose components.
f. Using knowledge of ALARA principles, discuss how to perform an evaluation of a
radiation job plan and the associated worker job performance.
Mandatory Performance Activity
a. Calculate person-rem estimates and use the results in ALARA cost-benefit
analysis.
8. Radiation protection personnel must demonstrate a working level knowledge of
the application of engineered radiological controls and facility design, including
containment/confinement systems.
Supporting Knowledge and/or Skills
a. Discuss the general principles relating to the design and installation of radiation
protection containment/confinement systems, including the following radiological
protection considerations:
• Layout design for nuclear facilities
• Design and selection of components for nuclear facilities
• Selection of materials and the associated surfaces for components used in
radiological control areas
• Design, construction, and operation of containment/confinement systems to
minimize internal radiation exposure including:
- Engineered ventilation
- Engineered containment
- Hot cells
- Radioactive liquid and solid waste processing facilities
• Design, construction, and operation of systems that minimize personnel
external radiation exposure including:
- Shielding
- Interlock systems
b. Discuss the design and application of temporary engineered radiological controls.
9. Radiation protection personnel must demonstrate a familiarity level knowledge of
the radiological hazards associated with the following and a working level
knowledge for site specific radiological hazards:
• Plutonium operations
• Uranium operations
• Tritium operations
• Nuclear explosive operations
• Production/experimental reactors
• Accelerator operations
• Waste handling/processing operations
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• Decontamination and decommissioning
• Use of radiation generating devices
• Environmental restoration activities
Supporting Knowledge and/or Skills
a. Discuss the basic function and work activities associated with the above list.
b Discuss fundamental characteristics of the major radiological hazards at the
above listed activities. This could include discussion of:
• Mode of decay
• Source
• Energies of major radiations emitted
• Relative principle biological hazard
• Half-life
c. Discuss unique radiological exposure control techniques associated with the
above listed activities.
REGULATORY
Note: Many of the documents referenced in this Section can be obtained via the DOE Office of
Health & Safety home page (http://www.hss.energy.gov/healthsafety) or via the Office of
Worker Safety and Health Policy home page (www.hss.energy.gov/HealthSafety/WSHP)
10. Radiation protection personnel must demonstrate a working level knowledge of
the Department of Energy (DOE) radiation protection system for occupational
workers as set forth in the following policy, requirements and guidance
documents:
• 10 CFR 835, Occupational Radiation Protection
• DOE G 441.1-1C, Radiation Protection Programs Guide for Use with 10 CFR
Section 10
835, Occupational Radiation Protection
• DOE P 450.4A, Department of Energy Integrated Safety Management Policy
Supporting Knowledge and/or Skills
a. Discuss the relationship of the above documents in defining the DOE system of
radiation protection.
b. Give examples of how DOE P 450.4, Department of Energy Integrated Safety
Management Policy is reflected in requirements and guidance.
c. Explain how the 10 CFR 835 Programs Guide is used to develop and implement
local programs to comply with the radiation protection requirements at the
site/facility level.
d. Discuss methods of meeting the key requirements in 10 CFR 835 Subpart A
(General Provisions). Include:
• Scope and exclusions
• Definitions
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DOE-STD-1174-2013
• Radiological units
e. Discuss methods of meeting the key requirements in 10 CFR 835 Subpart B
(Management and Administrative Requirements) based upon the guidance in
DOE G 441.1-1C, Radiation Protection Programs Guide, including:
• Radiation Protection Program
• Internal audits
• Education, Training and Skills
• Written Procedures
f. Discuss methods of meeting the key requirements in 10 CFR 835, Subpart C
(Standards for Internal and External Exposure) based upon the guidance in the
Internal Dosimetry, the External Dosimetry, the Radiation-Generating Devices,
and the Evaluation and Control of Fetal Exposure sections of the Programs
Guide, including:
• Occupational Limits for general employees
• Combining internal and external dose equivalents resulting from DOE
activities
• Determination of compliance for non-uniform exposure of the skin
• Limits for the embryo/fetus
• Limits for members of the public and minors entering a controlled area
• Concentrations of radioactive materials in air
g. Discuss methods of meeting the key requirements in 10 CFR 835, Subpart E
(Monitoring of Individuals and Areas) based upon guidance in the External
Dosimetry, the Internal Dosimetry, the Evaluation and Control of Fetal Exposure,
the Instrument Calibration for Portable Survey Instruments, and the Workplace
Air Monitoring sections of the Programs Guide, including:
• General monitoring requirements
• Individual monitoring
• Area monitoring
• Radioactive contamination control and monitoring
• Receipt of Packages containing radioactive material
h. Discuss methods of meeting the key requirements in 10 CFR 835, Subpart F
(Entry Control Program), including:
• Radiological Areas
• High Radiation Areas
• Very High Radiation Areas
i. Discuss methods of meeting the key requirements in 10 CFR 835, Subpart G
(Posting and Labeling) based upon the guidance in the Posting and Labeling for
Radiological Control section of the Programs Guide, including:
• General posting and labeling requirements
• Controlled areas
• Radiological areas
j. Discuss methods of meeting the key requirements in 10 CFR 835, Subpart H
(Records) based upon the guidance in the Occupational Radiation Protection
Record-Keeping and Reporting section of the Programs Guide, including:
• Individual monitoring records
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• Monitoring and workplace records
• Administrative records
k. Discuss methods of meeting the key requirements in 10 CFR 835, Subpart I
(Reports to Individuals) based upon the guidance in the Occupational Radiation
Protection Record-Keeping and Reporting section of the Programs Guide,
including:
• Annual Dose Report to Monitored Individuals
• Termination Report
Section 11
l. Discuss methods of meeting the key requirements in 10 CFR 835, Subpart J
(Radiation Safety Training) based upon the guidance in the Radiation Safety
Training section of the Programs Guide, including:
• General employee training
• Radiological worker training
• Radiological control technician training
• Use of escorts
m. Discuss methods of meeting the key requirements in 10 CFR 835, Subpart K
(Design and Control) based upon the guidance in the Occupational ALARA
Program section of the Programs Guide, including:
• Design features, administrative controls and procedural requirements
• Facility design and modification
• Control features
n. Discuss methods of meeting the key requirements in 10 CFR 835, Subpart L
(Radioactive Contamination Control).
o. Discuss methods of meeting the key requirements in 10 CFR 835, Subpart M
(Sealed Radioactive Source Control). Use the guidance in the Sealed
Radioactive Source Accountability section of the Programs Guide to support the
discussion on sealed source accountability.
p. Discuss methods of meeting the key requirements in 10 CFR 835, Subpart N
(Emergency Exposure Situations), including:
• General provisions
• Emergency exposure situations
• Nuclear accident dosimetry
q. Discuss methods of meeting the key requirements on Administrative Control
Levels, Work Authorizations, Radiation Safety Training, and Posting.
r. Explain how the Radiation Control Technical Positions, 10 CFR 835 exemption
decisions, and official interpretations of 10 CFR 835 are used to adapt the
radiation protection requirements to unique conditions at DOE sites and facilities.
11. Radiation protection personnel must demonstrate a working level knowledge of
the following DOE Policy, Order, and Manual Directives, and Technical Standards
related to radiation protection:
• DOE P 450.4A, Integrated Safety Management Policy
15
DOE-STD-1174-2013
• DOE O 458.1, Admin. Ch. 3, Radiation Protection of the Public and the
Environment
• DOE O 440.1B, Admin. Chg. 1, Worker Protection Program for DOE Federal
Employees
• DOE O 232.2, Occurrence Reporting and Processing of Operations Information
• DOE O 422.1, Admin. Chg.1, Conduct of Operations
• DOE-STD-1098-2008, Ch. 1, Department of Energy Standard – Radiological
Control
• DOE-STD-1121-2008, Department of Energy Standard – Internal Dosimetry
• DOE O 231.1B, Admin. Chg 1, Environment, Safety, and Health Reporting
Supporting Knowledge and/or Skills
a. Describe the relevant requirements, interrelationships and importance of the
listed Orders, notices, codes, and regulations, guides, technical manual(s).
b. Discuss the role of radiation protection personnel with respect to these Orders
and regulations.
c. Discuss how Conduct of Operations is applied to radiation protection activities.
d. Discuss how the standard, Radiological Control, is now applied (i.e., as a
requirement or as a technical standard) in your Program, or at the site(s) or
facility(s) for which you have responsibility.
e. Discuss the following as they relate to occurrence reporting:
• How soon after an event or condition is identified must it be characterized
• Who must be notified at the facility where it occurred
• The two broad groups or conditions in which a health physicist would likely be
involved in identifying the reportable event
12. Radiation protection personnel must demonstrate a familiarity level knowledge of
the identification, reporting, investigation, and enforcement related to potential
noncompliance with nuclear safety requirements:
Section 12
Supporting Knowledge and/or Skills
a. Describe the purpose and scope of the Price-Anderson Amendments Act
(PAAA).
b. Discuss the PAAA’s applicability to the Department's nuclear safety activities.
c. Discuss the purpose and scope of the current nuclear safety rules including:
• 10 CFR 708, DOE Contractor Employee Protection Program
• 10 CFR 820, Procedural Rules for DOE Nuclear Activities
• 10 CFR 830, Nuclear Safety Management
• 10 CFR 851, Worker Safety and Health Program
d. Discuss the Department’s Enforcement Program including:
• Identification and reporting of potential noncompliance with nuclear safety
requirements
16
DOE-STD-1174-2013
• Roles and responsibilities of Department of Energy employees
13. Radiation protection personnel must demonstrate a familiarity level knowledge of
radioactive waste management:
Supporting Knowledge and/or Skills
a. Discuss the Department’s policy regarding the handling and management of
waste as described in DOE O 435.1, Ch. 1, Radioactive Waste Management.
b. Define the following terms:
• Low level waste
• High level waste
• Transuranic waste
• Mixed waste
c. Discuss the Department’s policies on waste management including:
• Generation reduction
• Segregation
• Minimization
• Pollution prevention
• Disposal
d. Discuss the process for determining whether or not waste is classified as mixed
waste.
14. Radiation protection personnel must demonstrate a familiarity level knowledge of
Department of Energy (DOE) requirements and guidance related to safety
management.
Supporting Knowledge and/or Skills
a. Describe the relevant requirements, purpose, interrelationships and importance of
the following requirements and guides to radiation protection activities:
• 10 CFR 830, Nuclear Safety Management
• 10 CFR 851, Worker Safety and Health Program
• DOE O 450.2, Integrated Safety Management
• DOE O 414.1D, Quality Assurance
• DOE G 414.1-2B, Admin Ch 2, Quality Assurance Program Guide
• DOE O 420.1C, Facility Safety
• DOE G 421.1-2A, Implementation Guide For Use in Developing Documented
Safety Analyses To Meet Subpart B Of 10 CFR 830
• DOE G 423.1-1A, Implementation Guide For Use In Developing Technical
Safety Requirements
• DOE G 424.1-1B, Implementation Guide For Use In Addressing Unreviewed
Safety Question Requirements
• DOE O 430.1B Ch 2, Real Property and Asset Management
• DOE-STD-1073-2003, Configuration Management Program
• DOE-STD-3009-94, Ch. 3, Preparation Guide for U.S. DOE Nonreactor
Nuclear Facility Safety Analysis Reports
17
DOE-STD-1174-2013
• DOE-HDBK-3010-94, Airborne Release Fractions/Rates and Respirable
Fractions for Nonreactor Nuclear Facilities
• DOE-STD-3011-2002, Guidance for Preparation of Basis for Interim
Operation (BIO) Documents
• DOE-STD-1027-92, Ch. 1, Hazard Categorization and Accident Analysis
Techniques for Compliance with DOE Order 5480.23, Nuclear Safety
Analysis Reports
b. Discuss the role of radiation protection personnel with respect to the above listed
requirements and guidance.
c. Define the following accident related terms:
• Accident
• Safety basis
• Beyond design basis accident
• Design basis
• Design basis accidents
• Evaluation guidelines
d. Define the following hazard related terms:
• Hazard
• Hazard classification
• Hazard Category 1
• Hazard Category 2
• Hazard Category 3
• Hazardous material
Section 13
e. Define the following safety limit related terms:
• Limiting conditions for operations
• Limiting control settings
• Risk
• Safety analysis
• Safety basis
• Safety limits
• Criticality safety limits
f. Differentiate between the following categories of individuals who might be
affected by an accident at the Department nuclear facility:
• Off-site individual
• On-site individual
• Public
• Worker, including collocated worker
g. Differentiate between the function of structures, systems, and components in the
following classifications:
• Safety-class structures, systems, and components
• Safety-significant structures, systems, and components
h. Differentiate between the function and contents of the following documents:
• TSR
18
DOE-STD-1174-2013
• DSA
• Unreviewed Safety Question Determination (USQD)
• Safety design strategy
• Conceptual safety design report
• Preliminary safety design report
• Preliminary documented safety analysis
i. Differentiate between the plant/facility features that have the following
designations:
• Mitigating features
• Preventive features
j. Differentiate between the following types of facilities:
• Nuclear facility
• Non-reactor nuclear facility
15. Radiation protection personnel must demonstrate a familiarity level knowledge of
Federal regulations and Department of Energy (DOE) Orders related to emergency
planning and preparedness as they pertain to radiological incidents.
Supporting Knowledge and/or Skills
a. Describe the relevant requirements, purpose, interrelationships and importance of
the following Orders and regulation:
• 29 CFR 1910.120, Hazardous Waste Operations and Emergency Response
• DOE O 151.1C, Comprehensive Emergency Management System and Series
of Guides (G 151.1-1A thru G 151.1-5)
• DOE O 153.1, Departmental Radiological Emergency Response Assets
b. Describe what is meant by an Operational Emergency.
c. Describe how the following guides are used:
• Protective Action Guide
• Emergency Response Planning Guide
d. Discuss the conditions that would require an operational emergency to be
classified as an:
• Alert
• Site Area Emergency
• General Emergency
e. Discuss the role of radiation protection personnel with respect to the Orders and
regulations listed above in Competency 15.a.
f. Discuss the emergency response assistance that is available from the following:
• Nuclear Emergency Response Team
• Accident Response Group
• Aerial Measuring System
• National Atmospheric Release Advisory Capability
• Federal Radiological Monitoring and Assessment Center
19
DOE-STD-1174-2013
• Radiation Emergency Assistance Center/Training Site
• Radiological Assistance Program
16. Radiation protection personnel must demonstrate a familiarity level knowledge of
Department of Energy (DOE) Orders related to Federal and contractor personnel
training and qualification.
Supporting Knowledge and/or Skills
a. Describe in general the training and qualification requirements for contractors
specified in DOE O 426.2, Admin. Chg. 1, Personnel Selection, Training,
Qualification and Certification Requirements for DOE Nuclear Facilities.
b. Describe the Technical Qualification Program for Federal employees delineated
in DOE O 360.1C Federal Employee Training.
c. Discuss the purpose, scope, and application of DOE-STD-1107-97(CN1),
Knowledge, Skills and Abilities for Key Radiation Protection Positions at DOE
Facilities.
Section 14
17. Radiation protection personnel must demonstrate a working level knowledge of
national and international radiation protection standards and recommendations.
Supporting Knowledge and/or Skills
a. Discuss the content and application of the following national and international
documents on radiation protection:
• Radiation Protection Guidance to the Federal Agencies for Occupational
Exposure (52 FR 2822)
• BEIR V Executive Summary
• Recommendations on Limits for Exposure to Ionizing Radiation, National
Council on Radiological Protection, Report No. 91
• Limitation of Exposure to Ionizing Radiation, National Council on Radiation
Protection, Report No. 116
• Practices for Respiratory Protection, American National Standards Institute
(ANSI Z88.2)
b. Discuss how the previously referenced documents relate to Department of
Energy (DOE) radiation protection requirements.
18. Radiation protection personnel must demonstrate a familiarity level knowledge of
the Federal regulations, guidelines, and Department of Energy (DOE) Orders
pertaining to the decontamination and decommissioning of nuclear facilities.
Supporting Knowledge and/or Skills
a. Familiarity with the DOE policy and requirements regarding the management,
control, and release of property containing residual radioactivity, as contained in:
• DOE/EH-413-0002, Facility Disposition: Principles for Accelerated Project
Management
• DOE O 458.1, Ch. 1, Radiation Protection of the Public and the Environment
20
DOE-STD-1174-2013
• DOE-STD-1120-2005, Integration of Environment, Safety and Health into
Facility Disposition Activities
b. General familiarity with requirements and guidance from other Federal agencies,
or from DOE in collaboration with other Federal agencies (e.g., Nuclear
Regulatory Commission, NRC; Environmental Protection Agency, EPA) regarding
the decontamination, decommissioning, and release of property that may be
applicable to the disposition of DOE sites and facilities.
c. Familiarity with the Multi-Agency Radiation Survey and Site Investigation Manual
(MARSSIM; NUREG-1575; EPA 402-R-97-016) for planning, conducting,
evaluating, and documenting building surface and surface soil final status
radiological surveys for demonstrating compliance with dose or risk-based
regulations or standards.
d. Knowledge of guidance regarding the development and analysis of property
release options, and determination of authorized limits for property and material
to be managed or released from DOE, as contained in DOE Programs Guide G
441.1-1C.
e. Familiarity with DOE dose and risk modeling tools applicable to the
decontamination and decommissioning of sites and facilities, such as: (1) the
RESRAD (RESidual RADioactivity) code (User’s Manual for RESRAD Version 6,
Argonne National Laboratory, ANL/EAD-4, 2001); and (2) the RESRAD-BUILD
code (A Computer Model for Analyzing the Radiological Doses Resulting from the
Remediation and Occupancy of Buildings Contaminated with Radioactive
Material, ANL/EAD/03-1, 2003).
f. Cursory knowledge of currently available technologies, and innovative
technologies as available, that are applicable to the cleanup, decontamination,
and decommissioning of DOE facilities.
g. Knowledge, as appropriate to decontamination and decommissioning activities,
regarding radiological control practices to minimize occupational exposures to
ionizing radiation, as contained in the DOE Standard, Radiological Control (DOE
STD-1098-2008).
Section 15
19. Radiation protection personnel must demonstrate a familiarity level knowledge of
the standards and Department of Energy (DOE) Orders pertaining to the packaging
and transportation of radioactive materials.
Supporting Knowledge and/or Skills
a. Discuss the purpose and scope of the DOE O 460.1C, Packaging and
Transportation Safety.
b. Describe the authorities and responsibilities of radiation protection personnel with
respect to DOE O 460.1C, Packaging and Transportation Safety.
20. Radiation protection personnel must demonstrate a familiarity level knowledge of
the Department’s philosophy and approach to implementing Integrated Safety
Management.
21
DOE-STD-1174-2013
Supporting Knowledge and/or Skills
a. Explain the objective of Integrated Safety Management.
b. Discuss the following existing Department programs and initiatives that lead to
successful implementation of Integrated Safety Management:
• Standards/Requirements Identification Documents (S/RIDs) and Work Smart
Standards
• Contract reform and performance-based contracting
• Operational Readiness Reviews (ORR)
c. Discuss the purpose, content, and application of DOE P 450.4A, Integrated
Safety Management Policy and DOE G 450.4-1C, Integrated Safety Management
System Guide.
21. Radiation protection personnel must demonstrate a familiarity level knowledge of
the Department's guidance for the structure, function, and operation of a radiation
generating device (RGD) control program as discussed in DOE Programs Guide G
441.1-1C, section entitled Radiation Generating Devices.
Supporting Knowledge and/or Skills
a. Describe the different types of radiation-generating devices that may be used at
Department of Energy (DOE) facilities including:
• X-ray machines
• Accelerators
• Irradiators
• Radiography sources
b. Using DOE-HDBK-1130-2008, discuss the difference between an open beam
and cabinet X-ray system and the different types of controls (design, equipment,
and administrative) that can be used to prevent radiation exposure above DOE
limits
c. Discuss possible exposure incidents (or ones that have actually happened in
medicine, private industry, or at DOE facilities) as a result of improper practices
with accelerators, irradiators, and radiography sources, or loss of control of
sources.
d. Discuss possible actions to control sources at DOE facilities, especially
radiography sources brought on DOE sites by subcontractors who may be
unaware of the site Radiation Protection Program (RPP) and 10 CFR 835,
Occupational Radiation Protection, requirements.
MANAGEMENT, ASSESSMENT, AND OVERSIGHT
22. Radiation protection personnel must demonstrate a working level knowledge of
assessment (compliance and performance) principles and techniques necessary
to identify facility and program deficiencies, event precursors, potential systemic
causes, corrective actions, and best practices.
Supporting Knowledge and/or Skills
22
DOE-STD-1174-2013
a. Describe the relevant aspects and process of compliance-based assessments
versus performance-based assessments.
b. Describe the elements of an inspection/assessment plan (investigation, fact-
finding, validation, and reporting).
c. Explain what is meant by an event precursor.
d. Describe methods used to identify, develop, and group systemic deficiencies
identified at the radiation protection program level and facility-specific level.
e. Explain documentation requirements used for the assessment processes.
Section 16
f. Describe several performance indicators that would indicate the need to conduct
a radiation protection audit.
g. Describe the key elements of an assessment appraisal report.
h. Explain methods used to select interview candidates and conduct interviews for
the assessment process.
i. Describe how corrective actions/recommendations are developed and
communicated to line management.
j. Describe administrative methods used to track and provide closure of identified
deficiencies.
23. Radiation protection personnel must demonstrate the ability to evaluate the
adequacy of radiation protection programs against the requirements of
regulations, Department of Energy (DOE) Orders and rules pertaining to radiation
protection.
Supporting Knowledge and/or Skills
a. Describe the scope, contents, development, review and approval process for a
site’s documented Radiation Protection Program as required by 10 CFR
835.101(a)-(i).
Mandatory Performance Activities
a. Using the documents listed below, prepare an action plan which adequately
outlines interviews and observations to be conducted, and details documents to
review during an evaluation of contractor compliance with radiation protection
requirements:
• 10 CFR 835, Occupational Radiation Protection
• DOE G 441.1-1C, Radiation Protection Programs Guide for use with 10 CFR
835, Occupational Radiation Protection
• DOE Order 458.1, Ch. 1, Radiation Protection of the Public and the
Environment
• DOE O 422.1, Admin. Chg. 1, Conduct of Operations
• DOE-STD-1098-2008, Department of Energy Standard - Radiological Control
23
DOE-STD-1174-2013
• DOE O 460.1C, Packaging and Transportation Safety
• 49 CFR 173, Subpart I, Shippers – General Shipping Requirements for
Shipments and Packages – Class 7 (Radioactive) Materials
b. Using an appropriate level of coverage, conduct an evaluation of contractor
compliance with radiation protection requirements. During this evaluation,
demonstrate the ability to properly conduct interviews, observations, and
document reviews.
c. Given data from an evaluation, analyze the results of the evaluation to determine
contractor compliance or noncompliance with the requirements.
d. Given the results from an analysis of contractor compliance or noncompliance,
document the results and communicate the results to contractor and Department
line management.
24. Radiation protection personnel must demonstrate the ability to trend radiation
protection-related information/data.
Mandatory Performance Activities
a. Trend and analyze operations information and discuss its relationship to radiation
protection activities.
b. Given a list of performance indicators, determine what type of assessment should
be performed and in what areas.
c. Analyze and trend radiological data available in the DOE Occupational Radiation
Exposure Report or the Radiation Exposure Monitoring System (REMS) for the
Department and contractor Employees (see Web site
http://www.hss.energy.gov/csa/analysis/rems/ for this information).
25. Radiation protection personnel must demonstrate the ability to effectively
communicate the hazards associated with exposure to ionizing radiation.
Supporting Knowledge and/or Skills
a. Discuss the essential elements of effective hazard communication.
b. Explain the health physicist’s mission of protecting workers, the public, and the
environment from unnecessary exposure to ionizing radiation.
Section 17
c. Describe how an explanation of the following can be used to effectively
communicate hazard:
• Comparing occupational dose limits to natural background radiation
• Develop comparisons to commonly accepted hazards that puts radiation
exposure at a site in perspective
d. Explain how excessive hazard avoidance can be dangerous, costly, and wasteful.
e. Discuss other job related mortality statistics and how they compare with the risk of
mortality from jobs that have occupational exposure to radiation.
24
http://www.hss.energy.gov/csa/analysis/rems/
DOE-STD-1174-2013
f. Explain how to use the following techniques in the context of radiation hazard
communication:
• Listening skills
• Tone of voice
• Body language, eye contact
• Analogies, illustrations, demonstrations
• Real-life experiences
Mandatory Performance Activity
Participate in hazard communication activities with peers, Department management, or
contractor personnel.
25
DOE-STD-1174-2013
INTENTIONALLY BLANK
26
DOE-STD-1174-2013
APPENDIX A
CONTINUING EDUCATION, TRAINING AND PROFICIENCY PROGRAM
This standard does not require requalification.
Headquarters or field element managers must ensure the following:
1. Establish expectations related to the performance of duties and responsibilities in this
FAQS, considering regulatory and/or contractual requirements as appropriate.
2. Identify specific continuing training requirements in the site/office/position specific
qualification standard(s) or procedures.
3. Approve all established continuing training requirements related to defense nuclear
facility safety oversight as determined for their office or site.
Radiation Protection personnel must complete continuing technical education and/or training
covering topics directly related to the Radiation Protection FAQS as determined by the
appropriate headquarters or field element managers as follows:
1. Address changes to DOE directives, guides, standards, policies, and rules since the last
qualification was completed.
2. Perform practical factor exercises as appropriate, especially those that are mandatory
and others as required by the associated FAQS.
3. Attend seminars, symposia, or technical meetings related to Radiation Protection as
resources are available.
Note: Continuing technical education and/or training may include courses/training
provided by the DOE, other government agencies, outside vendors, or local educational
institutions. Continuing training topics should also address identified weaknesses in the
knowledge or skills of the individual personnel, and current technical issues related to the
associated FAQS. Where continuing education is mandatory for maintaining
professional registration (e.g., Professional Engineer) or professional certification (e.g.,
Certified Health Physicist), this will normally be sufficient, and only needs to be
augmented by DOE directives reviews and any site-specific requirements (e.g.,
new/revised DSAs).
27
DOE-STD-1174-2013
CONCLUDING MATERIAL
Review Activity:
EM
Preparing Activity:
DOE-SR
NNSA
NE
SC
Project Number:
TRNG-0075
Field and Operations Offices:
CBFO
CH
ID
OH
ORO
ORP
RFFO
RL
SR
Site Offices:
Argonne Site Office
Brookhaven Site Office
Fermi Site Office
Kansas City Field Office
Livermore Field Office
Los Alamos Field Office
Nevada Field Office
NNSA Production Office
Savannah River Field Office
Sandia Field Office
28
FAQS Final Std 1174-2013 -FINAL-lcd-11-4-13
FAQS STD-1174-2013 RP--11-5-13
page
FAQS STD-1174-2013 RP--11-5-13
PURPOSE
APPLICABILITY
IMPLEMENTATION
EVALUATION REQUIREMENTS
INITIAL QUALIFICATION AND TRAINING
DUTIES AND RESPONSIBILITIES
BACKGROUND AND EXPERIENCE
REQUIRED TECHNICAL COMPETENCIES