DOE-STD-1136-2000 Chg Notice 3, Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
Functional areas: Uranium Facilities, Radiological Protection, Uranium Storage
This Technical Standard (TS) provides operational guidance, practical lessons learned and experience gained, guides to good practice, and reference information on the safe handling of uranium. The TS provides information to assist uranium facilities in complying with Title 10 of the Code of Federal Regulations (CFR), Part 835, Occupational Radiation Protection (10 CFR 835) (DOE 1998a). This TS supplements the DOE G 441.1 series of Guides, DOE Orders, and DOE-STD-1098-99,
Radiological Control (RCS) (DOE 1999a) and has as its sole purpose the protection of workers and the public from the hazards that are inherent in uranium storage, processing, and handling. Replaces EGG-2530, Health Physics Manual of Good Practices for Uranium Facilities.
Project Number SAFT-0072
Superseded By:
Version history and related documents
Superseded by
A newer version replaces this document.
Document text
Text extracted from the attached file. Refer to the original document for the authoritative version.
Section 1
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DOE-STD-1136-2000
August 2000
CHANGE NOTICE NO. 1
October 2000
CHANGE NOTICE NO. 2
March 2001
CHANGE NOTICE NO. 3
December 2001
DOE STANDARD
GUIDE OF GOOD PRACTICES FOR
OCCUPATIONAL RADIOLOGICAL
PROTECTION IN URANIUM FACILITIES
U.S. Department of Energy AREA PACK
Washington, D.C. 20585
DISTRIBUTION STATEMENT A. Approved for public release; distribution is unlimited.
This document has been reproduced from the best available copy.
Available to DOE and DOE contractors from ES&H Technical Information Services,
U. S. Department of Energy, (800) 473-4373, fax (301) 903-9823.
Available to the public from the U. S. Department of Commerce, Technology
Administration, National Technical Information Service, Springfield, VA 22161;
(703) 605-6000.
Change Notice No. 1 DOE-STD-1136-2000
October 2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
The following changes for DOE-STD-1136-2000, August 2000, address typographical errors.
Table 2-3, page 2-5, first column (Nuclide), change the percentage below
234
91Pam
from 9.13% to 0.13%.
Table 2-3, page 2-5, first column (Nuclide), change the nuclide:
210
85At to
218
85At
Table 2-4, first column (Nuclide), change the nuclide:
223
80Ra to
223
88Ra
In addition, several of the values in the radiation energy and frequency columns in both Table 2-3,
page 2-5, and Table 2-4, page 2-6, were revised to address typographical errors and to update the values
with more recent values.
Change Notice No. 2 DOE-STD-1136-2000
March 2001
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
Change Notice No. 2 is being issued to correct an inaccurate reference to a physical property of an
element (U-234) in the technical standard. The source document for the physical property
information (Radiological Health Handbook [1970], renamed Health Physics and Radiological
Health Handbook [1992]) originally listed an incorrect value for specific activity of U-234 that has
since been corrected.
Page/Section Change
Page 2-2, Table 2-1, fifth column
(Specific Activity), bottom row (U-234).
Change the value 2.1 E-6 to6.2 E-3.
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Change Notice No. 3 DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in
Uranium Facilities
Page/Section Change
Section 2
pg. 2-2, Table 2-1 Remove the footnote following Table 2-1. The footnote
states “*°U can vary from 0.61 to 0.81 in nature.” A
reference supporting the footnote could not be found.
Section 4.2.1 of National Council on Radiation Protection and
Measurements Report 94 supports that the range of values
discussed in the footnote of Table 2-1 are too great for
general application. When discussing the ratio of U-235 to
U-238 it states “the ratio is fairly constant even when
disequilibrium is present.”
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
iii
Foreword
This Technical Standard (TS) discusses, but does not establish any, requirements for DOE uranium
facilities. Its purpose is to provide information that will assist DOE and DOE-contractor health and
safety professionals in developing programs that will provide an appropriate level of protection to both
affected workers and members of the public affected by DOE uranium-handling activities. This TS
provides guides to good practice, update existing reference material, and discuss practical lessons learned
relevant to the safe handling, processing, and storage of uranium. The technical rationale for the
guidance provided herein is explained to allow affected individuals to adapt the recommendations to
similar situations throughout the DOE complex. This TS provides information to assist uranium
facilities in complying with Title 10 of the Code of Federal Regulations, Part 835 (10 CFR 835),
Occupational Radiation Protection and various DOE Orders, and supplements DOE’s 441.1 series of
Guides and DOE-STD-1098-99, Radiological Control.
This TS does not include every requirement applicable to DOE uranium facilities. Individuals
responsible for developing and implementing radiation protection programs at uranium facilities should
be knowledgeable of the requirements that apply to their facilities.
Copies of electronic files of this TS may be obtained from the DOE Office of Worker Protection
Programs and Hazards Management (WPPHM) Home Page Internet site
(http://tis.eh.doe.gov/whs/rhmwp/regs.html). Copies of this TS are also available from the DOE
Technical Standards Program Internet site (http://tis.eh.doe.gov/techstds/).
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
iv
This page intentionally left blank.
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
v
TABLE OF CONTENTS
CHAPTER 1 - INTRODUCTION
1.0 INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-1
1.1 PURPOSE AND APPLICABILITY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-1
1.2 DEFINITIONS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-1
1.3 DISCUSSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-1
CHAPTER 2 - PROPERTIES AND RELATIVE HAZARDS
2.0 PROPERTIES AND RELATIVE HAZARDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-1
2.1 NUCLEAR PROPERTIES OF URANIUM . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-1
Section 3
2.1.1 Isotopic Characterization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-1
2.1.2 Decay Chains . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-4
2.1.3 Enrichment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-7
2.1.4 Contaminants from Recycled Uranium and Associated Hazards . . . . . . . . . . 2-11
2.2 PHYSICAL AND CHEMICAL PROPERTIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-16
2.2.1 Uranium Fuel Processing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-17
2.2.2 Uranium Metal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-17
2.3 RADIOLOGICAL CHARACTERISTICS AND EFFECTS . . . . . . . . . . . . . . . . . . . . 2-18
2.3.1 Alpha-Neutron External Hazard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-19
2.3.2 Mode of Uranium Entry into the Body . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-20
2.4 CHEMICAL TOXICITY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-21
2.4.1 Human Response Indicators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-24
2.4.2 Transfer to the Fetus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-25
2.5 CHEMICAL VERSUS RADIOLOGICAL HAZARDS . . . . . . . . . . . . . . . . . . . . . . . 2-25
2.6 INDUSTRIAL HAZARDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-31
2.6.1 Hydrogen Fluoride . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-31
2.6.2 Nitric Compounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-31
2.6.3 Hydrogen Gas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-31
2.6.4 Fire . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-32
CHAPTER 3 - RADIATION PROTECTION
3.0 RADIATION PROTECTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-1
3.1 REGULATION AND STANDARDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-1
3.2 RADIATION PROTECTION PROGRAMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-1
3.2.1 Organization and Administration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-1
3.2.2 ALARA Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-6
3.2.3 External Dosimetry Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-9
3.2.4 Internal Dosimetry Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-9
3.2.5 Area Monitoring and Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-9
3.2.6 Radiological Controls . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-16
3.2.7 Emergency Exposure Situations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-18
3.2.8 Nuclear Accident Dosimetry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-18
3.2.9 Records . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-18
3.2.10 Radiation Safety Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-19
Section 4
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
vi
TABLE OF CONTENTS (continued)
3.3 RELATED PROGRAMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-21
3.3.1 Onsite Packaging and Transportation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-21
3.3.2 Conduct of Operations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-23
3.3.3 Integrated Safety Management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-25
CHAPTER 4 - CONTAMINATION CONTROL
4.0 CONTAMINATION CONTROL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-1
4.1 AIR MONITORING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-1
4.1.1 Internal Versus External Dose Philosophy . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-1
4.1.2 Purpose of Air Monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-2
4.1.3 Regulations and Limits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-3
4.1.4 Theoretical Considerations and Uncertainties . . . . . . . . . . . . . . . . . . . . . . . . . 4-4
4.1.5 Samplers and Instrumentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-8
4.1.6 Sample Activity Measurement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-11
4.1.7 Continuous Air Monitors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-12
4.1.8 Monitoring Strategies and Protocols . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-12
4.2 SURFACE CONTAMINATION CONTROL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-14
4.2.1 Reporting and Documenting Contamination Levels . . . . . . . . . . . . . . . . . . . 4-15
4.2.2 Monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-16
4.2.3 Release Criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-21
4.2.4 ALARA Guidelines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-24
4.3 PERSONNEL CONTAMINATION CONTROL . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-25
4.3.1 Monitoring Philosophy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-25
4.3.2 Monitoring Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-25
4.3.3 Protective Clothing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-26
4.3.4 Respiratory Protection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-26
4.3.5 ALARA Guidelines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-27
4.3.6 Release Criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-27
4.4 DECONTAMINATION AND DECOMMISSIONING TECHNIQUES . . . . . . . . . . 4-27
4.4.1 Personnel Decontamination . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-27
4.4.2 Equipment and Surface Decontamination . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-28
CHAPTER 5 - INTERNAL DOSIMETRY
Section 5
5.0 INTERNAL DOSIMETRY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-1
5.1 INTERNAL DOSE EVALUATION PROGRAM . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-1
5.1.1 Performance Capabilities for Internal Exposure Monitoring . . . . . . . . . . . . . . 5-2
5.1.2 Protection of the Embryo/Fetus, Minors, and Members of the Public . . . . . . . 5-7
5.2 CHARACTERIZATION OF INTERNAL HAZARDS . . . . . . . . . . . . . . . . . . . . . . . . . 5-8
5.3 SCOPE OF BIOASSAY PROGRAM . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-9
5.3.1 Classification of Bioassay Measurements . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-10
5.3.2 Monitoring Requirements and Selection of Employees . . . . . . . . . . . . . . . . . 5-11
5.3.3 Selection of Bioassay Monitoring Techniques . . . . . . . . . . . . . . . . . . . . . . . . 5-12
5.4 ESTABLISHING BIOASSAY FREQUENCY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-14
5.4.1 Frequency Based on Program Sensitivity . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-14
5.4.2 Frequency Based on Potential Risk of Intake . . . . . . . . . . . . . . . . . . . . . . . . . 5-16
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
vii
TABLE OF CONTENTS (continued)
5.4.3 Special Bioassay as Supplements to Routine Bioassay Programs . . . . . . . . . 5-16
5.4.4 Long-term Follow-up Bioassay Programs . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-17
5.4.5 Other Frequency Situations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-17
5.5 ADMINISTRATION OF A BIOASSAY PROGRAM . . . . . . . . . . . . . . . . . . . . . . . . 5-17
5.5.1 In Vivo Monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-18
5.5.2 Urine Sampling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-19
5.5.3 Fecal Sampling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-21
5.5.4 Conditions for Adjustments of Action Levels . . . . . . . . . . . . . . . . . . . . . . . . 5-22
5.6 MODELING THE BEHAVIOR OF URANIUM IN THE BODY . . . . . . . . . . . . . . . 5-22
5.6.1 Respiratory Tract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-22
5.6.2 Gastrointestinal Tract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-22
5.6.3 Systemic Retention and Excretion of Uranium . . . . . . . . . . . . . . . . . . . . . . . 5-23
5.6.4 Chemical Toxicity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-28
5.6.5 Natural Uranium Balance in Man . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-29
5.6.6 Mother-to-Fetus Transfer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-30
5.7 INTERPRETATION OF BIOASSAY RESULTS . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-30
5.7.1 In Vivo Count Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-31
5.7.2 Urine Sample Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-32
5.7.3 Fecal Sample Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-33
5.7.4 Use of Air Sample Data in Internal Dosimetry . . . . . . . . . . . . . . . . . . . . . . . . 5-33
Section 6
5.8 DOSE ASSESSMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-34
5.8.1 Methods of Estimating Intake . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-35
5.8.2 Alternate Methods of Intake Assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-36
5.8.3 Estimating Effective Dose Equivalent from Intakes of Uranium . . . . . . . . . . 5-36
5.9 REFERENCE AND ACTION LEVELS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-37
5.10 RESPONSE TO SUSPECTED INTAKES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-39
5.10.1 Emergency Action Planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-41
5.10.2 Medical Emergency Response Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-41
5.10.3 Responsibilities for Management of Internal Contamination . . . . . . . . . . . . . 5-41
5.10.4 Immediate Medical Care . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-42
5.10.5 Contaminated Wounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-42
CHAPTER 6 - EXTERNAL DOSIMETRY
6.0 EXTERNAL DOSIMETRY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-1
6.1 DOSE LIMITS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-1
6.1.1 Limiting Quantities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-1
6.1.2 Operational Quantities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-3
6.2 RADIATIONS IN URANIUM FACILITIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-4
6.2.1 Alpha and Beta Doses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-7
6.2.2 Gamma Doses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-8
6.2.3 Neutron Dose Equivalents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-8
6.3 RADIATION DETECTION AND EVALUATION . . . . . . . . . . . . . . . . . . . . . . . . . . 6-10
6.3.1 Portable Survey Instruments--Beta Radiation Response . . . . . . . . . . . . . . . . 6-11
6.3.2 Portable Survey Instruments--Gamma Radiation Response . . . . . . . . . . . . . . 6-14
6.3.3 Portable Survey Instruments--Neutron Response . . . . . . . . . . . . . . . . . . . . . 6-17
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6.4 PERSONNEL DOSIMETRY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-18
6.4.1 Energy Dependence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-18
6.4.2 Angular Dependence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-19
6.4.3 Dosimetry Practices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-19
6.4.4 Extremity Dosimetry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-20
6.4.5 Dose to Lens of Eye . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-22
Section 7
6.5 EXTERNAL DOSE CONTROL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-22
6.5.1 Time . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-22
6.5.2 Distance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-22
6.5.3 Shielding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-22
6.5.4 Geometry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-24
6.6 RECORDKEEPING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-24
CHAPTER 7 - NUCLEAR CRITICALITY SAFETY
7.0 NUCLEAR CRITICALITY SAFETY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-1
7.1 REGULATIONS AND STANDARDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-1
7.2 CRITICALITY CONTROL FACTORS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-2
7.2.1 Controllable Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-2
7.2.2 Double Contingency Principle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-4
7.2.3 Administrative Practices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-5
7.3 CRITICALITY ACCIDENT EXPERIENCE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-6
7.3.1 Types of Criticality Accidents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-6
7.3.2 Summary of Past Criticality Accidents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-7
7.4 CRITICALITY ALARMS AND NUCLEAR ACCIDENT DOSIMETRY . . . . . . . . . 7-8
7.4.1 Criticality Accident Alarm System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-8
7.4.2 Nuclear Accident Dosimetry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-9
7.5 RESPONSIBILITIES OF RADIOLOGICAL CONTROL STAFF . . . . . . . . . . . . . . . 7-11
7.5.1 Routine Operations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-12
7.5.2 Emergency Response Actions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-12
7.5.3 Special Considerations During Decommissioning Activities . . . . . . . . . . . . . 7-13
CHAPTER 8 - WASTE MANAGEMENT
8.0 WASTE MANAGEMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-1
8.1 POTENTIALLY CONTAMINATED WASTES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-1
8.1.1 Solid Waste . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-1
8.1.2 Liquid Waste . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-1
8.2 DESIGN OF WASTE PROCESSING SYSTEMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-2
8.2.1 Objectives. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-2
8.2.2 Effluents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-2
Section 8
8.3 TREATMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-2
8.3.1 Airborne Waste . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-3
8.3.2 Liquid Waste . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-3
8.3.3 Solid Waste . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-4
8.4 MONITORING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-4
8.4.1 Air and Gaseous Effluents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-4
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8.4.2 Liquid Effluents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-4
8.4.3 Water Collection System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-5
8.5 WASTE MINIMIZATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-5
CHAPTER 9 - EMERGENCY MANAGEMENT
9.0 EMERGENCY MANAGEMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9-1
9.1 EMERGENCY MANAGEMENT IN DOE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9-1
9.1.1 Key Emergency Management Principles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9-1
9.1.2 Requirements Pertaining to All DOE Operations . . . . . . . . . . . . . . . . . . . . . . . 9-2
9.2 SPECIFIC GUIDANCE ON EMERGENCY MANAGEMENT FOR URANIUM
FACILITIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9-2
9.2.1 Hazards Assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9-3
9.2.2 Program Elements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9-5
CHAPTER 10 - DECONTAMINATION AND DECOMMISSIONING
10.0 DECONTAMINATION AND DECOMMISSIONING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-1
10.1 REGULATIONS AND STANDARDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-1
10.1.1 Other Regulations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-2
10.1.2 Residual Radioactivity Levels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-3
10.2 DESIGN FEATURES FOR NEW FACILITIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-5
10.2.1 Building Materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-5
10.2.2 Ventilation Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-6
10.2.3 Piping Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-6
10.2.4 Soil-Contamination Considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-7
10.2.5 Other Features . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-7
Section 9
10.3 DECONTAMINATION AND DECOMMISSIONING PROGRAM
REQUIREMENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-7
10.3.1 Pre-Operational and Operational Activities . . . . . . . . . . . . . . . . . . . . . . . . . . 10-8
10.3.2 Post-Operational Activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-8
10.3.3 Decontamination and Decommissioning Activities . . . . . . . . . . . . . . . . . . . . 10-8
10.3.4 Post-Decommissioning Activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-13
10.3.5 Quality Assurance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-13
10.4 DECONTAMINATION AND DECOMMISSIONING EXPERIENCE . . . . . . . . . . 10-13
REFERENCES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . R-1
FIGURES
2-1 Specific activity for mixtures of U-238, U-234, and U-235 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-9
2-2 Percent of Total Radioactivity by Isotope vs % Weight U-235 Enrichment. . . . . . . . . . . . . . . 2-10
2-3 Approximate Percent Alpha Activity Contribution for Laser Enriched Uranium . . . . . . . . . . 2-10
2-4 Estimated Uranium Specific Activity for Laser Enrichment (of natural uranium). . . . . . . . . . 2-11
2-5 U-238 Decay Product Ingrowth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-19
4-1 PAS vs GAS vs CAM Example of the Degree of Correlation Between Type
of Sampling TMI-1983 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-6
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4-2 Protocol for Release of Materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-22
6-1 Beta Radiation Readings at Surface of Uranium Metal vs % Enrichment by Weight . . . . . . . . 6-5
6-2 Absorbed Dose Rate as a Function of Depth in Mylar . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-6
6-3 Changes in Beta Energy Spectra and Shallow Dose Rate From a Natural
Uranium Metal Slab Source Caused by Protective Apparel. . . . . . . . . . . . . . . . . . . . . . 6-7
6-4 Meter Readings for a Depleted Uranium Ingot . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-11
6-5 Meter Readings for an Open Drum of UF4 (green salt) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-12
6-6 Measured Angular Response of the INEL TE Survey Meter to Parallel Beams
of Beta Particles From Three Standard Beta Sources . . . . . . . . . . . . . . . . . . . . . . . . . 6-13
6-7 Average Ion Chamber Survey Meter Response by Group to X or
Gamma Photon Radiation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-15
6-8 Average GM Survey Meter Photon Energy Response by Group . . . . . . . . . . . . . . . . . . . . . . . 6-15
6-9 High Resolution Gamma Spectrum of Slightly Enriched Uranium Oxide
(1% U-235) recorded with Ge (Li) Detector . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-16
TABLES
Section 10
2-1 Typical Isotopic Abundances (g of Isotope per 100 g of Material). . . . . . . . . . . . . . . . . . . . . . . 2-2
2-2 Properties of Radionuclides that May Be Found at Uranium Facilities. . . . . . . . . . . . . . . . . . . 2-3
2-3 Uranium Series (4n + 2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-5
2-4 Actinium Series (4n + 3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-6
2-5 Uranium Specific Activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-7
2-6 ALIs and DACs for Uranium and Selected Contaminants in Recycled Uranium . . . . . . . . . . 2-13
2-7 Beta Surface Exposure Rates From Equilibrium Thickness of Uranium Metal
and Compounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-18
2-8 Toxicological Limits on Airborne Concentrations of Transportable
(soluble) Uranium . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-22
2-9 Uranium Levels for Various Effects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-23
2-10 1999 ACGIH Threshold Limit Values (TLVs) for Selected Metals . . . . . . . . . . . . . . . . . . . . 2-25
2-11 Inhalation Classification for Some Uranium Compounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-26
2-12 Determination of "Dividing Line" Enrichments Above Which Radiological Monitoring
Requirements Become Limiting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-28
2-13 Impact of Requirement To Monitor at 2%. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-29
4-1 Surface Contamination Values, dpm/100 cm2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-30
5-1 Urine Intake Retention Fractions (IRF) and Bioassay Goals for 238U
Inhalation of 1-�m AMAD particles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-4
5-2 Feces Intake Retention Fractions (IRF) and Bioassay Goals for 238U
Inhalation of 1-�m AMAD particles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-5
5-3 Lung Intake Retention Fractions (IRF) and Bioassay Goals for 238U
Inhalation of 1-�m AMAD particles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-6
5-4 Dose Conversion Factors for 238U . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-7
5-5 Minimum Uranium Bioassy Monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-12
5-6 Categories and Performance Criteria for Uranium Bioassay . . . . . . . . . . . . . . . . . . . . . . . . . . 5-15
5-7 Minimum Suggested Frequencies of Bioassay for Uranium . . . . . . . . . . . . . . . . . . . . . . . . . . 5-16
5-8 GI Tract Absorption Factors for Uranium . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-23
5-9 Mathematical Model to Describe Clearance from the Respiratory Tract for
the Fisher-Modified Wrenn-Lipsztein Uranium Urinary Excretion Model . . . . . . . . 5-24
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Section 11
5-10 Fisher-Modified Wrenn-Lipsztein Uranium Model Parameter Values . . . . . . . . . . . . . . . . . . 5-25
5-11 ICRP Publication 30 Uranium Urinary Excretion Parameter Values . . . . . . . . . . . . . . . . . . . 5-26
5-12 Parameter Values for the Replacement Function for the Fisher-Modified
Wrenn-Lipsztein Uranium Model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-26
5-13 Health Effects from Acute Intake of Soluble Uranium . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-29
5-14 Uranium Balance for Reference Man . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-30
5-15 Uranium Levels for Internal Dosimetry Notification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-37
5-16 Uranium Contamination Levels for Notification of Occupational Medicine Physician . . . . . 5-38
5-17 Early Bioassay Measurement Results Corresponding to the Therapeutic Intervention
Action Levels Used at the Hanford Site. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-40
6-1 Effective Depth of Tissue for Various Organs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-1
6-2 Tissue Weighing Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-2
6-3 Radiation Dose Limits for DOE and DOE Contractors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-3
6-4 Spontaneous Fission Neutron Yields . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-9
6-5 Neutron Yields from Alpha-Neutron Reactions for Oxides and Fluorides . . . . . . . . . . . . . . . . . . 6-10
6-6 Neutron Yields for Trace Impurities in Uranium . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-10
6-7 Instrument Response to Uranium Beta Fields . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-12
6-8 Gamma Flux and Ratios at Various Locations and Sources at Fernald Plant . . . . . . . . . . . . . . . . 6-17
6-9 Performance Test Categories, Radiation Sources, and Test Ranges for the
DOELAP and NVLAP Programs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-21
6-10 Uranium Beta Shielding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-23
6-11 Uranium Beta Dose Reduction Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-23
APPENDICES
APPENDIX A - GLOSSARY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-1
APPENDIX B - SITING OF URANIUM FACILITIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-1
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
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DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
1-1
1.0 INTRODUCTION
1.1 PURPOSE AND APPLICABILITY
Section 12
This Technical Standard (TS) provides operational guidance, practical lessons learned and
experience gained, guides to good practice, and reference information on the safe handling of uranium.
The TS provides information to assist uranium facilities in complying with Title 10 of the Code of
Federal Regulations (CFR), Part 835, Occupational Radiation Protection (10 CFR 835) (DOE 1998a).
This TS supplements the DOE G 441.1 series of Guides, DOE Orders, and DOE-STD-1098-99,
Radiological Control (RCS) (DOE 1999a) and has as its sole purpose the protection of workers and the
public from the hazards that are inherent in uranium storage, processing, and handling.
This TS replaces EGG-2530, Health Physics Manual of Good Practices for Uranium Facilities (EGG
1988), providing more complete and current information and emphasizing situations that are typical of
DOE’s current operations, including weapons assembly and disassembly, safe storage, decontamination,
and decommissioning (environmental restoration). This TS may be useful to health physicists and other
safety professionals. The information presented herein represents the best technical information
available from within the DOE complex. Except to the extent that the guidance presented here is an
exact quote from applicable regulations or contract requirements, it is not binding or mandatory.
However, judicious use of this TS, in concert with applicable regulatory documents, will help in building
a comprehensive and technically-defensible radiological control program.
Regulatory guidance and references are current as of September 1999.
1.2 DEFINITIONS
A glossary is provided in Appendix A. In all cases, the definitions provided in this TS are
consistent with those provided in 10 CFR 835, its Guides, and the RCS.
1.3 DISCUSSION
Chapters 2 through 10 provide technical information to assist in safely managing radiological
hazards associated with uranium operations. The topics covered are those considered by representatives
of many of DOE’s uranium facilities to be most beneficial: Properties and Relative Hazards (Chapter 2),
Radiation Protection (Chapter 3), Contamination Control (Chapter 4), Internal Dosimetry (Chapter 5),
External Dose Control (Chapter 6), Nuclear Criticality Safety (Chapter 7), Waste Management (Chapter
8), Emergency Management (Chapter 9), and Decontamination and Decommissioning (Chapter 10).
Appendix B summarizes information from other documents addressing siting of uranium facilities.
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
1-2
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DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
2-1
2.0 PROPERTIES AND RELATIVE HAZARDS
This chapter presents basic radiological and chemical properties of uranium and discusses the
basis for current control limits. A variety of materials are inherent to uranium handling processes and
hazards characteristic of these materials and processes. The data and discussions are intended to provide
a basis for understanding the changes in hazards as a function of such parameters as enrichment, physical
form, and chemical form.
2.1 NUCLEAR PROPERTIES OF URANIUM
Section 13
Naturally occurring uranium consists of a mixture of 234U, 235U, and 238U isotopes, along with their
decay products. Uranium is relatively abundant in nature. The primary isotopes of uranium are
long-lived alpha-emitters with energies between 4.15 and 4.8 MeV. Their progeny include numerous
other radionuclides, some of which are radiologically significant at uranium facilities, the degree of
significance depending upon the history of the uranium materials and the processing.
Through proper processing, uranium can be used as a fuel in nuclear reactors to generate
electricity on a commercially-viable scale. The 235U isotope is readily fissioned by slow, "thermal"
neutrons with the release of a large amount of energy. The percentage of 235U present (referred to as
"enrichment") determines the fuel reactivity and the criticality hazard of the material. By concentrating
the amount of the 235U isotope in the uranium, the quantity of fuel and the size of the reactor needed for
production decreases. This concentration of natural uranium to enriched uranium is carried out by
special processes such as gaseous diffusion, centrifuging, or laser separation. The uranium by-product of
the enrichment process is reduced in 235U content and is called "depleted" uranium. Uranium is
commonly classified by its 235U enrichment as natural uranium, enriched uranium, or depleted uranium.
Uranium-235 fissions after capturing a thermal (very low energy) neutron. Its thermal cross-
section (probability of interaction) is 577 barns (Stehn et al. 1965). After capturing a fast neutron, 238U
undergoes two successive beta decays to 239Pu, which will also undergo thermal fission (thermal cross-
section = 741 barns). Pressurized heavy-water reactors function with natural uranium isotopic
composition. Other types of reactors require some 235U enrichment.
2.1.1 Isotopic Characterization
Natural uranium consists of three isotopes: 238U, 235U, and 234U. All three radionuclides undergo
radioactive decay by alpha particle emission. The 235U isotope (and 234U to a much lesser degree and at
lower energy) emits gamma radiation as well. The natural abundances of these uranium isotopes, as well
as the weight percentages of the isotopes in enriched (typical commercial nuclear power reactor
enrichment) and depleted uranium, are listed in Table 2-1.
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
2-2
Table 2-1. Typical Isotopic Abundances
Isotope Natural Typical
Commercial
Feed
Enrichment
Depleted Specific
Activity Ci/g
Neutron
Capture
Cross Section
(barns)
238U 99.28 97.01 99.80 3.3 E-7 2.7
235U 0.72* 2.96 0.20 2.1 E-6 101
234U 0.0055 0.03 0.0007 2.1 E-6 95
The amount of uranium present determines the grade of the ore. Most of the ores found in the
U.S. contain from 0.1 to 1% uranium and are considered medium grade. Lower-grade ores are mined
commercially if they are a byproduct of mining for another material, such as gold or phosphate.
Uranium that has been processed to raise the concentration of 235U is referred to as enriched
uranium. The extent of enrichment depends on the intended end use of the uranium. Commercial light
water reactors are designed for use with the 235U enriched to around 3%. Higher enrichment is required
for; high-temperature gas-cooled reactors, naval nuclear propulsion reactors, most research reactors and
weapons. The 235U enrichment process also increases the concentration of 234U. The higher activity of
enriched uranium is due more to increased 234U than to increased 235U.
Section 14
Depleted uranium is a by-product of the enrichment process and is depleted in both the 235U and
234U isotopes. Depleted uranium, with its reduced activity and very high density, has many uses; among
them are radiation shielding, counterweights, projectiles, and target elements in DOE plutonium
production reactors.
In addition to the uranium isotopes discussed above, the daughter products of uranium decay and
byproducts of uranium processing can have significant radiological impacts in uranium-handling
facilities. Table 2-2 presents the properties of these radionuclides.
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
2-3
Table 2-2. Properties of Radionuclides That May Be Found at Uranium Facilities(a)
Nuclide Half-Life
Energies (MeV) and Abundances
of Major Radiations
(All low yield radiations are not included)
Alpha Beta Gamma
Primary Uranium
Isotopes
238U
4.51 x 109 y 4.15 (21%)
4.20 (79%)
235U 7.1 x 108 y
4.21 (6%)
4.37 (17%)
4.40 (55%)
4.60 (5%)
0.144 (11%)
0.163 (5%)
0.186 (57%)
0.205 (5%)
234U 2.47 x 105 y
4.72 (28%)
4.77 (72%)
0.053 (0.12%)
Decay Products
234Th 24.1 d
0.103 (21%)
0.193 (79%)
0.013 (9.8%)
0.063 (3.5%)
0.092 (3%)
0.093 (4%)
234mPa 1.17 m 2.29 (98%)
0.765 (0.30%)
1.001 (0.60%)
231Th 25.5 h
0.206 (13%)
0.287 (12%)
0.288 (37%)
0.305 (35%)
0.026 (2%)
0.084 (10%)
Impurities (e.g.
irradiation and
reprocessing artifacts)
99Tc 2.12x105 y 0.292
237Np 2.14x106 y
4.78 (75%)
4.65 (12%)
238Pu 86.4 y
5.50 (72%)
5.46 (28%)
239Pu 2.44x104 y
5.16 (88%)
5.11 (11%)
240Pu 6.6x103 y
5.17 (76%)
5.12 (24%)
241Pu 13.2 y 0.021
232U 72 y
5.26 (31%)
5.32 (69%)
236U 2.34x107 y
4.47 (24%)
4.52 (76%)
(a) From EGG-2530 (1988).
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
2-4
2.1.2 Decay Chains
The natural uranium isotopes decay by alpha emission. The decay products are also radioactive
and form "decay chains" that ultimately lead to a stable isotope of lead. Tables 2-3 and 2-4 present the
decay chains of 238U and 235U (234U is a member of the 238U decay chain), along with the half-lives and
characteristic radiations of each nuclide.
Uranium-processing steps (milling or refining) separate the decay products and other impurities in
the ore from the uranium. It takes months after processing before the first few decay products build up
and come to equilibrium with the parents. In depleted uranium, the beta radiation from the decay of
234Th and 234mPa amounts to nearly twice the alpha radiation from 238U and 234U. In commercially
enriched uranium, the beta radiation from 231Th, 234Th, and 234mPa nearly equals the alpha radiation from
238U, 234U, and 235U. In natural ore, the later decay products (especially 230Th and 226Ra) are present and
add significant gamma radiation to the emitted radiation. In processed uranium (natural, enriched, or
depleted) all decay products below 234U and 235U are removed. Because of the long half-lives of 234U and
231Pa the radionuclides that follow these two nuclides are generally ignored.
The mining and milling stages are usually conducted by commercial enterprises. DOE facilities
do not routinely process uranium ore concentrates and, as a result, the decay products formed during
DOE processing operations of virgin feed are limited. However, radium and its progeny may be present
in waste water streams of certain facilities, so it is prudent to consider those nuclides in effluent and
environmental monitoring programs (DOE, 1990a).
Section 15
For workplace radiological controls, 234Th, 234mPa, 231Th and the uranium isotopes are those
requiring primary consideration; however, if there are large quantities of aged highly enriched uranium,
there may be a need to also consider 231Pa in establishing radiological controls. In addition, elevated
radon concentrations can occur in poorly ventilated uranium storage areas from the small amounts of
226Ra that grow in and carry over as contaminants in the chemical separation processes.
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DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
Table 2-3. Uranium Series (4n + 2)
Historical Major Radiation Energies (MeV) and intensitiest
Nuclide Name Half-life a B Y
“U Uranium 1 4.47 x 10°y 4.15 (23%) o 0.0496 (0.07%)
° 4.20 (77%)
“Th Uranium X, 24.1d _ 0.095 (6.2%) 0.063 (3.8%)
0.096 (19%) 0.0924 (2.7%)
0.188 (72.5%) 0.0928 (2.7%)
“Pa” Uranium X, 117m - 2.28 (98.6%) 0.766 (0.21%)
1.001 60°
99.87% | 0.13% 00 (0.60%)
“Pa Uranium Z 6.75h - 0.53 (66%) 0.132 (19.7%)
123 (13%) 0.570 (10.7%)
0.883 (11.8%)
0.926 (10.9%)
0.936 (12%)
™ Uranium II 2.44 x 108y 4.72 (27%) 0.053 (0.12%)
4.77 (72%)
Ionium 7.7.x 10¢y 4.62 (23%) o 0.067 (0.37%)
4.68 (76%) 0.142 (0.07%)
Radium 1602y 4.60 (6%) o 0.186 (3.3%)
4.78 (94%)
Emanation 3.823d 5.49 (100%) o 0.510 (0.07%)
Radon (Rn)
Radium A 3.05m 6.00 (~100%) 0.33 (0.019%) 0.8337 (0.001%)
Radium B 26.8m a 0.67 (48%) 0.242 (7.5%)
0.73 (42%) 0.295 (19%)
1.03 (6%) 0.352 (37%)
Astatine ~2s 6.65 (6%) 0.786 (1.1%)
6.70 (90%) 0.053 (6.6%)
6.757 (4%)
“Bi Radium C 19.9m 5.45 (0.012%) 1.42 (8.3%) 0.609 (46%)
° 5.51 (0.008%) 1.505 (17.6%) 1.120 (15%)
99.98% | _ 0.02% 1.54 (17.9%) 1.764 (16%)
3.27 (17.7%) 2.204 (5%)
“Po Radium C! 164ys 7.69 (100%) _- 0.799 (0.01%)
“TL | Radium C” 1.3m _ 13 (25%) 0.291 (79%)
1.9 (56%) 0.799 (99%)
23 (29%) 121 (17%)
131 (21%)
“Pb Radium D 22y 3.72 (.000002%) 0.016 (80%) 0.047 (4%)
° 0.063 (20%)
Radium E 5.01d 4.65 (.00007%) 1.161 (-100%) a
4.69 (.00005%)
Radium F 138.4d 5.305 (100%) a 0.802 (0.0011%)
Radium E” 4.2m 1.571 (100%) a
206 .
web Radium G Stable -- --- ---
Section 16
Tables 2-3 and 2-4 are from Handbook of Health Physics and Radiological Health, 3" edition, 1998 (Shleien,
Slaback, and Birky)
2-5
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DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
Table 2-4. Actinium Series (4n + 3)’
Major Radiation Energies (MeV) and intensitiest
Nuclide Historical Name Half-life a B Y
. Actinouranium 7.04 x 108y 4.2-4, (10%) _ 0.143 (11%)
3 (18%) 0.163 (4.7%)
4.37 (56%) 0.1857 (54%)
4.39 (11%) 0.205 (4.7%)
45-4,
6
“Th Uranium Y 25.5h _- 0.205 (15%) 0.026 (14.8%)
0.287 (49%) 0.084 (6.5%)
0.304 (35%)
“Pa Protoactinium 3.27 x 10"y 4.95 (23%) - 0.027 (9.3%)
5.01 (26%) 0.284 (1.6%)
5.03 (20%) 0.30 (2.3%)
5.06 (11%) 0.303 (4.6%)
0.33 (1.3%)
“Ac Actinium 21.77y 4.94 (0.53%) 0.019 (10%) 0.070 (0.02%)
4.95 (0.66%) 0.034 (35%) 0.100 (0.032%)
0.044 (54%) 0.160 (0.02%)
“Th Radioactinium 18.7d 5.16 (20%) 0.050 (8.5%)
5.98 (23%) 0.236 (11.2%)
6.04 (24%) 0.33 (2.7%)
“Ft Actinium K 22m 5.44 (~0.005%) 115 (~100%) 0.050 (34%)
0.080 (9.2%)
0.235 G.4%)
“Ra Actinium X 11.43d 5.61 (24%) - 0.144 (3.3%)
5.71 (52%) 0.154 (5.6%)
5.75 (9%) 0.269 (13.6%)
0.324 (3.9%)
“Ra Emanation 4.0s 6.42 (7%) _ 0.271 (9.9%)
Actinon (An) 6.55 (12%) 0.401 (6.6%)
6.82 (80%)
“Po Actinium A 1.78ms 7.38 (~100%) 0.74 (~.00023%) 0.4388 (0.04%)
~100% | .00023%
211
(Pb Actinium B 36.1m -- 0.26 (4.8%) 0.405 (3.0%)
, 0.97 (1.4%) 0.427 (1.38%)
1.39 (92.9%) 0.832 (2.8%)
“At | Astatine ~0.1ms 8.03 (~100%) _ 0.404 (0.047%)
211, Lo
“Bi Actinium C 214m 6.28 (16%) 0.58 (0.27%) 0.351 (12.7%)
~ 0
0.28% | 99.7% 6.62 (84%)
211
«Po Actinium C’ 0.52s 7.42 (99%) 0.570 (0.54%)
0.898 (0.52%)
“TL | Actinium C” 4.7m -- 1.42 (99.8%) 0.897 (0.24%)
207
Pb Actinium D Stable --- --- _-
Section 17
82
a This expression describes the mass number of any member in this series, where n is an integer. Example:?°’,,Pb (4n + 3)
+ Intensities refer to percentage of disintegrations of the nuclide itself, not to original parent of series (All low yield radiations are not included)
2-6
ee 4(51) + 3 = 207
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
2-7
2.1.3 Enrichment
Uranium-235 enrichment processes selectively increase the 235U concentration by separating it
from the 238U. The method used for many years in the U.S. is the gaseous diffusion process. Laser
separation has also been demonstrated in this country, but a facility built to accommodate the process has
not yet been brought on-line. Centrifugation is a third separation method used by foreign sources.
Uranium feed for the enrichment process is derived from virgin ore or from "very clean" recycled
material. Although some uranium is still mill-derived, much of the feed is recycled material from other
countries, including Canada (where natural uranium is the reactor feed material). Specifications on
acceptable contamination levels limit the feed that may be processed in the U.S. gaseous diffusion plants.
Recycling of reprocessed (irradiated uranium) material from DOE’s reactors years ago contaminated the
diffusion process equipment with transuranics, a portion of which remains in the equipment.
The specific activity of essentially pure uranium depends on its degree of enrichment and normally
describes only alpha activity. The beta activity from associated decay products is not included in the
uranium specific activity values, but is expressed separately. Consequently, two specific activities (one
for alpha and one for beta) are frequently calculated for uranium-bearing materials. Some typical alpha
specific activity values are given in Table 2-5 and Figures 2-1, 2-2, 2-3, and 2-4.
Table 2-5. Uranium Specific Activities
Type Wt. % 235U Specific Activity (Ci/g) of Mixture
Natural 0.72 7 x 10-7
Depleted 0.20 4 x 10-7
Enriched 2.0 1 x 10-6
Enriched 20 9 x 10-6
For gaseous diffusion enriched uranium, the approximate alpha specific activity of a given
uranium enrichment can be calculated from the following formula:
Specific Activity of Enriched Uranium = (0.4 + 0.38E + 0.0034E2) x 10-6 Ci/g
where E = % 235U by weight, enrichment > or = 0.72
Gaseous diffusion, the predominant existing enrichment technology, causes a greater increase in
234U concentration than in 235U concentration. For example, when 235U content is increased from 0.72%
(natural) to 2.96%, (an increase of approximately a factor of four), 234U content increases from 0.006% to
0.03%, (a five-fold increase). As a result, the specific activity increases with enrichment, not just
because of the replacement of some 238U with 235U, but more significantly because of the increase in the
amount of 234U present.
Laser isotopic separation (under research) selectively enriches only the 235U, leaving the 234U with
the "tails," or depleted uranium. Therefore, the radiological characteristics of both enriched and depleted
uranium will change when compared to conventional separation techniques. Figures 2-3 and 2-4
illustrate this effect.
The specific activity of recycled irradiated uranium varies from the value calculated from the
equation given above because that equation is not applicable to recycled material with its added
contaminants. For these reasons, specific activities that are calculated from the formula should be
Section 18
DOE-STD-1136-2000
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2-8
Example 1
One kilogram of 20% enriched uranium is blended with 1 kilogram of 2%
enriched uranium.
SA = [0.4 + 0.38E + 0.0034E2] x 10-6 Ci/g
SA20 = [0.4 + 0.38 (20) + 0.0034 (20)2] x 10-6 Ci/g
= 9.36 x 10-6 Ci/g
SA2 = [0.4 + 0.38 (2) + 0.0034 (2)2] x 10-6 Ci/g
= 1.17 x 10-6 Ci/g
The specific activity of the resulting mixture is
[(9.36 + 1.17)/2] x 10-6 Ci/g = 5 x 10-6 Ci/g
considered approximations only. If exact values of specific activity are required, they should be
determined analytically. See Example 1 for the calculation of blending enrichments.
DOE-STD-1136-2000
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2-9
Figure 2-1. Specific Activity for Mixtures of 238U, 234U, and 235U
DOE-STD-1136-2000
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2-10
Note: U-234 and U-238 are equal
% of total alpha activity
1 2 3 4 5 6 7 8 9 10
0
10
20
30
40
50
Legend
U-234/238
U-235
Figure 2-2. % Total Radioactivity by Isotope vs. % Weight 235U Enrichment
Calculated from SA = (0.4 + 0.38E+0.0034E2) 10-6 Ci/g (gaseous diffusion process)
(NRC Reg Guide 8.11)
Figure 2-3. Approximate Percent Alpha Activity Contribution for Laser Enriched Uranium
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
2-11
Note: U-234 and U-238 are equal
% of total alpha activity
1 2 3 4 5 6 7 8 9 10
0
20
40
60
80
100
Legend
Total
U-234/238
U-235
Figure 2-4. Estimated Uranium Specific Activity for Laser Enrichment (of natural uranium)
The Derived Air Concentration (DAC) values for several radionuclides are shown in Table 2-6.
Because the ALIs for the three primary uranium isotopes are expressed in activity units, enrichment has
little impact on inhalation and ingestion ALIs. However, as illustrated in Table 2-5, as enrichment
increases from 2% to 20%, the specific activity increases nine-fold. Consequently, the mass of material
that corresponds to one ALI decreases by a factor of nine. The degree of enrichment also affects the
controls that are required for external penetrating radiation exposure because of the increase in the
amount of gamma-emitting 235U that is present.
As a historical note, some of the earlier documentation refers to the "special curie" of natural
uranium, which was defined as 3.7 x 1010 d/s of 234U, 3.7 x 1010 d/s of 238U, and 1.7 x 109 d/s of 235U.
Thus, 1 "curie" of natural uranium was actually slightly more than 2 curies of uranium alpha activity.
This essentially obsolete term has caused considerable confusion. Readers are cautioned to be aware of
the use of this special curie in the older literature. Use of this unit in any current application is strongly
discouraged.
2.1.4 Contaminants from Recycled Uranium and Associated Hazards
Some of the uranium feed material that was handled at DOE facilities had been reclaimed or
recycled from reprocessed, spent reactor fuel. The chemical processes by which recycled uranium was
purified left trace amounts of transuranic elements (neptunium, americium, and plutonium) and fission
products (mainly 99Tc). The recycled uranium also contained trace amounts of uranium isotopes not
found in nature, such as 236U. At the minute concentration levels in uranium from fuel reprocessing
facilities, the radiological impact of these impurities was negligible in most cases. However, there were
many routine chemical processes that tended to concentrate these impurities, either in the uranium
product or in reaction by-products, such that radiological controls and environmental monitoring
programs must consider these impurities.
Section 19
DOE-STD-1136-2000
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2-12
The following text discusses the environmental, safety, and health challenges presented by the
introduction of recycled uranium into the DOE system for enrichment.
2.1.4.1 Transuranics
Transuranics (neptunium and plutonium isotopes) exist in small quantities in reclaimed or
recycled feed materials. In most cases, a regimen of radiological controls based on uranium hazards is
adequate to control the additional activity. However, because of their higher specific activities
(compared to uranium isotopes), transuranics can represent a significant internal dose concern even at
very low mass concentrations. As a result, the ALIs for transuranics are lower than those for uranium
isotopes. For example, for a moderately soluble transportability mixture, if 239Pu contamination
contributes 0.1% of the total alpha activity in uranium, then it will contribute roughly 14% of the total
inhalation dose equivalent (see Example 2). Example 2 illustrates that it takes only 11 parts of 239Pu per
billion parts of natural uranium to attain an activity fraction of 0.1%.
Radiological controls based solely on uranium content may provide insufficient protection with
increases in the TRU concentration. Processes to recover uranium from by-product streams recover a
portion of the impurities as well and may require additional controls to adequately protect individuals
when the TRU concentration exceeds 0.1%.
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
1 NL = Not listed.
* See last paragraph of Section 2.5 for discussion of Class D, W and Y.
2-13
Table 2-6. ALIs and DACs for Uranium and Selected Contaminants in Recycled Uranium
Nuclide
Inhalation
Class D * Class W * Class Y *
Annual Limits on Intake (Bq values converted from the rounded off ALIs), from 10 CFR 20
�Ci (Bq) �Ci (Bq) �Ci (Bq)
238U
235U
234U
234Th
234mPa
231Th
99Tc
237Np
238Pu
239Pu
240Pu
241Pu
236U
1 (4 x 104)
1 (4 x 104)
1 (4 x 104)
NL1
NL
NL
5 x 103 (2 x 108)
NL
NL
NL
NL
NL
1 (4 x 104)
8 x 10-1 (3 x 104)
8 x 10-1 (3 x 104)
7 x 10-1 (3 x 104)
2 x 102 (7 x 106)
NL
6 x 103 (2 x 108)
7 x 102 (3 x 107)
4 x 10-3 (1 x 102)
7 x 10-3 (3 x 102)
6 x 10-3 (2 x 102)
6 x 10-3 (2 x 102)
3 x 10-1 (1 x 104)
8 x 10-1 (3 x 104)
4 x 10-2 (1 x 103)
4 x 10-2 (1 x 103)
4 x 10-2 (1 x 103)
2 x 102 (7 x 106)
NL
6 x 103 (2 x 108)
NL
NL
2 x 10-2 (7 x 102)
2 x 10-2 (7 x 102)
2 x 10-2 (7 x 102)
8 x 10-1 (3 x 104)
4 x 10-2 (1 x 103)
Inhalation DAC, From 10 CFR 835, Appendix A
�Ci/mL (Bq/m3) �Ci/mL (Bq/m3) �Ci/mL (Bq/m3)
238U
235U
234U
234Th
234mPa
231Th
99Tc
237Np
238Pu
239Pu
240Pu
241Pu
236U
6 x 10-10 (2 x 101)
6 x 10-10 (2 x 101)
5 x 10-10 (2 x 101)
NL
NL
NL
2 x 10-6 (8 x 104)
NL
NL
NL
NL
NL
6 x 10-10 (2 x 101)
3 x 10-10 (1 x 101)
3 x 10-10 (1 x 101)
3 x 10-10 (1 x 101)
9 x 10-8 (3 x 103)
3 x 10-6 (1 x 105)
3 x 10-6 (1 x 105)
3 x 10-7 (1 x 104)
2 x 10-12 (9 x 10-2)
3 x 10-12 (9 x 10-2)
2 x 10-12 (8 x 10-2)
2 x 10-12 (8 x 10-2)
1 x 10-10 (4)
3 x 10-10 (1 x 101)
2 x 10-11 (6 x 10-1)
2 x 10-11 (6 x 10-1)
2 x 10-11 (6 x 10-1)
6 x 10-8 (2 x 103)
3 x 10-6 (1 x 105)
3 x 10-6 (1 x 105)
NL
NL
7 x 10-12 (3 x 10-1)
6 x 10-12 (2 x 10-1)
6 x 10-12 (2 x 10-1)
3 x 10-10 (1 x 101)
2 x 10-11 (6 x 10-1)
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
2-14
1
DACa (U�Nat)
Section 20
�
1
3x10�10
�3x109
0.001
DACa (239Pu)
�
0.001
2x10�12
�5x108
Fractionof totalhazard� 5x108
(5x108)� (3x109)
�0.14
25dps /gU× 1nanogramPu
2.27dps
�
11nanogramsPu
1gramU
Example 2
One gram of natural uranium contains 239Pu contamination to the extent that the 239Pu activity
is 0.1% of the uranium alpha activity. The relative inhalation hazards of the two materials
are determined by dividing each material’s relative activity by its derived air concentration.
U-Nat relative activity = 1
239Pu relative activity = 0.001
U-Nat derived air concentration (W) = 3 x 10-10 µCi/mL
239Pu derived air concentration (W) = 2 x 10-12 µCi/mL
These values represent the relative hazards of the two materials in the mixture.
Therefore, 239Pu at 0.1% of the U-Nat activity represents 14% of the potential inhalation
dose.
The activity of 1 gram of U-Nat = 2.5 x 104 dps
Therefore, 0.001 x 2.5 x 104 = 2.5 x 101 dps = the 239Pu activity in the 1 gram of U-Nat.
The specific activity of 239Pu is 2.27 dps/nanogram:
Therefore, 0.1% 239Pu activity fraction corresponds to 11 parts per billion on a mass basis.
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
Example 2
One gram of natural uranium contains “°Pu contamination to the extent that the “°Pu activity
is 0.1% of the uranium alpha activity. The relative inhalation hazards of the two materials
are determined by dividing each material’s relative activity by its derived air concentration.
U-Nat relative activity = 1
Pu relative activity = 0.001
U-Nat derived air concentration (W) = 3 x 107° uCi/mL
8°Pu derived air concentration (W) = 2 x 10 uCi/mL
1 1
= =3x10°
DAC,(U-Nat) 3x10 7°
0.001 _ 0.001
———_—- = =5x108
DAC, (7*°Pu) 2x10 %4
These values represent the relative hazards of the two materials in the mixture.
8
Fraction oftotal hazard = ___ 5x10" =0.14
(5x 10°) +(3x10°)
Therefore, *°Pu at 0.1% of the U-Nat activity represents 14% of the potential inhalation
dose.
The activity of 1 gram of U-Nat = 2.5 x 10* dps
Therefore, 0.001 x 2.5 x 10* = 2.5 x 10' dps = the “Pu activity in the 1 gram of U-Nat.
The specific activity of *°°Pu is 2.27 dps/nanogram:
inanogramPu _ 11nanograms Pu
2.27 dps 1gramU
25 dps/gUx
Therefore, 0.1% *°Pu activity fraction corresponds to 11 parts per billion on amass basis.
2-14
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
2-15
Several DOE facilities have adopted specifications on recycled uranium that limit the amount of
transuranic alpha activity to 0.1% of the total uranium alpha activity, thus limiting the potential
inhalation dose from transuranics to a small fraction of the total. Facilities that handle recycled uranium
with higher levels of transuranics should establish a regular program of analyzing feeds, products, and
by-products for transuranics, and then modifying control limits and action levels as appropriate to reflect
the transuranic content of those materials. This monitoring of the TRU content is essential when the
analytical technique used to identify the level of radiological control needed is based on gross alpha
counting (such as for air sampling), which does not distinguish the plutonium from the uranium fraction,
or chemical analysis for uranium (such as photofluorometric urinalysis) which does not detect
plutonium.
Section 21
Raffinate from refinery operations, MgF2 from metal production operations, and chemical traps
from UF6 operations have all been observed to have higher TRU-to-U ratios than either reactants/feeds or
uranium products. Frequently, reaction by-products are not discarded as wastes but are processed further
to recover the remaining uranium. When this occurs, a portion of the impurities is recovered along with
the uranium and can become a perpetual radiological control problem. All facilities that process
recycled uranium should periodically analyze feeds, products, and by-products for transuranics to ensure
that radiological controls are adequate for the mixtures of uranium and transuranic elements that are
present.
The uranium isotopes (viewed as contaminants) that will increase due to the recycled uranium feed
are 232U, 234U, and 236U. The health and safety risks of 236U are similar to those of natural uranium
because its specific activity and radiation emissions are similar (See Table 2-2). Its presence in uranium
fuel requires slightly higher enrichments for the same reactor applications, however, because it absorbs
neutrons. The increased concentration of the 234U increases the specific activity of any enrichment of
235U. It is expected that the specific activity for a given enrichment would be about double that obtained
from enrichment of non-recycled uranium.
The isotope in recycled uranium presenting the greatest potential radiological hazard from external
sources is 232U. 232U is a daughter product of neutron activation of 231Pa. The health hazards of 232U are
primarily due to the rapid buildup of gamma activity of its decay products, particularly from 228Th. The
gamma activity buildup is both time- and process-dependent. The 232U decay products form nonvolatile
fluorides and will concentrate in cylinders when UF6 is vapor-fed. The gamma activity in equipment that
processes gaseous UF6 is a function of the mass fraction of 232U present in the gas phase. Estimates
indicate that the level of gamma activity within the enrichment cascade equipment would increase by
about a factor of 3 due to the presence of 232U. The exposure rates on internal surfaces would increase
from 10-20 mrad/h to 30-60 mrad/h; those on external surfaces would increase to about 3-4 mrad/h. The
major exposure increase from the 232U occurs in the handling of UF6 cylinders. Currently, the exposure
rate at the external surface of empty UF6 cylinders is about 50-100 mrad/h. Assuming a 232U
concentration of 0.5 ppm based on 235U and a feed enrichment of 1%, a full 10-ton feed cylinder would
have a surface exposure rate of about 80 mrad/h. The exposure rate at 30 cm from the surface of an
emptied cylinder would be about 500 mrad/h without the shielding provided by material in the cylinder.
These values are based on the 232U being in secular equilibrium with its decay products; in reality, it is
unlikely that the decay products would reach much more than 50% of equilibrium values.
Product cylinders produced from processing of recycled uranium typically have higher gamma
radiation fields than the feed cylinders. At 4% 235U enrichment, the contribution from 232U over time
could increase the radiation field at the surface from 80 mrad/h to 300 mrad/h from a full 10-ton cylinder
and from 500 mrad/h at 30 cm to 2 rad/h from an empty cylinder. About half of this increase would be
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
Section 22
2-16
apparent within 2 years of initial usage and the highest levels could occur in 20 years without mitigating
actions. Frequent cylinder cleaning can prevent this significant exposure rate buildup. The presence of
232U may also require other changes in processes used to handle cleaning solutions due to the higher
gamma radiation present.
2.1.4.2 Technetium
In facilities with significant quantities of 99Tc, radiation monitoring techniques must be able to
detect the low-energy beta radiation from this isotope. Individual and area monitoring equipment and
techniques selected to measure the 2.29 MeV (Emax) beta from 234mPa may not measure the 99Tc 0.292
MeV (Emax) beta effectively. If a mixture of uranium and 99Tc is suspected to be present, the monitoring
technique selected must be based on 99Tc or on the actual mixture, rather than on 234mPa. The 99Tc levels
have not been the controlling factor in many situations to date. However, it is important to ensure that
monitoring instruments and techniques are adequate to detect 99Tc.
Technetium-99 tends to deposit within enrichment equipment and will "pocket" in the higher
enrichment sections of the gaseous diffusion cascade. Special precautions must be taken when
evacuating and purging or performing other maintenance work on this equipment. In equipment with
accumulations of 99Tc, low energy beta radiation fields of a few rad per hour may be encountered. This
radiation is effectively attenuated by the protective clothing required for contamination control (one pair
of industrial cloth coveralls, one pair of impermeable (Tyvek) coveralls and heavy neoprene gloves).
While the 99Tc should be effectively removed from the Gaseous Diffusion Plant (GDP) product, it will be
present in uranium used by other DOE facilities. Because the ALI for 99Tc is higher than that of
uranium, inhalation is the controlling concern only in situations where the technetium activity greatly
exceeds that of the uranium that is present. Technetium as pertechnetate is also difficult to remove from
skin and can therefore cause significant skin doses from skin contamination.
The tendency of technetium to become airborne more readily than uranium can lead to beta
contamination in areas where it is not otherwise expected and environmental emissions even when the
uranium is effectively confined in the work place. Residues in ventilation systems from
high-temperature operations, such as uranium remelting/casting, or uranium chip burning, tend to have
higher Tc-to-U ratios than either feed or product material in uranium metal processing facilities.
Because of its low atomic weight and relative volatility, technetium also tends to concentrate at the top
of the gaseous diffusion cascade, where it becomes an inhalation and effluent concern when the cascade
is opened for maintenance. Facilities that handle recycled uranium should 1) analyze feeds, products,
and by-products to determine the fate of 99Tc within their processes, then 2) modify monitoring
equipment, control limits, and action levels as needed to properly evaluate and control 99Tc hazards.
Environment, safety and heath personnel should also evaluate the presence of and radiological
consequences from other fission products impurities in recycled uranium.
2.2 PHYSICAL AND CHEMICAL PROPERTIES
Section 23
Uranium fuels vary with reactor type. Some reactors use the natural isotopic composition in the
fuel. Others use enrichment varying from 2% to > 90%. Because of the radiation-induced growth of
uranium metal used in the early reactors, alloys were developed to stabilize dimensional changes. Many
of the alloys with favorable dimensional stability characteristics had sizeable neutron absorption cross-
sections, resulting in poisoning of the nuclear reaction. Zirconium-clad ceramic uranium dioxide and
uranium carbide fuels were found to have acceptable characteristics and are in common use.
DOE-STD-1136-2000
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2-17
2.2.1 Uranium Fuel Processing
The process of reducing uranium ore to metal begins with the discovery and mining of uranium in
ore bodies. Most medium grade ore consists of oxides of uranium, of which carnotite
(K2(UO2)2(VO2�3H2O)) is predominant. Although some ore is mined using in situ leach techniques, most
is hard-rock mined with a small amount removed by open pit mining. Uranium ore is milled by
crushing, leaching, extracting, and precipitating, usually to ammonium diuranate ((NH 4)2U2O7),
commonly called yellow cake. The radioactivity of this product is low because the decay products have
been stripped away and it is in an unenriched form. The yellow cake is purified and converted to UF 4
and then further fluorinated to uranium hexafluoride (UF6). Gaseous diffusion enrichment changes the
uranium isotopic, but not the chemical, composition of the gas. The UF6 is hydrolyzed to uranyl
oxyfluoride, which is precipitated with an ammonia solution to ammonium diuranate. This precipitate is
filtered or centrifuged, dried, and calcined. The uranium compound is reduced to UO 2 powder, which is
pelletized, sintered, and encapsulated in tubes for reactor usage.
Laser enrichment can use feed forms including metal and UF6.
Steel was an early cladding material that was discontinued because of its thermal-neutron poison
characteristics. Fuel bundles used in commercial LWRs are now made of fuel pins that consist of pellets
of UO2. The pellets are stacked into free-standing cladding tubes of a zirconium or zirconium-tin alloy.
Differences in fuel design between the two common types of nuclear reactors in use in the United States,
pressurized water reactors (PWRs) and boiling water reactors (BWRs), are rod diameter and cladding
thickness.
Reactor fuel for the Canadian pressurized heavy water reactors (CANDU-PHWR) is similar but
the cladding need not be free-standing. Additionally, the fuel pins are smaller in diameter. Breeder
reactors like the Fast Flux Test Facility (FFTF) use a mixture of PuO2 and depleted UO2. In the case of
the FFTF, the pellets are loaded into stainless steel cladding tubes (which have a smaller effect on fast
neutrons).
Uranium carbide (UC2) microspheres were developed as an alternative to UO2, primarily for the
high-temperature gas-cooled reactor. These fuel particles, developed for high thermal and radiation
stability, prevent the release of fuel and fission products over a wide range of conditions.
2.2.2 Uranium Metal
Section 24
Conversion of UF6 to uranium metal involves, first, the production of UF4, commonly called green
salt. Enriched uranium green salt is reacted with granular calcium to produce metal slag. This product is
then reacted with magnesium or calcium to reduce the material to metal. Depleted uranium green salt is
more commonly reacted with magnesium to produce DU metal as a derby. In both cases, most of the
uranium decay products are concentrated in the calcium or magnesium slag, leaving the metal relatively
pure and with a reduced level of radioactivity. Buildup of decay products to near-equilibrium levels
takes about six months.
The metallic uranium is processed into desired forms using machining, melting, casting, and other
treatments. This very dense metal is usually alloyed with another metal for greater stability. Uranium is
a reactive metal that oxidizes easily. In the newly minted metal, a very thin surface layer tends to
undergo rapid oxidation. This surface layer may protect the rest of the metal from further corrosion, and
prevent the generation of removable contamination. Certain environmental conditions, particularly moist
DOE-STD-1136-2000
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2-18
air and saline solutions, can accelerate the corrosion of the material over time and produce greater
possibility for generating airborne radioactive material. Stored in a dry environment or coated with an
anti-corrosion surface treatment, the metal may show no visible signs of corrosion for many years.
Uranium metal may be dissolved using nitric acid, which is also used to passivate ("pickle") the
metal to inhibit oxidation.
2.3 RADIOLOGICAL CHARACTERISTICS AND EFFECTS
Uranium isotopes decay by alpha particle emission and some also emit low-energy gamma rays.
For Classes W and Y material (See last paragraph of Section 2.5 for discussion of Class D, W and Y), the
inhalation hazard from alpha particle release in the respiratory tract is the predominant radiological
hazard associated with the alpha-emitting uranium isotopes. The primary uranium decay products, listed
in Table 2-2, decay by beta particle emission, most with a small yield of gamma emissions as well.
These decay products increase the shallow dose equivalent and lens of the eye dose equivalent resulting
from external radiation exposures, due mainly to the 2.29 MeV (Emax) beta from 234mPa. The surface
exposure rates shown in Table 2-7 result primarily from beta radiation from decay products. The
exposure rates decrease quickly with distance because of the attenuation of the beta radiation and the
small yield of the gamma radiation.
Table 2-7. Beta Surface Exposure Rates from Equilibrium Thickness of Uranium Metal and
Compounds
Source Beta Surface Exposure
Rate, mrad/h
U-Nat metal slab 233
UO2 207
UF4 179
UO2(NO3)26H20 111
UO3 204
U3O8 203
UO2F2 176
Na2U2O7 167
Beta surface exposure rate in air through a polystyrene filter 7
mg/cm2 thick.
Because some uranium decay products have short half-lives (on the order of days), those decay
products will usually be present with uranium during processing. Figure 2-5 illustrates the ingrowth of
the 238U decay products. An assumption of secular equilibrium should not be made until processing is
complete because many routine chemical processing steps separate uranium from its decay products.
Both the inhalation and external exposure hazards associated with the decay products are increased in
areas where the decay products are concentrated. The overall inhalation hazard will typically decrease in
those areas as the uranium is removed. In the case of cast uranium metal, the exposure rates from high
Section 25
DOE-STD-1136-2000
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2-19
Activity for 1 Kg Mass of U-238
Time in Days
1 10 100 1000 10000 100000
100
1000
10000
100000
1000000
10000000
100000000
Legend
U-238
Th-234/Pa-234m
Pa-234
U-234
1.24 x 107
2.0 x 106
beta levels from decay products may be many orders of magnitude greater than the exposure rates from
the uranium.
Figure 2-5. 238U Decay Product Ingrowth
2.3.1 Alpha-Neutron External Hazard
The interaction of alpha particles from uranium with the nuclei of fluorine and other low-Z atoms
generates neutrons of approximately 2-MeV energy. The magnitude of the neutron flux varies, based on
the total activity of uranium (which is a function of enrichment) and the chemical compound in question
(mixing of U and F). In the case of UF6, the typically measured neutron dose rates for cooled storage
cylinders are as follows:
Natural-5% enrichment: 0.01-0.2 mrem/h
Very high enrichment (97+%): 2-4 mrem/h (contact)
1-2 mrem/h (3 ft)
The preceding values were measured with a 9-in. spherical BF3 rem meter. In general, the
exposure potential of personnel to neutrons generated by the (�,n) reaction is not high. However, if
personnel are required to spend more than a few hours per week in close proximity to containers of
uranium fluoride compounds or if their assignments require them to spend time near storage or
processing areas for large quantities of uranium fluoride compounds, the exposure to neutrons should be
evaluated. This is particularly necessary since the personnel monitoring badges may not be neutron-
sensitive or may need to be calibrated to the specific spectra. Penetrating radiation exposures from
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photon radiation will not be indicative of neutron exposures. This is because the higher photon
penetrating radiation exposures tend to be associated with used but empty containers, where decay
products have plated out on the sides, while the maximum neutron exposures are associated with full
containers. There is a small additional neutron flux from spontaneous fission associated with full
containers. Neutron sensitive personnel monitoring badges are recommended for operations dealing with
uranium fluoride compounds.
2.3.2 Mode of Uranium Entry into the Body
Work practices are designed to control radiation exposure to levels that are as low as is reasonably
achievable (ALARA). Reductions in exposure time and increases in shielding help reduce external
doses. Effective contamination control techniques and ventilation/filtering systems help reduce airborne
radioactive material concentrations and resulting internal doses. Where complete contamination control
is not reasonable, internal exposure of uranium compounds as aerosols or deposited particulates may
occur. The effects of uranium exposure on the body depend on the mode of exposure. External exposure
concerns are limited to beta and gamma emissions, of which the gamma field is quite low and the beta
field may be mitigated using protective clothing including safety glasses with side shields. Internal
exposure and its potential effects through radiological or chemical toxicity depend on the route of entry,
and its distribution depends on the solubility of the material. Solubility is complicated by the wide
variety of stoichiometric and crystalline uranium compounds. Inhalation and ingestion are most
commonly assessed as routes of entry. Although not covered here, entry of uranium into wounds is also
a concern, and its distribution depends on its solubility (See sections 5.9 and 5.10 for further discussion).
Absorption through intact skin is unlikely. The type of radiation to which the body is exposed and the
length of the exposure determine the biological effect of the radiation exposure.
Section 26
2.3.2.1 Inhalation
Inhalation hazards from uranium result primarily from the alpha emissions. Inhalation of uranium
particles and deposition into the respiratory system are dependent on particle size. The nasal-pharynx
system filters out most large particles that are still small enough to be inhaled. Larger particles can be
inhaled--a common convention is to assume inhalation possible for all particles 10-µm or less
aerodynamic equivalent diameter (AED)--but most particles that penetrate to the lower respiratory tract
are less than 3- or 4-µm AED. Uranium in the lungs has been shown to exhibit a wide range of retention
values. Clearance may occur through physical processes removing particles that are not embedded into
the lung by cilia motion to the esophagus. Uranium particles that are soluble in lung fluid are chemically
dissolved, and the ions are transported into the bloodstream where they are further distributed. Uranium
particles remaining in the lung constitute a potential radiological hazard as they impart their alpha
emission energy into the surrounding absorbing tissue, potentially causing significant damage within a
small sphere around each particle. Particles removed from the lung to the bloodstream primarily
represent a potential chemical hazard.
The significance of these hazards is evaluated using models of uptake and removal recommended
by national and international scientific radiation protection organizations. The lung model described in
ICRP Publication 66 (ICRP 1994) uses solubility Types of F (fast), M (moderate), and S (slow). In
comparison to previous models, this model better describes deposition, retention, and clearance data and
decouples physical and chemical clearance processes.
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2.3.2.2 Ingestion
Appropriate uranium contamination controls should prevent ingestion of uranium. Nevertheless,
the potential exits for accidental ingestion of uranium. Particles inhaled through the mouth and
temporarily deposited there are removed from the respiratory system to the esophagus. Deposition and
removal of ingested uranium are approximated using the Gastrointestinal (GI) Tract Model adapted from
Eve (Eve 1966). This model calculates material transferred from the GI tract to the blood based on
solubility classes (ICRP 1979 and IAEA 1994) or based on a single value for all compounds, as
described in ICRP Publication 69 (ICRP 1995).
Distribution of uranium transferred into the bloodstream is calculated using a once-through
metabolic model. ICRP Publication 30 also provides values for this distribution and excretion to
calculate committed doses and long-term tissue retention. Recent models (Wrenn et al. 1994 and ICRP
1995) have been developed to include recycling of uranium back into the blood.
2.4. CHEMICAL TOXICITY
The chemical toxicity of uranium is a primary concern in establishing control limits. A heavy
metal, uranium is chemically toxic to kidneys and exposure to soluble (transportable) compounds can
result in renal injury. The factors to be considered in determining whether the chemical or radiological
hazard is controlling are the enrichment, mode of entry, and the solubility/transportability of the
material. Chemical toxicity is a higher risk with soluble material of 10% or less enrichment.
Section 27
A concentration of 3 µg of uranium per gram (µg U/g) of kidney tissue has traditionally been used
as the guideline for controlling the chemical toxicity of uranium. Reference man has a kidney mass of
310 g, so this concentration translates to a total kidney burden of 1 mg. A review of the literature by
Leggett (Leggett 1989) suggests that worker exposure to 2 to 6 µg U/g kidney might be tolerated with no
serious effects. However, he emphasizes that this range is not necessarily the same as the level causing
no detectable damage. He concludes that a lower limit would be prudent until more of the physiological
mechanisms of response to uranium in the kidney are better understood. Other studies (McGuire 1991)
report that detectable effects from an intake of soluble uranium of 10 mg or less is unlikely and that an
intake of 40 mg and perhaps as high as 100 mg is unlikely to cause permanent damage. Other
evaluations of toxicity to the kidney and concluded that a limit of 1.0 µg U/g kidney is consistent with
results in the recent literature.
An airborne concentration limit of 0.2 mg/m3 was adopted by the Nuclear Regulatory Commission
(NRC) and the American Conference of Governmental Industrial Hygienists (ACGIH) for occupational
exposures, based on the 3 µg/gm of tissue value. The Occupational Safety and Health Administration
(OSHA) has adopted a limit of 0.05 mg/m3 for soluble uranium and 0.25 mg/m3 for in soluble uranium.
In most DOE facilities, the most conservative of the two standards (OSHA or ACGIH) should be used
unless enrichment and solubility dictate more stringent controls based on radiological concerns. Table 2-
8 lists airborne concentration limits for transportable uranium that have been published by various
organizations.
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Table 2-8. Toxicological Limits on Airborne Concentrations of Transportable (soluble) Uranium
Agency
Chronic Exposure
Occupational Limit, mg/m3 Reference
NRC 0.2 Footnote to Appendix B, 10
CFR 20 (NRC 1992a)
ACGIH 0.2 Threshold Limit Values and
Biological Exposure Indices for
1997, American Conference of
Governmental Industrial
Hygienists (ACGIH 1997)
OSHA(a) 0.05 (soluble)
0.25 (insoluble)
29 CFR 1910.1000
NIOSH 0.05 National Institute for
Occupational Safety and Health
(a) Preferred/recommended limit.
Past limits for single acute inhalation intakes have been set by the International Commission on
Radiological Protection in its Publication 6, (ICRP 1964) to 2.5 mg of soluble uranium inhaled in any
one day. This value is based on one day’s intake at the maximum permissible concentration (at the time)
of 210 µg/m3. Lawrence (Lawrence 1984) derived acute inhalation intake limits of 15 and 80 mg for
Class D and Class W materials, respectively. This derivation is based on not exceeding a kidney burden
of 3 µg U/g kidney after a single acute inhalation. NRC regulations at 10 CFR 20 limit the intake of
soluble uranium to 10 mg in a week.
Chronic exposure to a concentration of 0.2 mg/m3 results in a weekly intake of 9.6 mg (40 h/week
x 1.2 m3/h x 0.2 mg/m3) and a steady-state kidney burden of roughly 900 µg, when the ICRP Publication
30 metabolic model for Class D uranium is used. This same model indicates that an acute intake of 18
mg will result in a prompt kidney burden of approximately 900 µg. However, 10 CFR 20 limits acute
exposures to 40 DAC-hours, or 9.6 mg.
Section 28
Recurrent concerns have arisen about the adequacy of existing limits intended to prevent chemical
damage to kidneys. These concerns have focused particularly on the
� lack of data on the effects of combined exposures to UO2F2 and HF
� lack of detailed information on effects of short-term exposures to soluble/transportable uranium
in the range from 100-1000 mg/m3
� lack of data on thresholds for repairable injury.
DOE sponsored research to determine the exposure levels that would be expected to 1) have no
effect, 2) cause non-lethal injury, and 3) be lethal to 50% of the exposed population (LD 50). Researcher
consensus resulted in the uptake levels (in µg U/g) listed in Table 2-9 along with the corresponding total
uranium in 70-kg standard man.
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Table 2-9. Uranium Levels for Various Effects
Effect
Uranium Absorbed
into Bloodstream, µg
U per g body weight
Corresponding Class
D Uranium Intake in
Standard Man, mg
Corresponding
Kidney Burden
µg U/g Kidney
No effect 0.04 5.9 1.1
Maximal Nonlethal 0.08 11.6 2.2
LD50 2.0 294 54.8
The values for "standard man" are based on the ICRP Publication 30 model for uranium
metabolism (47.6% of inhaled Class D uranium is taken up into the bloodstream, and 12% of that goes to
the kidneys). For example, the "no effect" value in Table 2.9 corresponds to a kidney burden of
(5.9)(.476)(.12) = 0.337 mg. The mass of kidney tissue in standard man is 310 g, so this kidney burden
represents 1.1 µg uranium per gram of kidney tissue.
An airborne contamination limit from this "no effect" kidney burden can be derived by calculating
the airborne uranium concentration at which chronic exposure would result in a kidney burden that just
equals the "no effect" burden. In the illustrative analyses below, the 1500-day component of ICRP
Publication 30's kidney retention function is neglected, since this contribution is negligible.
For chronic exposure to a constant concentration, the maximum kidney burden will occur at the
equilibrium condition--when the amount of uranium entering the kidney each day equals the amount
being removed from the kidney. The daily kidney uptake rate and removal rate are calculated from the
following formulas:
K = Br x Ca x fb x fk
where
K = kidney uptake rate (mg/day)
Br = breathing rate (m3/day)
Ca = air concentration (mg/m3)
fb = inhaled fraction entering bloodstream (0.476)
fk = bloodstream fraction entering kidneys (0.12) and
R = �Kb
where
R = kidney removal rate (mg/day)
� = 0.693/T1/2 (day-1)
Kb = amount in the kidney (mg)
T1/2= biological half-life of U in kidney = 6 days
To calculate the concentration at which chronic exposure would result in a kidney burden of 0.337
mg, the uptake rate in kidney is set equal to the removal rate for a 0.337-mg kidney burden:
R = (0.337) x 0.693/6 = 0.039 mg/day
K = Br (m
3/day) x Ca(mg/m3) x (0.476) x (0.12)
K = R = 0.039 mg/day
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BrCa x (0.476) x (0.12) = 0.039 mg/day
Br x Ca = 0.68 mg/day
Standard man breathes 9.6 m3 of air in an 8-hour day, so the resulting concentration limit is
0.68/9.6 = 0.07 mg/m3. This is 40% higher than the OSHA standard for soluble uranium of 0.050 mg/m3.
Consequently, the OSHA limit is somewhat conservative for exposures to soluble/transportable (i.e.,
Class D) uranium.
Section 29
2.4.1 Human Response Indicators
Most data on human response to uranium exposure comes from accidental exposures (generally
UF6 releases). Accidental exposures to UF6 have resulted in fatalities on at least three occasions. The
primary cause of injuries and fatalities has been HF that was formed by hydrolysis of UF 6, rather than
exposure to UF6 itself. Several individuals who received high, non-fatal exposures experienced
pulmonary edema, nausea, vomiting, abdominal cramps, and chemical burns on the skin due to HF
exposure. In addition, urinary abnormalities, such as transient albuminuria (albumin in urine) and the
presence of red cells and casts, were observed, as was retention of nitrogenous products such as urea and
non-protein nitrogen in the blood.
The urinary and blood abnormalities are indicators of kidney damage, and are the result of
inhibited resorption in the tubules. Animal studies indicate that urinary abnormalities can be observed
after exposures that are well below lethal levels. In addition, urinary abnormalities such as proteinuria
(protein in urine), glucosuria (glucose in urine), and polyuria (increased urine volume) have all been
observed following uranium exposure, as has the presence of certain enzymes in urine. Of all these
abnormalities, glucosuria appears to be the most sensitive and most nearly proportional to uranium
exposure.
Once absorbed into the blood, uranium is distributed to bone and kidneys, with a portion of the
uptake being generally distributed throughout the body. For inhaled uranium, residence time in the lungs
depends upon the solubility of the material. Material that is deposited in the lungs is cleared via the
bloodstream, the pulmonary lymph, and the gastrointestinal (GI) tract. Approximately 1 % of the
uranium is absorbed into the bloodstream from the GI tract.
In the event of an acute exposure to highly transportable (Class D) uranium compounds, urine
samples should be collected 3-4 hours post-exposure and analyzed for uranium as soon as possible. If
the uranium concentration is less than 2.0 mg/L, it is unlikely that any significant kidney damage has
occurred or will occur. However, it is important to check the urine for biological indicators of damage at
any exposure above 2.0 mg/L. While the most sensitive indicators are increased volume and glucose
levels, these are useful only if data on what is "normal" for the individual involved are available.
Lacking that information, it is best to check for albuminuria as an indicator of kidney damage. If kidney
damage is suspected, a specialist in urinary disorders should be consulted. In general, a urine uranium
level greater than 6.0 mg/L will produce some level of albuminuria. A level of 20 mg/L indicates a very
serious exposure with potentially life-threatening consequences and would indicate the need for
immediate hospitalization.
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2.4.2 Transfer to the Fetus
Little information exists on the placental transfer or developmental toxicity of uranium isotopes
(Sikov et al 1992). The data available with pregnant rats suggest that the effects produced from exposure
to uranium may be due to chemical toxicity to the pregnant animals and their embryos/fetuses.
Fetoplacental concentrations of uranium peak one day following intravenous injection of a pregnant rat.
Although concentrations in the placenta decrease thereafter, the concentration in the fetal membranes
remains relatively constant. Selective deposition in some fetal organs will occur when exposure is
during the fetal developmental stages (NRC 1992b).
Section 30
Data from animal experiments suggest that the distribution pattern of uranium is fairly uniform,
especially at the early stage of gestation. Concentrations of uranium in the embryo/fetus are taken to be
the same as those in the maternal soft tissues (excluding the kidney) during the first two months, and
they progressively increase thereafter. Following transfer into the embryo-fetus, uranium activity is
assumed to be distributed uniformly and to remain without excretion.
2.5 CHEMICAL VERSUS RADIOLOGICAL HAZARDS
Both the chemical and radiological hazards of uranium are moderate compared to those of other
industrial materials and radionuclides. Table 2-6 provides 10 CFR 835 derived air concentration values
for selected radionuclides. Table 2-10 compares Threshold Limit Values (TLV) published by ACGIH
for uranium and selected other metals. The comparison of TLVs is presented to provide perspective on
the need for uranium workplace controls, as compared to other hazardous materials. Since these
materials affect the body in different ways, this should not be considered a comparison of relative
hazards.
The predominant hazard associated with uranium exposure depends upon its degree of
enrichment, its chemical form, and its physical form. The degree of enrichment determines the gamma
radiation intensity and the overall specific activity. The effect that enrichment has on specific activity is
illustrated in Figure 2-2. That figure (adapted from NRC Regulatory Guide 8.11) also gives 3.6 x 10 -7
Ci/g as the specific activity of depleted uranium and lists the formula used in Section 2.1.1 for
calculating specific activity of enriched uranium.
Table 2-10. 1999 ACGIH Threshold Limit Values (TLVs) for Selected Metals
Soluble and Insoluble TLV
Metal TLV-TWA, mg/m3 TLV-STEL, mg/m3
Uranium 0.2 0.6
Beryllium 0.002 --
Lead 0.05 0.45
Mercury vapor, all forms
except alkyl
0.05 --
Arsenic 0.01 --
TLV-TWA = Threshold Limit Value, Time-Weighted Average
TLV-STEL = Threshold Limit Value, Short-term Exposure Limit
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The relative activities of the primary uranium isotopes are also significantly affected by the degree
of enrichment (see Figure 2-2). The figure shows that total activity is due chiefly to 238U for depleted and
234U for enriched uranium, while 235U accounts for little of the total activity, even at very high
enrichments.
Chemical form determines solubility and consequent transportability in body fluids. ICRP
Publication 30 classifies all materials into three inhalation classes--D, W, and Y (soon to be Types F for
fast, M for moderate, and S for slow ). Class D is most transportable (pulmonary removal half-time of
days), Class Y the least transportable (removal half-time of years), and Class W an intermediate category
(removal half-time of weeks). The transportability of an inhaled or ingested material determines its fate
within the body and, therefore, the resulting radiation dose or chemical effect. Table 2-11 lists several
common uranium compounds and their assigned transportability classes.
Table 2-11. Inhalation Classification for Some Uranium Compounds
Uranium hexafluoride UF6 Class "D"(a)
Uranyl fluoride UO2F2 Class "D"(a)
Uranyl nitrate UO2(NO3)2 Class "D"
Uranyl acetate UO2(C2H3O2)2 Class "D"
Uranyl chloride UO2Cl2 Class "D"
Uranyl sulfate UO2SO4 Class "D"
Section 31
Uranium trioxide UO3 Class "D"
Uranium tetrafluoride UF4 Class "W"(a)
Uranium oxide U3O8 Class "W"(b)
Uranium dioxide UO2 Class "W"(b)
Uranium tetroxide UO4 Class "W"
Ammonium diuranate (NH4)2 + U2O7 Class "W"(b)
Uranium aluminide UAlx Class "Y"(a)
Uranium carbide UC2 Class "Y"
Uranium-zirconium alloy UZr Class "Y"
High-fired uranium dioxide UO2 Class "Y"(b)
(a) "D" and "W" and "Y" are inhalation solubility classes established by the ICRP: "D" class material is
very soluble, with lung retention time in days; "W" class material is moderately soluble, with lung
retention time in weeks; "Y" class material is relatively insoluble, with lung retention time in years.
(b) Ammonium diuranate is known to contain uranium as UO3, and should not be assigned to a single
inhalation class. The solubility of uranium oxides is very dependent on heat treatment. The rate of
oxidation may also affect the solubility. Although references assign inhalation classes to various
uranium compounds, it is recommended that solubility studies be performed to characterize the actual
materials present.
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This listing is intended to provide general guidance only, as a given material’s transportability will
depend upon a number of parameters including its processing history. It is recommended that each
facility determine the transportability of materials it handles using one of the accepted techniques.
Physical form influences potential hazards since non-dispersible forms generally do not constitute an
ingestion or inhalation hazard.
Because inhalation of uranium potentially poses both radiological and toxic hazards, one must
determine which hazard is most limiting and whether or not either hazard can be ignored under certain
circumstances. When radiological hazards are limiting, chemical hazards can generally be neglected,
except in overexposure situations. When chemical hazards are limiting, radiological hazards can be
neglected only if radiation doses are below regulatory concern. Radiological monitoring is required by
DOE for individuals who are likely to exceed 100 millirem CEDE in a year. Therefore, it is prudent to
calculate organ doses and CEDE for all confirmed intakes, since additional exposures in the same year
may result in a total dose exceeding the mandatory individual monitoring threshold. Even in low-
potential exposure level situations, a comprehensive dosimetry/control program can prove invaluable in
public relations concerning possible future legal litigation.
The limiting hazard (chemical or radiological) depends on the transportability (solubility in body
fluids), enrichment, and duration of exposure (acute or chronic). As discussed in Section 2.4, the "no
effect" value of intake corresponds to a kidney burden of 0.337 mg. The 0.337 mg kidney burden and
ICRP Publication 30 metabolic models are used in the following examples to determine the relative
hazards for acute exposure situations.
The 0.337 mg kidney burden corresponds to a chronic exposure of 0.07 mg/m3. OSHA exposure
limits for uranium are 0.05 mg/m3 for soluble forms and 0.25 mg/m3 for insoluble forms. These
exposure limits are used to determine the relative hazards for chronic exposure situations. For
radiological considerations, soluble forms of uranium are considered to be Class D and insoluble forms,
Classes W and Y.
Section 32
To determine which hazard is limiting for an acute exposure, the intake corresponding to "no
effect" kidney burden is first calculated and appropriate annual limit on intake (ALI) determined. The
formula for specific activity is solved in order to determine the enrichment at which the "no effect"
intake is equal to one ALI. For chronic exposure scenarios, the OSHA exposure limit and appropriate
derived air concentration (DAC) are used. The formula for specific activity is solved to determine the
enrichment at which the DAC is equal to the OSHA limit. These enrichments form the "dividing line"
between chemical and radiological effects as the limiting hazard. Exposures to higher enrichments are
limited by radiological effects; exposures to lower enrichments by chemical effects.
Example 3a provides the methodology for determining the "dividing line" enrichment for the
acute exposure scenario. Example 3b provides the methodology used for the chronic exposure scenario.
The following variables are used in these examples:
fb = fraction of inhaled uranium that promptly enters the bloodstream
fk = fraction of uranium in bloodstream that enters kidneys
SA = specific activity of uranium in microCi/g obtained from ALI/intake or DAC/concentration
Br = breathing rate for standard man = 2,400 m 3/year
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Table 2-12 shows the values used for fb and fk, ALI, and the resulting "dividing line" enrichments
for acute and chronic exposures. Several aspects of these derivations must be kept in mind when using
this information. First, the derivation is based on standard metabolic models and therefore does not
necessarily reflect the effects of a uranium uptake on a real person. Because individual metabolism’s will
not necessarily agree with the model, the enrichment at which chemical and radiological effects are
equally limiting cannot be precisely determined. Uncertainty in the relationship between enrichment and
specific activity introduces additional imprecision. Consequently, exposures for both chemical and
radiological impact for uranium uptakes at enrichments near the calculated "dividing line" enrichment
should be evaluated.
Table 2-12. Determination of "Dividing Line" Enrichments Above Which Radiological
Monitoring Requirements Become Limiting
Class fb fk
Annual
Limit on
Intake
µCi
Specific Activity
of "Dividing
Line" Enrichment
for Radiological
Dose Limit
"Dividing Line"
Enrichment for
Radiological Dose
Limit
"Dividing Line"
Enrichment for
2% Monitoring
Threshold
D 0.476 0.12 1 169.5 µCi/g (b) 7.38%
W 0.12 0.12 0.7(a) 29.9 µCi/g 52.8% 0.52%
Y 0.05 0.12 0.04 0.71 µCi/g 0.82% (c)
(a) ICRP Publication 30 lists Class W ALIs of 0.7 µCi for 234U and 0.8 µCi for 235U and 238U. This difference is the result of
rounding to one significant figure. Non-rounded values for the three isotopes are all approximately 0.75 microCi.
(b) The resulting enrichment is greater than 100 %. Consequently, chemical toxicity is limiting for acute exposures to Class D
uranium approaching the radiological dose limit.
(c) The resulting enrichment is lower than that of depleted uranium. Consequently, radiological concerns are limiting for acute
exposures to Class Y uranium at the monitoring threshold.
Section 33
The impact of the requirement to perform individual radiological monitoring at 2% of the
regulatory dose limits can be assessed by reducing ALIs by a factor of 50, then repeating the calculations
described in Examples 3a and 3b. Table 2-13 summarizes the results of these calculations.
The effects that enrichment, chemical form, and physical form have on the hazards associated
with uranium are summarized in Table 2-13. The comparison of relative chemical and radiological
hazards is based on a derived kidney burden resulting from an acute exposure at the "no effect"
threshold. The effect of using the OSHA exposure limits of 0.05 mg/m3 for soluble forms of uranium
(Class D) and 0.25 mg/m3 for insoluble forms (Classes W and Y) is shown for chronic exposures. The
derivations used here can be applied to any limit on radiological or chemical toxicity, be it a regulatory
or an internal dose control limit. It should be emphasized, however, that the radiological impact should
be considered for all intakes, even for exposure situations where chemical toxicity is limiting.
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Example 3a - General Solution, Acute Exposure
Step 1. Determine the intake that results in a kidney burden of 0.337 mg:
SA
f f ALIb k
=
× ×
0.337
where SA = specific activity, micoCi / g
ALI = annual limit on intake, microCi
f = fraction of uptake that promptly enters bloodstream
f = fraction of activity in bloodstream that enters the kidney
b
k
Step 2. Use the quadratic formula and equation for determining specific activity to calculate the enrichment that
corresponds to the specific activity obtained in Step 1.
SA E E
E E SA
E
SA
= + +
+ + − =
=
− ± − −
( . . . )
. . ( . )
. ( . ) ( . )( . )
( . )
0 4 0 38 0 0034
0 0034 0 38 0 4 0
0 38 0 38 4 0 0034 0 4
2 0 0034
2
2
2
Ci / gµ
Step 3. One solution will be less than zero. The other will be the enrichment that is the “dividing line” between
chemical and radiological effects.
Table 2-13. Impact of Requirement To Monitor at 2%
Enrichments above which radiological concerns predominate
Acute Chronic
Transportability
Class
Using 100% of
Radiological Limit
Using 2% of
Radiological Limit
Using 100% of
Radiological Limit
Using 2% of
Radiological Limit
D (1) 7.38% 18% (2)
W 52.8% 0.52% 12.8% (2)
Y 0.82% (2) (2) (2)
(1) Chemical toxicity concerns are limiting at all enrichments.
(2) Radiological effects are limiting at all enrichments.
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Example 3b - General Solution, Chronic Exposure
Step 1. Determine specific activity at which chronic exposure results in being exposed to one Derived Air
Concentration (e.g., ALI divided by breathing rate) at the OSHA exposure limit. The ALI for Class D is used
with the OSHA exposure limit for soluble forms of uranium. The ALIs for Classes W and Y are used for the
OSHA exposure limit for insoluble forms of uranium.
( )SA =
ALI
OSHA Exposure Limit BR×
× Unit conversion factors
where SA = specific activity, microCi / g
ALI = 1 microCi
ALI = 0.7 microCi
ALI = 0.04 microCi
B = Breathing Rate (2,400 m / year)
OSHA Exposure Limit (soluble) = 0.05 mg / m
OSHA Exposure Limit (insoluble) = 0.25 mg / m
D
W
Y
R
3
3
3
Section 34
Step 2. Use quadratic formula and equation for determining specific activity to calculate enrichment which
corresponds to the specific activity obtained in Step 1.
SA E E
E E SA
E
SA
= + +
+ + − =
=
− ± − −
( . . . )
. . ( . )
. ( . ) ( . )( . )
( . )
0 4 0 38 0 0034
0 0034 0 38 0 4 0
0 38 0 38 4 0 0034 0 4
2 0 0034
2
2
2
Step 3. One solution will be less than zero. The other will be the enrichment that is the “dividing line” between
chemical and radiological effects. If both solutions are less than zero, then radiological effects are always
limiting.
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2.6 INDUSTRIAL HAZARDS
The principal industrial hazards associated with uranium are fires, hydrogen generation,
generation of oxides of nitrogen, and associated mechanical hazards characteristic of heavy objects, i.e.,
back injuries from lifting, dropping heavy parts on feet, etc. Hydrogen fluoride (HF) and oxides of
nitrogen (NOx) are by-products or reactants of common chemical processes. Hydrogen (H 2) can be
generated by reaction of water with uranium metal, and finely divided uranium or uranium chips with a
large surface area to volume ratio can ignite spontaneously.
2.6.1 Hydrogen Fluoride
Hydrogen fluoride is an extremely corrosive acid that is relatively volatile in its anhydrous form.
Anhydrous HF is a reactant for the production of UF4 from UO3, a by-product of the production of UF4
from UF6, and is generated whenever UF6 is released to the atmosphere (H20 in air + UF6 � UO2F2 and
HF). External contact with HF results in chemical burns of the skin, while exposure to airborne HF
causes chemical burns/irritation of the eyes, nose, and throat. Significant inhalation can result in
pulmonary edema. Chronic exposure to excessive fluoride concentrations results in increased
radiographic bone density and may eventually cause fluorosis (osteosclerosis). In general, individuals
can smell HF at levels of 0.02-0.2 mg/m3, much lower than the TLV of 2.5 mg/m3. The TLV was set
based primarily on the irritation of eyes and mucous passages rather than on permanent damage.
Because an airborne concentration of 10 mg/m3 is intolerable, personnel exposed to such levels will
evacuate the area if they are able to do so. Exposure for as little as 15 minutes to an airborne
concentration of 20-30 mg/m3 may prove fatal (pulmonary edema). The AIHA Emergency Response
Planning Guides (ERPGs) for HF are as follows: ERPG-3, 42 mg/m3; ERPG-2, 17 mg/m3; and ERPG-1,
4 mg/m3. The NIOSH IDLH value is 25 mg/m3.
2.6.2 Nitric Compounds
Nitric acid is widely used for digesting uranium metal and uranium-bearing compounds and for
"pickling" metal products to inhibit oxidation. Concentrated nitric acid gives off fumes that cause
irritation to eyes, mucous membranes, and skin. Significant inhalation can result in pulmonary edema.
The ACGIH TLV-TWA and TLV-STEL values for nitric acid are 2 ppm and 4 ppm, respectively.
When uranium materials, especially metal, are dissolved in nitric acid, oxides of nitrogen (NO x)
are generated. The term NOx is applied to mixtures of nitric oxide (NO) and nitrogen dioxide (NO2).
The ACGIH TLV-TWA and STEL are 25 ppm and 35 ppm, respectively. Exposure to NO2 can cause
eye irritation, coughing, mucoid frothy sputum, shortness of breath, chest pain, pulmonary edema,
cyanosis, tachypnea (abnormal rapid breathing), and tachycardia (abnormal rapid heartbeat).
Section 35
2.6.3 Hydrogen Gas
Hydrogen gas (H2) is used as a reactant in the production of UF4 from UF6 and in the reduction of
UO3 to UO2, an intermediate step in the production of UF4 from UO3. The H2 is usually generated by
dissociating ammonia, so associated ammonia rather than hydrogen is frequently identified as the
reactant in those processes. Any facility where H2 is used as a reactant should include design features
(e.g., H2 monitors, roof vents, etc.) to ensure that hydrogen accumulations do not occur. Generally, H 2
hazards and control features are identified in facility Safety Analysis Reports. Hydrogen can also be
generated when moisture contacts uranium metal, especially finely divided uranium metal such as
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machining chips. Care must be taken to ensure that H2 generated in this manner does not accumulate (in
closed drums or storage containers for example).
2.6.4 Fire
Finely divided uranium metal is highly reactive or pyrophoric, capable of igniting spontaneously.
This type of material should be handled and stored in a manner that minimizes fire potential. Typically,
machining chips are stored under water or machining oil in open storage containers so that any H 2
generated does not accumulate. Neither water spray, CO2, nor halon extinguishers are effective in
fighting uranium fires. In fact, halon may be explosive if directed at burning uranium and can produce
very toxic fumes and gases. Small uranium fires can be smothered in MET-L-X powder (a mixture of
sodium chloride and potassium carbonate). Larger fires, involving drums of machining turnings, for
example, can be controlled by immersing the burning container in water. Even this will not immediately
extinguish the fire because the hot uranium metal dissociates the water into H 2 and O2, providing fuel and
oxygen for the fire. If the quantity of water is sufficient, eventually the water will provide enough
cooling to extinguish the fire, but a significant amount of water can boil away in the process. If the water
level is allowed to fall low enough to uncover the uranium while the fire is still burning, it will resume
burning visibly.
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3.0 RADIATION PROTECTION
An effective radiation protection program at a uranium facility requires scrupulous attention to
controlling both internal and external doses. The radiation protection program should ensure the
detection and quantification of all types of radiation (i.e., alpha, beta, neutron, gamma, and x-ray) over
wide energy ranges. The radiation detection instruments should be properly calibrated and routinely
checked. Emphasis should be on establishing controls for internal and external radiation exposure using
ALARA guidelines. Prompt and accurate assessment is important in determining each individual’s dose
and in establishing an accurate historical record. This section defines the basis for establishing a
comprehensive radiation protection program.
3.1 REGULATIONS AND STANDARDS
DOE has established occupational radiation protection regulations in 10 CFR 835, Occupational
Radiation Protection. DOE has provided supporting and clarifying guidance in the DOE G 441.1 series
of Guides, DOE-STD-1098-99, Radiological Control, and DOE Radiological Control Technical
Positions. Other related source documents include publications of the EPA, ANSI, ICRP, NCRP, and
UNSCEAR. Individual states may also have their own radiological control regulations, with equivalent
or more restrictive requirements than the Federal regulations.
Section 36
3.2 RADIATION PROTECTION PROGRAMS
An effective radiation protection program consists of a group of related and integrated functional
elements. The documentation that describes the DOE activity’s program to control occupational
radiation protection is referred to as the documented radiation protection program (RPP). Although the
actual titles and contents of the functional elements are left to the discretion of DOE’s operating entities,
DOE G 441.1, Management and Administration of Radiation Protection Programs (DOE, 1999b),
suggests the following, based on the content of 10 CFR 835:
� Organization and Administration
� ALARA Program
� External Dosimetry Program
� Internal Dosimetry Program
� Area Monitoring and Control
� Radiological Controls
� Emergency Exposure Situations
� Nuclear Accident Dosimetry
� Records
� Reports to Individuals
� Radiation Safety Training
Each of these functional elements is discussed in more detail below.
3.2.1 Organization and Administration
This functional element addresses the overall administration of the program, including the
documented RPP itself, various organizational and institutional issues, and program assessment. DOE G
441.1-1 and the RCS provide detailed guidance on implementing these requirements.
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Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
3.0 RADIATION PROTECTION
An effective radiation protection program at a uranium facility requires scrupulous attention to
controlling both internal and external doses. The radiation protection program should ensure the
detection and quantification of all types of radiation (i.e., alpha, beta, neutron, gamma, and x-ray) over
wide energy ranges. The radiation detection instruments should be properly calibrated and routinely
checked. Emphasis should be on establishing controls for internal and external radiation exposure using
ALARA guidelines. Prompt and accurate assessment is important in determining each individual’ s dose
and in establishing an accurate historical record. This section defines the basis for establishing a
comprehensive radiation protection program.
3.1 REGULATIONS AND STANDARDS
DOE has established occupational radiation protection regulations in 10 CFR 835, Occupational
Radiation Protection. DOE has provided supporting and clarifying guidance in the DOE G 441.1 series
of Guides, DOE-STD-1098-99, Radiological Control, and DOE Radiological Control Technical
Positions. Other related source documents include publications of the EPA, ANSI, ICRP, NCRP, and
UNSCEAR. Individual states may also have their own radiological control regulations, with equivalent
or more restrictive requirements than the Federal regulations.
3.2 RADIATION PROTECTION PROGRAMS
An effective radiation protection program consists of a group of related and integrated functional
elements. The documentation that describes the DOE activity’ s program to control occupational
radiation protection is referred to as the documented radiation protection program (RPP). Although the
actual titles and contents of the functional elements are left to the discretion of DOE’ s operating entities,
DOE G 441.1, Management and Administration of Radiation Protection Programs (DOE, 1999b),
suggests the following, based on the content of 10 CFR 835:
Organization and Administration
ALARA Program
External Dosimetry Program
Internal Dosimetry Program
Area Monitoring and Control
Radiological Controls
Emergency Exposure Situations
Nuclear Accident Dosimetry
Records
Section 37
Reports to Individuals
Radiation Safety Training
Each of these functional elements is discussed in more detail below.
3.2.1 Organization and Administration
This functional element addresses the overall administration of the program, including the
documented RPP itself, various organizational and institutional issues, and program assessment. DOE G
441.1-1 and the RCS provide detailed guidance on implementing these requirements.
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Although 10 CFR 835.101 requires that DOE activities be conducted in compliance with a
documented RPP, the rule does not establish specific requirements for RPP format and content. Due to
the wide range of activities undertaken by and for DOE, there is significant flexibility in these
provisions. Cognizant DOE line management determines the acceptable format and content of the
documented RPP. However, the documented RPP shall address each requirement of 10 CFR 835 and
shall be approved by DOE (10 CFR835.101). Any changes that decrease the effectiveness of the RPP
shall be approved by DOE before implementation (10 CFR835.101).
Internal audits of the RPP, including examination of program content and implementation, shall
be conducted through a process that ensures all functional elements are reviewed no less frequently that
every 36 months (10 CFR 835.102). An effective quality assurance program for radiation protection
should include establishment of appropriate standards of performance for essential activities and
equipment, with an effective system of documentation and traceability of those activities and of the use
of the equipment. Proper maintenance of those records will be necessary for reference purposes.
Additional requirements and guidance are provided 10 CFR 830.120, Quality Assurance (DOE, 1994a),
DOE O 414.1 (DOE, 1999c), Quality Assurance, and their associated guides. Specific guidance
applicable to RPPs is provided in DOE G 441.1-1.
3.2.1.1 Administrative Controls
In any facility that handles radioactive materials, the major controls protecting workers, the
public, and the environment are physical design features, such as structures and installed equipment, that
shield, contain, and confine the radioactive materials. However, to allow useful work to be performed in
the facility and to ensure that its protective features remain effective, a number of administrative controls
are ordinarily required. These controls are usually described in and implemented through a series of
policy statements and procedures related to the operations and maintenance activities to be carried out in
the facility. All personnel who work in controlled areas should be familiar with the administrative
controls that apply to their work. Changes or additions to administrative controls should be effectively
communicated to all persons who may be affected.
Radiation Protection Procedures
A uranium facility should have a written policy on radiation protection, including a policy on
keeping exposures ALARA.
Section 38
To ensure facility activities are executed safely and in a manner that consistently meets
management expectations, documented procedures should provide detailed instructions for implementing
various functional elements of the RPP. Written procedures shall be developed and implemented as
necessary to ensure compliance with 10 CFR 835, commensurate with the radiological hazards created
by the activity and consistent with the education, training, and skills of the individuals exposed to those
hazards (10 CFR 835.104). Responsibilities and actions required of management and workers should be
clearly and unambiguously stated. It is not necessary for written procedures to be developed and
implemented for all of the requirements of 10 CFR 835. Written procedures should be developed and
employed under the following circumstances:
� Worker health and safety are directly affected;
� the expected outcome for the process or operation requires that a specific method be
followed;
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� the process or operation is infrequently used and competence training cannot assure
adequate implementation; or
� to document the approved method to implement specific processes or operations.
In evaluating the need for written procedures, consideration should be given to the level and
extent of the radiological hazards, the complexity of the measures required to achieve compliance, and
the education, training and skills of the individuals who must implement those measures. Under such a
regimen, a low hazard activity employing a stable staff of highly educated and skilled workers having
demonstrated an advanced knowledge of radiation protection principles and practices could have fewer
and less detailed procedures than a higher hazard activity employing a transient workforce with less
knowledge of radiation protection practices and principles. The DOE G 441.1 series of Guides provide
additional guidance regarding specific procedural aspects of the RPP.
All radiation protection procedures and controls should have formal, recognizable technical
bases for limits, methods, and personnel protection standards. Procedures should be adequately
documented, updated periodically, and maintained in a centralized historical file. A control system
should be established to account for all copies and ensure all new procedures are included in the
historical files. A designated period of time for maintaining historical files should be established.
ANSI/HPS N13.6, Practice for Occupational Radiation Exposure Records Systems (ANSI/HPS, 1999)
provides guidance on maintaining historical files. In addition, radiation protection procedures should
have a documented approval system and established intervals for review and/or revision. A tracking
system should be developed to ensure that the required reviews and revisions occur. Guidance for
writing procedures can be found in DOE/NE/SP-0001T, Writer’s Guide for Technical Procedures (DOE,
1991a).
Management Commitment
Management commitment to safety is the most important characteristic of an effective
radiological control program. If the management commitment to safety is strong, the radiological
control program will be valued and respected. The radiological control program should be provided
adequate authority to permit performance of necessary assignments and program implementation.
Management commitment to the ALARA concept is particularly important (see Article 111 of the RCS).
Adequate personnel, equipment, and funding should be available as a part of this commitment.
Section 39
Radiological Control Organization
The radiological control organization should be structured so that all of the activities required to
provide support to line management and workers can be accomplished.
Radiological Control Organization Independence and Reporting Level
The radiological control organization should be independent of the line organization responsible
for production, operation, or research activities and should have an equivalent reporting level. Because
radiological control personnel should have the authority to balance operations with safety, they should
not report directly to the administrators of operations. When shift work is involved, the operations shift
supervisor may make minor radiological control decisions in support of the shift’s Radiological Control
Technicians (RCTs); however, decisions involving basic policies and procedures should be directed to a
separate radiological control organization.
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If a safety organization includes the radiological control program, it must be high enough in the
company to allow direct access to the company president or equivalent. If the radiological control
program is administered by a separate radiological control organization, that organization must also be in
a position to have direct access to the company president. This is to safeguard the program from the
pressures of production that exist in the operational environment and to keep it independent of operating
organizations.
A system of guides, policies, and procedures should be established to clearly identify the inter-
relationships, responsibilities, and authorities of those involved with the development, operation, and
maintenance of the facility and the health and safety of the employees. These guides, policies, and
procedures should be documented and reviewed at least once every year.
Adequacy of Personnel and Equipment
A sufficient number of qualified and, where required, certified radiological control personnel
must be available to perform necessary tasks for support of uranium facility startup and operation.
Sufficient equipment, including protective clothing, respiratory protective equipment, and radiation
detection instrumentation should be available to support RCTs and operating personnel in the perfor-
mance of work in controlled areas.
Staffing and Staff Qualifications
A cadre of operating and maintenance personnel who have experience in the operation of a
uranium facility should be established during the construction of a new facility. The remainder of the
operating and maintenance staff should be hired as soon as possible and should receive formal and
informal training from the experienced personnel. This step is extremely important to enable all
personnel to grow with the facility and learn the details of the operations. Once operations start,
potential problems already should have been identified, and engineering or administrative changes
should have been made to resolve them.
Staffing in the radiological control organization requires technicians and professionals in many
support areas. A successful radiological control program is highly dependent upon the availability of
adequate staff support in disciplines such as environmental monitoring, instrument maintenance and
calibration, internal and external dosimetry, meteorology, safety analysis, and risk management.
Section 40
Radiological Control Technician Training
A thorough RCT training program should be established at uranium facilities. Before uranium
operations begin, a trained and qualified staff of RCTs should be present. All RCT training should be
accomplished in accordance with the RCS and DOE-HDBK-1122-99, Radiological Control Technician
Training Program (DOE 1999d).
Professional Staffing and Qualifications
The senior staff of the radiological control organization should include health physicists and
other professionals with four-year degrees in science or engineering. A continuing training program
should be established for facility personnel. Pursuit of certification by the American Board of Health
Physics for senior and professional staff members should be encouraged. At least one professional staff
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member at the uranium facility should have a minimum of three years of radiological control experience
in the operation of uranium facilities.
Technician Staffing and Qualifications
Recommendations for minimum entry-level requirements for RCTs are given in the RCS and the
Radiological Control Technician Training Program. They include a high school education or
equivalency and knowledge of certain scientific fundamentals. If a two-year degree in nuclear
technology or an equivalent discipline is locally available, completion of such a program should be
encouraged.
Where possible, the RCTs and other members of the radiological control staff should have a
minimum of one year’s experience working at a uranium facility. Such experience is an important
prerequisite to allow them to work unsupervised. Personnel hired without such experience should work
an internship of six months under the leadership of a qualified RCT or supervisor with experience in that
facility. RCTs should be encouraged to pursue registration by the National Registry of Radiation
Protection Technologists.
Training Staff Qualifications
All training instructors and materials should meet the requirements of DOE Order 5480.20A.
The RCS provides additional guidance. Each uranium facility should develop performance-based
training that reflects radiological conditions present at the facility. This training should be monitored to
ensure that site-specific, worker-performance-based measures, and practical factors are included in the
uranium training.
Health Physicist Training Involvement
Facility health physicists should have comprehensive knowledge of all of the material on
uranium radiation safety included in the training programs for radiation workers and RCTs. In addition
to the previously discussed RCT training material, DOE has developed several other radiation safety
training courses and qualification standards which may provide useful information. These documents
include:
DOE-HDBK-1113-98, Radiological Safety Training for Uranium Facilities (DOE 1998c)
DOE-HDBK-1130-98, Radiological Worker Training (DOE 1998d)
DOE-HDBK-1131-98, General Employee Radiological Training (DOE 1998e)
DOE-STD-1107-97, Knowledge Skills and Abilities for Key Radiation Protection Positions at
DOE Facilities (DOE 1997)
Staffing Levels
At least one professional health physicist is recommended to be on the staff of each major
uranium facility as a full-time employee.
There is no rule of thumb for determining the number of RCTs needed for a given uranium
facility.
Section 41
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The number of RCTs should be based on an analysis that provides for sufficient coverage on
each shift, given the number of samples, surveys, and other work to be performed, the time of training,
donning and doffing of protective clothing, shift turnover procedures, and other similar considerations.
The dose rate and individual dose limits in the facility may also lead to the need for additional personnel.
Consideration should be given to having sufficient numbers of personnel to respond to off-normal
conditions and emergencies as well as routine work. Major maintenance, modifications, or
decommissioning activities may require additional personnel.
3.2.2 ALARA Program
The policy for maintaining radiation exposures ALARA has existed in principle since the early
1940s. The evolution of ALARA into a formal program began in the early 1960s.
Although there is, and has been since the 1940s, a series of official established dose limits, they
do not represent ALARA. ALARA is a continuous process of controlling and managing radiation
exposure to workers, the general public, and the environment. Although ALARA is based upon
protection of people and the environment, the philosophy is also grounded on sound economic and
operating principles. The responsibility for maintaining radiation exposures ALARA is not a unique
responsibility of management or radiological control personnel. It is a responsibility of everyone
involved in managing, supervising, or performing radiation work. It is imperative to teach administrative
personnel to support the principles and practice of ALARA, and to train all workers to consider ALARA
as they prepare for and perform their work.
3.2.2.1 Assignment of ALARA Responsibility and Authority
Limiting radiation exposures to the lowest levels commensurate with economics and the work to
be accomplished has long been a part of radiological control and radiological protection programs of
DOE and its contractors. 10 CFR 835 establishes the policy of maintaining ALARA doses for workers
and the public resulting from radiation from DOE operations. Plans and programs are required to be
prepared and implemented, and records must be maintained to demonstrate the implementation of
ALARA. DOE G 441.1-2, Occupational ALARA Program Guide (DOE 1999e), the RCS, and PNL-
6577, Health Physics Manual of Good Practices for Reducing Radiation Exposure to Levels That are as
Low as Reasonably Achievable (PNL 1988a), provide additional guidance.
An ALARA committee should be established at the uranium facility. The membership should
include managers and workers from the line, the technical support organization, and the radiological
control organization. A line manager, such as a Director of Operations, Research, or Maintenance,
should serve as the committee chair. The ALARA committee should make recommendations to
management to improve progress toward minimizing radiation exposure and radiological releases.
3.2.2.2 Current Status of ALARA Programs
Currently, it is common practice in DOE facilities to have a well-structured ALARA plan for the
entire facility, with more detailed plans in the various buildings or functional subunits of the facility.
There is ordinarily a facility coordinator who administers the overall ALARA plan and reports to top-
level management of the facility. Coordinators for the various buildings or subunits of the facility
receive guidance from the overall facility coordinator and report the results of their ALARA programs to
that individual.
Section 42
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3.2.2.3 Achievement of Goals
To ensure improving radiological performance, at the beginning of each year, each facility
should prepare radiological performance goals. At intervals commensurate with the radiological risk, the
contractor should provide DOE with an interim status report of the goals. At the end of the calendar
year, the contractor should provide DOE an Annual Goal Status Report.
Identifying specific ALARA goals in uranium facilities requires close coordination between the
facility ALARA team members (operations, maintenance, and radiological control personnel) made up
from a cross-section of personnel representing the various work elements of the facility. ALARA goals
may be formulated as qualitative or quantitative types of goals, but must be measurable and achievable,
with clearly defined endpoints.
3.2.2.4 Quality Assurance
Important aspects of any ALARA program are the measurement of beneficial effects and the
determination that important factors, such as economic impacts, the time involved in accomplishing
tasks, and the utilization of personnel, are being optimized. To accomplish these objectives, it is
necessary to have a written plan for the ALARA program and high quality records of activities involving
exposures to workers, the public, and the environment. These permit comparisons with past experiences
and analysis of the recorded activities. In many cases, such studies of the recorded activities not only
confirm satisfactory execution of the work, but reveal opportunities for future improvements.
One approach that works well is the inclusion of an ALARA worksheet with the RWP. Such a
worksheet should be prepared by an individual with responsibilities for the work to be performed, a
relatively detailed knowledge of the radiological conditions, and knowledge of what is required to
accomplish the task. The worksheet should contain estimates of the time to complete the task and the
expected radiation doses to be received. If any specially-engineered devices are used to control
personnel exposure, they should be noted on the ALARA worksheet, with any special instructions they
require. These worksheets provide valuable information for analysis of the effectiveness of the ALARA
program for each job.
3.2.2.5 Technical Aspects
The technical aspects of ALARA programs include not only the standard equipment regularly
used in controlling dose to workers, the public, and the environment, such as facility shielding,
ventilation filters, installed and portable radiation measuring instruments, but also many special devices
that may be used temporarily. Special devices can be used to provide exposure control and/or
containment when it may not be practical without them. These include temporary shields, tents or
greenhouses, portable fans, ductwork and filters, and special fixtures to hold highly radioactive materials
requiring detailed inspection, repair, modification, or fabrication. Such devices can permit doing
difficult work at low radiation doses, which might not be possible otherwise.
Some of these special devices may have general application and be kept on hand for use as
needed. In some cases, devices would have to be specially fabricated for a specific task. Because this
would ordinarily have a significant effect on the cost of doing that job, the economic aspects of doing or
not doing the job should be carefully evaluated.
Section 43
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3.2.2.6 Attributes of Effective Review and Audit
Evaluation of the effectiveness of an ALARA program requires both reviews and auditing. The
reviews will include detailed examination of the written ALARA program plan and the records of
ALARA activities. The objectives in such reviews are to find if the written plan is being followed, and
what is working or not working well. Such reviews can be performed adequately by either a
knowledgeable member of the facility staff or an equally knowledgeable outsider. The written report of
a review should be directed to a member of management who is responsible for implementation of the
ALARA program.
Audits are best performed by an outside expert who is knowledgeable about work with uranium
and its radiological characteristics so that the auditor can look for problems and make appropriate
evaluations and recommendations. The auditor should not only examine the ALARA program plan and
records, but should also visit the working areas and laboratories in the facility with a knowledgeable
escort who can answer questions about activities and conditions in the facility.
Reviews and/or audits provide the means to evaluate the effectiveness of the ALARA program
through a detailed analysis of the data. Through these analyses, specific opportunities for improvement
may be identified. For example, the exposure experience of a specific group can be tracked to evaluate
trends and their probable causes. An increasing exposure trend can signal degradation in the radiological
control program, a need for specialized training, changes in the work force, or a change in equipment or
operational procedure in the areas in which higher exposures are being experienced. Similarly, a
decreasing exposure trend could mean either that the ALARA program is accomplishing its objective or
that a major change in radiological work has occurred. Such trends should be examined at least quarterly
to permit initiation of timely corrective actions.
When exposure trends and probable causes are clearly understood, the information should be
provided to both management and staff. If an increasing exposure trend is identified, it can call attention
to the problem allowing corrective action to be taken or to signal special procedures or precautions that
may be needed. When the ALARA program is successful in reducing exposures, immediate feedback
can verify program effectiveness and encourage further support of the program.
Reviews and/or audits and communication of the results provide the base for program upgrade.
Audits and/or reviews are also an effective means to evaluate the effectiveness of a policy or procedure
change and assist in determining what changes are most effective for a given set of conditions, provide a
basis for future decisions as to effective means for reducing exposure, provide a basis for comparing
costs with results, and provide a measure of the program’s effectiveness for controlling individual and
person-rem exposures as well as dose ranges and percentage of total person-rem represented by the
ranges.
3.2.2.7 ALARA at Uranium Processing Facilities
Section 44
The ALARA concept has wide application and serves as a basis for sound radiological control
programs. The fundamental ALARA objective is to reduce radiation doses to the lowest practical levels
commensurate with sound economics and operating practices. Realistic numerical goals can be set and
achieved; however, compliance with numerical standards does not provide evidence that the ALARA
concept is fully incorporated in the radiological control program. Rather, the success of a mature
ALARA program is measured by many factors including intangibles, such as dedication to the concept of
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dose control. A set of ALARA recommendations will therefore include both numerical goals and some
relatively general philosophical guidance that, by itself, may not appear to assist in achieving ALARA
goals.
Development and implementation of an ALARA program in many uranium facilities may be a
challenging task, due primarily to the fact that penetrating radiation doses are typically low and few
individuals are exposed near the regulatory limits for occupational exposures. As a result, convincing
management to spend valuable funds to further reduce radiation exposures can be a problem. The
ALARA program must have the support and active participation of all levels of management. It must be
understood by the worker in the field and receive his or her continued support and attention.
Detailed guidance on developing and implementing an effective ALARA Program is provided in
DOE G 441.1-2.
3.2.3 External Dosimetry Program
The details of the external dosimetry program are discussed in Chapter 6 of this Technical Standard and
in DOE G 441.1-4, External Dosimetry Program Guide (DOE 1999f).
3.2.4 Internal Dosimetry Program
The details of the internal dosimetry program are discussed in Chapter 5 of this Technical Standard and
in DOE G 441.1-3, Internal Dosimetry Program Guide (DOE 1999g).
3.2.5 Area Monitoring and Control
The details of the area monitoring program are discussed in Chapters 4 and 5 of this Technical Standard
and in DOE G 441.1-3, DOE G 441.1-4, and DOE G 441.1-8, Air Monitoring Guide (DOE 1999h).
3.2.5.1 Radiological Surveys and Data Trending
Sections 835.401 - 835.403 of 10 CFR 835 establish requirements for radiological monitoring of
areas and individuals. A program of routine, scheduled surveys should be established and followed,
including surveys in areas that are not ordinarily expected to be affected by radiological hazards. The
program should define minimum requirements, survey type, and frequency.
Surveys should be performed at frequencies adequate to identify changes in posting required or
an activity buildup and to ensure current radiological controls are appropriate. The surveys specified by
this section should be considered minimum requirements; additional surveys should be conducted,
recorded, and reviewed as necessary to ensure adequate personnel protection.
Surveys should be performed to identify radiological area boundaries and the conditions within
those boundaries, the appropriate posting of sources or areas, and the location and extent of localized
radiological hazards. They should be performed and documented prior to the start of radiological work,
during general work activities at times when changes in radiological conditions may occur, and
following work to determine that final radiological conditions are acceptable and documented. A
sufficient number of points should be surveyed to adequately assess the radiological status of the area
being surveyed.
Section 45
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Routine radiological surveys should be regularly conducted, recorded, and reviewed for all areas
where personnel could be exposed to radiation or radioactive material throughout the site. Surveys
should be performed at frequencies adequate to ensure protection of personnel. The following surveys
should be considered the minimum. Additional surveys should be conducted, recorded, and reviewed as
necessary to ensure personnel exposures are maintained ALARA. General radiation surveys should be
performed to:
a. identify and verify the boundaries of areas which must be radiologically controlled,
b. verify that radiation levels in uncontrolled areas remain less than specified limits,
c. determine the appropriate posting of localized higher radiation levels, beams, or hot
spots,
d. ensure radiological conditions are acceptable and documented prior to, during, and at the
completion of work that may cause changes in radiation levels to occur, and
e. satisfy required predetermined procedure hold-points in work areas and adjacent areas,
whenever operations are performed that may cause significant increases in radiation
levels.
The survey may be required as part of a radiological inspection step required by the work procedure.
This includes areas above and below the work area as appropriate during special processing operations or
cell decontamination, movement of permanent or temporary shielding, radioactive waste processing, and
relocation of highly radioactive materials.
Routine external radiation level surveys should be performed in the workplace at a frequency
commensurate with the radiation hazard, to detect trends related to equipment, systems, environment,
and work habits. Non-routine surveys of external radiation levels in the workplace should be performed:
a. before initial use of a new installation, system, or equipment, or as soon as possible after
a radiation source is brought into the area,
b. whenever changes in procedures, equipment, or sources have occurred that may cause
changes in the external radiation levels,
c. after modification to a shield or changes in shield materials,
d. as the basis for trend evaluation of external radiation level conditions,
e. when a radiological accident has occurred or is suspected, or
f. when requested by the personnel performing the activity.
A sufficient number of points should be surveyed to adequately assess the radiological status of
the area. Regular predetermined points may be used, but additional spot monitoring should be done to
ensure all changes in dose rates are identified, recorded, and reviewed. All records of surveys should
clearly identify, as a minimum:
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a. name, signature, and employee number of the surveyor,
b. survey instrument(s) model number, serial number, and calibration date,
c. type(s) of radiation being monitored (e.g., neutron, gamma, etc.),
d. dose rates,
e. estimated doses to surveyors (from direct-reading dosimeters, if applicable),
f. date and time the survey was performed, and
g. locations where radioactive material is located temporarily (or is being temporarily
stored) or where equipment that generates ionizing radiation is being operated.
Records of the results of radiation surveys should be retained in accordance with facility policy.
Section 46
Survey data should be reviewed by the facility radiological control supervisor. Significant
findings should be presented to the facility manager in a timely manner. Radiological control personnel
should summarize survey data in each building or area at least once a month. Significant changes or
trends in area dose rates and/or radiological contamination should be noted and corrective actions
assigned. The survey summary should be presented to the facility management monthly.
Survey results and data summaries should be made available to the ALARA committee
periodically and should be used to:
a. provide a basis for evaluating potential worker exposure on a job and in ALARA
preplanning,
b. provide a baseline for trend analysis, investigation, and correction of unusual conditions,
c. track the status of jobs (including identification of good practices) and detect departures
from good operating procedures and/or the failure of radiation controls, and
d. identify the origin of radiation exposures in the plant by location, system, or component.
Radiological control personnel should post survey maps at the entrance to all radiological areas
so personnel can be aware of radiological conditions within the area.
A survey data trending program should be conducted to indicate the continuing effectiveness of
existing control, to warn of deterioration of control equipment or effectiveness of operating procedures,
to show long-term variations in radiation levels, and to identify and correct improper radiation work
practices. See NUREG-0761, Radiation Protection Plans for Nuclear Power Reactor Licensees (NRC
1981), sections 07.B(I)(C), 09.B(4), and 09.C(I)(C).
Radiological control personnel should perform trend analyses on all permanent radiological
areas. At a minimum, one complete survey record should be evaluated and included in the trend analysis
program for each survey required to be performed by the facility routine control program. See NUREG-
0761 (NRC 1981), 07.B(I)(C), 09.B(4), and 09.C(I)(C).
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Radiological control personnel should use the facility reporting system to identify discrepancies
and abnormal trends and should summarize the data review results in their monthly reports to the
radiological control manager. Survey data trends should be investigated when either an upward trend
occurs, causing a significant increase (10% or more), or an abrupt change in conditions occurs that
cannot be directly correlated to normal activities.
3.2.5.2 Instrumentation Considerations
Instrumentation performance criteria are necessary for portable, fixed, and emergency
monitoring instrumentation. There are also requirements for instrument calibration and testing.
General Performance Criteria for Instruments
Section 47
Programs for in-plant monitoring of uranium consist mainly of airborne and surface
contamination surveys and dose rate surveys. The general and specific performance criteria for the
instrumentation needed to conduct these programs are described in ANSI N317-1991, Performance
Criteria for Instrumentation Used for In-Plant Plutonium Monitoring (ANSI, 1980). Performance
specifications are also given in ANSI N323-1993, Radiation Protection Instrumentation Test and
Calibration (ANSI 1993), ANSI N42.17A, Performance Specifications for Health Physics
Instrumentation - Portable Instrumentation for Use in Normal Environmental Conditions (ANSI 1988a),
and ANSI N42.17C-1989, Performance Specifications for Health Physics Instrumentation - Portable
Instrumentation for Use in Extreme Environmental Conditions (ANSI 1987a) for portable radiological
control instrumentation and IEC Publication 325, Alpha, Beta, and Alpha-Beta Contamination Meters
and Monitors (IEC 1981) for alpha and beta contamination meters and monitors. Criteria for air
monitoring instrumentation are provided in ANSI/HPS N13.1-1999, Sampling and Monitoring Releases
of Airborne Radioactive Substances from the Stacks and Ducts of Nuclear Facilities (ANSI 1999b), IEC
Publication 761-2, Equipment for Continuously Monitoring Radioactivity in Gaseous Effluents (IEC
1983), and ANSI N42.17B-1989, Performance Specifications for Health Physics Instrumentation -
Occupational Airborne Radioactivity Monitoring Instrumentation (ANSI 1987b). Criticality alarm
systems are discussed in ANSI/ANS 8.3-1986, Criticality Accident Alarm System (ANSI 1986a). The
criteria discussed in the following sections are specified in these standards as referenced.
Portable Monitoring Instruments
ANSI N317 discusses several criteria related to the performance of portable monitoring
instruments:
a. The overall accuracy should be within ±20%, and the precision should be within ±10%
at the 95% confidence level.
b. The response time (i.e., the time for the instrument reading to go from zero to 90% of
full scale) should be <10 seconds on the most sensitive scale and <2 seconds at readings
of 100 mrem/h, 100 mR/h, and 500 dpm or greater. (This criterion is unrealistic with
current neutron instrument capabilities. Response time is typically 30 to 60 seconds.)
c. The instrument should be able to maintain accuracy and precision for a minimum of 24
hours of continuous operation.
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d. The instrument should have a minimum battery lifetime of 200 hours of continuous
operation. ANSI N42.17A specifications differ slightly.
e. The response of the instrument should not change by more than ±15% from a reference
value taken at 20�C over the anticipated temperature range for operation.
f. The instrument system should function within specifications over all anticipated
combinations of temperature and humidity (e.g., 15� to 65�C, 40% to 95% relative
humidity).
ANSI N317 states the minimum detection capability for alpha monitoring instruments ideally
should be 220 dpm/100 cm2 of surface area and should not be more than 500 dpm/100 cm2. This
requirement should be met in the presence of a radiation field of 0.10 rem/h of neutrons in the energy
range of thermal to 10 MeV, and/or in the presence of 0.10 rem/h of photons in the energy range of 0.010
to 1.25 MeV. The operating range should be from 0 dpm to at least 100,000 dpm/100 cm2 of surface
area. The response of the instrument to beta-interfering radiation is an important specification that
should be stated by the manufacturer.
Section 48
Photon monitoring instruments should meet the accuracy requirements stated in ANSI N317 over
the energy range of 0.01 to 1.25 MeV. The angular response of this type of instrument should be within
±15% over a 2 pi steradian frontal direction using at least two photon sources with energies ranging from
0.06 to 1.25 MeV. Experience has shown this response specification is not met by most instruments at
lower energies due to attenuation of the photon. The energy dependence should be within ±15% over the
range of 0.01 to 1.25 MeV and the operating range should be from 0.5 mR/h to at least 5000 mR/h.
Experience has shown that ±20% over 0.01 to 1.25 MeV is more realistic. This specification applies to a
specific window selection (e.g., below 0.05 MeV, the electron equilibrium cap or beta shield must be
removed).
ANSI N42.17A has a broader scope than ANSI N317, but the criteria in it apply to portable
survey instruments. Additional criteria include geotropism (maximum change of 6% from reference
reading for all orientations), temperature shock, mechanical shock, vibration, and ambient pressure
(maximum change of 15% from reference reading for the latter four criteria). Some differences exist
between ANSI N42.17A and ANSI N317. In most cases, the criteria for ANSI N42.17A are more
applicable because these criteria are based on substantial testing, which was sponsored by DOE. In
ANSI N42.17A, precision is tied into a measurement level; for example, it quotes a precision of 15% at
<500 cpm and 10% at >500 cpm. Also, with the advent of liquid crystal displays and other digital
readouts, "response time" is defined as the time it takes for the reading to move from 10% to 90% of the
equilibrium or steady-state reading. Another significant difference in the standard is the battery lifetime
specification is 100 hours instead of the 200 hours mentioned in ANSI N317.
For direct alpha contamination surveys, the use of audible signals (headphones or speaker)
greatly facilitates the detection of "hot spots." IEC Publication 325 provides additional guidance on the
uniformity of probe response for alpha and beta contamination meters. Surface sensitivity measurements
are also discussed in this standard.
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Performance Criteria for Fixed Monitoring Instruments
Airborne contamination monitors, surface contamination monitors, and photon area monitors,
and emergency instrumentation are fixed monitoring instruments subject to the following standard
performance criteria.
Airborne Contamination Monitors. Airborne contamination monitors, normally CAMS
should meet the following criteria according to ANSI N317. The primary purpose of any CAM is to
detect the presence of airborne radioactivity and activate an alarm to warn personnel in the area so
actions can be taken to minimize personnel exposures. The goal for any CAM should be to perform this
function as quickly as possible and at the lowest detectable level of radioactive airborne concentration.
The quantity of airborne radioactivity that will result in an alarm within a given time interval is defined
in units of DAC-h for a particular radionuclide and is a function of the nuclide’s airborne concentration in
DACs, the sampling rate, the lower limit of detection of the instrument, and the time needed for the
alarm to occur. Mishima et al. provides guidance on each of these functions.
Section 49
ANSI N42.17B provides additional performance criteria for air monitors used to detect uranium.
This standard provides specifications for general criteria (sampler design, units of readout, alarm
threshold, etc.), electronic criteria (alarms, stability, response time, coefficient of variation, and line
noise susceptibility), radiation response, interfering responses (radiofrequency, microwave, electrostatic,
and magnetic fields), environmental criteria (temperature, humidity, and pressure), and air-circuit
criteria. More detailed specifications are provided in ANSI N42.17B than in ANSI N317; however, the
environmental criteria and the limits of variation are not as restrictive as those in ANSI N317. With
respect to accuracy, ANSI N317 requires less than ±20%, and ANSI N42.17B requires 40% at the 95%
confidence level. For the environmental criteria, ANSI N317 requires that the readings change less than
5% under ambient conditions, while ANSI N42.17B gives a 15% limit of variation. As discussed
previously, criteria from ANSI N42.17B are more applicable because they are supported by instrument
testing.
ANSI N13.1 provides detailed guidance on sampling methods from stacks and ducts. One
criterion that relates to CAMs is that air sample lines between air inlet and filter media should be
eliminated where possible; where not possible, they should be designed to meet the sampling criteria
contained in the standard (e.g., short lines, proper sampling rate, smooth bends). The use of Tygon
tubing as sample lines should be minimized or eliminated. Air in-leakage from surrounding areas can be
a problem when using sampling lines. Testing for air in-leakage should be performed at least annually or
when seals or "O" rings are replaced.
Surface Contamination Monitors. Surface contamination monitors include hand and/or shoe
counters and instruments (or probes) with sufficient flexibility to survey pieces of equipment, including
exterior clothing. ANSI N317 states these instruments should have an audible alarm, a frequency that is
proportional to the count rate, or a pre-selectable trip setting, and upon reaching that level, should
activate an audible or visible alarm or both. These instruments should be calibrated according to the
requirements in ANSI N323 and be equipped with a check source. Fixed instruments should be powered
by alternating current (AC) and provided with an emergency power source.
Performance Criteria for Emergency Instrumentation
Meeting the criteria for criticality accident alarm systems, fixed nuclear accident dosimeters, and
other emergency instrumentation is essential.
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Criticality Accident Alarm Systems (CAAS). See section 7.0 for discussion of nuclear
criticality safety, including CAAS.
Fixed Nuclear Accident Dosimeters. All DOE facilities that have sufficient quantities and
kinds of fissile material to potentially constitute a critical mass should provide nuclear accident
dosimetry. Requirements for fixed nuclear accident dosimeters are found in 10 CFR 835.1304 and DOE
Order 420.1, Faclity Safety (DOE 1996a).
Effluent Monitors. Facilities should evaluate potential emissions in accordance with
ANSI/HPS N13.1 to determine the need for stack sampling and/or monitoring.
Section 50
Other Emergency Instrumentation. Other emergency instrumentation should provide ranges
for all radiation dose rates and contamination levels potentially encountered at the time of an accident.
Normally, dose rate capabilities from a few millirem per hour to a few hundred rem per hour should
be required while capability requirements for the contamination level may range upward from
200 dpm/100 cm2 for alpha contaminants and 100 dpm/100 cm2 for beta-gamma emitters. Performance
specifications for emergency radiological monitoring instrumentation can be found in ANSI N320-1979,
Performance Specifications for Reactor Emergency Radiological Monitoring Instrumentation (ANSI
1975) and BNWL-1742, Technological Consideration in Emergency Instrumentation Preparedness.
Phase II-B - Emergency Radiological and Meteorological Instrumentation for Mixed Oxide Fuel
Fabrication Facilities (Andersen et al. 1974).
Instrument Calibrations and Testing
Radiation doses and energies in the work areas should be well characterized. Calibration of
instruments should be conducted where possible under conditions and with radiation energies similar to
those encountered at the work stations. Knowledge of the work area radiation spectra and instrument
energy response should permit the application of correction factors when it is not possible to calibrate
with a source that has the same energy spectrum. All calibration sources should be traceable to
recognized national standards. When the work areas have been well characterized, the calibration facil-
ity used by the uranium facility should be set up to represent as closely as possible the work area’s
radiation fields.
DOE G 441.1-7, Portable Monitoring Instrument Calibration Guide (DOE, 1999i) and ANSI
N323 provide guidance on radiation monitoring instrument calibration. The reproducibility of the
instrument readings should be known prior to making calibration adjustments. This is particularly
important if the instrument has failed to pass a periodic performance test (i.e., the instrument response
varies by more than ±20% from a set of reference readings using a check source) or if the instrument has
been repaired. The effect of energy dependence, temperature, humidity, ambient pressure, and source-to-
detector geometry should be known when performing the primary calibration. Primary calibration
should be performed at least annually.
Standards referenced in Section 3.5.2 discuss specific performance testing of radiation detection
instruments. Testing procedures in these standards should be used for periodic requalification of
instruments or detailed testing of instruments.
The calibration of photon monitoring instruments over the energy range from a few keV to 300
keV is best accomplished with an x-ray machine and appropriate filters that provide known x-ray spectra
from a few kiloelectron volts to approximately 300 keV. Radionuclide sources should be used for higher
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energies. Most ion chambers used to measure photon radiations have a relatively flat energy response
above 80 to 100 keV; 137Cs or 60Co are typically used to calibrate these instruments. These sources also
should be used to calibrate Geiger-Mueller (GM) type detectors. It should be noted that some GM
detectors (e.g., those with no energy compensation) can show a large energy dependence, especially
below approximately 200 keV.
Section 51
Whenever possible, beta detectors should be calibrated to the beta energies of interest in the
workplace. A natural or depleted uranium slab source can be used for calibration of beta detectors when
beta radiations in the workplace have energies similar to the uranium. International Organization for
Standardization beta sources should be used for all other purposes: the energy dependence of beta
detectors can be tested using the calibration sources listed in the ISO Publication 1980 (ISO, 1984); these
include 90Sr, 90Y, 204Tl, and 147Pm.
The calibration and testing of crucial monitoring systems are extremely important to the overall
radiation protection program, but have often been neglected. Effluent monitoring and sampling systems
(when present) and remote area monitoring systems should be given several tests. The radiological,
environmental, and mechanical characteristics of the instrumentation portion of the system should be
fully evaluated prior to its first use to ensure its compatibility with performance requirements and facility
operating conditions. The effluent sampling losses from the sample probe to the collector/detector
should be determined. This test should be repeated at least annually and when a significant change in the
sampling equipment is made. The sample probe should be examined at least once a year to verify its
design or performance has not been changed by corrosion. The recorder of the sample flow rate should
be calibrated when it is installed and annually thereafter. The operability of the overall system should be
completely tested once, with repeat tests only after modification, repair, or maintenance. Operability
checks should be scheduled at least monthly and calibration performed at least annually.
The operation of criticality or other radiation alarm signal systems should be checked periodical-
ly to ensure the alarms are audible at all potentially occupied locations (ANSI 1986a). To prevent any
desensitizing of staff, the staff should be aware the tests will be performed, and where possible, tests
should be scheduled during off-shift hours. Building systems should be tested semiannually and the
area-wide system should be tested at least annually. Any portion of the detector/alarm system affected
by the test should be reconfirmed for operability after the test is completed (e.g., if a detector is
disconnected and a signal is injected at that point, the detector should be tested immediately after it has
been reconnected).
3.2.6 Radiological Controls
3.2.6.1 Work Authorizations
Written authorizations shall be required to control entry into and work within radiological areas
and shall specify radiation protection measures commensurate with the existing and potential hazards (10
CFR 835.501(d)). ALARA considerations need to be included in the work authorization. One approach
that works well is the inclusion of an ALARA worksheet with the radiological work permit (RWP).
Although the written work authorizations may take any appropriate form (e.g., written procedures, policy
statements, technical work documents, etc.), RWPs are most often used. RWPs should be used for entry
into high and very high radiation areas, high contamination areas, and airborne radioactivity areas.
RWPs should also be used to control entry into radiation and contamination areas and for handling
materials with removable contamination. The RWPs should be initiated by the work group responsible
Section 52
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for the activity. All RWPs should be reviewed and approved by the radiological control staff and
cognizant line management. The RCS provides detailed guidance for RWPs.
Radiological workers should read and understand the applicable RWP before entering the
affected area. Copies of the RWP should be located at the access point to the applicable area. Workers
should acknowledge by signature or through electronic means that they have read, understood, and will
comply with the RWP before they initially enter the area and after changes. Out-of-date RWPs should
be removed.
3.2.6.2 Facility Posting and Labeling
Radiological areas, controlled areas, and radioactive material areas shall be posted, unless the
conditions constituting the authorized exceptions specified in 10 CFR 835 exist (10 CFR 835.601-
835.606). DOE Guide G-441.1-10, Posting and Labeling for Radiological Control Guide (DOE 1999j)
and the RCS provide appropriate guidance. The technical criteria for defining the required areas should
be established, documented, and consistently applied. The radiological control staff should establish and
document the conditions that require areas to be barricaded and marked to prevent personnel from
inadvertently entering them and to be physically locked to preclude unauthorized personnel from
entering them.
Entrance to areas where radioactive materials are used or stored should be restricted, based upon
established criteria.
The radiological control staff should post current surveys at the access control point for use in
pre-job planning. Additional precautions, such as protective clothing, dosimetry, and respiratory
protection requirements should also be posted.
3.2.6.3 Unposted Areas
Certain areas of facilities that handle radioactive materials should be maintained free of
detectable radioactive contamination. These areas should also be maintained at ambient radiation levels
equivalent to the environmental background of the facility. Parts of the facility that should meet these
requirements include lunchrooms, offices, restrooms, janitor rooms, corridors outside operational areas,
foyers, and outside areas surrounding the facility, including building roofs.
To determine that these areas meet the requirements of non-radioactive cleanliness, they should
be surveyed with count-rate instruments sensitive to the radioactive isotopes of interest. These clean
areas should be maintained below the detection levels cited in 10 CFR 835.
3.2.6.4 Visits by Regulatory Personnel
Periodically, personnel from DOE and other Federal and state agencies visit radiological
facilities for audit purposes or to discuss regulatory changes. In most cases, they will look at records of
the radiation protection program and, in some cases, will also enter posted areas of the facility. These
regulatory personnel should have ready access to the facility; provided that applicable training,
dosimetry, and other requirements are met. They should have complete access to facility personnel
knowledgeable in the subjects they wish to discuss. New commitments requested should be referred to
the appropriate facility and DOE management.
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3.2.7 Emergency Exposure Situations
Requirements and guidance for emergency exposure situations are discussed in detail in
Chapter 9 of this TS.
Section 53
3.2.8 Nuclear Accident Dosimetry
Nuclear accident dosimetry is discussed in detail in Chapter 6 of this TS.
3.2.9 Records
The systematic generation and retention of records relating to the occupational radiological
control program are essential to describe the occupational radiation dose received by individuals and the
conditions under which the exposures occurred. Such records have potential value for medical,
epidemiological, and legal purposes.
10 CFR 835 establishes radiation protection program records requirements. Detailed guidance is
provided in DOE G 441.1-11, Occupational Radiation Protection Record-keeping and Reporting Guide
(DOE 1999k) and the RCS provide guidance for radiation protection program records. The following
types of records should be maintained:
a. Individual radiological exposure records
1. internal doses,
2. external doses (whole body, skin of the whole body, extremities, and lens of the
eye),
3. total effective dose equivalent (summation of internal and external doses),
4. lifetime and cumulative total effective dose equivalent,
5. non-uniform exposure to the skin,
6. supportive data for determining individual doses, and
8. individual medical records.
b. Radiological status of work area records
1. radiation safety analysis and evaluation reports,
2. radiation work procedures and permits (RWPs),
3. radiation and contamination surveys,
4. records of releases of potentially contaminated materials and equipment from
radiological areas,
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5. airborne radioactivity monitoring records, and
6. area monitoring instrumentation records.
c. Records of monitoring methods
1. radiation protection policies and procedures,
2. evaluation of exposure data,
3. functional capabilities of dosimeters and instruments,
4. calibration and maintenance records,
5. audits and programmatic reviews,
6. changes in procedures, techniques, and equipment, and
7. individual radiation safety training.
Most of the required radiological records have established retention periods. The retention
periods are discussed in DOE Guide 1324.5B, Records Management (DOE 1996b). Individual records
may be covered by the Privacy Act; the DOE has codified the Privacy Act in 10 CFR 1008, Records
Maintained on Individuals (Privacy Act) (DOE, 1994b).
3.2.10 Radiation Safety Training
A thorough radiation safety training program should be established at uranium facilities.
Training programs should ensure that personnel have the training to work safely in and around
radiological areas and to maintain their individual radiation exposure and the radiation exposures of
others ALARA. Separate training programs should be established for general employees and
radiological workers. DOE’s core training materials should form the basis for the training programs, and
should be augmented with site-specific information. The training of all staff members should be
carefully documented. DOE G 441.1-1, DOE G 441.1-12, Radiation Safety Training Guide (DOE 1999l)
and the RCS provide guidance on information to be presented during the training programs.
DOE requires biennial radiation safety training for general employees and radiological workers.
In the alternate year when retraining is not performed, refresher training should be provided. Individuals
who work with uranium should have special uranium facilities training in addition to or as part of the
appropriate level of Radiological Worker Training.
Section 54
3.2.10.1 Radiological Worker Training
Before working in uranium operations, all radiological workers should be trained and qualified.
A thorough radiation protection training program should be established at uranium facilities. Before
beginning uranium training, each uranium worker should receive General Employee Radiological
Training (DOE 1998e) or either Rad Worker I or Rad Worker II Training (DOE 1998d). In addition,
DOE-HDBK-1113-98 Radiological Safety Training for Uranium Facilities (DOE 1998c) provides
guidance on providing radiation safety training to workers at uranium facilities.
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The level of radiation worker training should be determined in accordance with the Table 3-1 of
the RCS. All training should be consistent with the guidance provided in DOE G 441.1-12. All training
dispositions and records should be documented in accordance with 10 CFR 835.704.
3.2.10.2 Training for Other Facility Personnel
Non-radiological workers in a uranium facility should be given a general orientation on the
radiation safety concerns for working with uranium, the general protective measures used for work with
uranium, and the engineered safety features of the facility.
3.2.10.3 Members of the Public
Members of the public with a demonstrated need to enter the following areas may be allowed
access if such access is controlled with a combination of training and the use of escorts trained for the
specific area:
a. Radiological Buffer Areas,
b. Radiation and High Radiation Areas,
c. Contamination Areas, and
d. Radioactive Material Areas.
Guidance for training of members of the public is provided in DOE G 441.1-12 and the RCS.
Individuals under 18 years of age should not be permitted to enter radiation areas or contamination areas
without the approval of the radiological control manager. Area entry requirements and access
restrictions for members of the public should be established in facility procedures. Members of the
public should be prevented from entering very high radiation, high contamination, and airborne
radioactivity areas.
All facility personnel serving as a qualified escort should ensure that each visitor under his/her
cognizance completes a facility radiological visitor form. The qualified escort should also sign the
visitor form and complete it as appropriate.
Facility-sponsored visitors should provide the following before entering radiological areas,
unless these records have already been entered into the facility entry control system:
1. evidence of completing required training, as applicable
2. visitor radiation exposure disclosure
3. a medical disclosure form or the results of a medical evaluation.
The host facility manager should forward the visitor radiation exposure and medical disclosure forms to
Dosimetry.
The use of offsite mask fit certification is authorized under the following conditions:
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1. A mask fit has been completed within the previous year.
2. The individual presenting the mask fit certification card has not changed physical
appearance in a way that would affect the seal of the mask to the face. For example, this
could be determined by a combination of: review of photograph on mask fit certification
card (if available), examination of facial hair on areas which could affect mask seal, and
discussion with wearer of any physical changes which could affect mask seal.
Section 55
3. The facility has the masks available that the individual is certified to wear.
If there are members of the public who live or work near a uranium facility, a plan for orientation
of members of the public should be developed to inform them of facility activities. Such a plan should
include information on the concerns that require protection of people from potential injuries by uranium,
the general protective measures used at the facility to confine it and keep it out of the public domain, and
solicitation of information on the concerns of members of the local public about uranium. To the extent
possible, efforts should be made to allay those concerns. The information in the public education plan
should also be provided to local news media.
3.3 RELATED PROGRAMS
3.3.1 Onsite Packaging and Transportation
The hazardous materials organization conducts onsite radioactive shipments with the assistance
of radiological control. This program requires the hazardous materials organization representatives to
review onsite radioactive shipping records, document the errors or omissions observed, and evaluate
trends and revise training as needed. Serious deficiencies are to be documented and the reports should be
submitted in accordance with DOE O 460.1A, Packaging and Transportation Safety (DOE 1996e).
The packaging organization is responsible for coordinating onsite package design and prepara-
tion of safety analysis documentation. The following sections describe typical process, review, and
approval requirements for onsite safety analysis documentation.
3.3.1.1 Initiation
New safety analysis documentation or reviews/changes to existing documentation can be
requested by a user organization based on programmatic or operational requirements. The request is
submitted in writing to the packaging organization and includes proper justification and support
documentation. The packaging organization makes routine revisions as necessary to reflect policy and
regulation changes.
3.3.1.2 Preparation
The packaging organization coordinates the analysis, prepares safety analysis documentation,
and guides the documentation through the review and approval process, including the resolution of
review comments and the obtaining of required approval.
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3.3.1.3 Control
Safety analysis documentation is prepared and maintained according to facility policy. The
document control system provides an accessible, auditable, and retrievable method for maintaining and
changing safety analytic documentation.
3.3.1.4 Review and Approval Cycle
Safety analysis documentation is reviewed, approved, and changed according to facility policy.
Additional reviews and approvals include the following people and organizations:
a. user,
b. cognizant engineer,
c. packaging organization,
d. quality assurance,
e. responsible environmental assurance organization, onsite only,
f. packaging, shipping, and waste safety assurance organization,
g. criticality engineering analysis, if criticality analysis is required,
h. packaging and shipping approval authority, and
i. DOE field office, if the package is to be used for HRCQ inter-area shipments.
3.3.1.5 Approval for Editorial Changes
Inconsequential editorial changes to a safety analysis document may be approved at the
operating level.
3.3.1.6 Utilization
Section 56
Once a safety analysis document is approved, copies are sent to the affected organizations,
including operations and applicable facility engineering, to incorporate the administrative controls from
the safety analysis document into the affected operating documents. User organizations must obtain the
packaging organization review of all operating procedures that incorporate instructions or administrative
controls found in COCS, SARPS, SEPS, DAPS, DOT exemptions, and Federal and state packaging
requirements to ensure that they are properly incorporated.
Onsite packages currently approved for onsite use should be cataloged and described in a
hazardous materials packaging directory maintained by the packaging organization. New packages are
added to the directory as they are developed and approved.
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3.3.2 Conduct of Operations
The organization and administration of operations should ensure a high level of performance in
DOE facility operations is achieved through effective implementation and control activities.
Administration of operations activities should recognize that protection of the environment, maintaining
a high-quality safety program and productivity are compatible goals. DOE policies and standards
describe the standards of excellence under which the facility is expected to operate. Clear lines of
responsibility for normal and emergency conditions must be established. Effective implementation and
control of operating activities are achieved primarily by having readily accessible written standards for
operations, periodical monitoring and assessment of performance, and personnel accountability for
performance. For a more detailed discussion, see DOE Order 5480.19, Conduct of Operations
Requirements for DOE Facilities (DOE 1990b).
A high level of performance in DOE operations is accomplished by management establishing
high operating standards and then by communicating the operating standards to workers by providing
sufficient resources to the operations department, ensuring personnel are well trained by closely
monitoring performance in operations, and holding workers and their supervisors accountable for their
performance in conducting activities.
Senior management establishes operating standards, considering input from workers when
appropriate. Working-level personnel will more strongly support the standards when they have had
appropriate input into their development. Standards should define operating objectives, establish
expected performance levels, and clearly define responsibilities in plant operations. Standards for
operating activities should be integrated into operations department procedures and programs. Operating
standards should also be communicated to workers by training them in operating practices and by having
supervisors monitor and guide work involving facility operations. Sufficient staff, facilities, equipment,
and funding should be allocated to permit the operations department to effectively perform its functions.
Performance in operations should be closely monitored by facility management, preferably using
operating reports and goals, so the performance of the operations department can be effectively
measured. Operations personnel should be held accountable for their performance through supervisor
counseling, performance appraisals, and, when necessary, disciplinary measures. Remedial training
should be provided when appropriate.
Section 57
The radiological control organization, as a support element, must ensure that all aspects of
radiation safety are considered in the establishment of operations standards and policy. A well-instituted
cooperative relationship between operations and radiological control is paramount to the health and
safety of workers and the public and to protection of the environment.
A uranium facility should have a written policy on radiation protection, including an ALARA
policy. All radiation protection procedures and controls should have recognizable or formal technical
bases for limits, methods, and personnel protection standards. Procedures should be adequately
documented, updated periodically, and maintained in a centralized historical file. A control system
should be established to assure all copies are accounted for and all new procedures are included in the
historical files. A designated period of time for holding the historical files should be established. ANSI
N13.6-1989 (ANSI, 1966) provides guidance on historical files. In addition, radiological control
procedures should have a documented approval system and established intervals for review and/or
revision. A tracking system should be developed to ensure the required reviews and revisions occur.
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3.3.2.1 Radiological Work Procedures
Radiological work procedures, including RWPs, survey procedures, ALARA reviews, sample
counting, and other task procedures, fall within the requirements for conduct of operations. All sections
of DOE Order 5480.19 apply. The guidance and requirements of Section XVI, "Operations Procedures,"
is especially pertinent to radiological work procedures. Procedures are a key factor affecting radiation
protection performance. Appropriate attention should be given to writing, reviewing, approving, and
monitoring implementation of radiation protection procedures. There should be documented
qualification and training requirements for those who prepare and approve procedures. A formal
approval process should be established. Procedure changes and revisions should be subject to the same
review and approval process as the initial procedure.
Personnel should be trained in the use of the procedures they will be expected to perform. For
RWPs, workers are required to read the RWP and verify by signature they have read it, understand its
contents, and will comply with its requirements in the conduct of the work. Procedures should be
available for personnel use. The RWPs should be posted at the entrance to the work location. There
should be a system in place to assure posted copies of all work procedures, including RWPs, are current.
3.3.2.2 Posting and Labeling
The requirements for area posting and radioactive material labeling are established in 10 CFR
835, Subpart G. Guidance on implementing the regulatory requirements can be found in DOE G 441.1-
10 and the RCS. Conformance to conduct of operations requirements should assure a reasonable degree
of uniformity in the posting and the signs used, as well as verifying that operator aids and other posted
information do not interfere with necessary radiological posting. Radiological postings should be
reviewed in the same manner as the posting of operating aids, in conformance with DOE Order 5480.19.
3.3.2.3 Instrument Calibration
The status of installed and portable radiological instruments should be well known and appropri-
ate to the use.
Section 58
"Ownership" of installed monitoring instruments should be well known and the responsibility
and authority for calibration, repair, and notification clearly established. Because such information is
often used by more than one group, formal notification procedures should be established to cover those
times when the instrument is out of service or beyond the required calibration schedule. Configuration
control and quality assurance requirements for installed systems should be established commensurate
with their safety significance.
For portable instruments, conduct of operations requirements are normally built into the routine
calibration and survey program. Functional checks are routinely made to verify calibration, instruments
are checked to assure they are within the calibration period, and survey procedures require identification
of the instruments used so if a problem is later found, measurements can be repeated.
3.3.2.4 Audits
Conduct of operations does not, in itself, address requirements for auditing. The guidance does
state that inspections, audits, reviews, investigations, and self-assessments are part of the checks and
balances needed in an operating program. Auditing is one of the many tools line management has at its
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disposal to identify problems. Each one of the 18 topics addressed in DOE Order 5480.19 should be
subject to both internal self-assessment and external auditing to assure effective implementation of
requirements. Any deficiencies identified should be documented and corrective actions aggressively
pursued and tracked to completion. The self-assessment and audit process should include conducting
trend analyses and root cause evaluations of deficiencies and communication of results throughout the
organization.
3.3.2.5 Decommissioning of Weapons and Weapon Facilities
Decommissioning of nuclear weapons and nuclear facilities is subject to the same conduct of
operations requirements as operating facilities. In general, some components, once they are separated,
can be downgraded in safety significance. Also, facilities undergoing decommissioning will have fewer
safety systems.
During decommissioning, status control and shift turnover are extremely important
considerations. Posting of radiological areas and labeling of radioactive materials are also an increasing
challenge because of the rapidly changing radiological status. In extreme cases, it may be desirable to
have workers review or sign the RWP each day to ensure they are aware of the status.
3.3.3 Integrated Safety Management
The radiological control program should be developed and implemented in a manner that is consistent
with the DOE approved Radiation Protection Program required by 10 CFR 835.101 and the requirements
of DOE Policy P 450.4, Safety Management System Policy (DOE 1996c), and its associated guidance
documents. The RPP should describe a system of radiological controls that can be implemented on a
site-wide basis and tailored to meet facility-and hazard-specific needs. The program should provide for
increasing worker involvement in identification and implementation of appropriate controls. Like the
ALARA process, an effective integrated safety management system emphasizes the development and
implementation of controls that are commensurate with the hazards associated with any specified
activity. Under ISM, both DOE and DOE-contractor line managers are charged with responsibility for
integrating safety measures into all facets of work planning and execution. Line managers at uranium
facilities should use the RCS and this TS as a guide to integrating radiological control measures into
work planning and execution.
Section 59
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4.0 CONTAMINATION CONTROL
Contamination control is an important part of the overall radiological control program. There are
three main aspects to this: 1) control of the release of contamination into the work-place environment; 2)
control of personnel exposure to the contamination that does get into the work place; and 3) protection of
personnel from intake of contaminants. Effective control of personnel exposure to uranium and its decay
products is accomplished mainly by controlling the potential for inhalation and ingestion of radioactive
materials. Monitoring provides an indication of the effectiveness of physical design features and
administrative controls in controlling exposure to radioactive material.
This chapter addresses the basic features of an effective contamination control program and the
technical considerations of implementing the program. A release of radioactive material from
containment typically results in surface contamination and airborne dispersion. Airborne contaminants
are continuously cleared from the work place by ventilation. Strategic air sampling detects the release of
an airborne contaminant and provides the means for control, minimization of personnel exposure, and
evaluation of inhalation exposure. Considerations for design of an air monitoring program are followed
in this chapter by a section on surface contamination control. Finally, protection of personnel from
contaminant intake is accomplished with protective clothing and respiratory protection.
4.1 AIR MONITORING
The most common route of uranium intake for workers is by inhalation. Airborne particles deposit
throughout the respiratory tract. Some of the deposited particles are swallowed, contributing to
ingestion, requiring that both inhalation and ingestion be considered with an exposure to airborne
material. The particle size distribution that determines deposition in the respiratory tract is affected by
the mechanism of dispersion and the nature of the source material. Characterization of inhalation
exposure should make use of all available information about the chemical and physical form of airborne
material. This information, along with spatial and temporal distribution, provides the basis to minimize
personnel exposure for air contamination control.
4.1.1 Internal Versus External Dose Philosophy
Because of the difficulties and cost of an adequate internal dosimetry program for uranium
exposure, it is best to avoid internal exposures during routine operations and anticipated abnormal events
by use of facility design features and administrative controls, including personnel protective equipment.
This is an extremely challenging goal for those facilities in environmental remediation. The conditions
encountered in decommissioning and environmental restoration typically place a higher reliance on
administrative controls than on operating facilities.
The widespread application of methods to contain uranium in DOE facilities has resulted in a
history of relatively minor internal exposures. The majority of reportable exposures to date has been the
result of accidental releases. The methods used to control internal dose have been developed for a
variety of reasons:
Section 60
a. The assessment of internal dose requiring bioassay is difficult, imprecise, time-consuming, and
offensive to personnel as compared to external dosimetry. For example, an accidental internal
uptake may require the subject to submit dozens of biological samples over the span of many
months, as well as requiring extensive analytical support for measurement of sample content,
considerable time of trained professionals to analyze data and calculate the internal dose, and
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long lapses before dose estimates are available, thus handicapping the assessment of the
occupational exposure status and treatment of the worker.
b. Prevention of internal exposure is often more feasible and successful than prevention of external
exposure. Contained radioactive material may continue to produce external penetrating fields of
radiation, but no internal exposure potential. Portable protective devices (respiratory protection
equipment) can minimize internal exposure when containment is not practical.
c. Recommendations of the ICRP in formulating a dose equivalent limit system have resulted in
combining internal and external dose. Again, the difficulty and time delay of internal dosimetry
make elimination of significant internal exposure an economic incentive.
In facilities that process large quantities of uranium, however, there may be situations in which
exposure to work-place airborne activity at low levels occurs daily. The fact that tons of material are
handled, rather than gram quantities, and that the material is less toxic (on a mass basis because of low
specific activity), make total containment impractical. This difficulty, coupled with programmatic
failures, have resulted in a few routine internal exposures at low levels. Generally, these situations do
not represent "good practice" and should be resolved (considering the economics, practicality, and
hazards evaluation) with the ideal goal of no internal exposure.
4.1.2 Purpose of Air Monitoring
The goal of the air monitoring program is to identify, evaluate, and control internal dose received by
workers from routine occupational exposure to airborne radioactive materials, to confirm that source
controls are functioning properly, and to assess the exposure resulting from an unusual event. There are
two general aspects of air sampling that must receive equal consideration in a properly executed
monitoring program. The first involves the methods and equipment by which a sample is collected and
analyzed to yield an accurate measurement of the specific radionuclides. The second is the protocol of
sampling location, duration, and frequency that focuses on determination of the radionuclide exposure in
the work area.
Air monitoring should include both active and passive air samplers. A continuous air monitor
(CAM) provides for immediate alarm, warning workers of an unusual release of high levels of airborne
radioactive material. This active monitoring is needed for high hazard and high potential areas to
provide immediate and timely protective response, while passive sampling provides high-sensitivity
activity records, trends, continuous documentation, etc. Three types of air samplers are used to
accomplish the air monitoring: general area sampling (GAS), breathing zone sampling (BZS), and
personal air sampling (PAS).
Section 61
The CAM continuously draws air through a sampler that has an active radiation detector. The
sampled air is automatically monitored for an increase above normal or background levels of
contamination. When airborne activity exceeds the alarm level, workers are warned of the potential
problem and prompted to follow alarm procedures. This type of monitor is usually practical only for
stationary samplers (GAS or BZS). It is important that a CAM be placed to sample air that accurately
represents the most likely area of material release. This will protect most workers from a worst-case
exposure and minimize total work-force exposure.
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General Air Samplers (GAS)
Air sampling is performed at a single point in the general area of a site where work with radioactive
material is being performed. The sampler is placed in a position to give the best overall representation of
the area, often in the main airflow exiting the area. Airflow patterns can be determined by tests with
tracer smoke or balloons. This method is typically used to measure airborne radioactivity for the
following purposes:
a. to determine if the work-place environments are free of significant contamination and are
inherently safe for routine occupational activities,
b. to detect measurable air activity which would signal the need for use of respiratory protection
equipment,
c. to detect unexpected loss of containment or malfunction of systems (which may not be detected
by a CAM), and provide the basis to initiate corrective actions,
d. to detect low-level trends in activity which can signal a gradual loss of containment in early
stages, and
e. to estimate personnel exposure retrospectively and evaluate compliance with applicable
requirements.
Breathing Zone Samplers (BZS)
Breathing zone sampling is performed by placing air samplers in the immediate area in which
workers will spend the majority of their time. The intent is to measure the air activity concentrations to
which the workers are actually exposed. The purposes of breathing zone sampling are the same as those
listed for general air sampling, but involve a greater number of samples, which gives more realistic
information. Breathing zone samplers give earlier, more sensitive detection of release from containment.
Samples should be collected on a schedule corresponding to individual worker activities to best
represent inhalation exposure. GAS is generally not a good measurement with which to estimate internal
dose. A well-placed network of BZS gives a better representation of inhalation exposure.
Personal Air Samplers (PAS)
Personal air sampling should give the most realistic measurement of individual worker exposure.
This involves greater expense, however, to equip personnel with samplers and to process all of the
individual samples. Personal air sampling is performed with a small, battery-powered, low-volume
(approximately 2-L/min) sampler worn by the worker, with the filter located near the worker’s face.
This type of sampler is potentially subject to many inaccuracies caused by improper handling, which
requires trained personnel to handle the equipment operation. Personal air sampling is often used to
validate breathing zone sampling strategy and to conduct special investigations.
4.1.3 Regulations and Limits
Section 62
The regulations, standards, and limits pertaining to exposure of radiation workers to airborne
activity in the work place are based on the probability of injury to internal organs and the total body by
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radioactive materials taken into the body. To facilitate control of intake in the work place, standard-
setting authorities have calculated derived air concentration (DAC) and annual limit on intake (ALI)
which are designed to limit resultant dose to internal organs. Operational hazards are directly controlled
by the observance of DAC and ALI values.
The ICRP and the NCRP are independent, non-governmental organizations which set standards and
guidance for control of radiation hazards. Governmental agencies implement these recommendations by
establishing Federal policy for the protection of workers.
Formal rules for air monitoring for DOE facilities are provided in 10 CFR Part 835. Efforts have
been made to keep these rules consistent with ICRP Publication 60 (ICRP 1991a), NCRP Report 91
(NCRP 1987a), and Federal Guidance Report 11 (EPA 1988a). The RCS detailed guidance on the best
practices currently available in the area of radiological control. More specific guidance is given in DOE
G 441.1-8, Air Monitoring Guide, and technical standards such as this one.
Limits of chemical exposure also need to be observed, especially for materials of low specific
activity, such as depleted uranium or non-radioactive materials. The threshold limit value time-weighted
average (TWA) for natural uranium is 0.2 mg m-3 (ACGIH 1993). TWA is the chemical analog of DAC.
In the case of reactor fuel uranium, enriched to about 3%, this corresponds to 4 x 10 -10 microCi mL-1,
which is comparable to the DAC for soluble forms of uranium. However, the OSHA Permissible
Exposure Limit for soluble uranium is 0.05 mg m-3, which is more restrictive than the DAC. Soluble
forms of such materials can be monitored directly by routine urinalysis, or indirectly by BZS and PAS.
Internal deposits of insoluble forms may only be estimated by BZS and PAS, as with asbestos, for
example.
4.1.4 Theoretical Considerations and Uncertainties
A discussion of the theoretical aspects of air contamination monitoring, and inherent uncertainties,
should be useful in placing air monitoring programs in their proper perspective. In general, air sampling
should not be the primary measurement of internal dose, except when bioassay information is
unavailable or unobtainable. Evaluation of worker exposure potential in terms of DAC-hours, however,
may be a legitimate control measure and may demonstrate compliance with federal directives.
Airborne Concentration
An appropriate air-sampling method should provide samples which accurately represent the average
airborne concentration of radioactive materials present in the work place, but should not be used as a
measurement of individual exposures, except in unusual circumstances. If air activity data must be used
for exposure records, these samples should be collected from the breathing zones of the workers, or by
using an established conversion factor for the existing sampler configuration. In contaminated areas
subject to significant temporal and spatial variations in the activity concentrations, only personal air
samples or virtually continuous samples collected from within the breathing zone of workers can provide
reliable breathing zone concentration measurements.
Section 63
A restricted area, having good ventilation and point sources of contamination, will have substantial
variations in the activity concentrations observed at different locations, particularly if the movements of
the workers cause resuspension of the activity. The worker often spends time closer to the source of
contaminant dispersion than is the location of the nearest BZS. Several researchers have investigated the
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relationship between fixed air samplers and spot samples collected at various locations in typical
working areas. Discrepancies as great as two orders of magnitude are not unusual.
This deficiency of GAS monitoring for individual exposure records is caused by the high dilution
factors that tend to reduce the airborne concentrations before and after contamination reaches the filter
head. Much of the air sampled by a GAS originates in another part of the area and does not pass near
enough to pick up contamination from the source, effectively reducing the measured concentration by
dilution of the collected sample. A release of activity from a malfunctioning containment system can
produce large activity concentrations in the breathing zone of the worker. These concentrations are
effectively diluted in an unpredictable manner by one or two orders of magnitude before the
contamination reaches a monitor located only a meter away. It has been demonstrated that in some
operations (such as welding over a short period of time) differences of as much as a factor of 5 between
the right and left lapel PAS measurements can be expected.
Most of the field studies that have compared urinalysis results with air sampling in natural uranium
facilities have, in general, indicated very poor correlation between the estimated exposures and the
bioassay data. This suggests that individual exposure records of uranium workers based on GAS
methods have limited validity.
The potential for release of gaseous UF6, and subsequent generation of its soluble hydrolysis
product UO2F2, requires special air-sampling considerations in uranium conversion and gaseous diffusion
plants, relative to those plants handling less reactive compounds. In these plants, effective processing, as
well as worker safety, requires a high degree of containment. Continuous GAS operation to detect loss
of containment, coupled with spot air samples, constitute the typical sampling strategy. A study
conducted at the Oak Ridge Gaseous Diffusion Plant, concluded that shift-long air samples collected in
the general working areas were of little use in predicting worker’s urinary uranium excretion. The slight
correlation observed was not statistically significant at the 95% confidence level. Thus, gaseous
contaminants behave much like particulate contaminants in that localized concentrations can be much
greater than the average concentration measured by GAS. These researchers also found that smear
samples of alpha activity on work surfaces in the area may provide a better indicator of uranium intake
than the GAS records.
Section 64
Although transuranic material is handled by DOE uranium facilities only as feed contamination, the
unusual characteristics of the transuranic elements make them worthy of separate consideration. The low
maximum permissible concentrations specified for these elements and their frequently low specific
activities cause extreme difficulties in detection of significant airborne activity. Operations involving
significant amounts of elements such as plutonium should be conducted in a ventilated glove-box
environment and with monitoring systems capable of detection of small releases involving a few times
one DAC. Special CAMs (GAS) and fixed BZSs are the standard air-sampling methods used in facilities
of this category in the United States.
A clear example of the wide variations in observed air-activity concentrations that can occur with
different sampling techniques is provided by data from the Three Mile Island Nuclear Generating
Station, which is typical of operations in a large open building (EGG 1988). Between June and
September 1983, over 40 multi-person entries were made into the containment building, providing 949
work-hours of PAS data. Five stationary air monitors were operated continuously at strategic locations
throughout the building, and each entry was preceded by the collection and analysis of a high-volume
grab sample. All samples were analyzed by a gamma spectrometer, primarily to detect cesium-137, and
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by gross beta counting. A graph of the average air-activity concentrations determined by gross beta
counting by each of the three sampling methods is shown in Figure 4-1.
The five continuous air samples exhibited good internal agreement when averaged over either 12- or
24-hour periods. However, the grab samples averaged a factor of 3 higher than the continuous air-
sampler readings, and PAS samples were a factor of 34 higher. The major reason for this large
difference was attributed to resuspension of the surface contamination by the work in progress. These
data, coming from a thoroughly monitored and carefully analyzed air-sampling effort, are further
evidence that GAS methods should be viewed with caution.
Figure 4-1. PAS versus GAS versus CAM Example of the Degree of Correlation between Type of
Sampling TMI-1983
Even when the airborne-activity concentration in the breathing zone of a worker has been accurately
measured, there are other physical and physiological parameters that can produce significant
uncertainties in dose assessment. The established DACs are derived for each radionuclide assuming a
standard volume of air breathed in occupational situations, specified pathways to critical organs, the
"standard man" metabolic and elimination patterns, and the physical and biological properties of the
isotope. Large variations are encountered, however, in breathing rates and tidal volumes (which depend
on working conditions), and there are individual variations in such physiological parameters as lung
clearance and metabolic rates. The particle-size distribution of the aerosol and the actual solubility of the
inhaled particles can significantly affect the deposition and retention of airborne activity in the
respiratory tract. The potential uncertainty in the total dose assessment should include consideration of
all of these factors, as discussed in the following paragraphs.
Particle-Size Distribution
Section 65
In the absence of actual measurement of particle-size distributions, an activity median aerodynamic
diameter (AMAD) of 1 �m and a geometric standard deviation (GSD) of 2 is often assumed as a
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conservative estimate, as laid out in the ICRP-30 methodology. Particles of this size are likely to result
in the greatest deposition in the pulmonary region of the lungs. The actual size distribution can be
measured with instruments such as cascade impactors, but these are not practical for continuous
operation in the work-place environment. Electronic instruments can give continuous information about
the optical particle size, but not the AMAD. Thus, particle size can only occasionally be measured to
typify the size distribution in a particular situation.
Size-selective inlets for air samplers have been developed to mimic deposition in the respiratory
tract, giving more accurate estimates of deposition in the pulmonary region. Non-respirable or non-
inhalable particles are removed by the inlet, and the respirable or inhalable fraction is collected on a
filter. These devices can be useful in minimizing the dose assessment errors resulting from uncertainties
regarding the actual aerosol-size distribution; however, they require additional handling and care, and
require separate samplers for total airborne activity. If the AMAD is often substantially greater than 1
�m in an area, the addition of samplers with size-selective inlets may be worthwhile. Regulations
allowing the substitution of size-selective samplers are not established, however, so special arrangements
may be needed with regulatory agencies.
Breathing Rates and Tidal Volumes
The actual air intake of a worker can vary from 5 L min-1 to 100 L min-1, although typical variations
from the assumed 20 L min-1 standard will probably be no larger than a factor of 3. Total air intake
depends on the rate of breathing and on the volume of tidal air. The velocity of this air influences the
regional deposition of aerosol particles. Newer, more sophisticated lung models include this breathing-
rate effect in calculation of dose distribution. Information about individual breathing behavior may be
useful in the application of the newer lung dosimetry models. Simpler models, such as ICRP-30, assume
that regional deposition is independent of breathing rate, with total deposition determined only by the
volume breathed.
Particle Solubility and Lung Clearance
When particles are deposited in the respiratory tract, they are cleared from airway surfaces by
several mechanisms. Insoluble particles are cleared by the biomechanical means of macrophage and
mucociliary transport, while some particles are retained in pulmonary tissues. Particles of soluble
material dissolve, making the contaminant available for other means of transport such as absorption into
the blood. Dosimetry of the contaminant depends on how fast the particles dissolve.
Rate of particle dissolution is divided into three categories by the ICRP-30 model. Classes D
(days), W (weeks), and Y (years) refer to the retention time of the material in the pulmonary region of
the lungs. A retention half-time of less than 10 days is retention class D, a half-time of 10 to 100 days is
class W, and half-time greater than 100 days is class Y. Some materials have been described to have
characteristic rates of dissolution and are associated with a particular retention class. Many factors can
affect the dissolution rate, however, so general assignments to retention classes should be regarded with
caution.
Section 66
The health physicist may have some prior knowledge of the chemical compounds of the nuclides
present in an area and may be able to assign them to retention classes. The ICRP-60 dosimetry model
provides for a lung retention class designation of aerosols depending on the rate of dissolution; however,
actual determination of the lung class for dose assessment can best be determined after an exposure
utilizing appropriate chemical and bioassay data, but this can only be accomplished in retrospect. A
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prospective approach uses measured dissolution rate of potential contaminants for analysis and treatment
of an accidental exposure. Determination of retention class should be a valuable precaution in uranium
facilities.
A realistic determination of retention class can be made by collecting a sample of airborne material
by using a size-selective sampler and drawing the sample from a process that has a potential for a
significant release. The material collected on the filter represents that which would be deposited in the
lungs by inhalation. Methods and instruments are now available with the sensitivity needed to precisely
measure the rate of dissolution of this small mass of uranium in simulated lung fluid. The same methods
can be used on filter samples in operation at the time of an accidental exposure, but the time required to
measure dissolution rate (at least 60 days) makes the information essentially retrospective. Prospective
measurement of retention class provides for better risk assessment.
4.1.5 Samplers and Instrumentation
Air sampling equipment and monitors exist in a wide range of designs and capabilities, with
characteristics specific to the application and need. Samplers range from small portable units that can be
worn by an individual to high-volume units permanently mounted in the facility. Flow rates are from a
few liters per minute to a few cubic meters per minute.
Key Factors in Selecting Air Samplers
Sensitivity of Detection. In general, the sensitivity required is at least DAC levels; however, in
some applications, sensitivity to a small fraction of DAC is desired for early detection of loss of
containment, low level trends, etc. Continuous air monitors may only need to alarm at multiple DAC
levels in order to be effective in preventing or mitigating personnel exposures to an accidental airborne
release.
Type of Sample. In most uranium facilities, particulates in the air are the primary concern, although
gaseous forms may be most important in some areas. It may be of interest to collect samples that will
allow characterization of the particle size distribution or define a "respirable fraction." In each
application, the sample type will dictate the sampler design, filter media, flow rate, etc.
Convenience. Available space, noise level tolerance, portability, and weight also dictate specific
designs and capabilities of air samplers and monitors.
Power Requirements. Requirements for battery-powered versus 110-120-VAC line power may
dictate sampler selection.
Accuracy. Some sampling is performed to simply detect or make relative measurements of activity
levels for which the accuracy requirements are not great. In other situations, accurate measurements of
the air breathed by personnel may require an entirely different sampler design to achieve the needed
quality assurance.
Section 67
Reliability and Maintainability. Cost-effective operation and reliability need to be considered for
selection of equipment design and for redundancy of components.
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Filter Media
Filters should have high collection efficiencies (i.e., >99%) for particles over a wide range of sizes.
Many cellulose ester (acetate, nitrate, or mixed ester) or glass-fiber filters meet these requirements and
are commonly available. Other filters with reasonably high collection efficiency may be used if required
for special applications or assay methods. Selection of a filter type generally involves compromises
between filter efficiency, flow resistance, and requirements imposed by the desired assay method.
The specifications of a filter medium often include pore size and filter efficiency. Pore size is
determined by filtration of a liquid; the particle size at which the collection efficiency is 95% in water is
given as the effective pore size. Filtration efficiency for particles in air, however, is dramatically
different. Aerodynamic effects make the collection efficiency dependent on the face velocity through the
filter. Airborne particles of aerodynamic size equal to the pore-size rating of a filter are usually collected
with high efficiency (>99%). Smaller particles may also be collected efficiently; however, some sizes
may substantially penetrate the filter. Particles in the range 0.1- to 1.0 micron diameter are most likely
to penetrate a filter. Many manufacturers use dioctylphthalate (DOP) to produce an aerosol of particles
0.3 micron in diameter for testing filter efficiency, following a procedure such as ASTM D 2986-71.
Thus, if a filter is rated for efficiency by DOP retention, collection of other particle sizes will be more
efficient. Collection efficiency is also increased by higher flow rate for particles >0.1 micron.
Cellulose ester membrane filters have interconnecting pores of uniform size. They typically
produce a higher resistance to flow than glass-fiber filters and collect most particles near the surface of
the filter.
Glass-fiber filters are made of a mat of randomly oriented glass fibers. They have lower flow
resistance than most membrane filters, but trap an appreciable fraction of the particles within the filter
mat. This interferes with detection of alpha radiation from the filter.
Cellulose filters are often used for air sampling. They have moderate flow resistance, but
relatively poor collection efficiency. Their use may be justified in some situations, but only with the
recognition that efficiency for certain particle sizes may be low. Generally, if analytical and sample-
handling requirements allow, glass-fiber or cellulose-ester membrane filters are a better choice than
cellulose filters.
Each type of filter has inherent advantages and disadvantages. The higher flow resistance of
membrane filters may overtax the capabilities of older models of some PAS pumps although membrane
filters can be used successfully with many of the new models of pumps. Glass-fiber filters should be
substituted if a significant pressure drop occurs with the sampler being utilized.
The surface-collection properties of membrane filters can be an advantage when sampling for alpha
and weak beta-emitting materials. Deposition of particles on the surface minimizes energy absorption by
the filter medium. This is especially important for alpha spectrometry, where the energy spectrum is
substantially degraded. Membrane filters are also advantageous if the assay procedure involves ashing
or dissolution of the filters, but they are relatively fragile.
Section 68
Filter Holders
Criteria for filter holders are simple, but critical. For the collection of large-volume air samples,
filter holders should be open-face such that sample air is drawn directly onto the filter surface from the
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atmosphere without passing through a tube, orifice, or other obstruction. This precludes loss of the
radionuclide to surfaces upstream from the filter. The holder should face downward to avoid collection
of large, non-inhalable particles, unless a different position is required. Closed-face cassettes are
recommended for small PAS, to protect the filter from direct contamination. Research studies of
commonly-available types of closed-face cassettes with 4-mm inlets indicate that these designs have
good particle-collection characteristics (at a flow rate of 2 L min -1) and reduce sample contamination
problems. Other closed-face filter inlet diameters, geometries, and flow rates may also be acceptable,
but have not been characterized.
The filter should receive adequate support so that it is not stretched or torn by the pressure drop
caused by the flow of sample air. The filter holder should be free of air leakage around the filter as well
as into or through the holder’s component parts. Metallic filter holders are generally more reliable and
durable than plastics. Finally, filter-changing and holder replacement should be convenient and positive.
Size-Selective Devices
Size-selective devices fall into two categories: respirable-fraction samplers and instruments for
measuring particle-size distributions. A respirable-fraction sampler collects a range of particle sizes,
with collection efficiency decreasing for larger particle sizes. Particles that penetrate the size-selector
represent those that would deposit in the pulmonary region of the lungs. A particle-size distribution
instrument collects all particles with classification of particle size. Size-distribution data can be used to
calculate the expected deposition of particles throughout the respiratory tract.
Particle-Sizing Devices. Particle-size distribution measuring devices are typically more
complex and require more sample analysis than a size-selective sampler. The major advantage in using
these devices is that the size distribution of airborne contaminants is useful for estimating regional
deposition of inhaled particles in the respiratory tract. This information is more accurate than that
provided by a simple size-selective sampler, especially if a large part of the airborne material has particle
size less than about 2 µm. Particle-size measurement should be performed only by properly trained
individuals, as an investigative tool for evaluating the health hazard posed by a process or procedure
suspected of generating airborne contamination.
The cascade impactor is the most commonly available particle-sizing device. Aerosol passing
through a cascade impactor is forced through a series of increasingly rapid changes of velocity. The
inertia of the particles causes them to deviate from the direction of the airstream at locations where the
particle speed and direction are changing most rapidly. Particles of different aerodynamic size deflect to
different extents so that larger particles contact the surface of the collection stage. The quantity of
material deposited on each stage is measured and the size distribution calculated for the sampled aerosol.
Section 69
There are some drawbacks to the use of impactors. Cascade impactors subdivide the sample so that
more sensitive assay methods may be required for successful use. There is a limit to the mass of material
that can be collected on each stage before overloading; inactive dust particles contribute to this mass, but
not to the analyte. Each stage of the impactor is a separate fraction of the sample which must be
analyzed. This multiplies sample number-capacity requirements of the activity measurement system.
Careful calibration of a precisely controlled airflow rate is required for accurate particle-size
measurement.
Optical particle-sizing instruments, such as a laser particle-size spectrometer, have the advantage of
giving practically real time information. Most of these instruments give only an optical particle size,
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however, which must be converted to an aerodynamic size to be useful for dose estimation. They are
generally expensive tools used mostly for research.
Respirable-Fraction Samplers. A number of respirable-fraction samplers have been developed, but
the cyclone separator is the most widely used and best characterized type. The cyclone is specified by
NIOSH and MSHA for personal respirable-mass sampling in coal mines. NIOSH and MSHA currently
certify entire sampling systems (PAS pump, cyclone, filter head, and filters) for personal respirable-
fraction sampling. This "system" approach may be modified as the result of recent research; however, it
does provide an interim standard for performance. The performance of cyclones, pumps, and filters may
be characterized to allow intermixing of sampling-train components in future work; at present, however,
theoretical prediction of performance of mixed systems is not reliable.
Cyclones are aerodynamic particle sizers, as are impactors, but have some different operating
features. They are not affected by loading, so dusty environments are not a problem, although filter
loading may limit sampling time. Cyclones are rated for performance at a particular flow rate.
Performance at other flow rates cannot easily be predicted and should be determined by testing. In
contrast, impactors do follow a simple, well-defined relation between flow rate and size separation.
Alternatives to mechanical methods of particle-sizing exist and other respirable-fraction separators
may be available in the future. Combined total and respirable-fraction samplers would be desirable; such
designs retain both the respirable and non-respirable fractions so that total airborne activity can be
estimated.
4.1.6 Sample Activity Measurement
Most sample analyses at uranium facilities are performed by quantifying the radioactivity by
counting the samples collected. Some fluorometric analyses are performed with equivalent sensitivity.
Kinetic phosphorescence analysis is available with substantially greater sensitivity.
Alpha Counting. Alpha particles can be counted with ionization, proportional, scintillation, or other
solid state detectors. The major drawback is that relatively little particle penetration, in the filter or in
the dust loading, can result in a low reading caused by self-absorption of the alpha particles.
Section 70
Alpha Spectrometry. Measurement of the energy spectrum of alpha-emitters on a filter paper is
possible and very beneficial in some applications in identifying or verifying the identity of the isotopes
present. Typically, semiconductor detectors are the choice, and membrane filters or other surface-
collecting filters are used with very low dust loading.
Beta Counting. Thin-window GM, ionization, proportional, and solid state detectors are used for
beta counting. Because of the wide range of beta-particle energies of even a "single energy" emitter,
careful energy calibration is necessary. Beta counting results are less dependent on self-absorption
effects.
Beta Spectrometry. Beta spectrometry has recently become feasible through developments in
tissue-equivalent plastic detectors. For routine isotopic identification, this method is not as useful, but it
may provide valuable shielding information, etc.
Gamma Spectrometry. NaI and GeLi detectors can provide essential isotopic identification of
gamma-emitters.
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Precautions. The intricacies and procedures of sample analysis are beyond the scope of this manual.
However, a few general precautions are important to mention. The naturally occurring radionuclides,
radon and thoron and their decay products, are present in all atmospheres in widely varying
concentrations. These radionuclides are typically present in higher concentrations than the isotopes of
interest, and tend to interfere with radiometric analysis, unless the short-lived progeny are given time to
decay after sample collection. Radon progeny, which are much more abundant than thoron progeny in
most areas, decay with an effective half-life of about 30 minutes and a counting delay of 3 hours may be
adequate. Thoron progeny decay with an effective half-life of 10.6 hours, and where they exist in
significant concentrations, a counting delay of several days is advisable. The presence of either
radionuclide on a filter can be detected by recounting two or three times at intervals of a few hours.
The sensitivity of any counting method depends primarily on the background count rate of the
counting instrument; estimates of low radionuclide concentrations can be seriously in error if the
counting background is not accurately known. Even in stable instruments for which the background
count may be quite constant, a daily check is advisable because of the possibility of contamination from
sample material. Background counts should be made with a blank filter in place because some filter
media contain trace amounts of radioactivity.
Counting instruments also require periodic standardization. Standard sources used for this purpose
should match the samples both in size and energy.
The active (upstream) sides of filters collected in clean atmospheres can be difficult to identify.
Some convention should be followed by sampling personnel to ensure that the proper sides of filters will
be counted. This may consist of marking one side of the filter or placing the filter in the sample holder
consistently with the exposed side toward the identifying number or label on the holder.
4.1.7 Continuous Air Monitors
The combination of an air sampler and an activity counter into a single device for automatic
operation and alarm control constitutes a CAM.
4.1.8 Monitoring Strategies and Protocols
Section 71
Designing an air-sampling program for the work place is a complex task because each facility has
unique design and operational characteristics. It is important that the radiological control personnel who
coordinate the sampling program have a thorough understanding of basic facility operations, especially
with respect to the potential each operation has for generating airborne material. In addition, these
personnel should be familiar with the working habits of potentially-exposed workers. The success of
most sampling programs depends on the ability of radiological control personnel to accurately assess
worker exposure risk and properly select workers for personal air sampling. This can only be
accomplished by well-trained, observant safety personnel.
The following questions should be considered for an airborne activity hazard evaluation:
a. Where are the potential aerosol generation and release locations in the work-site, and what is the
magnitude of potential exposures associated with each?
b. How effective or failure-prone are the physical and procedural barriers that protect the worker
from airborne radioactive material generated at these locations?
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Potential Sources of Airborne Contamination
Virtually every work site has at least one of the fundamental mechanisms for the generation and
suspension of particulate material. The following descriptions of some of the basic mechanisms of
aerosol generation are intended to help radiation safety personnel recognize processes which have
inherently higher risk:
a. mechanical fragmentation, i.e., grinding, abrasive saws, sandblasting.
b. combustion, burning materials producing smoke, fumes, etc.
c. heating - many materials produce aerosols when heated, without actually igniting.
d. formation from bubbles, foams, or highly agitated liquids - fine solid aerosol particles can form
from larger, evaporating liquid droplets.
e. condensation of liquid or solid particles from the gas phase.
f. formation of particles from the products of gas-phase reactions, e.g., UF 6 + 2 H2O � UO2F2 + 4
HF.
g. formation of solid, radioactive nuclides from gaseous parent nuclides - these radionuclides
usually attach to existing, nonradioactive aerosol particles.
h. adsorption of gaseous, radioactive nuclides on non-radioactive aerosols.
The program designer should be familiar with the routines and working habits of workers,
especially those in situations where there is a greater potential for generating locally high concentrations
of airborne contamination. This will assist in planning for exposure prevention and in selecting suitable
sampling methods. Some factors to consider are:
a. Worker location and mobility � If the worker stays in a fixed location, fixed breathing-zone
sampling may be useful for individual exposure estimation. This sampling may be performed
using moderate flow-rate pumps (30 to 90 L min-1) which can be located within a few feet of the
worker. Mobile workers should be surveyed using PAS to obtain a breathing-zone sample.
b. Direct versus remote handling of radioactive material � Remote-handling facilities such as hot
cells or caves usually restrict the workers to a fixed location. Well-located fixed sampling heads
may be adequate for breathing-zone sampling at these work areas, provided that they have been
properly located. As previously noted in this section, determining the proper sampling points for
fixed breathing-zone sampling at fume hoods, glove boxes, etc., is not a straightforward exercise,
and PAS may be the most expedient means for sampling a worker’s true breathing zone.
Section 72
Direct-handling is commonly performed on material with relatively low intrinsic hazard, e.g.,
uranium metal or compounds. This sort of material may be moved around the work site and
directly manipulated at a number of locations. Fixed breathing-zone samplers usually will be
unsatisfactory in these situations, and PASs would be required for estimating an individual
worker’s exposure in DAC-hours.
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c. Material with high intrinsic hazard is usually well contained, but if it is moved over wide areas in
process flows, there is a potential for release at any point. The effectiveness of containment, in
the process flow at locations where workers have access, is a major factor when considering use
of PASs.
When evaluating risks associated with direct handling of radioactive materials, the variation in
techniques employed by different workers to perform the same task must also be considered. No two
workers perform the same operation in exactly the same manner. Aerosol production may depend on
how each individual performs the operation (i.e., rate, accuracy, operating temperatures, etc.).
Characterization of Controls
For the purpose of evaluating work-place controls, work sites can be characterized as either "tightly
controlled" or "loosely controlled." Tightly controlled work areas are preferred in all cases, but there are
situations where good control is difficult or not reasonably achievable. PAS monitoring can help define
those operations that pose the greatest radiological control problems and thus facilitate decisions to
improve specific work situations.
Significant exposure incidents in highly controlled (i.e., tightly controlled) areas usually are the
result of isolated and unforeseeable events, which are complete departures from the normal material-
processing routine. These events usually include loss of containment. In tightly controlled areas, PAS
can serve as a means of detecting a failure of containment because work locations may be located near
potential release points, and inadequate physical controls may be apparent only during an operation
performed by a worker.
4.2 SURFACE CONTAMINATION CONTROL
Uranium contamination on plant surfaces, such as floors and walls, does not present a significant
risk to personnel unless the uranium becomes airborne by resuspension and is inhaled. The probability
of significant airborne concentrations resulting from resuspension of uranium as a result of normal
activities (such as walking) is low; however, any activity that vigorously disturbs the surface (such as
floor sweeping) increases the probability of significant airborne concentrations of uranium.
Resuspension is a function of both the chemical and physical forms of the uranium contamination.
External exposure hazards from surface contamination can become an important concern when uranium
decay products and/or fission products accumulate on surfaces. In some instances, efforts to
decontaminate uranium compounds may leave behind insoluble uranium and decay product compounds
which could present an external exposure hazard. Good industrial housekeeping practices and normal
standards of personal hygiene will usually ensure that uranium surface contamination does not present a
significant exposure hazard. However, even if the probability of resuspension is low, surface
contamination on floors can result in contamination of shoes and thereby result in the potential for
tracking of contamination into uncontrolled areas. Thus, contamination on surfaces must also be
adequately controlled to prevent transfer of contamination above acceptable levels.
Section 73
Several other contamination control objectives can be accomplished by a program of monitoring
and control of surface contamination:
� The program can be designed to provide information to detect containment failures or departures
from good operating practices.
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� It can provide information that will assist in the design and evaluation of personnel monitoring,
bioassay, and air monitoring programs.
� The contamination monitoring and control program will provide information to establish
operating zones, guidelines and constraints for radiation protection, and operational procedures.
� The program will provide practical assurance that uranium contamination is confined to the
operating areas of the plant and that the potential is minimized for contamination of personnel,
the environment, and sensitive analytical areas.
Contamination control of work surfaces such as tools, equipment to be worked on (disassembly,
machining, etc.), desks or tables in process areas, etc., is of greater concern than contamination on floors.
The likelihood of personnel contamination, ingestion of material through hand contamination, or
inhalation of resuspended uranium compounds through work activities represents a significant potential
for exposure of personnel. Work activities that involve the destruction of surfaces such as grinding,
machining, drilling, or cutting can generate significant levels of airborne uranium compounds.
Operations such as welding, burning, heating, etc. can alter the physical and/or chemical state of uranium
compounds that are on the surfaces of equipment. Job-specific monitoring is required to establish
protection requirements as a function of surface contamination levels.
4.2.1 Reporting and Documenting Contamination Levels
Radiological control programs require the performance of contamination surveys to determine
existing conditions in a given location. Maps with sufficient detail to permit identification of original
survey locations should be maintained. Records shall contain sufficient detail to be meaningful even
after the originator is no longer available. Contamination surveys should be recorded on appropriate
standard forms and include the following common elements:
� date, time, and purpose of the survey,
� general and specific location of the survey,
� name and signature of the surveyor and analyst,
� pertinent information needed to interpret the survey results, and
� reference to a specific radiological work permit if the survey is performed to support the permit.
Records should be maintained to document changes in monitoring equipment, techniques, and
procedures.
In addition, records of contamination surveys should include, at a minimum, the following
information:
� model and serial number of counting equipment,
� contamination levels (using appropriate units) and appropriate supporting parameters, including
counting efficiency, counting time, correction factors, type of radiation, and whether the
contamination was fixed or removable,
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� location of areas found to contain hot particles or high concentrations of localized contamination,
and
� follow-up survey results for decontamination processes cross-referenced to the original survey.
Section 74
Records for the release of material and equipment from radiological areas to controlled areas should
describe the property, the date on which the release survey was performed, the identity of the individual
who performed the survey, the type and identification number of the survey instrument used, and the
results of the survey. Additional details on radiation records can be obtained from DOE G 441.1-11,
Occupational Radiation Protection Record-keeping and Reporting Guide and in the RCS.
All skin and personal property contaminations should be documented and evaluated to help improve
the contamination control program. Documentation should include the following:
� the person’s name and work group,
� the location, amount, and type of skin or personal property contamination,
� the results of decontamination, and
� a description of circumstances involved in the occurrence, such as radiation work permit number,
protective clothing required, and protective clothing actually used.
4.2.2 Monitoring
Radiological workers are often assigned tasks that could expose them to radioactive material. It is
not sufficient to rely exclusively on equipment design to minimize contamination and exposure in the
work place. A radiation protection program shall include both monitoring of the workers (discussed in
Section 4.3) and monitoring of the conditions in the workplace (10 CFR 835.401 - 835.403, 835.1101- -
835.1102). Both functions are essential to a good radiation monitoring program.
Continuous monitoring should be provided during the periods of high or unusual risk associated
with the work in the area. Periods of high or unusual risk include the potential or actual breaching of the
integrity of the glove-box or associated systems, including such maintenance as replacement of panels,
glove changes, bag-out operations, replacement of filters, or repair of vacuum systems. Work that
involves the use of temporary enclosures (greenhouses) should be provided with continuous coverage by
an RCT. For decommissioning, most activities will be new, unique, and have no historical precedent.
Consequently, high and unusual risks may become the norm and the use of temporary controls and
continuous coverage the routine.
Monitoring of the work place is an essential element of every routine surveillance program. It can
be effectively accomplished using any or all of the techniques that are discussed in this section. The
rigor with which all of the various elements of a radiation monitoring program are applied should be
tailored to meet the needs of the individual work areas and depend on the kind and quantity of
radioactive material present and its potential for dispersion. Each program should be designed to meet
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existing needs, but also should be flexible to allow for incorporation of the possible advantages to be
provided by the various available monitoring practices. Monitoring practices include, but are not
limited, to the following:
� contamination surveys of the workplace,
� release surveys,
� external exposure surveys,
� airborne contamination surveys, and
� routine surveillance by an RCT.
4.2.2.1 Contamination Surveys of the Workplace
Section 75
The radiation monitoring program should include documented survey procedures, a system
for maintaining survey results, and contamination control limits for "fixed" and "removable"
contamination. The results of contamination surveys should be reported in activity per area (e.g.,
dpm/100 cm2) except for large-area swipes and swipes of very small items. This permits interpretation
of the recorded data without requiring knowledge of instrument efficiency or geometry.
All workplaces should be monitored for contamination levels on a regularly scheduled basis. The
frequency of such surveys will depend on the potential for dispersion of the radioactive material. As a
minimum, all gloves, work surfaces, floors, equipment, etc., within the workplace should be surveyed
according to the frequencies listed in DOE-STD-1098-99, Radiological Control (DOE 1999a).
The change room and other support facilities within the controlled area should be surveyed for
contamination daily. Continuous air monitors, survey instruments at step-off pads, and hand and shoe
counters should be functionally tested daily or once per shift in support of the weekly and monthly
surveys.
These frequent surveys are also part of the routine surveillance program and permit immediate follow-up
if low-level contamination is detected to minimize the potential for major incidents. Some fixtures and
support areas outside the controlled area, such as door knobs and telephones of adjacent offices and the
lunchroom, should also be surveyed daily. Other support areas should be surveyed monthly. If routine
survey results detect any contamination in a given area, more detailed surveys should be performed to
determine the extent and source of the contamination.
Two principles should be adopted to preclude the possibility that contaminated waste would be dis-
posed of as ordinary waste: 1) all process and controlled area waste should be considered contaminated,
and 2) mechanisms should be established that prevent the mixing of contaminated and non-contaminated
waste.
4.2.2.2 Release Surveys
As stated in Section 2.1.4.1., transuranics exist in small quantities of recycled or reclaimed feed
materials. In many instances, these isotopes may be limiting for release of materials. For transuranic
and uranium radionuclides, the contamination level (fixed and removable) at which surfaces are
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considered contaminated are listed in Appendix D of 10 CFR 835. That document also specifies the
criteria for the release of materials and equipment from radiological areas to controlled areas.
Detailed requirements for unrestricted release of materials and equipment from controlled areas are
found in DOE Order 5400.5, Radiation Protection of the Public and Environment (DOE 1990c). Figure
IV-1 of DOE Order 5400.5 indicates that the allowable total residual surface contamination for
transuranics is reserved, i.e., no value is given. In essence, this requires release values for transuranic
contamination to be developed through the project offices in the field and approved by the DOE
Headquarters Program Office.
4.2.2.3 External Exposure Surveys
To delineate the levels involved, measurements of external exposure should be made at the time a
program is established at all locations where personnel exposure occurs. Additional photon and neutron
measurements should be made at the same frequency as the contamination surveys. The buildup of
contamination in glove boxes and on gloves and equipment may contribute substantially to the external
dose rates.
Section 76
4.2.2.4 Measurement and Survey Techniques
This section discusses four types of contamination surveys that are typically used in DOE facilities.
Surveys for removable contamination include a large-area wipe survey and a swipe or smear survey.
Surveys for total/fixed contamination include a scan survey and a statistically-based survey. These
surveys, or a combination of them, are used to survey material for release from radiological control. The
appropriate use of each type of survey is discussed.
Surveys for Removable Contamination
Two types of surveys are used for removable contamination: a large-area wipe survey and a swipe
or smear survey.
A large-area wipe survey is used to qualitatively detect gross removable contamination. A large-
area wipe survey is typically performed using a large floor cloth and a dust mop type handle to wipe
large areas. This technique tends to concentrate any low levels of removable contamination that may be
present. The surface to be wiped and the wiping material should be industrially clean (i.e., free of
debris, grease, etc.) to reduce self-absorption of alpha contamination. The survey is performed by
wiping the surface of the area being surveyed and conducting frequent checks of the cloth using a
portable instrument. For detection of alpha-emitting isotopes, a nonabsorbent material should be used.
Removable contamination will be accumulated and concentrated on the wipe, increasing the probability
of its detection. Checking for contamination is conducted by placing an alpha-measurement instrument
approximately 0.25 in. (0.6 cm) from the surface of the wipe for 5 seconds, and the count rate observed.
If no radioactivity above background is measured, then the material is not contaminated with removable
contamination. If radioactivity above background is measured, the material is contaminated. Technical
smears (i.e. 100 cm2) need to be taken to quantify removable contamination levels. Depending upon the
specific circumstances, a series of smears may be required to locate and quantify the contamination
within the area covered by the large-area wipe. In most instances, if contamination is detected on the
large-area wipe, decontamination should be considered.
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Aminimum �
MDA
GVremovable
× 100 cm 2
(5.1)
For transuranic radionuclides, the guideline values for removable contamination are lower than the
MDA of portable instruments. During a wipe survey, the surface area of the material must be large
enough that the quantity of radioactivity collected on the wipe will be greater than the MDA of the
instrument. Wipe surveys of areas smaller than this minimum surface area require more sophisticated
measuring instruments, such as a scaler measurement, and the entire surface of the material should be
wiped. The minimum area for using a large-area wipe survey is given by where GV is the guideline
value of the potential contaminant, given in Table 4-1.
The purpose of a smear survey is to locate and quantify removable contamination that is known or
suspected to exist. For small items, a smear may be used at any time to verify the item’s contamination
status. A smear or swipe survey is performed by wiping a cloth, paper, plastic foam, or fiberglass disk
over a 100-cm2 area of the surface. The swipe should be taken with a dry medium using moderate
pressure. A common field practice is to use two fingers to press the swipe medium against the surface to
be swiped. The swipe is then moved along an "S" shaped path that has a nominal length of 8 in. (20 cm)
to 10 in. (25 cm).
Section 77
When the potential contaminant emits alpha radiation, paper or fiberglass filter papers should be
used so that alpha activity is not attenuated by becoming imbedded in the wipe. To improve the
detection limit, smears may be taken over areas larger than 100 cm 2. However, the size of the area
smeared should be limited to prevent buildup of material (radioactive or otherwise) that would attenuate
alpha radiation. The current practice at DOE facilities is to use the 100-cm 2 area as the minimum size of
objects being smeared. Appropriate corrections should be made for objects smaller than 100 cm 2.
If contamination is detected during a scan survey for fixed contamination, a swipe survey for
removable contamination should be performed to determine if the contamination is fixed and to quantify
any removable contamination. If no contamination above the guideline values for removable
contamination in Table 4-1 is detected during the smear survey, the contamination is fixed, and the area
should be posted appropriately.
A smear survey may be used routinely to detect removable contamination, especially for
contamination surveys of radiological areas.
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Table 4-1. Surface Contamination Values,(a) dpm/100 cm2
Nuclide Removable(b, d)
Total
(Fixed+Removable)(b, c)
U-nat, 235U, 238U, and associated decay products g1000 g5000
Transuranics, 226Ra, 228Ra, 230Th, 228Th, 231Pa, 227Ac, 125I, 129I 20 500
Th-nat, 232Th, 90Sr, 223Ra, 224Ra, 232U, 126I, 131I, 133I 200 1000
Beta-gamma-emitters (nuclides with decay modes other than
alpha emission or spontaneous fission) except 90Sr and others
noted above(e)
1000 5000
Tritium and tritiated compoundsf 10,000 N/A
(a) The values in this table, with the exception noted in footnote (e), apply to radioactive contamination deposited on, but not
incorporated into the interior or matrix of, the contaminated item. Where surface contamination by both alpha- and beta-gamma-
emitting nuclides exists, the limits established for alpha- and beta-gamma-emitting nuclides apply independently.
(b) As used in this table, dpm (disintegrations per minute) means the rate of emission by radioactive material as determined by
correcting the counts per minute observed by an appropriate detector for background, efficiency, and geometric factors associated
with the instrumentation.
(c) The levels may be averaged over one square meter provided the maximum surface activity in any area of 100 cm 2 is less than
three times the value specified. For purposes of averaging, any square meter of surface shall be considered to be above the
surface contamination value if: 1) From measurements of a representative number of sections it is determined that the average
contamination level exceeds the applicable value; or 2) it is determined that the sum of the activity of all isolated spots or
particles in any 100 cm 2 area exceeds three times the applicable value.
(d) The amount of removable radioactive material per 100 cm 2 of surface area should be determined by swiping the area with a dry
filter or soft absorbent paper, applying moderate pressure, and then assessing the amount of radioactive material on the swipe
with an appropriate instrument of known efficiency. (Note--The use of dry material may not be appropriate for tritium.) When
removable contamination on objects of surface area less than 100 cm 2 is determined, the activity per unit area shall be based on
the actual area and the entire surface should be wiped. It is not necessary to use swiping techniques to measure removable
contamination levels if direct scan surveys indicate that the total residual surface contamination levels are within the limits for
removable contamination.
Section 78
(e) This category of radionuclides includes mixed fission products, including the 90Sr which is present in them. It does not apply to
90Sr which has been separated from the other fission products or mixtures where the 90Sr has been enriched.
(f) Tritium contamination may diffuse into the volume or matrix of materials. Evaluation of surface contamination shall consider
the extent to which such contamination may migrate to the surface in order to ensure the surface contamination value provided in
this appendix is not exceeded. Once this contamination migrates to the surface, it may be removable, not fixed; therefore, a
"Total" value does not apply.
(g) (alpha)
Scan Survey for Fixed Contamination
A scan survey for fixed contamination requires passing a detector attached to a portable instrument
over the surface of the area being surveyed at a fixed, known scan speed and at a specified distance from
the surface. Typically, the scan speed is 2 in./s (5 cm/s) and the maximum distance is 0.25 in. (0.6 cm)
for alpha-contamination instruments. A scan survey should be used to survey material that resides in an
area controlled for contamination purposes, an area where unsealed radioactive sources are used, or an
area surrounding an area controlled for contamination purposes. A scan survey in conjunction with a
swipe survey should be used to release from radiological control material with a total surface area less
than 5 ft2 (0.46 m2). A statistically-based survey, which will be discussed later, should be used to release
from radiological control material with a surface area greater than 5 ft 2 (0.46 m2).
During the performance of scan surveys, the audible response of the instrument is faster than the
needle deflection. Therefore, audible response should be used in conjunction with meter readings. For
alpha surveys, the surveyor should pause for 3 to 5 seconds each time an individual pulse is detected in
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order to allow a longer count time at the location of the detected pulse, until it is determined whether the
response indicates random background noise or detected contamination.
The most critical factor affecting a scan survey measurement is the speed at which scan surveys are
performed. Counting time is inversely proportional to scan speed. For instruments with larger detector
faces, the scan speed is faster for a given rate of meter movement because a point on the surveyed
surface remains beneath the window longer. To ensure that low levels of contamination can be detected,
it is necessary that a maximum scan speed be mandated and that this speed be implemented during field
measurements. Empirical information is available indicating that, for most instruments in current use, a
maximum scan speed of 2 in./s (5 cm/s) can detect contamination at or above the total contamination
values specified in Table 4.1 for nearly all radionuclides with 67% confidence.
4.2.3 Release Criteria
Material in contamination, high contamination, or airborne radioactivity areas, shall be treated as
radioactive material and shall not be released to controlled areas if either of the following conditions
exist:
� Measurements of accessible surfaces show that either the total or removable contamination
levels exceed the values specified in Table 4-1.
� Prior use suggests that the contamination levels on the inaccessible surfaces are likely to exceed
the values specified in Table 4-1 (10 CFR 835.1101).
Section 79
Material that has never been in a contaminated or airborne radioactivity area may be removed to
controlled areas without survey. If the history of the item is unknown, it is appropriate to assume that it
may have been in a contaminated or airborne radioactivity area.
To release material from radiological control, a methodology has been developed to reduce the time
required to perform a survey while meeting DOE requirements. A logic diagram of the protocol is
shown in Figure 4-2. The methodology ensures, with 67% confidence, that the guideline values of
DOE Order 5400.5 and 10 CFR 835 are met. Note that Figure IV-1 of DOE Order 5400.5 does not
specify values for the allowable residual surface contamination levels for transuranics. For this
discussion, the residual contamination levels for transuranics given in 10 CFR 835, Appendix D are used.
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Figure 4-2. Protocol for Release of Materials
The material release methodology has four main components: material evaluation, scan survey for
fixed contamination, large-area wipe survey for removable contamination (described above) followed by
technical smears as necessary, and statistical survey for fixed contamination. The material evaluation
process involves consideration of the previous known uses of the material, as well as typical uses and the
environment in which the material was used. Material evaluation places the material into one of two
categories: not potentially contaminated or potentially contaminated.
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Non-radioactive material can be released without an instrument survey if its documented history
ensures:
� that it has never been used or stored in an area controlled for contamination purposes (i.e., a
contamination area, high contamination area, or airborne radioactivity area),
� that it has never come into contact with unsealed radioactive sources,
� that it has not been stored or used in a radiological buffer area (RBA) surrounding
a contamination area, high contamination area, or airborne radioactivity area.
This material may be considered to be not contaminated and an instrument survey is not necessary.
A material history release form should be used to document the release of material that is known to be
free of contamination by its history of use. If the material history release form cannot be completed, or if
the history of the material is unknown, an instrument survey must be made of the material. Material
released from RBAs around contamination areas, high contamination areas, or airborne radioactivity
areas should also be evaluated using an instrument survey.
The material evaluation process should also consider the nuclides to which the material was
potentially exposed. If the material was exposed to significant quantities of nuclides that are difficult to
detect, including tritium, 14C, 125I, or 129I, an appropriate survey methodology should be applied.
A scan survey for fixed contamination requires passing the detector of an alpha and a beta/gamma
survey instrument, as applicable, over the accessible surface of the material. The detector should be
moved at a constant rate that allows detection of contamination at a level equal to three times the
guideline value. If a change in the audible output of the instrument is heard, the area under the window
of the instrument should be re-surveyed using a stationary measurement for 3 to 5 seconds. If the
increase does not persist, the scan should continue. If the elevated counts persist, the material is
contaminated and should not be released. This procedure should be followed until the surface of the
material has been surveyed.
Section 80
The scan survey for fixed contamination ensures that none of the material’s surface is contaminated
above three times the guideline value. If no contamination above background is detected during the scan
survey, a large-area wipe survey for removable contamination should be performed. If contamination
above background is detected, then decontamination of the material should be considered and the
methodology described in this document should not be applied.
Following the scan and large-area wipe surveys, a statistical survey for fixed contamination should
be performed. The survey methodology should be used for both beta/gamma and alpha contamination,
unless only one type of potential contaminant exists in the facility. If no measurements above
background are observed, the material may be released from radiological control.
The fixed survey measurements should be chosen using random detector placements over the entire
surface of the material. It may be prudent to bias some of the measurements toward those areas that are
more likely to be contaminated, including handles, horizontal surfaces, stains, cracks, and other surface
anomalies in which foreign material typically accumulates. This type of selection bias will further
increase the confidence associated with the statistical survey method.
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Measurements performed to release material should be made in a low-background area unless the
MDA of the instrument in a high-background area is known and appropriate considerations are made. If
material is being surveyed for release from a radiological area, performing measurements in a low-
background area may not be possible. If background count rates are high enough that the release
guideline values cannot be measured in the radiological area by using portable survey instruments, a
survey for removable contamination should be performed to avoid spreading removable contamination
from the radiological area. If the survey for removable contamination does not indicate the presence of
contamination in excess of background levels, the material may be moved to an area with a lower
background for an immediate fixed contamination survey.
4.2.3.1 Uranium Contamination Detection
The detection and measurement of uranium contamination is necessary to ensure control of
contamination and compliance with DOE requirements. Typically, detection of uranium contamination
has been performed using the alpha activity. However, for some conditions and situations, detection of
the beta/gamma radiations from uranium decay products may be a more sensitive and more appropriate
monitoring technique. For natural uranium, depleted uranium, and the lower levels of enriched uranium
that are in equilibrium with their decay products, the detection sensitivity for the beta/gamma radiations
is about five times more sensitive than by the detection of the alpha alone. If the uranium is highly
enriched or has been very recently processed, detection using the alpha radiation is necessary because
there may be little or no decay product radiations present.
Detection of uranium contamination may require use of beta/gamma-sensitive instruments when
surveying upholstery material, rugs, cloth and wet surfaces. Because of the range and ease of shielding
alpha particles, burial or surface liquid may preclude the detection of the alpha radiation. The use of GM
detectors, such as the thin-window detector probe, are particularly useful in these situations. In some
instances, a thin Nal detector may be better than a GM detector for detecting low-energy photons from
uranium contamination.
Section 81
Many of the processes used in uranium facilities may separate and/or concentrate impurities or
decay products of uranium. Examples of these processes are uranium recovery from ore, reduction of
green salt to metal, UF6 conversion, casting of metal, and uranium oxidation. Radionuclides of particular
importance are 234mPa and other decay products and trace impurities such as 99Tc, 239Pu, and 231Np. In
addition to the separation processes, some of the decay products of uranium may be selectively
accumulated in tank and pipe liner material. Dose rates up to 150 mR/h attributed to radium
accumulation have been measured from neoprene liner material. Dose rates from furnace lids and
crucibles have been measured as high as 30 rad/h.
Detection and measurement of uranium contamination, both surface and airborne, require a
knowledge of the process and of the separation and concentration mechanisms. Depending upon the
process, the time since separation, and the isotopic ratios of the uranium, contamination resulting from
uranium operations may be almost totally alpha or totally beta/gamma-emitters. Consequently, detection
techniques may require the capability to detect all types of radiations. Appropriate monitoring in most
facilities requires both types of surveys, but on differing frequencies.
4.2.4 ALARA Guidelines
Contamination levels should be maintained ALARA to minimize the potential for the spread of
contamination and to reduce the protective measures and equipment required. Control of radioactive
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material at the source and prevention of the generation of contamination are generally more effective and
less costly than remediation.
4.3 PERSONNEL CONTAMINATION CONTROL
Contamination control should be achieved primarily by physical design features, including
engineering controls (see the discussion above), such as containment, confinement, and ventilation
control. Only if the primary controls fail or if there is a potential for personnel contamination during an
activity are administrative controls such as protective clothing and respirators advisable.
4.3.1 Monitoring Philosophy
Although the primary hazard to personnel from uranium is from internal exposure, contamination is
also of concern because of potential skin doses. Additionally, an objective of the contamination control
program is to confine uranium contamination to production/work areas and to minimize, to the extent
practicable, any spread of contamination to areas outside the plant or to the public. Therefore, guidelines
for allowable contamination on personnel and personal clothing/shoes both inside the plant and prior to
exiting radiological areas are required. Also, a personnel monitoring program must be developed with
adequate monitoring equipment and sensitivity to provide assurance that contamination is effectively
controlled. The guidelines should be developed considering the following factors:
a. the need to prevent detectable activity from appearing outside the controlled area,
b. the degree of risk to the health of the employees, their families, and the public from
contamination removed from the plant,
c. the technical feasibility of measurement of the guide levels,
d. commitment to the policy of keeping contamination to the minimum practical level, and
e. the presence of other radionuclides due to the presence of recycled uranium contaminants or
uranium daughters.
Section 82
4.3.2 Monitoring Program
Instrumentation should be provided and persons entering a uranium work station should be required
to survey themselves at established frequencies. As a minimum, workers should survey their gloves and
coverall sleeves each time they are withdrawn from a glove box (or similar containment system) and
after each glove replacement or bag-out operation.
Personnel monitoring for contamination should be mandatory at the egress from controlled areas
and be conducted in a verifiable manner. Assurance should be provided that personnel are monitored
prior to breaks, meals, or exits from the plant site. Portal monitors, hand-and-shoe counters, and/or
portable survey instruments may be used for this purpose. If employees are instructed to perform
self-monitoring, the equipment should be set up in a "go/no-go" mode and employees should be clearly
instructed in the required actions to take if predetermined action levels are exceeded. Frequent audits
should be performed to verify that controls are adequate. Limiting the number of egress points and
controlling personnel movement can minimize the numbers of locations where positive control of
personnel monitoring must be maintained.
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Monitoring of shoes, clothing, and hands should be required prior to leaving a uranium work station.
Following routine work, self-monitoring upon exit is usually considered adequate if the person has
received proper training in the use of the instrument provided. The instrument should clearly detect an
unacceptable level of contamination.
After performing work that involves a high potential for intake of radioactive material, an RCT
should perform exit monitoring of the worker.
After performing work that, in retrospect, involved a high potential for intake of radioactive
material, each worker should provide a swipe of the nasal passages, to be counted immediately. If
respiratory protection was worn, there is no need for nasal swipes unless a breach of the respirator seal is
suspected. If facial contamination is detected during the exit contamination monitoring, a nasal swipe
should be taken and counted immediately. Chapter 5 provides guidance on the actions to be taken if a
nasal swipe is positive.
4.3.3 Protective Clothing
Various types of protective clothing, including laboratory coats, shoe covers, gloves, coveralls,
plastic or rubber suits, and air-purifying or atmosphere-supplying respiratory protective equipment, may
be required for operations with transuranic radionuclides. The use of company-issue shoes and clothing
for employees with work assignments in process areas can be a major aid in contamination control.
Some facilities are using disposable anti-contamination clothing. This may be a cost savings from a
handling standpoint. However, disposal costs must be considered.
4.3.4 Respiratory Protection
While every attempt should be made to control uranium hazards utilizing physical design features,
including engineering controls, the use of respiratory protection is an essential part of the radiological
control program.
Section 83
As with personnel protective equipment, respiratory equipment utilized must also provide protection
from the full range of airborne hazards that may be encountered in the work environment. For example,
a uranium metal machining operation may have both an airborne uranium oxide hazard and an airborne
hazard from solvent vapors. The respirator utilized must be effective for both types of hazard. Also, one
airborne contaminant may interfere with the effectiveness of the canister in an air-purifying device that is
designed for a different contaminant. For example, a corrosive gas, such as hydrofluoric acid (HF), may
attack a HEPA filter and render the filter ineffective. It is important to coordinate the use of respiratory
protection requirements with other health protection groups. The respiratory protection program should
also be in compliance with ANSI Standard Z88.2, American National Standard for Respiratory
Protection (ANSI 1992) requirements. In specifying respirators for various applications, one should
always know the applicable protection factors to determine that the range of hazard that may be
encountered will be covered. While the specification of respiratory protection should normally be made
a result of personal and/or area sampling results, the use of respirator guides based on surface
contamination monitoring results is also acceptable.
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4.3.5 ALARA Guidelines
The total dose to an individual and the collective dose to the work force should be ALARA. When
applied to personnel contamination or internal intakes, this generally means less-than-detectable dose
with the best available commercial technology.
4.3.6 Release Criteria
The decision to release personnel with detectable uranium contamination is made on a case-by-case
basis. If the individual is injured and needs prompt medical attention, medical treatment will always take
precedence, with compensatory measures made for protecting medical personnel and facilities. If
injuries are absent or do not require immediate attention, decontamination is preferable to ensure that the
dose to the contaminated individual and the potential for inhalation by the victim and medical staff are
minimized and the spread of contamination is prevented.
In a case where decontamination is incomplete due to injury to the skin or other reasons, the
individual may be provisionally released with measures to prevent the spread of contamination.
4.4 DECONTAMINATION AND DECOMMISSIONING TECHNIQUES
This section concentrates on decontamination techniques to be used in the final decommissioning of
a uranium-contaminated facility for unrestricted release. Some of these techniques are similar to those
used during routine operations (e.g., personnel decontamination and some equipment and building
surface decontamination). Contamination detection methods are similar for routine and D&D operations.
4.4.1 Personnel Decontamination
Skin decontamination should be performed by health physics technicians or other members of the
health physics staff. The treatment and decontamination of wounds should be performed by medical
staff.
Non-abrasive methods should be used for skin decontamination to protect the tissues from deeper
contamination. Masking tape should be used to remove dry contamination. Wet decontamination should
be used to remove residual contamination. The skin should be gently scrubbed with soap and water.
Household bleach may be applied as needed to decontaminate more effectively. The following
procedure is recommended:
Section 84
a. Survey the worker to determine the contaminated areas of the skin. Have the medical staff treat
and decontaminate breaks in the skin.
b. Wipe loose contamination with a gauze sponge or cotton applicators dipped in mild antiseptic
detergent. Do not spread contamination to uncontaminated areas.
c. Rub the skin with the applicators to produce good sudsing.
d. Use soft bristle scrub brushes for fingernails and other difficult-to-clean areas as long as the skin
barrier is maintained intact. It may be difficult to decontaminate the cuticles and under the nails.
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e. Dry the skin area with cleansing tissue.
f. After the skin is thoroughly dry, survey it for any remaining contamination.
g. If no contamination is detected, apply a good-quality hand cream to prevent chapping.
Another effective non-abrasive decontamination method involves placing the contaminated hand in
a cotton glove and then a Latex glove (causing the hand to perspire).
The decontamination factor is the ratio of the initial contamination level to the contamination level
after decontamination methods are applied, as determined by survey instrument readings. Non-abrasive
methods should be repeated until the decontamination factor between washes drops below 2 or 3 with
significant contamination still remaining.
If contamination persists on the skin, a more abrasive decontamination method may be necessary.
The decision to proceed with a more abrasive method should be based on the effectiveness of the
decontamination. An abrasive soap should be applied with a moist gauze sponge or soft brush while
rubbing the skin to develop a soapy lather. Care should be exercised to prevent damage to the skin
surface. If contamination persists after using the abrasive soap, potassium permanganate (KMnO 4) and
sodium bisulfite should be considered. Paint the contaminated skin with KMnO 4 using cotton-tipped
applicators, allow the solution to dry, and paint it again two or three more times, allowing the solution to
dry thoroughly between each application. The skin will then appear almost black. Applicators should be
discarded after each use to avoid spreading contamination to the solutions. Then, rub the treated area
with KMnO4 using cotton applicators, until the brown discoloration is removed. Rinse the skin with
water to remove the remaining KMnO4, and dry the area thoroughly and survey it for contamination.
If contamination persists after all the above decontamination efforts, wrap the contaminated area to
control the contamination and consult with medical personnel.
Liberal irrigation with room temperature water or saline solution (preferable) is recommended for
eye, nose, and mouth contamination. These procedures are performed by the medical staff to remove
contamination.
4.4.2 Equipment and Surface Decontamination
Decontamination of surface areas may be as simple as hosing off the floors with water, washing
surfaces with detergent and water, or wiping with household dust cloths. Waste material generated from
decontamination activities (e.g., water and wipe material) must be contained and disposed of as
radioactive waste. For some locations, vacuuming the surfaces may be appropriate. If vacuuming is
used, HEPA-filtered vacuum systems are required to keep airborne radioactive material out of the
vacuum exhaust.
Section 85
For some operations, periodic surface flushing with water may be adequate to maintain acceptable
contamination levels. Precautions should ensure control and collection of run-off water so material may
be recovered and waste water analyzed before discharge. Depending upon which isotope of uranium is
involved, geometrically safe containers may be required for collecting and holding the liquid.
Depending upon the physical and chemical form of the uranium and the type of surface, uranium
may become imbedded in the surface. Removal of embedded material may require physical abrasion,
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such as scabbling, grinding, sand blasting, or chipping, or it may be accomplished using chemical
etching techniques. If the surface is porous, complete replacement could be necessary. The use of high-
pressure water (hydroblasting) has been quite successful for metal and concrete surfaces.
Ultrasonic cleaning techniques, electro-polishing, or chemical baths may be useful for
decontamination of high-cost items if the chemicals used are compatible with the material to be cleaned.
A description of different decontamination techniques is found in DOE/EV/10128-1, DOE
Decommissioning Handbook (DOE 1980), and publications by Allen (1985) and the Electric Power
Research Institute (EPRI 1989). The DOE Decommissioning Handbook also includes guidance on
decontamination techniques, assessment of environmental impacts, disposition of wastes, and
preparation of decommissioning cost estimates.
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5.0 INTERNAL DOSIMETRY
Internal dosimetry is an essential part of a comprehensive radiological control program at every
facility where uranium is handled or processed. The purpose of an internal dosimetry program is to
monitor workplace activities, assess accidental or inadvertent intakes of radioactive material, and
conduct internal dose assessments from bioassay measurement data.
DOE requires that facilities be designed, operated, and remediated to prevent intakes of radioactive
materials. Radiological controls for the workplace should ensure that radionuclides are contained and
handled properly, and that intakes, if they occur at all, are negligible to the extent achievable with
state-of-the-art technology. In spite of excellent design and operation policies, inadvertent intakes of
radioactive material can occur as a result of equipment malfunction, failure to follow procedures, or the
unanticipated presence of radioactive material.
Experience has shown that the most common route for inadvertent uranium intake is inhalation.
The uranium may be in natural, enriched, or depleted form, or a combination thereof. Intakes can also
occur by accidental ingestion or by wound contamination. Surveillance programs should be designed to
rapidly detect a release in the event of a loss of radioactive material containment. Internal dosimetry
programs should be tailored to the needs of each uranium-handling facility so that inadvertent intakes are
discovered and quantified and workers’ dose equivalents are determined by appropriate methods.
Section 86
When workers are inadvertently exposed to radioactive material, appropriate corrective action
should be taken to ensure that control and containment are re-established. Prompt detection by routine
workplace monitoring practices is essential to regaining control after any contamination spread or loss of
containment. Prompt workplace indications of potential intake are also crucial to ensure timely initiation
of special bioassay monitoring for intake and dose assessment. An early assessment of the probable
severity of an intake and its corresponding dose, preferably within the first two hours of the intake, is
needed for decisions on dose reduction therapy and event reporting. Uranium is both a radiological and
chemical hazard. Because the total risk must be considered, both hazards must be considered. For
uranium intakes, it may take many months to obtain the bioassay data necessary for final dose
assessment. Until such data become available, ongoing preliminary assessments of intake and dose may
be necessary to provide guidance for the administrative and medical management of the workers.
5.1 INTERNAL DOSE EVALUATION PROGRAM
Internal doses are not directly measured but are estimated or calculated based on knowledge of the
material to which a worker may be exposed and its known or assumed biokinetic behavior. The common
approach to internal dosimetry is to calculate an occupational intake based on worker bioassay
measurements or workplace air-sample data and assumed breathing rates. Once an intake is calculated,
appropriate dose equivalents to organs and tissues of concern can be estimated by using fundamental
dosimetry principles, by various intake-to-dose conversion factors, which incorporate assumed biokinetic
models, or by an appropriate computer code. Intake-to-dose conversion factors can be found in Federal
Guidance Report No. 11 or ICRP Publication 30. Further discussion on intake and dose assessment is
provided in Section 5.8.
Participation in internal dose evaluation programs (which include routine bioassay programs) is
required for conditions identified in 10 CFR 835.402(c). The internal dose evaluation program must
address both general workplace conditions and individual intakes. Workplace conditions are monitored
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through air and surface contamination monitoring programs. Individual monitoring for intakes is
commonly performed using bioassay procedures. Bioassay monitoring includes both direct (in vivo)
measurements of radioactivity in the body and indirect (in vitro) measurements of material excreted or
removed from the body.
10 CFR 835.402 requires participation in a bioassay program if a general employee is likely to
exceed 0.1 rem committed effective dose equivalent (CEDE) from all intakes for all radionuclides in a
year. Participation in a bioassay program is generally based on the possibility that a single intake
causing a dose in excess of 0.1 rem CEDE might occur.
Indications of intake include (but are not limited to) detection of facial or nasal contamination,
positive air monitoring or sampling results that may indicate internal exposure, or any wound in which
contamination is detected or suspected. The most common internal exposure monitoring program for
workers is the bioassay program, which must be designed for the specific nuclides and forms of material
at a particular facility. Likely candidates for internal exposure monitoring include personnel who may be
routinely exposed to surface or airborne contamination, or those identified by workplace indicators.
Section 87
Workplace monitoring for potential internal exposures is performed to verify the adequacy of
containment and work practices. This monitoring includes air sampling, continuous air monitoring,
personal contamination surveys, and workplace contamination surveys. Facilities are to be designed and
operated to minimize internal exposure. Details regarding workplace monitoring and control practices
are discussed in Chapter 4, Contamination Control.
5.1.1 Performance Capabilities for Internal Exposure Monitoring
Bioassay programs must be capable of showing compliance with the 5-rem/year stochastic and
50-rem/year nonstochastic dose limits of 10 CFR 835.202. 10 CFR 835.402(c)(1) identifies 0.1 rem
CEDE for all likely intakes as a level above which workers must participate in a bioassay program.
Therefore, ideally, such bioassay monitoring programs should be capable of detecting individual doses at
that level. To meet this requirement, reliance must be placed on workplace monitoring to identify
potential intakes at the time they occur so that special bioassay monitoring can be initiated.
Performance capabilities for bioassay and internal dosimetry programs can be expressed as the
minimum detectable dose, based on some combination of minimum detectable activity and frequency of
measurement or time post-intake at which the measurement is made. The term "minimum detectable
dose" is preferred over any variants of the occasionally encountered terms "dose-missed" or "potentially
undetected dose," which were usually defined as the same thing. The connotation of the latter terms is
that of an actual intake which was not detected, whereas the intent was to define a measure of program
sensitivity to doses that might have gone undetected had an intake occurred. The preferred term
"minimum detectable dose" (MDD) ties the concept to the recognized terminology of minimum
detectable activity (MDA).
The MDD for a bioassay program must meet the aforementioned dose limit requirements of 10 CFR
835.202. A design goal of 0.1 rem CEDE from all intakes of similar nuclides in a year is desirable but
unrealistic for a routine program. To meet these requirements, bioassay programs should have
measurement sensitivities (i.e., MDAs for bioassay measurements) established based on the material to
which workers might be exposed. Examples of such sensitivities are given in Tables 5-1 through 5-3 for
pure 238U monitored by urinalysis, fecal analysis, and lung counting, respectively. The bioassay goals
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
5-3
are calculated by multiplying the intake (nCi) by the intake retention fraction (IRF) and by a correction
factor of 2,220 dpm/nCi, where intake is the dose limit divided by a calculated dose conversion factor
(rem/nCi). For class D uranium, the dose limit goal is based on the 50-rem committed dose equivalent
(CDE) for bone surfaces; the other dose limit goals are based on the 0.1-rem CEDE monitoring
threshold. The dose conversion factors used for Tables 5-1 through 5-3 are given in Table 5-4.
There may be circumstances in which the measurement technology is not available to provide the
sensitivities required for the 0.1 rem goal using routine, periodic measurements at reasonable
frequencies. Therefore, because the goal of 0.1 rem CEDE cannot be met through routine bioassay, the
radiation protection organization should take the following administrative actions:
Section 88
� ensure that adequate control measures are applied to prevent intakes,
� document the adequate control measures for auditing purposes,
� upgrade bioassay measurement systems and workplace monitoring practices to provide state-of-
the-art measurements, and
� ensure that internal dose assessments use state-of-the-art technology.
All confirmed occupational intakes of uranium, regardless of magnitude, should be assessed. The
results of all bioassay and other measurements needed to demonstrate the quality of measurements and
dose assessment should be recorded and maintained. The recording and reporting requirements for
internal dosimetry data are set forth in Section 3.7 of this technical standard
T
ab
le
5
-1
.
U
ri
ne
I
nt
ak
e
R
et
en
tio
n
Fr
ac
tio
ns
(
IR
F)
a
nd
B
io
as
sa
y
G
oa
ls
f
or
23
8 U
I
nh
al
at
io
n
of
1
-�
m
A
M
A
D
p
ar
tic
le
s(a
)
D
ay
s
A
ft
er
In
ta
k
e
C
la
ss
D
C
la
ss
W
C
la
ss
Y
U
ri
ne
I
R
F
D
os
e
L
im
it
G
oa
l(e
)
(d
pm
)
10
0-
m
re
m
C
E
D
E
G
oa
l(f
)
(d
pm
)
U
ri
ne
I
R
F(d
)
D
os
e
L
im
it
G
oa
l(g
)
(d
pm
)
10
0-
m
re
m
C
E
D
E
G
oa
l(h
)
(d
pm
)
U
ri
ne
IR
F
(d
)
D
os
e
L
im
it
G
oa
l(i
)
(d
pm
)
10
0-
m
re
m
C
E
D
E
G
oa
l(j
)
(d
pm
)
W
re
nn
(b
)
Fi
sh
er
(c
)
IC
R
P
(d
)
1
1.
2E
-0
1
7.
5E
-0
2
1.
0E
-0
1
1.
6E
+
05
5.
7E
+
03
1.
6E
-0
2
2.
5E
+
04
5.
0E
+
02
8.
0E
-0
4
7.
4E
+
01
1.
5E
+
00
2
3.
7E
-0
2
1.
9E
-0
2
4.
1E
-0
2
4.
1E
+
04
1.
5E
+
03
5.
5E
-0
3
8.
6E
+
03
1.
7E
+
02
2.
7E
-0
4
2.
4E
+
01
5.
0E
-0
3
7
2.
1E
-0
3
2.
9E
-0
3
9.
4E
-0
3
6.
2E
+
03
2.
2E
+
02
2.
1E
-0
3
3.
3E
+
03
6.
6E
+
01
1.
0E
-0
4
9.
2E
+
00
1.
8E
-0
1
14
1.
6E
-0
3
1.
6E
-0
3
5.
1E
-0
3
3.
4E
+
03
1.
2E
+
02
1.
4E
-0
3
2.
2E
+
03
4.
4E
+
01
6.
3E
-0
5
5.
8E
+
00
1.
2E
-0
1
30
9.
3E
-0
4
6.
2E
-0
4
1.
7E
-0
3
1.
3E
+
03
4.
7E
+
01
7.
2E
-0
4
1.
2E
+
03
2.
2E
+
01
3.
2E
-0
5
3.
0E
+
00
5.
9E
-0
2
60
4.
2E
-0
4
3.
0E
-0
4
4.
5E
-0
4
6.
4E
+
02
2.
3E
+
01
4.
1E
-0
4
6.
4E
+
02
1.
3E
+
01
2.
1E
-0
5
1.
9E
+
00
3.
9E
-0
2
90
2.
4E
-0
4
2.
0E
-0
4
1.
5E
-0
4
4.
3E
+
02
1.
5E
+
01
2.
7E
-0
4
4.
2E
+
02
8.
4E
+
00
1.
9E
-0
5
1.
8E
+
00
3.
5E
-0
2
18
0
1.
2E
-0
4
1.
2E
-0
4
8.
5E
-0
6
2.
6E
+
02
9.
2E
+
00
9.
4E
-0
5
1.
5E
+
02
2.
9E
+
00
1.
8E
-0
5
1.
7E
+
00
3.
3E
-0
2
36
5
7.
6E
-0
5
7.
6E
-0
5
1.
7E
-0
6
1.
6E
+
02
5.
8E
+
00
1.
1E
-0
5
1.
7E
+
01
3.
4E
-0
1
1.
8E
-0
5
1.
7E
+
00
3.
3E
-0
2
73
0
3.
9E
-0
5
3.
9E
-0
5
1.
6E
-0
6
8.
3E
+
01
3.
0E
+
00
5.
8E
-0
7
9.
1E
-0
1
1.
8E
-0
2
1.
7E
-0
5
1.
6E
+
00
3.
1E
-0
2
18
25
6.
1E
-0
6
6.
1E
-0
6
1.
3E
-0
6
1.
3E
+
01
4.
7E
-0
1
3.
9E
-0
7
6.
1E
-0
1
1.
2E
-0
2
1.
1E
-0
5
1.
0E
+
00
2.
0E
-0
2
36
50
1.
3E
-0
6
1.
3E
-0
6
9.
7E
-0
7
2.
8E
+
00
1.
09
E
-0
1
2.
9E
-0
7
4.
5E
-0
1
9.
1E
-0
3
3.
6E
-0
6
3.
3E
+
01
6.
7E
-0
3
73
00
6.
2E
-0
7
6.
2E
-0
7
5.
7E
-0
7
1.
3E
+
00
4.
7E
-0
2
1.
7E
-0
7
2.
7E
-0
1
5.
3E
-0
3
3.
7E
-0
7
3.
4E
-0
2
6.
8E
-0
3
18
25
8.
5E
-0
8
8.
5E
-0
8
1.
2E
-0
7
1.
8E
-0
1
6.
5E
-0
3
3.
7E
-0
8
5.
8E
-0
2
1.
2E
-0
3
1.
7E
-0
8
1.
6E
-0
3
3.
1E
-0
5
(a
)
Su
ita
bl
e
fo
r
el
em
en
ta
l o
r
an
y
lo
ng
h
al
Section 89
f-
lif
e
ur
an
iu
m
is
ot
op
e.
G
oa
ls
r
ef
le
ct
a
ct
iv
ity
in
2
4-
ho
ur
u
ri
ne
v
oi
d
co
rr
es
po
nd
in
g
to
e
ith
er
5
0-
re
m
C
D
E
o
r
0.
1-
re
m
C
E
D
E
.
(b
)
W
re
nn
-L
ip
sz
te
in
M
od
el
f
or
S
ol
ub
le
U
ra
ni
um
(
W
re
nn
e
t a
l.,
1
98
9)
.
(c
)
Fi
sh
er
M
od
if
ie
d
W
re
nn
-L
ip
sz
te
in
U
ra
ni
um
M
od
el
, w
hi
ch
is
b
as
ed
o
n
U
F 6
d
at
a
(F
is
he
r
et
a
l.,
1
99
1)
.
(d
)
IC
R
P
Pu
bl
ic
at
io
n
30
G
en
er
al
S
ys
te
m
ic
M
od
el
(
IC
R
P
19
88
a)
.
(e
)
B
as
ed
o
n
Fi
sh
er
M
od
if
ie
d
W
re
nn
-L
ip
sz
te
in
U
ra
ni
um
M
od
el
a
nd
9
62
n
C
i i
nt
ak
e.
(f
)
B
as
ed
o
n
Fi
sh
er
M
od
if
ie
d
W
re
nn
-L
ip
sz
te
in
U
ra
ni
um
M
od
el
a
nd
3
4.
5
nC
i i
nt
ak
e.
(g
)
B
as
ed
o
n
IC
R
P
M
od
el
a
nd
7
04
n
C
i i
nt
ak
e.
(h
)
B
as
ed
o
n
IC
R
P
M
od
el
a
nd
1
4.
1
nC
i i
nt
ak
e.
(i
)
B
as
ed
o
n
IC
R
P
M
od
el
a
nd
4
1.
7
nC
i i
nt
ak
e.
(j
)
B
as
ed
o
n
IC
R
P
M
od
el
a
nd
0
.8
33
n
C
i i
nt
ak
e.
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
5-4
T
ab
le
5
-2
.
Fe
ce
s
In
ta
ke
R
et
en
tio
n
Fr
ac
tio
ns
(
IR
F)
a
nd
B
io
as
sa
y
G
oa
ls
f
or
23
8 U
I
nh
al
at
io
n
of
1
-�
m
A
M
A
D
p
ar
tic
le
s(a
)
D
ay
s
A
ft
er
In
ta
ke
C
la
ss
D
C
la
ss
W
C
la
ss
Y
Fe
ce
s
IR
F
D
os
e
L
im
it
G
oa
l(e
)
(d
pm
)
10
0-
m
re
m
C
E
D
E
G
oa
l(f
)
(d
pm
)
Fe
ce
s
IR
F(d
)
D
os
e
L
im
it
G
oa
l(g
)
(d
pm
)
10
0-
m
re
m
C
E
D
E
G
oa
l(h
)
(d
pm
)
Fe
ce
s
IR
F
(d
)
D
os
e
L
im
it
G
oa
l(i
)
(d
pm
)
10
0-
m
re
m
C
E
D
E
G
oa
l(j
)
(d
pm
)
W
re
nn
(b
)
Fi
sh
er
(c
)
IC
R
P
(d
)
1
6.
8E
-0
2
6.
8E
-0
2
6.
8E
-0
2
1.
5E
+
05
5.
2E
+
03
1.
0E
-0
1
1.
6E
+
05
3.
1E
+
03
1.
3E
-0
1
1.
2E
+
04
2.
4E
+
02
2
4.
2E
-0
2
4.
2E
-0
2
4.
2E
-0
2
9.
0E
+
04
3.
2E
+
03
1.
3E
-0
1
2.
0E
+
05
4.
1E
+
03
1.
6E
-0
1
1.
5E
+
04
3.
0E
+
02
7
3.
7E
-0
4
3.
7E
-0
4
3.
7E
-0
4
7.
9E
+
02
2.
8E
+
01
5.
9E
-0
3
9.
2E
+
03
1.
9E
+
02
5.
4E
-0
3
5.
0E
+
02
1.
0E
+
01
14
3.
4E
-0
7
3.
4E
-0
7
3.
4E
-0
7
7.
3E
-0
1
2.
6E
-0
2
1.
1E
-0
3
1.
7E
+
03
3.
4E
+
01
1.
7E
-0
4
1.
6E
+
01
3.
1E
-0
1
30
8.
9E
-0
4
1.
4E
+
03
2.
8E
+
01
1.
3E
-0
4
1.
2E
+
01
2.
4E
-0
1
60
5.
9E
-0
4
9.
2E
+
02
1.
9E
+
01
1.
3E
-0
4
1.
2E
+
01
2.
4E
-0
1
90
3.
9E
-0
4
6.
1E
+
02
1.
2E
+
01
1.
2E
-0
4
1.
1E
+
01
2.
2E
-0
1
18
0
1.
1E
-0
4
1.
7E
+
02
3.
4E
+
00
1.
1E
-0
4
1.
0E
+
01
2.
0E
-0
1
36
5
8.
6E
-0
6
1.
3E
+
01
2.
7E
-0
1
8.
4E
-0
5
7.
8E
+
00
1.
6E
-0
1
73
0
5.
5E
-0
8
8.
6E
-0
2
1.
7E
-0
3
5.
0E
-0
5
4.
6E
+
00
9.
3E
-0
2
18
25
1.
1E
-0
5
1.
0E
+
00
2.
0E
-0
2
36
50
8.
8E
-0
7
8.
2E
-0
2
1.
6E
-0
3
(a
)
Su
ita
bl
e
fo
r
el
em
en
ta
l o
r
an
y
lo
ng
h
al
f-
lif
e
ur
an
iu
m
is
ot
op
e.
G
oa
ls
r
ef
le
ct
a
ct
iv
ity
in
2
4-
ho
ur
f
ec
al
s
am
pl
es
c
or
re
sp
on
di
ng
to
e
ith
er
5
0-
re
m
C
D
E
o
r
0.
1-
re
m
C
E
D
E
.
A
c
ut
of
f
p
oi
nt
o
f
1
E
-0
8
w
as
u
se
d
fo
r
lis
tin
g
IR
Fs
a
nd
c
or
re
sp
on
di
ng
d
os
Section 90
e
go
al
s
w
er
e
no
t d
et
er
m
in
ed
f
or
v
al
ue
s
be
lo
w
th
e
cu
to
ff
p
oi
nt
.
(b
)
W
re
nn
-L
ip
sz
te
in
M
od
el
f
or
S
ol
ub
le
U
ra
ni
um
(
W
re
nn
e
t a
l.,
1
98
9)
(c
)
Fi
sh
er
M
od
if
ie
d
W
re
nn
-L
ip
sz
te
in
U
ra
ni
um
M
od
el
, w
hi
ch
is
b
as
ed
o
n
U
F 6
d
at
a
(F
is
he
r
et
a
l.,
1
99
1)
.
(d
)
IC
R
P
Pu
bl
ic
at
io
n
30
G
en
er
al
S
ys
te
m
ic
M
od
el
(
IC
R
P
19
88
a)
.
(e
)
ba
se
d
on
F
is
he
r
M
od
if
ie
d
W
re
nn
-L
ip
sz
te
in
U
ra
ni
um
M
od
el
a
nd
9
62
n
C
i i
nt
ak
e
(f
)
ba
se
d
on
F
is
he
r
M
od
if
ie
d
W
re
nn
-L
ip
sz
te
in
U
ra
ni
um
M
od
el
a
nd
3
4.
5
nC
i i
nt
ak
e
(g
)
ba
se
d
on
I
C
R
P
M
od
el
a
nd
7
04
n
C
i i
nt
ak
e
(h
)
ba
se
d
on
I
C
R
P
M
od
el
a
nd
1
4.
1
nC
i i
nt
ak
e
(i
)
ba
se
d
on
I
C
R
P
M
od
el
a
nd
4
1.
7
nC
i i
nt
ak
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33
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5-5
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
T
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33
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C
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DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
5-6
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
5-7
Table 5-4. Dose Conversion Factors for 238U(a)
Solubility
Class
Model
Dose Conversion Factor (rem/nCi)
CEDE Bone Surfaces
D
Fisher Modified
Wrenn-Lipsztein
2.9E-3 5.2E-2
W ICRP 7.1E-3 ---
Y ICRP 1.2E-1 ---
(a) Factors calculated using CINDY Version 1.4 (Strenge et al. 1992).
Radiation exposure records programs must also provide for the summation of internal and external
doses, as required by 10 CFR 835.702. While the summation process is not necessarily performed under
a site internal dosimetry program, it is recommended that the program coordinator recognize what is
required. The following summations are identified by 10 CFR 835.702(c)(5):
� total effective dose equivalent (TEDE) defined as the summation of effective dose equivalent
(deep dose equivalent) from external exposure and the CEDE,
� summation of the effective dose equivalent (deep dose equivalent) from external exposure and
the CDE to organs or tissues of concern,
� cumulative TEDE received from external and internal sources while employed at the site or
facility, since January 1, 1989, and
� for the embryo/fetus of a declared pregnant worker, the summation of the deep dose equivalent
to the mother from external exposure during the entire gestation period and the gestation period
dose equivalent to the embryo/fetus from intakes by the mother during the entire gestation
period.
Doses should be calculated and recorded for any confirmed uranium intake. What constitutes a
confirmed intake is discussed in Section 5.7. Along with the doses, supporting records must be
maintained, including the bioassay data, assumptions, biokinetic models, and calculational methods used
to estimate the doses. These may be included in letter-report dose assessments, databases, technical
basis documents, and similar records, either singly or in combination.
5.1.2 Protection of the Embryo/Fetus, Minors, and Members of the Public
The TEDE limit for the embryo/fetus of a declared pregnant worker is 0.5 rem for the entire
gestation period, defined as the summation of external dose received and internal dose received during
the gestation period (not the 50-year committed internal dose). Internal exposure monitoring is required
if an intake is likely to result in more than 10% of that limit (i.e., 50 mrem for the gestation period).
Providing adequate protection to keep the mother’s intakes below the occupational limits will also
provide adequate protection for the embryo/fetus. Thus, special bioassay for uranium during pregnancy
Section 92
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
5-8
is not required. As a matter of caution, some sites try to obtain baseline bioassays as soon as a pregnancy
is declared, with another baseline bioassay following the end of pregnancy. Some sites also offer to
restrict pregnant workers from jobs with relatively high potential for occupational intakes.
Minors and members of the public are limited by 10 CFR 835.207 and 10 CFR 835.208 to a TEDE
of 0.1 rem/year. Minors are also limited to 10% of the occupational dose limits of 10 CFR 835.202(a)(3)
and (a)(4). Internal exposure monitoring is required if an intake is likely to result in 50% of that limit
(0.05 rem) from all radionuclide intakes in a year. Because bioassay monitoring is not likely to be
sufficiently sensitive to identify such intakes on a routine basis, enhanced workplace surveillance or
restriction of access may be required.
5.2 CHARACTERIZATION OF INTERNAL HAZARDS
Monitoring for uranium poses special problems for the following reasons.
� Uranium presents both chemical and radiological toxicity risks, the relative importance of which
depends on its transportability from the lung.
� Uranium usually exists in mixed transportability classes.
� Small, recent intakes easily mask larger, older intakes because nearly 50% of the uranium going
to blood is cleared immediately through the urine.
� An intake of class Y material potentially resulting in a CEDE of 0.1 rem generally cannot be
detected by routine bioassay monitoring. Monitoring of the workplace to document the working
environment and to provide immediate indication of an intake is essential.
� Low-level chronic intakes are common, so the bioassay program must monitor for long-term
buildup as well as for potentially significant acute intakes.
� Individual and temporal variability in the environmental background of uranium complicates
interpretation of urinalysis results.
Consequently, the proper bioassay monitoring program for uranium workers is best determined on a
case-by-case basis in consultation with an internal dosimetry specialist. As part of the program technical
basis, the uranium mixtures need to be determined. In addition, determinations should be made at the
time of identified incidents of potential intake. Methods for such determination may include
radiochemical analysis or chemistry followed by mass spectrometry.
Solubility is of major importance in uranium inhalation toxicology. Soluble uranium compounds
are absorbed and rapidly transported to kidney and bone, or excreted in urine. Because uranium damages
kidney tissues by the same mechanisms as other heavy metals, dissolved uranium is considered to be a
chemical toxicant. Dissolved uranium also deposits in bone and is retained for long periods of time, such
that sufficiently enriched uranium can deliver an accumulated radiation dose sufficient to be considered a
radiological hazard to bone (Morrow 1986).
Oxides of uranium tend to exhibit inhalation class Y behavior, slightly more soluble compounds are
assigned to class W, and soluble compounds are assigned to class D. Note that some compounds that
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
5-9
Section 93
have been classified as class Y have shown a more rapid clearance from the lung than for other class Y
compounds, i.e., having a 100-day effective half-life in the lung compared to the class Y compounds that
have a 500-day effective half-life. This may be due to the existence of mixtures having more than one
physicochemical form (ICRP 1988b; Fisher et al. 1990). A report (Forrest and Barber 1993) on class
"Q" material has behavior similar to that of special class Y. Class Q material was found to consist of 8-
µm size particles (instead of the 1-µm size assumed under ICRP Publication 30 methodology and to
consist of two parts: 90% class W material with a 120-day effective half-life in the lung and 10% class Y
material with a 500-day effective half-life in the lung. It should be cautioned that even if special class Y
or class Q material is suspected, the relative transportability of the material should be determined and
documented before establishing action levels (ANSI/HPS 1995). As uranium ages in a residual, loose
contamination form, such as might be found in old duct work, glove boxes, or other such components, it
can be expected to undergo slow oxidation to a more insoluble form. Thus, class Y forms of uranium
may be reasonable assumptions of what to expect during many decommissioning operations.
For depleted uranium to present a chemical toxic hazard from inhalation, the depleted uranium
would have to be subdivided into soluble particles that can be inhaled, transported into the lungs, and
transferred to the blood for transport to the kidneys. Depleted uranium metal is not readily subdivided
into small, respirable particles. However, depleted uranium metal can slowly oxidize under ambient
environmental conditions (corrosion), resulting in formation of small particles. The rate of oxidation
will vary with the amount of water vapor present and the temperature. The oxidation rate will, in turn,
influence the solubility of the material inhaled.
Following an accidental release from a nuclear reactor, fission and activation products may be
present in fragments of irradiated fuel, of which the matrix is predominately uranium oxide (Devell
1988; Begichev et al. 1989; Toivonen et al. 1992). Studies of the in vitro dissolution of particles released
from the Chernobyl accident, seven out of ten of which consisted mainly of uranium (Cuddihy et al.
1989), were consistent in assigning all the gamma-emitting radionuclides to class W (ICRP 1996).
Particle size is an important consideration for inhalation exposures. The normal practice for an
aerosol is to identify the activity median aerodynamic diameter (AMAD) and its associated particle-size
distribution. Particle sizes of 10 µm or less are considered respirable. For compliance with 10 CFR 835,
the common practice is to assume a 1-µm particle size for dosimetry purposes unless actual particle size
information is available. Particle size data are most readily obtainable for chronic exposure situations.
Unless representative air sampling is performed in the immediate proximity of a worker during abnormal
working conditions, the practical likelihood of obtaining good particle-size information is slim.
5.3 SCOPE OF BIOASSAY PROGRAM
Section 94
For classes D and W uranium compounds, the monitoring programs need to be designed to maintain
exposures, including those from single acute intakes, below levels that will cause transient kidney
damage due to the heavy metal toxicity of uranium. Typically, urine sampling is the preferred method of
monitoring for classes D and W uranium. For class Y natural uranium and all classes of highly enriched
uranium, radiological considerations are more limiting. In addition, local factors concerning the
diversity of chemical forms of uranium must be taken into account when designing a bioassay
monitoring program. For these materials, a combination of direct and indirect monitoring may be
required.
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
5-10
5.3.1 Classification of Bioassay Measurements
Bioassay measurements can be classified according to the primary reason for their performance.
This is a useful practice for historically documenting why a worker participated in a bioassay program.
Numerous reasons for bioassay measurements may be defined for specific facilities; some suggested
common classifications are as follows:
� Baseline measurements are used to establish a pre-exposure condition, either for a new
employee or as a result of a new work assignment. The RCS recommends baseline
measurements if workers are considered likely to receive intakes resulting in greater than 100-
mrem CEDE. It is a good practice to perform such measurements for newly hired employees,
intra-company transferees, or workers transferred from facilities where bioassay measurements
may not have been required. In addition, baseline measurements can verify workers’ status for
special work assignments. For uranium bioassay, baseline measurements made before any
occupational exposure can be expected to yield no detectable results using current technology.
A special consideration is the evaluation of intakes that include natural materials such as
uranium. The sensitivity of urine sampling as a uranium bioassay tool is limited by the presence
of environmental levels of uranium, which is subject to some uncertainty in interpretation.
Knowledge of background level of uranium excretion is an important factor in analysis and
interpretation of urine or feces for uranium bioassay purposes. In ICRP Publication 23, model
values for excretion of uranium by Reference Man are given as 0.05 to 0.5 µg/day in urine and
1.4 to 1.8 µg/day in feces. There are two distinct decisions to be made: whether a result differs
from an analytical blank, and if so, whether the amount detected is greater than what would be
expected in a population that is not occupationally exposed (Long et al. 1994). For example, the
internal dosimetry program at Hanford distinguishes between the environmental decision level
LC and the analytical decision level DL (Carbaugh et al. 1995) using inductively coupled plasma
mass spectrometry (ICP/MS) to look for the presence of 236U. Since the 236U isotope does not
occur in nature, it is used as a flag to indicate occupational exposure.
Exempting workers from baseline bioassay implies accepting any detectable results as likely
attributable to current occupational exposure. However, requiring baseline measurements can
potentially impact the schedule of short-term jobs; the time required to obtain a chest count and a
large-volume urine sample may add a day or two delay to entry procedures. Moreover, missing a
baseline for a long-term employee who will be placed on a routine bioassay program is not likely
to be as troublesome as not obtaining a baseline for a short-term worker who provides a
termination sample that shows detection of uranium after the worker has left the site and is
difficult to reach for follow-up.
Section 95
� Routine, or periodic, measurements are performed on a predetermined schedule (e.g., an
annual or quarterly frequency).
� Special bioassay measurements are performed as follow-up to unusual routine results or
suspected intakes.
� End of assignment or termination measurements are performed following completion of
specific work or at the time of termination of employment. The RCS (DOE, 1999) recommends
that workers who participate in bioassay programs have appropriate termination measurements.
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
5-11
Bioassay classification is important because the purpose of a sample may affect the collection and
analysis or monitoring method chosen. For example, single-void urine samples are not adequate for
routine monitoring of potential uranium exposure, but can provide important information for dose-
reduction therapy following a suspected intake; samples representative of excretion over a 24-hour
period should be collected for quantitative intake and dose assessment. The date of sample collection
(and possibly the time of collection) can be very important to special monitoring performed to assess
intake. However, these are much less important with regard to periodic monitoring, for which
measurements are not expected to show detectable activity and when any detection whatsoever is likely
to initiate investigation and special bioassay.
5.3.2 Monitoring Requirements and Selection of Employees
Workers who are considered likely to have intakes resulting in excess of 0.1 rem CEDE are required
to participate in a bioassay program. The workers at highest risk of incurring an intake are the ones in
closest contact with the material. Typically, these are the operators, maintenance, and radiological
control personnel handling uranium or uranium-contaminated objects in the course of routine glove-box,
maintenance, or decommissioning operations. In the event of containment system failure, it is these
workers who will most likely incur exposure and subsequent intake. These workers should be on a
routine bioassay program designed to meet the requirements of 10 CFR 835 as a kind of safety net to
identify intakes which might have gone undetected by workplace monitoring.
Other workers (e.g., supervisors, inspectors, observers, guards, and tour groups) who work in or
visit a uranium facility but are not directly working with the material or contaminated objects are
normally at a substantially lower risk for incurring an intake. Although these people may not need to be
on a routine bioassay program, they should be subject to participation in a special bioassay program if
workplace indications suggest loss of control or containment.
Routine bioassay monitoring should be implemented whenever quantities of uranium handled
exceed the respective quantities in Table 5-5.
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
5-12
Table 5-5. Minimum Uranium Bioassay Monitoring(a,b)
TYPES OF OPERATION MASS ACTIVITY AMOUNT(c)
Processes in open room on bench top,
with possible escape from process
vessels
0.5 kg(d) 320 µCi
Process with possible escape of
uranium that are carried out within a
fume hood of adequate design, face
velocity, and performance reliability
5 kg 3,200 µCi
Process carried out within gloveboxes
that are ordinarily closed, but with
possible release from process vessels
and occasional exposure to
contaminated box and leakage
Section 96
50 kg 32,000 µCi
(a) From ANSI/HPS 1995.
(b) Values chosen as conservative for any transportability class or mixture of isotopes of
uranium. For a particular type of operation, the value of mass or activity that is more
restrictive for the mixture should be used.
(c) Obtained from DAC values for pure 235Uranium (see Appendix A.2 of ANSI/HPS 1995).
(d) From ANSI/HPS 1995, Appendix A.1.
5.3.3 Selection of Bioassay Monitoring Techniques
Bioassay monitoring techniques fall into two broad categories: direct measurement of radioactive
materials in the body (in vivo counting) and analysis of material removed from the body for laboratory
(in vitro analysis). In vivo counting includes measurements of the chest, lung, skeleton, liver, and
wounds. In vitro measurements include urinalysis, fecal analysis, and occasionally analysis of tissue,
sputum, or blood samples. Methods for in vitro analysis include liquid scintillation counting,
fluorescence measurements, gamma spectrometry, chemical separation followed by electrodeposition,
and counting with radiation detectors. A brief overview of bioassay techniques and capabilities has been
developed (Selby et al. 1994). Further discussion of the techniques is provided below.
In addition, to ensure that adverse chemical toxicity effects are unlikely, bioassays for uranium
should be performed when intakes of 1 mg or more of soluble uranium are likely to occur in any one
work day (ANSI/HPS 1995).
5.3.3.1 In Vivo Counting
Direct bioassay (in vivo counting) is the measurement of radiations emitted from radioactive
material taken into and deposited in the body. Direct bioassay is appropriate for detection and
measurement of photons emitted by uranium and its decay products. Lung, wound, and skeleton
counting are examples of in vivo monitoring most commonly used for uranium and its progeny.
DOE-STD-1136-2000
Guide of Good Practices for Occupational Radiological Protection in Uranium Facilities
5-13
When direct bioassay is used, the detection system should be calibrated for the radionuclides to be
measured in the appropriate organs. All calibration procedures, calibration records, and quality control
data should be maintained.
A uranium facility should have the capability to detect and assess depositions of uranium in the
lungs of affected workers. The major objective of lung counting is to provide measurements of
suspected intakes triggered by workplace monitoring results. Lung measurements should be made to
provide an early estimate of the magnitude of the intake and resulting lung deposition.
The most widely used systems for lung counting are high-purity germanium detectors, thin sodium-
iodide detectors, phoswich detectors, and proportional counters. Multiple high-purity germanium
detectors have advantages over the other detector systems because of their good resolution, allowing
better identification of the radionuclide, better detectability, and better background prediction capability.
The main disadvantages of germanium detector arrays are their higher cost relative to other types of in
vivo detectors and their lower reliability. Germanium detectors also must be continuously cooled with
liquid nitrogen.
Section 97
For natural and enriched uranium, the energy most commonly used for in vivo monitoring is the
185-keV gamma that is emitted with 54% abundance from the decay of 235U (ANSI/HPS 1995; Gerber
and Thomas 1992). For natural uranium, approximately 50% of the activity is due to decay of 234U. For
enriched uranium, 234U is the major contributor to total activity. Thus, one must be aware that in vivo
monitoring for uranium is based on detection and measurement of a uranium isotope that contributes
very little to the dose (ANSI/HPS 1995). To calculate dose, one needs to know the total uranium
activity and the isotopic distribution of the material.
For natural or depleted uranium, detection of the 92.4-keV and 92.8-keV K x-rays emitted by the
234Th daughter product are most commonly used (ANSI/HPS 1995; Gerber and Thomas 1992). This
monitoring method would not be appropriate for freshly separated uranium as the 234Th will not be in
equilibrium with the 238U and would potentially result in an underestimate or overestimate of the actual
internal burden.
Measurement equipment to detect and measure uranium contamination in wounds should be
available at all uranium facilities. Instrumentation used for this purpose may include thin-crystal
NaI(Tl), intrinsic germanium, or Si(Li) detectors. Correction for depth due to absorption of photons in
the overlying tissues should be considered. Collimated detectors are useful for determining the location
of the uranium in wounds.
Estimates of the depth of uranium contamination in a wound may be made using solid-state
germanium or Si(Li) detectors to measure the relative absorption of the low-energy x-rays emitted by
uranium. Information about depth is important for determining whether tissue excision is necessary to
remove the contamination.
5.3.3.2 In Vitro Analysis
The two most common forms of in vitro analysis are urinalysis and fecal analysis.
Urinalysis. Urine sampling provides useful information about the amount of uranium excreted
following an intake. After chemical isolation, the uranium in urine samples may be determined by alpha
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spectrometry (gas-flow proportional or surface-barrier detection), alpha counting (zinc sulfide or liquid
scintillation counting), or track counting. Analytical procedures for in vitro measurement of uranium
and other radionuclides have been published (Volchok and dePlanque 1983; Gautier 1983).
Urine samples should be collected away from the uranium facility to minimize cross-contamination.
Samples should be collected in contamination-free containers; measures should be considered for
minimizing plateout on walls of container surfaces (such as by addition of trace amounts of gold, oxalate,
or nitric acid).
Fecal Analysis. Fecal analysis is a useful procedure for evaluating the excretion of uranium and
many other radioactive materials because more than half of the material deposited in the upper
respiratory tract is cleared rapidly to the stomach and gastrointestinal (GI) tract.
The total fecal plus urinary elimination for the first few days after exposure, combined with in vivo
counts that might be obtained, may provide the earliest and most accurate assessment of intake. Fecal
samples taken during the second and third day after an inhalation incident are likely to provide the most
useful data because the gastrointestinal hold-up time may vary from a few hours to a few days.
Section 98
Fecal sampling is primarily a monitoring procedure for confirming and evaluating suspected
intakes, but is used at some uranium facilities for routine periodic monitoring as well. Workers may find
fecal sampling unpleasant or objectionable, and laboratory technicians may also have aversion to fecal
sample analysis. Some of these problems may be minimized if commercial fecal sample collection kits
are used for convenient collection and handling of samples. Collection kits also provide a means for
collecting uncontaminated samples. Fecal samples may require additional sample preparation before
analysis.
5.4 ESTABLISHING BIOASSAY FREQUENCY
The bioassay measurement frequency should be based on: 1) the potential risks of an intake
occurring; and 2) the sensitivity of a bioassay program to detecting potential intakes. The bioassay
program sensitivity can be selected using specified intervals between measurements based on the MDD
associated with an interval.
The rationale for the selected bioassay measurement frequency should also be documented. It is
appropriate to evaluate the probability of intake and to modify the sampling frequency based on that
probability.
The frequency of bioassay measurements should normally not be decreased because analytical
results are below the detection level. The bioassay program should be maintained to confirm the proper
functioning of the overall internal exposure control program and to document the absence of significant
intakes of radionuclides.
5.4.1 Frequency Based on Program Sensitivity
The minimum detectable dose concept refers to the potential dose associated with an MDA bioassay
measurement at a given time interval post-intake. The pattern of retention of activity in the body, the
MDA for a bioassay measurement technique, and the frequency with which that technique is applied
define a quantity of intake that could go undetected by the bioassay program. An intake of such a
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magnitude would not be detected if it occurred immediately after a bioassay measurement and if it were
eliminated from the body at such a rate that nothing was detected during the next scheduled
measurement. The dose resulting from such an intake would be the MDD for that particular
measurement technique and frequency.
Estimates of MDD in terms of CEDE should be documented for each measurement technique,
Minimum Detectable Activity (MDA), and frequency. The MDA is defined in ANSI/HPS N13.30 (ICRP
Publication 1996) as a measure of the detection limit. Analytical radiobioassay laboratories should meet
the Acceptable MDAs (AMDAs) recommended in ANSI N13.30 as a minimum. The AMDAs for U
bioassay are shown in Table 5-6.
Table 5-6. Categories and Performance Criteria for Uranium Bioassay
Direct Bioassay
CATEGORY ORGAN AMDA(a)
Measurement of 234Th Lung 3 nCi*
Measurement of 235U Lung 0.2 nCi
* Based on 10 mg 238U.
Indirect Bioassay
CATEGORY NUCLIDE AMDA(a)
Alpha (Urine) 234, 235, 238U 0.1 pCi/L
Isotope specific measurements
Mass determination Uranium (natural) 5 µg/L
(a) Note: The "Acceptable MDAs (AMDAs)" were removed from later drafts of the ANSI standard due to possible
misinterpretation of the word "acceptable". The AMDAs have been replaced with test ranges for externally
conducted quality control tests that take into consideration the need to be several times MDA or more before
reasonably low coefficients of variation can be obtained for individual sample measurements. In this way, bias
as well as precision can be estimated from reasonably small samples within each test category.
Section 99
Retention functions specific to the various chemical forms and particle size distributions found in
the facility should be used. Examples of MDD tabulations can be found in La Bone et al. (1993) and
Carbaugh et al. (1994). In establishing MDD tables, it is important to consider dose contributions from
all appropriate radionuclides in any mixture, rather than just the dose contribution from the bioassay
indicator nuclide.
The minimum frequency for routine bioassay programs is interrelated to action levels, as specified
in Table 5-7 (ANSI/HPS 1995). Special bioassays are taken as needed.
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Table 5-7. Minimum Suggested Frequencies for Routine Bioassay for Uranium(a)
SOLUBILITY
CLASS
SITUATION
FREQUENCY
URINE FECAL IN VIVO
Radiological
D
Monthly (b) (b)
W Quarterly Annually
Special Y Quarterly Annually
Y (b) Annually
Chemical Toxicity
D and W Monthly Annually(c)
(a) From ICRP Publication , 1995.
(b) The method of analysis not usually used.
(c) For Class W.
5.4.2 Frequency Based on Potential Risk of Intake
Although uranium workers are not generally considered to be at high risk of incurring intakes that
might result in CEDEs of 0.1 rem or more, any uranium worker can be considered to have the potential
for such an intake (see Section 5.3.2). However, having the potential for intake does not mean that they
are likely to incur an intake.
Workers who have the highest potential risk for an intake are those most closely working with
uranium or uranium-contaminated material. Typically, these workers are glove-box workers,
maintenance workers, and operational radiological control surveillance staff. These workers should be
on a routine uranium bioassay program, including urinalysis and in vivo measurements. Such programs
are relatively insensitive compared to the 0.1 rem CEDE monitoring threshold and are a safety net
intended to catch intakes of significance relative to regulatory limits, rather than substantially lower
administrative levels. Selection of bioassay frequency depends on the facility experience with potential
intakes, the perceived likelihood of intake, and the MDD of a program. Annual urinalyses and in vivo
chest counts are fairly typical. More frequent (e.g., semi-annual or quarterly) measurements may permit
more timely review of workplace indicators in the event that an abnormal bioassay result is obtained, but
do not necessarily mean a more sensitive program.
5.4.3 Special Bioassay as Supplements to Routine Bioassay Programs
Special bioassay programs for workers with known or suspected acute inhalation intakes of uranium
or other alpha-emitting radionuclides should include both urine and fecal sampling. Special bioassay
measurements should be initiated for each employee in a contaminated work area when surface
contamination is detected by routine surveillance if it is possible that the contamination resulted in a
CEDE of 0.1 rem or greater. Excreta samples should not be collected where they may be contaminated
by external sources of uranium. Ideally, total urine and feces should be collected for about a week
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following intake. This permits a sensitive assessment of potential intake and internal dose. Longer-term
special samples collected at various times from a month to a year following intake can help to
discriminate between ingestion, class W inhalation, and class Y inhalation.
Section 100
5.4.4 Long-term Follow-up Bioassay Programs
Following an intake, a long-term follow-up bioassay program may be required for a worker to
compare the actual excreta or in vivo results with those projected by the evaluation. This is important to
verify the accuracy of intake and dose assessments. The frequency and duration of a special program is
dependent upon the projected values; it is suggested that as long as a worker continues to have detectable
bioassay results, he or she should continue to be monitored. It is particularly important to have good
baseline data and projections for individuals who return to uranium work.
The ability of a bioassay program to distinguish between an established, elevated baseline and a new
potential intake is important in the continued monitoring of workers once an intake has occurred.
Because of statistical fluctuations in low-level uranium measurements, it can be very difficult to identify
a new intake by routine bioassay if a worker has an elevated baseline.
5.4.5 Other Frequency Situations
For chronic exposures to soluble uranyl compounds approaching the occupational exposure limits,
more frequent bioassays should be taken. Some suggested frequencies are to sample after each work
break and to sample at the beginning or end of the work week.
If exposure to pure class Y material occurs, monitoring may be done either by fecal analysis, or
urinalysis methods with lower MDAs. As a minimum, the monitoring must be adequate to show
compliance with the dose limits (10 CFR 835.402(d)). Increased frequency is one way to lower MDAs
for urinalysis for the average of a number of measurements.
5.5 ADMINISTRATION OF A BIOASSAY PROGRAM
Administering a bioassay program requires that the policies, procedures, materials, support
facilities, and staff be in place to enable a bioassay program to commence. Among the administrative
items to address are the following:
� management policy requiring participation in bioassay program by appropriate workers (may be
part of an overall radiation protection policy),
� implementing procedures (e.g., criteria for who should participate, scheduling, sample kit
instructions, sample kit issue/receipt, follow-up to unsuccessful sample or measurement
attempts, data-handling),
� arrangements with appropriate analytical laboratories, including specifications of analysis
sensitivity, processing times, reporting requirements, and quality assurance provisions,
� onsite support facilities (e.g., sample kit storage locations, sample kit issue/collection stations,
measurement laboratory facilities, equipment maintenance),
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� staff selection, qualification, and training,
� total CEDE from all intakes during a year,
� committed dose equivalent (CDE) to organs or tissues of concern from all intakes during a year,
� magnitude of intake for each radionuclide during a year,
� data necessary to allow subsequent verification, correction, or recalculation of doses, and
� gestation period dose equivalent to the embryo/fetus from intake by the mother during the entire
gestation period.
Recommendations for testing criteria for radiobioassay laboratories are in ANSI N13.30. These
recommendations include calculational methods and performance criteria for bias, precision, and testing
levels. The establishment of minimum detection capability must be driven by programmatic needs,
ideally related to some concept of a minimum detectable dose, rather than as a single magnitude number.
Section 101
Some sites have established brief flyers or brochures describing their bioassay measurements.
These may be distributed to workers during classroom training, upon notification of scheduled
measurements, or at the time of the measurement or sample.
The choice of the measurement technique, or of a combination of techniques, depends on the
radioisotopes, physicochemical forms, and exposure pathway.
Because of the wide range of chemical and physical forms of uranium, an appropriate bioassay
program is one that does not rely on assumed transportability and will provide data from which radiation
dose can be calculated that will not be dependent on the chemical form. This will normally require both
in vivo and in vitro bioassay. If the uranium being handled has been shown to be of medium to high
transportability, then the bioassay program must be designed to demonstrate that 3 µg U/g kidney has not
been exceeded.
Uranium class Y materials cannot be effectively detected at the levels listed in ICRP Publication 54
by ordinary methods available for either lung in vivo counts or urinalysis. This is shown by the fact that
the DIL (based on 0.3 ALI as per ANSI/HPS 1995) was 0.06 pCi L-1, which is below the MDA suggested
as reasonable for routine uranium alpha urinalysis (0.1 pCi L-1) in the standard.
5.5.1 In Vivo Monitoring
The scheduling and measurement process for obtaining in vivo measurements is usually
straightforward. Workers are scheduled for the measurements and results are available shortly after the
measurement is completed. The long counting times can impose limitations on the throughput of workers
through a measurement facility, making scheduling an important issue. Procedures should be in place to
ensure that workers arrive for scheduled measurements and that follow-up occurs when a measurement is
not completed or a worker fails to show.
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(1) For information on or to request loans from the U.S. DOE Phantom Library, contact In Vivo Radioassay Research Facility,
at the Pacific Northwest National Laboratory, telephone (509) 376-6102.
5-19
Occasionally, workers are found who are claustrophobic when placed inside in vivo counter cells.
Leaving the cell door partially open may help reduce some of the anxiety, but will also likely
compromise the low background for which the system is designed.
Many workers want to know the results of their measurements. While a simple statement by the in
vivo measurement technician may be adequate, a form letter stating that results were normal (or showed
no detection of any of the nuclides of concern) can provide permanent verification. If results are not
normal, a form letter can also be used to explain what happens next.
In vivo analysis is most useful for characterizing inhalation exposure of class W or Y compounds of
uranium by lung counting. MDAs are generally not sufficiently low to provide reliable information
about systemic distribution of soluble uranium at occupational levels. The 235U decays with emission of
an energetic (186-keV) photon in high abundance that is used for in vivo monitoring of enriched uranium
workers. The other long-lived uranium isotopes emit only low yields of low-energy photons (<60 keV),
which are easily attenuated by body tissue and have limited usefulness for in vivo analysis. Internal
exposures to aged depleted uranium can be measured in vivo by taking advantage of several photons of
moderate energy (63-93 keV) emitted by the 234mPa daughter of 234Th, which are both short-lived
daughters of 238U.
Section 102
An important aspect of any in vivo measurement program is the calibration and verification testing
of the measurement equipment. In vivo measurement results are highly dependent on the determination
of a background result. Likewise, calibration using known activities in appropriate phantoms is also
important. Phantoms are available commercially or by loan from the U.S. DOE Phantom Library,
operated by the Pacific Northwest National Laboratory.(1)
5.5.2 Urine Sampling
Urine sampling programs can be effectively administered using either workplace or home collection
protocols. Workplace sampling protocols must determine whether adequate precautions are taken to
prevent external contamination of the sample by levels of activity well below the detection capabilities of
friskers and workplace monitors. Home collection protocols have the advantage of being sufficiently
removed from the workplace to render essentially nonexistent the potential of very low-level
contamination of the sample from external sources of uranium. Avoidance of very minor external
contamination of the samples is extremely important due to the dosimetric implications of uranium in
urine.
Large-volume urine samples are necessary for bioassay monitoring due to the very small urinary
excretion rates. Ideally, 24-hour total samples would be preferred; however, such samples often impose
substantial inconvenience on workers, resulting in noncompliance with the instructions. As an
alternative, total samples can be simulated by either time-collection protocols or volume normalization
techniques.
One method of time-collection simulation (NCRP 1987b; Sula et al. 1991) is to collect all urine
voided from 1 hour before going to bed at night until 1 hour after rising in the morning for two
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consecutive nights. This technique has been reviewed with regard to uranium (Medley et al. 1994) and
found to underestimate daily urine excretion by about 14%. Such a finding is not unexpected, since the
time span defined by the protocol is likely to be about 18 to 22 hours for most people.
The volume normalization technique typically normalizes whatever volume is collected to the ICRP
Reference Man daily urine excretion volume of 1400 mL. Reference Woman excretion (1000 mL/d)
may be used for gender-specific programs. As a matter of practicality, routine monitoring programs do
not usually use gender as a basis of routine data interpretation, particularly since results are anticipated to
be nondetectable under normal conditions.
A third method calls for collection of a standard volume (e.g., 1 liter) irrespective of the time over
which the sample is obtained. This method uses the standard volume as a screening tool only for routine
monitoring. It does not attempt to relate measured routine excretion to intake, relying on well-defined
and timely supplemental special bioassay to give true or simulated daily excretion rates.
The most common sample collection containers are 1-liter polyethylene bottles. Although glass
bottles are also used, they pose additional risks of breakage. Wide-mouthed bottles are preferred for
convenience and sanitation. The number of bottles included in the kit should be appropriate to the
protocol; for a total 24-hour protocol, as much as 3 liters can be expected. Special provisions, such as a
funnel or transfer cup, may improve the esthetics of sample collection and provide for added worker
cooperation.
Section 103
Some concerns can exist with length of sample storage before analysis. Storage may come from
delays before batching samples in-house or due to transportation times to an offsite laboratory. The
longer a sample stands, the more chemical and biological change it can undergo, typically manifesting
itself as sedimentation and plate-out on container walls. While samples can be preserved by acidification
or freezing, good radiochemistry techniques should ensure essentially complete recovery of any plate-out
or sediment. Samples sent offsite for analysis can be preserved with acid, but this method imposes
hazardous material shipping requirements. Freezing samples can preserve them, but plate-out and
sedimentation upon thawing should still be expected.
Precautions are necessary if a lab uses an aliquot for analysis and extrapolates the aliquot result to
the total sample. The aliquoting procedure should be tested using spiked samples to determine if it is
representative.
A quality control (QC) verification program should exist for laboratory analyses, including use of
known blank samples and samples spiked with known quantities of radioactivity. Ideally, the samples
should not be distinguishable by the analytical laboratory from actual worker samples. The number of
QC verification samples may range from 5% to 15% of the total samples processed by a large-volume
program; a small program focused on submittal of special samples following suspected intakes may have
a much higher percentage of controls. An additional QC provision may be to request the analytical lab to
provide results of their in-house QC results for independent review.
There are no standard or regulatory requirements for bioassay sample chain-of-custody provisions,
nor has there been consensus on their need. Tampering with samples has not been a widely reported or
suspected problem. Site-specific chain-of-custody requirements should be based on balancing the need
with the resources required to implement them. Some sites have no chain-of-custody requirements
associated with bioassay sample collection. At other sites, a simple seal placed on a sample container
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following collection by the subject worker is an effective means of providing a small degree of chain-of-
custody. At the more complex level would be strict accountability requiring signature of issue,
certification of collection, and signature of submittal.
Procedures describing details of the bioassay program should be documented. These procedures
should include a description of sample collection, analysis, calibration techniques, QC, biokinetic
modeling, and dose calculational methods used.
5.5.3 Fecal Sampling
Fecal analysis is most useful in the first few days after a known acute exposure, since a large
fraction of either an ingestion or inhalation deposition is excreted in feces. Chronic inhalation exposures
to class W or Y uranium can also be characterized by fecal analysis, since a large fraction of the material
clears to the GI tract and is eliminated in feces. Urinalysis is the only reliable method for determining
inhalation exposures to class D uranium and for monitoring the excretion of systemic uranium. It also
provides complementary information, which, when used with in vivo or fecal monitoring results,
contributes to greater accuracy in internal dose assessments. Because urinalysis is generally less
disruptive to work schedules than in vivo monitoring and more acceptable to workers than fecal
monitoring, it occupies a prominent place in most uranium bioassay programs.
Section 104
Fecal analysis is often more likely to detect exposure to highly insoluble class Y material than
urinalysis. The ratio between the fecal excretion level per day and the urine excretion level per day is
greater than 7, as calculated for a 90-day sampling interval. All action levels are above the typically
attainable MDA for fecal analysis of 0.1 pCi per L (ANSI 1996). Thus, it is recommended that facilities
that have a significant class Y uranium exposure potential should have fecal analysis capabilities
available to them, unless they have urinalysis methods that have MDAs well below the 0.1 pCi per
sample (ANSI/HPS 1995).
A fecal sampling program must be designed to optimize worker cooperation, whether collecting
samples at home or in the workplace. Since the frequency of fecal voiding varies greatly from person to
person, the sample collection program must be adaptable. Flexibility in sample dates is important. It is
suggested that when a fecal sample is required, the worker be provided with a kit and instructed to
collect the sample, noting the date and time of voiding on the sample label. This practice can reduce the
likelihood of unsuccessful samples. If multiple samples are required (for example, to collect the total
early fecal clearance following an acute inhalation exposure), the worker may be given several kits and
told to collect the next several voidings, noting the date and time of each.
Since the total fecal voiding should be collected, thought must be given to the kit provided. Fecal
sampling kits can be obtained from medical supply companies or designed by the site. A typical kit
might include a large plastic zipper-closure bag to hold the sample, placed inside a 1- to 2-liter collection
bucket with a tight-fitting lid. The bucket and bag can be held in place under a toilet seat by a trapezoid-
shaped bracket with a hole through it sized to hold the bucket. After sample collection, the zipper bag is
sealed, the lid is snapped tight on the bucket, and the bucket placed in a cardboard box.
Following collection, the provisions for sample handling, control, analytical, and QC are similar to
those described above for urine samples. One particular concern for fecal analysis is the potential
difficulty of dissolving class Y uranium in the fecal matrix. While nitric acid dissolution may be
adequate, enhanced digestion using hydrofluoric acid may be preferred.
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5.5.4 Conditions for Adjustments of Action Levels
When workers are potentially exposed to other radiation sources or toxic agents, the action levels
should be reevaluated. Since uranium has both chemical and radiological toxicity characteristics,
urinalysis results should be interpreted both in terms of mass and radioactivity to ensure that the most
appropriate set of action levels is used (ANSI/HPS 1995).
5.6 MODELING THE BEHAVIOR OF URANIUM IN THE BODY
A key issue in uranium dosimetry is the modeling of how the material behaves in the body. Some
of the standard models are described below, with additional discussion of the biological behavior given
in Section 2.4. It is important that an internal dosimetry program establishes and documents the routine
models and assumptions used for dosimetry. Computer codes typically incorporate standard models but
may allow the flexibility to alter parameters. When altered on an individual-specific basis, the revised
models need to be addressed in the pertinent case evaluations or the technical basis.
Section 105
5.6.1 Respiratory Tract
The respiratory tract model of ICRP Publication 30 is commonly used for evaluating inhalation
intakes of radioactivity. The model has been widely published and included in reference books (e.g.,
Cember 1996; Shleien 1992) and internal dosimetry computer codes, hence it is not reproduced here. In
1994 a newer respiratory track model, ICRP Publication 66, was published (ICRP 1994)
Like all models, the ICRP respiratory tract model represents anticipated behavior. Once an
exposure has occurred and actual data become available, deviations from the model in light of the data
are appropriate.
In practice, the model has proved extremely valuable for calculating derived investigation levels and
estimating intakes from bioassay data, using standard D, W, and Y classes of material. Model
interpretation becomes more subjective when extensive data become available. Others (Carbaugh et al.
1991 and La Bone et al. 1992) have provided excellent examples of two cases where the standard lung
model assumptions did not fit the data.
Most internal dosimetry computer codes allow adjustment of particle size and selection of solubility
classes. Some codes also permit detailed adjustment of the model’s individual compartment parameters;
with these codes, it may be possible to arrive at various subjective interpretations to explain the same
data. When adjustments are made to the standard assumptions, it is important to explain what those
adjustments are and why they were made.
5.6.2 Gastrointestinal Tract
The gastrointestinal tract model of ICRP Publication 30 is also widely promulgated and used for
evaluating ingestion intakes. It is also coupled to the respiratory tract for inhalation intakes. The model
is particularly subject to individual variations in fecal voiding frequency, so judgment must be used in its
application to human data.
A key parameter of the model for internal dosimetry is the f 1 factor for absorption to blood of
material in the small intestine, that is, the fraction of a stable element reaching the body fluids following
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r a
s (t) � 0.54e
�0.693 t
0.25 � 0.24e
�0.693 t
6 � 0.2e
�0.693 t
20
� 0.001e
�0.693 t
1500 � 0.023e
�0.693 t
5000
(5.1)
ingestion. The GI tract absorption factors for different solubility classes of uranium are given in
Table 5-8. The parameter f1 has large uncertainties and likely varies with age as well as with diet (Wrenn
et al. 1989) and with the chemical and physical form of the uranium. Systemic burdens and committed
doses are directly proportional to f1 for ingestion of long-lived uranium, provided that f1 is greater than
0.01. Fractional absorption from the GI tract is highly variable, but values of 0.05 for soluble
compounds and 0.005 for insoluble ones provide sufficient protection for all but perhaps very high
concentrations in ingested materials.
Table 5-8. GI Tract Absorption Factors for Uranium(a)
INHALATION CLASS CHEMICAL FORM(b) ABSORPTION FACTOR (f1)
D UF6, UO2F2, UO2(NO3)2 0.05
W UO3, UF4, UCl4 0.05
Y UO2, U3O8 0.002
(a) From ICRP 1979; ICRP 1988a; ANSI/HPS 1995.
Note that some compounds that have been classified as class Y have shown a more rapid
clearance from the lung than for other class Y compounds. This may be due to the existence
of mixtures having more than one physico-chemical form (ICRP 1988a; Fisher et al. 1990).
Section 106
(b) The solubility of uranium oxides is very dependent on heat treatment. The rate of oxidation
may also affect the solubility. Although references assign inhalation classes to various
uranium compounds, it is recommended that solubility studies be performed to characterize
the actual materials present. For example, depending on factors such as the heat treatment and
rate of oxidation of the materials, UO2 could be class W or Y, U3O8 could be class W or Y,
and UO3 could be class D or W.
5.6.3 Systemic Retention and Excretion of Uranium
There are two ways in which the systemic retention of soluble uranium may be calculated: using
the ICRP Publication 30 model or the Fisher-Modified Wrenn-Lipsztein model. The latter, which
comprises modifications of the ICRP Publication 30 lung model and of the Wrenn-Lipsztein urinary
excretion model, is used for class W and class Y uranium. Professional judgment must be used in
selecting one of these functions as the primary model to be used in routine bioassays and as the model of
choice in individual dose assessments.
5.6.3.1 ICRP Publication 30 Uranium Systemic Retention Function
The systemic retention function per unit intake (r a
s [t]) for uranium given by the ICRP in
Publications 30 and 54 (ICRP 1979; ICRP 1988b) is as follows:
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r a
s (t) � 0.673e
�0.693 t
0.25 � 0.007e
�0.693 t
1.1
� 0.08e
�0.693 t
6 � 0.07e
�0.693 t
26
� 0.15e
�0.693 t
300 � 0.02e
�0.693 t
3700
(5.2)
where t is the time in days after intake of uranium. Of the uranium entering the transfer compartment,
0.54 is directly excreted (T½b of 0.25 d), 0.2 and 0.023 are translocated to mineral bone (T½b of 20 and
5000 d, respectively), 0.12 and 0.00052 are translocated to the kidneys (T½b of 6 and 1500 d,
respectively), and 0.12 and 0.00052 are translocated to all other tissues (T½ b of 6 and 1500 d,
respectively).
5.6.3.2 Fisher-Modified Wrenn-Lipsztein Uranium Systemic Retention Function
The Fisher-Modified model (Fisher et al., 1991) consists of modifications of clearance half-times
from two biokinetic models: the ICRP Publication 30 respiratory tract model (ICRP 1979) and the
Wrenn-Lipsztein recycling model for systemic uranium (Wrenn, et al. 1989). As shown in Table 5-9, the
clearance half-time of uranium from ICRP Publication 30 lung compartment e to the blood is changed
from 0.5 d to 0.03 d or 45 min. The clearance half-time of uranium from the kidney to urine in the
Wrenn-Lipsztein urinary excretion model is changed from 15 d to 6 d.
Table 5-9. Mathematical Model to Describe Clearance from the Respiratory Tract for the Fisher-
Modified Wrenn-Lipsztein Uranium Urinary Excretion Model (a)
Region FR
Class D Fast or
Slow
T½ (d) F
N-P 0.30 0.01 0.5 F
0.01 0.5 F
T-B 0.08 0.01 0.95 F
0.2 0.05 F
P 0.25 0.03(b) 0.8 S
NA NA F
NA NA S
0.5 0.2 S
L NA 0.5 1.0 S
NA NA ---
(a) FR = Regional fractions; T½ = Removal half-times (d);
F = compartmental fractions for each of the three
classes of retained materials; and NA = not applicable.
(b) Modified from ICRP 30 (ICRP 1979) value of 0.5 d.
The function for the Fisher-Modified Wrenn-Lipsztein Model is as follows:
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Section 107
where t is the time in days after intake of uranium. Of the uranium entering the transfer compartment,
0.54 is directly excreted (T+, of 0.25 d), 0.2 and 0.023 are translocated to mineral bone (T*, of 20 and
5000 d, respectively), 0.12 and 0.00052 are translocated to the kidneys (T%, of 6 and 1500 d,
respectively), and 0.12 and 0.00052 are translocated to all other tissues (T+, of 6 and 1500 d,
respectively).
5.6.3.2 Fisher-Modified Wrenn-Lipsztein Uranium Systemic Retention Function
The Fisher-Modified model (Fisher et al., 1991) consists of modifications of clearance half-times
from two biokinetic models: the |CRP Publication 30 respiratory tract model (ICRP 1979) and the
Wrenn-Lipsztein recycling model for systemic uranium (Wrenn, et al. 1989). As shown in Table 5-9, the
clearance half-time of uranium from ICRP Publication 30 lung compartment e to the blood is changed
from 0.5 d to 0.03 d or 45 min. The clearance half-time of uranium from the kidney to urine in the
Wrenn-Lipsztein urinary excretion model is changed from 15 d to 6 d.
Table5-9. | Mathematical Mode! to Describe Clearance from the Respiratory Tract for the Fisher-
Modified Wrenn-Lipsztein Uranium Urinary Excretion Model @
Class D Fast or
Slow
Region Fp T% (d) F
N-P 0.30 0.01 0.5 F
0.01 0.5 F
T-B 0.08 0.01 0.95 F
0.2 0.05 F
P 0.25 0.03 0.8 S
NA NA F
NA NA S
0.5 0.2 S
L NA 0.5 1.0 S
NA NA -
(@ F, = Regional fractions; T= Removal half-times (d);
F = compartmental fractions for each of the three
classes of retained materials; and NA = not applicable.
(b) Modified from ICRP 30 (ICRP 1979) value of 0.5 d.
The function for the Fisher-Modified Wrenn-Lipsztein Model is as follows:
a -0.693 —t_ -0.693
re(t) = 0.673e 0.25 + 0.007e 11
-0.693 £ -0.693
+ 0.08e 6 4 0.07e 26 (5.2)
t 0.693 —
-0.6 -0. —
+ 0.15e 300 + 0.02e 3700
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�ei
u(t) � 1.50e
�0.693 t
0.25 � 2.77×10�2e
�0.693 t
6 � 6.93×10�3e
�0.693 t
20
� 4.62×10�7e
�0.693 t
1500 � 3.19×10�6e
�0.693 t
5000
(5.3)
where ra
s (t) is the systemic retention per unit intake and t is the time in days after intake of uranium. Of
the uranium entering the transfer compartment, 0.673 is directly excreted (T½ b of 0.25 d), 0.007 is
translocated to red blood cells (T½b of 1.1 d), 0.08 is translocated to kidneys (T½b of 6 d), 0.07 is
translocated to soft tissues (T½b of 26 d), and 0.15 and 0.02 are translocated to mineral bone (T½b of 300
and 3700 d, respectively). The parameter values for this function are summarized in Table 5-10.
Table 5-10. Fisher-Modified Wrenn-Lipsztein Uranium Model Parameter Values (a)
Organ(s) Coefficient Fraction
Biological
Half-Life (d)
Excretion 0.673 1.0 0.25
Red blood cells 0.007 1.0 1.1
Kidneys 0.08 1.0 6
Soft tissues 0.07 1.0 26
Bone 0.17 0.88 300
0.12 3,700
(a) (Fisher et al., 1991)
5.6.3.3 Urinary Excretion of Uranium
There currently are three possible urinary excretion functions for uranium compounds: the ICRP
Publication 30, Wrenn-Lipsztein, and the Fisher-Modified Wrenn-Lipsztein models. Professional
judgement must be used in selecting one of these functions as the primary function to be used in routine
bioassays in this internal dosimetry program and as the function of choice in individual dose
assessments. The value of fractional urinary excretion used to evaluate bioassay data is f u = 1.0 (ICRP,
1988b).
5.6.3.4 ICRP Publication 30 Uranium Urinary Excretion Function
Section 108
The derivative of the ICRP uranium retention function with respect to time multiplied by a urinary
excretion fraction (fu) of 1.0 describes the urinary excretion of uranium. The urinary excretion is as
follows:
where �ei
u(t) is the fractional urinary excretion rate per unit intake as a function of time t after a single
intake of uranium. The parameter values for this function are summarized in Table 5-11.
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where ré (t) is the systemic retention per unit intake and t is the time in days after intake of uranium. Of
the uranium entering the transfer compartment, 0.673 is directly excreted (T*%,, of 0.25 d), 0.007 is
translocated to red blood cells (T%, of 1.1 d), 0.08 is translocated to kidneys (T', of 6 d), 0.07 is
translocated to soft tissues (TY, of 26 d), and 0.15 and 0.02 are translocated to mineral bone (T*%, of 300
and 3700 d, respectively). The parameter values for this function are summarized in Table 5-10.
Table 5-10. Fisher-Modified Wrenn-Lipsztein Uranium Model Parameter Values@
Biological
Orgar(s) Coefficient Fraction Half-Life (d)
Excretion 0.673 1.0 0.25
Red blood cells 0.007 1.0 11
Kidneys 0.08 1.0 6
Soft tissues 0.07 1.0 26
Bone 0.17 0.88 300
0.12 3,700
(a) (Fisher et al., 1991)
5.6.3.3 Urinary Excretion of Uranium
There currently are three possible urinary excretion functions for uranium compounds: the |CRP
Publication 30, Wrenn-Lipsztein, and the Fisher-Modified Wrenn-Lipsztein models. Professional
judgement must be used in selecting one of these functions as the primary function to be used in routine
bioassays in this internal dosimetry program and as the function of choice in individual dose
assessments. The value of fractional urinary excretion used to evaluate bioassay dataisf , = 1.0 (ICRP,
1988b).
5.6.3.4 ICRP Publication 30 Uranium Urinary Excretion Function
The derivative of the |CRP uranium retention function with respect to time multiplied by a urinary
excretion fraction (f,,) of 1.0 describes the urinary excretion of uranium. The urinary excretion is as
follows:
. -0.6 -0.
é\(t) = 1.50e 0.25 + 2.77x10%e
t 0.6934 0.693
6 .693x10%e 2
: : (5.3)
-0.693——_ -0.693——_
+ 4.62x10°"e 1500 + 3.19x10%e 5000
where é'(t) is the fractional urinary excretion rate per unit intake as a function of time t after asingle
intake of uranium. The parameter values for this function are summarized in Table 5-11.
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�e i
u(t) � 0.86e
�0.693 t
0.25 � 0.0048e
�0.693 t
6
� 0.00069e
�0.693 t
26 � 0.00017e
�0.693 t
300
� 2.5×10�6e
�0.693 t
3700
(5.4)
Table 5-11. ICRP Publication 30 Uranium Urinary Excretion Parameter Values(a)
Compartment
Coefficient (d-1)
Biological Half-Life (d)
1 1.5 0.25
2 2.77x10-2 6
3 6.93x10-3 20
4 4.62x10-7 1,500
5 3.19x10-6 5,000
(a) (ICRP 1979 and 1988b)
5.6.3.5 Fisher-Modified Wrenn-Lipsztein Uranium Urinary Excretion Model
As discussed above, this model (given in Equation 5.2) represents a modification of the clearance
half-times in the ICRP Publication 30 respiratory tract model and in the Wrenn-Lipsztein recycling
model for systemic uranium. In an effort to simplify this recycling model, Fisher et al. also derived a
five-compartment model to fit the curve predicted by the above-mentioned Fisher-Modified Wrenn-
Lipsztein function. The replacement function that describes this five-compartment model is as follows:
Section 109
where �ei
u(t) is the urine excretion rate per unit intake and t is the time in days after intake of uranium.
The parameter values for this replacement function are given in Table 5-12.
Table 5-12. Parameter Values for the Replacement Function for the Fisher-Modified Wrenn-Lipsztein
Uranium Model(a)
Compartment
Fractional Uptake
from Transfer
Compartment
Excretion
Constant
(d-1)
Residence Half-
time (d)
Transfer 0.673 2.77 0.25
Kidneys and
soft tissues
0.15
0.07
0.116
0.0267
1.1
0.02
67
Bone volume 0.15 0.00231 300
0.02 0.000187 3,700
(a) (Fisher et al., 1991)
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Table 5-11. ICRP Publication 30 Uranium Urinary Excretion Parameter Values
Biological Half-Life (d)
Coefficient (d'’)
Compartment
1 15 0.25
2 2.77x107 6
3 6.93x10* 20
4 4.62x10" 1,500
5 3.19x10° 5,000
(@) (ICRP 1979 and 1988b)
5.6.3.5 Fisher-Modified Wrenn-Lipsztein Uranium Urinary Excretion Model
As discussed above, this model (given in Equation 5.2) represents a modification of the clearance
half-times in the ICRP Publication 30 respiratory tract model and in the Wrenn-Lipsztein recycling
model for systemic uranium. In an effort to simplify this recycling model, Fisher et al. also derived a
five-compartment model to fit the curve predicted by the above-mentioned Fisher-M odified Wrenn-
Lipsztein function. The replacement function that describes this five-compartment model is as follows:
93 tL 0.693 £
. -0.6: -
éi(t) = 0.86e 0.25 + 0.0048e 6
-0.693 -0.693
+ 0.00069e 26 + 0.00017e 300 (5.4)
-0.693 —t_
+ 2.5x10%e 3700
where é'(t) is the urine excretion rate per unit intake and t is the time in days after intake of uranium.
The parameter values for this replacement function are given in Table 5-12.
Table5-12. Parameter Values for the Replacement Function for the Fisher-Modified Wrenn-Lipsztein
Uranium Model @
Fractional Uptake Excretion .
Residence Half-
Compartment from Transfer Constant time (d)
Compartment (dc?)
Transfer 0.673 2.77 0.25
Kidneys and 0.15 0.116 1.1
soft tissues 0.07 0.0267 0.02
67
Bone volume 0.15 0.00231 300
0.02 0.000187 3,700
(a) (Fisher et al., 1991)
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While Equation 5.4 represents a replacement function for the Fisher-Modified Wrenn-Lipsztein
model, it does not have output values that are identical to the model given by Equation 5.2, especially
between 1 and 5 d.
Standard models for the systemic retention of uranium are commonly used for internal dosimetry
because in vivo detection of uranium within the individual systemic compartments is not usually
possible. Three models were proposed by the ICRP over a 10-year period. Each of them has had a wide
application, and the ICRP has suggested that results derived using one model do not need to be rederived
for compliance purposes using the newest model. Studies by the U.S. Transuranium Registry (Kathren
1994) have indicated that alternate compartments and clearance half-times may be more appropriate.
For convention, this document will use the ICRP 30, Part 4 systemic retention parameters for
uranium internal dosimetry. The ICRP model (ICRP 1979) for uranium is a "once-through" model:
53.6% of uranium entering the transfer compartment (the blood) is assumed to be excreted directly in
urine; the remainder is distributed among the bone (22.3%), kidney (12%), and other soft tissue (12%).
Section 110
Others (Durbin 1986 and Wrenn et al. 1985) have described a recycling model based on extensive
review of available data. In this model, 67.3% is excreted in urine, 17% taken up by bone volume, 7%
by soft tissue, and 8% by the kidney.
These two models are the only ones to have been widely applied to evaluate exposure to uranium in
recent years. The recycling model is a more physiological representation, but the ICRP model is more
widely accepted.
The appropriate toxicokinetic model for uranium entering the blood after exposure is the recycling
model. The different physical and chemical forms of the uranium are unimportant. The parameters of
the model may not be appropriate at high uranium concentrations.
Uranium is transported through the bloodstream as a carbonate ion (UO2[CO3]2
2-). The chemical
form of uranium that enters the blood is dependent on the chemical form of the uranium that was inhaled.
A substantial portion of uranium filtered by the kidneys is temporarily retained in the renal tubules
before passing to the urinary bladder contents (ICRP 1995).
The skeletal behavior of uranium is in some ways qualitatively similar to that of the alkaline earths,
with UO2
2+ exchanging with Ca2+ on the bone mineral surfaces. There remain substantial uncertainties
regarding the long-term retention of uranium in bone, as well as soft tissues (ICRP 1995).
Urinary excretion of uranium is assumed to arise from:
� uranium moving directly from plasma to the urinary bladder contents, accounting for 63% of
uranium leaving the circulation or
� uranium moving to the urinary bladder contents after temporary residence in the renal tubules,
accounting for 12% of uranium leaving the circulation, with a half-life of 7 days (ICRP 1995).
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5.6.4 Chemical Toxicity
Inhalation is the most important route of uranium intake for industrial workers. The retention of
uranium in the lungs is influenced by the dissolution rate of the uranium compound inhaled. The major
portion of dissolved uranium is quickly absorbed into extracellular fluid (Durbin 1986). Ingestion is an
important route of uranium intake for the general public (Wrenn et al. 1985). Saliva contains digestive
enzymes and high concentrations of HCO3
- and CO3
2- at pH 6 to 7.4. As a result, uranyl bicarbonate
complexes would be expected to form. When no digestion is occurring, gastric juice contains high
concentrations of HCO3
- and CO3
2-. Under these relatively alkaline conditions, dissolved uranium
available for absorption would be expected to form uranyl bicarbonate and carbonate complexes.
When food is ingested, digestive enzymes are secreted, along with HCl to maintain the pH at about
2, which is the optimal pH for enzyme activity. Under these conditions, dissolution of less soluble
uranium compounds would increase. Uranium carbonate complexes are unstable at low pH.
Deposition of uranium in the kidney is not uniform and is located in distal tubules. Uranium
bicarbonate complexes are transported to the tubules when the complex dissociates as a result of
decreased bicarbonate concentrate and decreased pH. Uranium is excreted from the kidney as an
equilibrium between uranyl bicarbonate complex concentration and cell-bound uranyl ion becomes re-
established.
Section 111
Uranyl ion transported in blood is initially deposited on endosteal bone surfaces (Neuman 1953;
Priest et al. 1982). It becomes incorporated within the bone volume so that a diffuse distribution is
achieved by 72 days after deposition (Rowland and Farnham 1969). Uranyl ion is cleared from bone
slowly by ion exchange with Ca2+ as bone remodeling progresses (Durbin, 1986).
The kidney is the primary target of the chemical toxicity of uranium. The critical level of the metal
above which damage may be expected has not been rigorously defined. The suggested guidance level of
3-µg U/g kidney is not adequately documented by experimental data; however, it provides a basis for
preventing an increased frequency of end-stage renal disease in uranium workers.
Data on human exposures and the effect of various intakes of uranium are summarized in Table 5-
13. These data indicate that a single intake of 8 mg of natural uranium would be well below the level
that could cause permanent kidney damage in most individuals, and that 4 mg intake would likely cause
no observable effects. The urine levels for situations in which chemical toxicity might be of concern are
based on interpretation of the data (McGuire 1991).
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Table 5-13. Health Effects from Acute Intake of Soluble Uranium(a)
HEALTH EFFECTS
URANIUM per kg BODY
WT
(mg U kg-1)(b)
URANIUM IN 70 kg
PERSON
(mg)
URANIUM INTAKE BY 70
kg PERSON
(mg)(c)
50% Lethality 1.63 114 230
Threshold for permanent
renal damage
0.3(d) 21 40
Threshold for transient renal
damage
0.058 4.06 8
No effect 0.03 2.1 4
(a) (ANSI 1995); based on review (McGuire 1991).
(b) Based on review (Just and Emler 1984), except where noted.
(c) For this table, intake is defined as the total amount of material inhaled into the body. It includes material immediately
exhaled in addition to material absorbed within the body. For small uranium particles in soluble form, about half of the
intake will be absorbed by the body according to ICRP 30 (1979).
(d) See discussion in (Just and Emler 1984).
The Canadian guidance (Health and Welfare Canada 1987) suggests chemical toxicity is the
dominant consideration over radiological toxicity only for more soluble class D compounds. The higher
specific activity over natural uranium (2.5 x 107 Bq/kg) could bring the equilibrium mass burden
equivalent to 6.5 Bq above the lowered permissible chemical burden. Then, under continuous exposure
conditions, both classes D and W natural uranium could exceed permissible chemical levels in the body
after some months of continuous exposure at 0.3 DAC levels (ANSI/HPS 1995).
Also, it has been shown that below an enrichment of 20% 235U by weight, a 900-mg kidney burden
could be exceeded in a single intake without exceeding the ALI. For a 900-mg kidney limit, radiological
considerations limit the DILs for enrichments greater that 20%, although possible chemical toxicity in
the long-term must also be considered even for these higher enrichments (ANSI/HPS 1995).
5.6.5 Natural Uranium Balance in Man
Uranium is present in trace quantities throughout the environment. As a result, man ingests about 2
µg of natural uranium each day in food and fluids. A similar quantity is excreted each day in the feces
and urine. The uranium balance for reference man is presented in Table 5-14.
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Section 112
5-30
Table 5-14. Uranium Balance for Reference Man(a)
Intake:
Food and fluids: 1.9 µg/day
Inhalation: 7.0 E-3 µg/day
Losses:
Feces: 1.4 - 1.8 µg/day
Urine: 0.05 - 0.5 µg/day
Other (hair) 0.02 µg/day
(a) (ICRP 1992).
The range of intake and losses has been observed to vary over several orders of magnitude,
depending upon the uranium concentration in foods and in the water supply.
5.6.6 Mother-to-Fetus Transfer
The embryo/fetus is included as part of the 10% of the systemic uptake that is uniformly distributed
in all "other" soft tissues except the liver and gonads. Methods for evaluating embryo/fetal uptake and
dose have been described in NUREG/CR-5631 (Sikov et al. 1992) and its 1993 addendum (Sikov and
Hui 1993). For uptakes occurring during the first two months of pregnancy, the activity in the
embryo/fetus is assumed to have the same concentration as in the mother’s "other soft tissue." For later
uptakes, the embryo/fetal concentration gradually increases relative to the maternal concentration, but is
assumed to remain uniformly distributed in the embryo/fetus. At three months, the embryo/fetal
concentration is one-and-a-half times the mother’s "other" soft tissue concentration. At six months, it is
twice the mother’s, and at eight months, it is three times the maternal "other" concentration. Following
transfer to the embryo/fetus, uranium activity is assumed to remain uniformly distributed, without
clearance, until birth.
The Nuclear Regulatory Commission has developed simplified methods for assessing the gestation
period dose to an embryo/fetus in Regulatory Guide 8.36. Application of these methods shows that very
large maternal intakes of uranium are required to produce uptakes that would deliver 500 mrem, or even
50 mrem to the embryo/fetus. The NUREG/CR-5631 Addendum notes that maternal inhalation intakes
of nominally 100 times the annual limit on intake (ALI) are required to give a 50-mrem embryo/fetal
dose. For ingestion intakes, a 1000 ALI maternal intake of uranium is required to give a 50-mrem dose
to the embryo/fetus. Thus, providing adequate radiation protection to limit maternal intake of uranium to
the occupational limits will adequately provide for the protection of the embryo/fetus.
5.7 INTERPRETATION OF BIOASSAY RESULTS
Bioassay measurements detecting uranium in workers can be initially interpreted as indicating that
occupational intakes may have occurred. Standard bioassay procedures are not sufficiently sensitive to
detect differentiate occupational intakes from the range of environmental background levels in vivo or in
excreta. For example, there may be significantly elevated uranium bioassay results in certain
populations who obtain their drinking water from wells. Since most uranium bioassay measurement
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procedures include counting for radioactivity as the final step in the measurement process, they are also
subject to the statistics associated with the counting process.
Two key questions associated with bioassay data are: 1) When does a sample result indicate the
presence of something (i.e., when is the analyte detected); and 2) What is the overall capability of the
bioassay method for continual assurance of detection of the analyte?
Section 113
The decision level Lc (also called the critical level for detection) is the level for a given
measurement that indicates the likely presence of the analyte. The L c is dependent on the probability of
obtaining false positive results (type I, or alpha, error) that is acceptable to the program. A 5%
probability of false-positive results is a common design parameter of measurement programs, implying
that for a large number of measurements, 5% of the time results will be indicated as positive when in fact
there is no activity present. The Lc is calculated from results of analyses of blank samples. Once a
measurement is performed, it is appropriate to compare it with the L c to determine whether or not the
result is "positive" (i.e., the analyte is detected).
The MDA is the level at which continued assurance of detection can be provided. The MDA is a
function of the probabilities of both false positive and false negative (type II, or beta) errors and is
typically based on a 5% probability for each kind of error. The MDA is also determined from analysis of
blank samples, but is substantially higher than the Lc. The MDA is appropriate for use in designing
bioassay programs and as the basis for estimating minimum detectable intakes and doses as indicators of
program sensitivity. The MDA should not be used as a comparison with actual measurements to
determine whether or not activity is present (i.e., <MDA is not an appropriate use of the concept).
Methods for calculating both Lc and MDA are given in ANSI N13.30.
As an alternative to the Lc and MDA of classical statistics, there have been proposals (Miller et al.
1993) to use Bayesian statistical methods for evaluating bioassay data.
General follow-up actions to abnormal bioassay measurements should include data checks, timely
verification measurements, work history reviews, and performance of special in vivo measurements or
excreta sample analyses for intake and dose assessments.
5.7.1 In Vivo Count Results
In vivo uranium measurements are generally relatively insensitive with regard to levels of
occupational exposure concern. This applies particularly to routine chest or lung counting, skeleton
counting, and liver counting. For that reason, any detection of uranium should be investigated. The
investigation should address the validity of the measurement by reviewing the spectrum and its
associated background subtraction. These reviews are particularly important if the result is near the L c.
Follow-up to a positive result should include a confirming measurement. Ideally, this should be an
immediate (same day) recount of equal or higher sensitivity. The farther removed in time a verification
measurement is from the original measurement, the more important it becomes to factor in potential lung
clearance in comparing the two measurements. A follow-up measurement taken 30 days after an initial
high-routine may not be capable of providing verification if the material of concern exhibits class W
behavior.
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Chest-wall thickness has a significant impact on chest counting. Corrections are commonly made
using a height-to-weight ratio or ultrasonic methods (Kruchten and Anderson 1990).
Section 114
Corrections may be required to address apparent detection in one tissue resulting from photon
crossfire from another tissue. For example, chest counting is performed primarily to estimate activity in
the lung. Yet, there is substantial bone over the lungs (rib cage, sternum) and behind the lungs
(vertebrae). Plutonium and uranium are both bone-seeking radionuclides which will deposit on those
bone surfaces and can interfere with chest counting. It is possible for a person having a systemic burden
of uranium from a wound in the finger to manifest a positive chest count from material translocated to
the skeleton, axillary lymph nodes, or liver (Carbaugh et al. 1989; Graham and Kirkham 1983; Jeffries
and Gunston 1986). Interpreting such a chest count as a lung burden can render dose estimates
somewhat inaccurate.
When comparing in vivo measurements made over many years, it is important to make sure that the
measurements are, in fact, comparable. One consideration is to make sure that corrections have been
consistently applied to all similar measurements. It is not unusual for measurement systems to be
replaced or to change the algorithms used for calculating results over time. Step changes in data can
occur and should be addressed in monitoring long-term detectable trends (Carbaugh et al. 1988).
In vivo wound counting for uranium is usually one facet of special bioassay. While a portable alpha
survey meter may show if surface contamination is present at the wound site or contamination of the
wounding object, alpha detectors are not capable of measuring imbedded activity or activity masked by
blood or serum. Thus, uranium facilities should have available a wound counter utilizing a thin sodium
iodide or semi-conductor (e.g., planar germanium) detector. Such detectors are capable of measuring the
low-energy photons emitted from uranium. The ability to accurately quantify wound activity is highly
variable, depending on the calibration of the equipment and how deeply imbedded material is in the
wound. If the object causing a wound and blood smears taken at the time of a wound show no detectable
activity, then a wound count also showing no detectable activity is probably sufficient to rule out an
intake. If the wounding object or the blood smears show detectable activity, special urine samples
should be obtained regardless of the wound count result. In this latter circumstance, lack of detectable
activity on a wound count could be attributable to deeply imbedded material at the wound site or to rapid
transportation of material from the wound to the systemic compartment.
5.7.2 Urine Sample Results
Detection of uranium activity in a routine or special urine sample using commonly available
radiochemical measurement techniques should be investigated as a potential intake. A data review
should be made to determine if the sample result was correctly determined, and batch QC sample data
should be verified.
If the result is near the Lc, it is possible that statistical fluctuation of the measurement process could
account for the apparent detection. Recounting the final sample preparation once or twice can be a
helpful technique to verify a result or classify it as a false-positive. If the first recount also detects the
analyte, it can be concluded that the sample does contain the analyte (the likelihood of two consecutive
false positives at a 5% type I error per measurement is 0.0025, or 0.25%.) If the first recount does not
detect the analyte, a second recount can be performed as a tie-breaker.
Section 115
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DAC�hours �
Air Concentration
DAC
× Duration (hours) (5.5)
An investigation should be initiated for any abnormal uranium urinalysis result. "Abnormal" for a
person with no prior history of intake should be interpreted as any detectable activity.
Once an intake is confirmed, sufficient samples must be obtained to establish a reasonably
anticipated baseline against which future measurements can be compared. This is important both to
provide future verification of the accuracy of the assessment and to identify potential additional intakes.
The statistical fluctuation of low-level measurements can be particularly troublesome for long-term
excretion patterns. Factors of two can be easily expected due to day-to-day variability and imprecise
adherence by the worker to urine collection protocols.
5.7.3 Fecal Sample Results
Fecal samples are much more sensitive to detection of intakes than are urine samples and,
consequently, are an important part of follow-up bioassay monitoring for potential intakes initially
identified by workplace indications. Pitfalls to the data interpretation include highly variable individual
fecal voiding patterns, ranging from more than one per day to one every few days. This makes it
extremely important to know what time interval is represented by a collected fecal sample. While a
single set of fecal data can be normalized to a daily excretion rate for Reference Man, it is not likely to
improve the quality of assessment.
The preferred fecal sampling protocol following an intake is to collect all the early fecal clearance
(meaning total feces for the first 5 to 7 days). This method will allow a good estimation of inhalation or
ingestion intake, but does not readily permit discrimination of inhalation from ingestion, or identify
whether inhaled material exhibits class D, W, or Y clearance patterns. For optimum interpretation, total
fecal collection should be interpreted in light of early urine and in vivo data for preliminary estimates.
The urine data is likely to be particularly valuable in conjunction with fecal data to classify an intake as
class W or Y. Longer-term follow-up fecal samples at nominally 30, 60, and 90 days post-intake should
substantially improve the classification of material as class W or Y.
Fecal sampling can also be applied to monitor excretion at long times post-intake. One caveat in
such sampling is that a worker still active in a uranium facility may be incurring very minor chronic
exposure, which can significantly interfere with long-term interpretation of acute exposure data. Papers
(Bihl et al. 1993) have discussed experience with a routine fecal sampling program.
5.7.4 Use of Air Sample Data in Internal Dosimetry
Results of air sampling and continuous air monitoring implying more than 40 DAC-hours exposure
should be used to initiate special bioassay to assess intakes of uranium. Although bioassay data are the
preferred method for assessing intakes and internal doses, air sample data can be used if bioassay data
are unavailable or determined to be inadequate or nonrepresentative. Air sample data can be used to
calculate an exposure to airborne material either in terms of DAC-hours or potential radioactivity intake
as follows:
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Section 116
Intake � Air Concentration × Breathing Rate × Time (5.6)
H50 � (DAC�hours) × Dose Limit
2000 DAC�hours
(5.7)
H50 � Intake × Dose Limit
ALI
(5.8)
If air sample results are representative of air breathed by individuals, then doses can be calculated
using the 5-rem stochastic limit for CEDE (HE,50) or the 50-rem nonstochastic limit for committed tissue
dose equivalent (HT,50) and the respective stochastic or nonstochastic DAC or ALI conversion factor, as
shown below:
If respiratory protection is worn by workers, the appropriate respirator protection factor may be
applied to the above calculations (i.e., dividing the calculated result by the protection factor.)
General air sampling programs should be augmented by breathing zone sampling when air
concentrations to which individuals are exposed might be highly variable. Breathing zone sampling may
include both fixed-location and personal (lapel) air samplers. Personal air samples are more likely to be
representative of actual exposure conditions than are samples collected at fixed locations, and they can
be particularly useful for assessing potential intakes involving short-term exposure to well-monitored air
concentrations.
5.8 DOSE ASSESSMENT
Dose assessment involves collecting and analyzing information concerning a potential intake and
developing a conclusion regarding the magnitude of intake and its associated committed dose
equivalents. Dose assessments are conducted by investigating the nature of a potential intake and by
analyzing bioassay measurement results or other pertinent data. Biokinetic models are used in
conjunction with bioassay data to evaluate the intake, uptake, and retention of uranium in the organs and
tissues of the body. Intake estimates can then be used to calculate committed effective and organ dose
equivalents. It is essential that good professional judgement be used in evaluating potential intakes and
assessing internal doses. A number of considerations for dose assessments have been identified
(Carbaugh 1994).
Computer codes are commonly used for assessment of intakes, dose calculation, and bioassay or
body content projections. An overview of what should be considered in selecting a computer code, as
well as descriptions of a number of internal dosimetry codes available in 1994, has been developed (La
Bone 1994). Internal dosimetry code users should understand how the code works and be aware of its
limitations. Computer codes merely provide the logical result of the input they are given. Use of a
particular computer code does not necessarily mean a dose estimate is correct.
As used in this section, the definition of "intake" is the total quantity of radioactive material taken
into the body. Not all material taken into the body is retained. For example, in an inhalation intake, the
ICRP Publication 30 respiratory tract model predicts that, for 1-µm particles, 63% of the intake will be
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Qt � Intake × IRF(Qt) (5.9)
Intake �
Qt
IRF(Qt)
(5.10)
deposited in the respiratory tract; the other 37% is immediately exhaled (ICRP 1979). For a wound
intake, material may be initially deposited at the wound site. Once the material has been deposited, it
can be taken up into systemic circulation either as an instantaneous process (e.g., direct intravenous
injection of a dissolved compound) or gradually (e.g., slow absorption from a wound site or the
pulmonary region of the lung). Both the instantaneous and slow absorption processes are often referred
to as uptake to the systemic transfer compartment (i.e., blood). Once material has been absorbed by the
blood, it can be translocated to the various systemic organs and tissues.
Section 117
An understanding of this terminology is important to review of historical cases. Before DOE Order
5480.11, many sites reported internal doses not as dose equivalent estimates but as an uptake (or
projected uptake) expressed as a percentage of a maximum permissible body burden (MPBB). The
standard tabulated values for MPBBs were those in ICRP Publication 2 (ICRP 1959). Many archived
historical records may have used this approach. DOE Order 5480.11 (now superseded) required
calculation of dose equivalent. Now, 10 CFR 835 has codified the calculation of intakes and committed
doses.
5.8.1 Methods of Estimating Intake
There are several published methods for estimating intake from bioassay data (Skrable et al. 1994;
Strenge et al. 1992; ICRP 1988b; King 1987). These methods each employ an idealized mathematical
model of the human body showing how materials are retained in and excreted from the body over time
following the intake. An intake retention function (IRF) is a simplified mathematical description of the
complex biokinetics of a radioactive material in the human body. These functions are used to predict the
fraction of an intake that will be present in any compartment of the body, including excreta, at any time
post-intake. Intake retention functions incorporate an uptake retention model that relates uptake to
bioassay data and a feed model that relates intake to uptake and bioassay data. ICRP Publication 54
(ICRP 1988b) and others (Lessard et al. 1987) contain compilations of IRFs.
In its simplest form, a compartment content at any time post-intake (Q t) can be expressed as the
product of intake multiplied by the intake retention function value for compartment Q at time t post-
intake, or:
Results predicted by the model can then be compared with the observed bioassay data. Such results are
often referred to as expectation values.
Simple algebraic manipulation of the model allows calculation of intake from the compartment
content at time t, as shown below:
When multiple data points are available for a compartment, the intake can be estimated using an
unweighted or weighted least-squares fitting procedure, as described by Skrable (Skrable et al. 1994) and
Strenge (Strenge et al. 1992) or as can be found in most statistics textbooks. As an alternative, data can
be fit by eye to a graphical plot; however, the apparent fit can be misleading if data have been
logarithmically transformed.
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H50 � I × DCF (5.11)
Intake can also be estimated from air sample data, as described in Section 5.7.4. This method is
appropriate if bioassay data are not available or insufficiently sensitive. Intake estimates based on air
samples and bioassay data are also appropriate as a check on each other. Valid bioassay data showing
detectable results should be given preference over intake estimates based on air sample results.
5.8.2 Alternate Methods of Intake Assessment
Historically, intake as described in the foregoing section was not always calculated when assessing
uranium exposures. Estimates of uptake using recognized methods (Langham 1956, Healy 1957,
Lawrence 1987) focused on assessing the magnitude of radioactivity retained in the body, rather than
intake (which includes material not retained and of no dosimetric significance). These methods were
(and are) dosimetrically sound in so far as estimates of deposition and uptake are concerned.
Section 118
5.8.3 Estimating Effective Dose Equivalent from Intakes of Uranium
The committed dose equivalent resulting from an intake of uranium may be calculated by
multiplying the estimated intake (I) by an appropriate dose conversion factor (DCF):
Dose conversion factors can be obtained from tabulated data in Federal Guidance Report No. 11 ,
ICRP Publication 30, Part 4, in the Supplement to Part 1 of ICRP Publication 30, or calculated directly
using computer programs. Substituting the ICRP Publication 48 (ICRP 1986) model parameters of 50%
skeleton and 30% liver translocation for the assumptions in ICRP Publication 30, Parts 1 or 4, has little
impact on the HE,50 per unit intake, but does alter the committed organ dose equivalent per unit intake.
Such substitution of models is acceptable, provided that the model is documented and consistently
applied.
Values for simplified dose conversion factors can be obtained by dividing a dose limit by the
corresponding value for the ALI. A caution must be observed with this approach: not all tabulated
values of ALIs are the same. The ALIs are commonly rounded in most tabulations to one significant
figure (e.g., as in ICRP Publication 30 and Federal Guidance Report No. 11). Substantial variation can
occur as a result of units conversion. For example, Federal Guidance Report No. 11 lists the ALI for
239Pu class Y inhalation as both 6 x 10-4 MBq (600 Bq) and 0.006 µCi (740 Bq). Such rounding errors
can introduce significant discrepancies in dosimetry calculations. This method also raises a question
about which ALI should be used if compliance monitoring is being based on comparison with secondary
limits, such as the ALI rather than the primary dose limits.
Where individual-specific data are available, the models should be adjusted. However, the general
lack of capability to monitor organ-specific retention for uranium (i.e., content and clearance half-times)
makes the use of default models most practical.
Ideally, one should obtain as much bioassay information as possible to determine the intake and
track the retention of uranium in the body to reduce the uncertainty associated with the daily variation in
the measurements. A regression analysis should be used to fit the measurement values for estimating the
initial intake and clearance half-times.
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DAC�hours �
airborne concentration
DAC
× hours of intake
5.9 REFERENCE AND ACTION LEVELS
Reference and action levels are essential to operation of a routine internal dosimetry program.
Because a wide range of levels can be defined by various facilities and organizations, this document does
not attempt to prescribe particular level titles. As used in this document, reference and action levels are
simply workplace or bioassay measurements, or associated calculated doses, at which specific actions
occur.
Notification levels based on workplace indicators for reacting to a potential intake are suggested in
Table 5-15. The intent of these notification levels is to provide guidance for field response to any
potential intake of radioactive material with a potential for a dose commitment that is >100-mrem
CEDE. Table 5-16 suggests notification levels to the occupational medicine physician for possible early
medical intervention in an internal contamination event. These tables, derived from Carbaugh et al.
(1994), are based on general considerations and significant experience with past intakes of radioactive
material and, because they are based on field measurements, do not correspond with any exact dose
commitment to the worker.
Section 119
Table 5-15. Uranium Levels for Internal Dosimetry Notification
Indicator Notification Level
Nasal or mouth smears Detectable activity
Facial contamination
(direct measurement)
200 dpm
Skin breaks or blood smears Any skin break while handling material other than sealed sources
Head, neck contamination 2,000 dpm
Contamination in respirator Detectable activity inside respirator after use
Hands, forearms, clothing(a) 10,000 dpm
Airborne radioactivity Acute intake equivalent to 40 DAC-hours after accounting for
respiratory protection factor(b)
(a) Clothing contamination levels apply to exposure without respiratory protection, such as on inner coveralls or
personal clothing.
(b)
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Table 5-16. Uranium Contamination Levels for Notification of Occupational Medicine
Physician
Indicator Medical Notification Level
(dpm)
Nasal or mouth smears 1,000
Facial contamination 25,000
Skin breaks or wounds 100
The decision to administer treatment and the treatment protocol are solely the responsibilities of the
physician in charge. The basic principle is that the proposed intervention should do more good than
harm (Gerber and Thomas 1992).
Guidelines for the medical intervention of a radionuclide intake can be found in several
publications. NCRP Report No. 65 (NCRP 1980) and the joint publication of the Commission on
European Communities (CEC) and the DOE Guidebook for the Treatment of Accidental Internal
Radionuclide Contamination of Workers (Gerber and Thomas 1992) both contain detailed guidance in
intervention and medical procedures useful in mitigating radiation overexposures. The CEC/DOE
Guidebook has been based on the ALI for action levels, rather than on CEDE, to overcome the problem
of uncertainties in dose per unit intake. The ICRP recommends in Publication 60 a limit of 2-rem/y
(20-mSv/y) on effective dose. Thus, the ALIs found in ICRP Publication 61 (1991b) and used in the
CEC/DOE Guidebook noted above are those which would provide a CEDE of 2-rem/y instead of current
U.S. regulations of 5-rem/y.
Guidance in the CEC/DOE Guidebook can be summarized as follows:
� When the estimated intake is below 1 ALI, treatment should not be considered.
� When the estimated intake is between 1 and 10 times the ALI, treatment should be considered.
Under these situations, short-term administration will usually be appropriate, except for intake of
materials poorly transported from the lung (class Y).
� When the estimated intake exceeds 10 times the ALI, then extended or protracted treatment
should be implemented, except for materials poorly transported from the lung.
� For poorly transported material in the lung, lung lavage is the only recommended treatment, and
it is only a consideration for intakes exceeding 100 times the ALI.
Because the dose associated with the ALI in the CEC/DOE Guidebook is 2-rem CEDE and because
the upper administrative control level suggested by the RCS is 2 rem, intervention levels of 2 rem and
20 rem might be used for guidance in the manner presented in the CEC/DOE Guidebook:
� When the CEDE estimated intake is below 2 rem, treatment is not generally recommended.
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� When the CEDE for an estimated intake is between 2 rem and 20 rem, treatment should be
considered. Under these situations, short-term administration will usually be appropriate.
Section 120
� When the CEDE equivalent for an estimated intake exceeds 20 rem, then extended or protracted
treatment is strongly recommended, except for poorly transported material in the lung.
A useful method to enhance excretion of uranium via the kidneys is the formation of radionuclide
complexes using sodium bicarbonate. This type of complexation appears to be the only current method
that has a reasonable chance of reducing or preventing kidney damage during the early period after
incorporation of this chemotoxic heavy metal.
An initial prophylactic chelation therapy may be appropriate because bioassay measurements
(particularly urinalysis) cannot usually be completed within the response time required for effective
chelation therapy. Urinalysis becomes very helpful following administration of chelation therapy
because there is a direct correlation between urinary excretion and dose averted because of uranium
excreted. This provides a method of measuring the effectiveness of chelation therapy and determining if
it is worthwhile to continue therapy. It is probably that the efficacy of treatment will decrease with
continued administration as uranium is removed and the rate of transfer into the systemic compartment
decreases.
5.10 RESPONSE TO SUSPECTED INTAKES
Experience has shown that most intakes of uranium are accidental. Uranium facilities and operating
procedures are designed to prevent intakes. Nonetheless, it is important for management to prepare for
the possibility that workers might receive an intake of uranium--even though the probability of an
incident may be very small. Prompt and appropriate action following an accidental intake of uranium
will allow for therapeutic measures to be taken to minimize the internal contamination and lessen the
potential for harmful effects. The health physicist and medical staff should work closely to ensure that
the proper course of action is followed.
All employees suspected of having received an intake of uranium should be referred for special
bioassay measurements. Because a fraction of an intake by inhalation may be retained in the nasal
passages for a few hours after exposure to airborne radioactive materials, any level of contamination on a
nasal swab indicates an intake that should be followed up by a special bioassay measurement program.
However, lack of detection on nasal smears cannot be taken as evidence that an intake did not occur
either because the nasal passages can be expected to clear very rapidly or, alternatively, because the
worker could be a mouth-breather. Special bioassay should also be initiated if uranium contamination is
found on the worker in the vicinity of nose or mouth.
Developing specific field criteria to identify the need for medical response can be challenging.
Inhalation intake estimations based on DAC-hours exposure are straightforward and discussed earlier in
this document. Early bioassay measurement levels corresponding to the action levels have been
calculated at Hanford and are summarized in Table 5-17. Another method is to develop field observation
criteria (e.g., nasal smear or skin contamination criteria) which might imply that an action level has been
exceeded. This latter approach is highly subjective with any number chosen likely to be arguable.
Knowledge of facility operations, material forms, and past experience will likely play a key role in
development of such criteria.
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For acute intakes, direct bioassay measurements should be taken before, during, and after the period
of rapid clearance of activity. Urine and fecal samples collected after known or suspected inhalation
incidents should also be used to estimate the magnitude of the intake. Initial assessments of intakes from
contaminated wounds are based primarily on wound count and urinalysis data.
If a significant intake is indicated, the worker should not return to further potential exposure to
uranium until the intake has been thoroughly assessed and a predictable bioassay pattern established.
This is particularly important because a new intake of a very low level may confound the interpretation
of bioassay measurements for previous intakes of uranium.
Table 5-17. Early Bioassay Measurement Results Corresponding to the Therapeutic Intervention
Action Levels Used at the Hanford Site (Carbaugh et al., 1995)
Isotope and Dose
(HE,50)
Measurement Result Action
Possible
Treatment
Uranium, Soluble
Potential kidney
toxicity
Chest count
Second-void urine
sample
12-hour urine sample
>MDA (14-21 mg)
>0.1 mg
>0.5 mg
Consider therapy Na or Ca bicarbonate;
intestinal adsorbents
Uranium Insoluble(a)
2 rem Chest count >MDA for 235U or 234Th Consider therapy None recommended
200 rem Same 100 x ALI Treatment strongly
recommended
Lung lavage
(a) If soluble component is present, then urine sampling is appropriate. Use same action levels as above for soluble
uranium.
The health physicist must make important decisions for prompt action at the site of an accidental or
suspected intake of uranium or other radioactive materials. Often, these decisions must be based on
limited data. Information that may be available for initially estimating the amount and type of intake
may include the following:
� levels of measured contamination in the work area,
� skin contamination levels, affected areas, and whether the skin is damaged or punctured,
� wound contamination levels,
� chemical form of the material involved,
� results of air monitoring,
� nasal smear activity levels, and
� sputum and/or mouth contamination.
The special bioassay monitoring program is initiated following a known or suspected intake. This
information is needed for dose assessment and future exposure management. The intake is confirmed if
follow-up bioassay measurements indicate positive measurement results. Additional bioassay
measurements may be needed to quantify the intake and provide data for determining the effective dose
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equivalent. The frequency of bioassay monitoring will depend on the specific case to be evaluated.
Selection of the appropriate sampling frequency is based on the previously discussed performance
capabilities for workplace monitoring programs, consultations with internal dosimetry specialists, and
the cooperation of the affected employee.
5.10.1 Emergency Action Planning
The management at the uranium facility should be prepared to follow an emergency action plan for
response to an uranium intake. If a worker accidentally inhales or ingests uranium or is injured by a
uranium-contaminated object, the action plan should be initiated immediately. A rapid response is
important because any delay in implementing appropriate action could lessen the effectiveness of
decorporation therapy and increase the probability for internalized uranium to deposit in the kidneys or
on bone surfaces.
Section 122
5.10.2 Medical Emergency Response Plan
The health physicist and medical staff must establish an emergency action plan for the appropriate
medical management of an accidental intake of uranium. The elements of the plan should include the
following:
� decision levels for determining when monitoring data or accident events require emergency medical
response,
� responsibilities of the affected worker, health physicist, medical staff, and management or
supervisory personnel,
� instructions for immediate medical care, decontamination, monitoring, and longer-term follow-up
response, and
� provisions for periodically reviewing, updating, and rehearsing the emergency action plan.
The sequence and priority of the emergency action plan may vary with the magnitude and type of
accidental conditions and their severity. An initial early assessment of the incident should focus, first, on
treatment of life-threatening physical injuries and, second, on the radioactive contamination involved.
Minor injuries should be treated after decontamination.
A rapid estimate of the amount of internal contamination by uranium or other alpha-emitters may
not be possible. If a significant intake (meaning one that exceeds 10 times the ALI) is suspected,
medical staff should proceed with decorporation therapy after first treating major injuries.
5.10.3 Responsibilities for Management of Internal Contamination
Responsibilities should be assigned for action in response to an accidental internal uranium
contamination. The affected worker has the responsibility to inform the health physicist, radiological
control technician (RCT), or his immediate supervisor as soon as an intake is suspected. The health
physicist or RCT should make an initial survey of the extent of the contamination and immediately
contact his supervisor and, when action levels are exceeded, contact a member of the medical staff.
Monitoring and radiation safety support to the medical staff and supervisors should continue during the
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management of the contamination incident. Care should be taken to limit the spread of radioactive
contamination.
The health physicist should immediately begin to gather data on the time and extent of the incident.
Contamination survey results should be recorded. Radionuclide identity, chemical form, and solubility
classification should be determined. Nasal smears should be obtained immediately if an intake by
inhalation is suspected. When action levels are exceeded, all urine and feces should be collected and
labeled for analysis. Decontamination should proceed with the assistance of the medical staff.
Contaminated clothing and other objects should be saved for later analysis.
5.10.4 Immediate Medical Care
The medical staff should provide immediate emergency medical care for serious injuries to preserve
the life and well-being of the affected worker. Minor injuries may await medical treatment until after an
initial radiation survey is completed and the spread of contamination is controlled. However, the
individual should be removed from the contaminated radiation area as soon as possible. Chemical
contamination and acids should be washed immediately from the skin to prevent serious burns and
reactions.
Section 123
A chelating agent should be administered immediately following an accidental intake of uranium.
Sodium bicarbonate should be available for treating internal uranium contamination. The worker to be
treated must first be informed of the proposed use of a chelating agent, instructed on the purpose of
administering the chelating agent, and warned about the possible side-effects. The worker must then
give signed consent before chelation therapy may be initiated. Even though sodium bicarbonate therapy
is the only method available for reducing the quantity of uranium retained in the body, the affected
worker has the right to refuse its use.
The recommended therapy for decorporation is a systemic administration of 250 mL of isotonic
(1.4%) solution of sodium bicarbonate by slow intravenous injection (Gerber and Thomas, 1992). The
sodium bicarbonate reacts with uranyl ions, UO2
++, in body fluids to form an anionic complex, probably
UO2(CO3)3, which is rapidly excreted in urine. Treatment may be continued if bioassay indicates that
decorporation therapy continues to enhance the urinary excretion of uranium. However, if treatment is
extended over the days following the incident, the dosage should be adapted to prevent contraindications
of alkalosis (bicarbonate solution is alkaline) and respiratory acidosis (Gerber and Thomas 1992).
5.10.5 Contaminated Wounds
Medical treatment for contaminated wounds may include flushing with saline and decorporating
solutions, debridement, and surgical excision of the wound. These measures are all the responsibility of
trained medical staff operating under the direction of a physician. Radiological control personnel can
provide valuable assistance by prompt assessment of materials removed from the wound and
identification of magnitude of residual activity as decontamination proceeds. Decontamination should
continue until all radioactivity has been removed or until risk of permanent physical impairment is
reached.
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6.0 EXTERNAL DOSIMETRY
The external dosimetry program is an integral part of the external dose control program. DOE G
441.1-4, External Dosimetry Program Guide, provides detailed guidance for implementing an external
dosimetry program that meets the requirements of 10 CFR 835. The reference section of that Guide lists
specific documents applicable to external dosimetry. Because the requirements and recommendations
are explicitly given in these documents, they will not be discussed in any great detail in this chapter.
Rather, the emphasis will be on items that are unique to uranium facilities and the radiological aspects
for safe handling of uranium.
Measuring the external radiation exposure and the resultant dose is complicated by the many
radiations involved in uranium handling. Chapter 2 of this Technical Standard discusses the radioactive
decay schemes for and radiations emitted by the uranium isotopes and their radioactive daughter
products. Uranium has a wide distribution of beta and gamma energies, with a 2.29-MeV beta as the
most significant of these. The dose rate from photons is relatively low. Uranium also emits alpha
particles that may generate ~2 MeV neutrons as a result of interactions with the nuclei of fluorine or
other low-Z atoms. The magnitude of the neutron fluence depends on the enrichment of the uranium and
on the interacting chemical.
Section 124
The elements of the external dose control program are: detection and characterization of the beta,
gamma, and neutron radiation fields; measurement and quantification of these fields; measurement of
personnel dose; and determination and establishment of dose control practices.
6.1 DOSE LIMITS
10 CFR 835 specifies the applicable limits used for control of external radiations. Table 6-1 lists
the appropriate depths in tissue for measurement of doses to the whole body, lens of the eye, "unlimited
areas of skin," and extremities.
Table 6-1. Effective Depth of Tissue for Various Organs
Depth of tissue, mg/cm2
Deep (penetrating)
Lens of eye
Shallow (skin, extremities)
1000
300
7
6.1.1 Limiting Quantities
In 1977, the ICRP introduced a major revision in recommended radiation protection practice
with the introduction of ICRP Publication 26 (ICRP 1977). The new methodology establishes a "risk-
based" system of dose limitation. The ICRP introduced the terms stochastic and nonstochastic for
radiation effects and set limits for both types of effect. Stochastic effect is defined as one for which the
probability of the effect occurring (as opposed to the degree or severity of effect) is a function of
radiation dose. Nonstochastic effect is defined as one for which the severity of the effect is a function of
the dose; a threshold may exist. Limits were established such that the risk of stochastic effects occurring
was equivalent to about the same risks faced by workers in "safe" industries who were not occupationally
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HE � � wT DT QT (6.1)
exposed to radiation in the workplace. Limits were also established for nonstochastic effects that
prevented these effects from occurring even if the exposure occurred at the annual limit over the lifetime
of the worker.
For stochastic effects, the ICRP specified in Publication 26 that radiation exposure be limited by
the effective dose equivalent, HE, which can be expressed by the relation:
where: � wT = 1
wT = tissue weighing factor for the relevant organ or tissue T
DT = absorbed dose in the tissue or organ of interest
QT = the quality factor averaged over the tissue or organ of interest.
Table 6-2 lists the weighing factors, taken from 10 CFR 835. Effective dose equivalent has the
benefit that it is additive, and internal and external radiations can be added numerically to derive an
overall estimate of risk.
Table 6-2. Tissue Weighing Factors
Tissue or Organ Tissue Weighing Factor, wT
Gonads
Breast
Bone marrow (red)
Lungs
Thyroid
Bone surfaces
Remainder(a)
Whole body(b)
0.25
0.15
0.12
0.12
0.03
0.03
0.30
1.00
(a) Remainder means the five other organs or tissues with the
highest dose (e.g., liver, kidney, spleen, thymus, adrenal,
pancreas, stomach, small intestine, and upper large intestine).
The weighing factor for each remaining organ is 0.06.
(b) For the case of uniform external irradiation of the whole
body, a weighing factor equal to 1 may be used in
determining the effective dose equivalent.
The methodology of ICRP-26 has been incorporated into 10 CFR 835. Table 6-3 lists the annual
radiation dose limits for DOE activities. However, DOE contractors usually establish lower annual
administrative control levels, typically 500 mrem/year or less.
Section 125
In practice, it is difficult to measure the effective dose equivalents specified in Table 6-3 because
it is necessary to know not only the type of radiation but also its energy and direction. If the flux,
energy, and direction of incidence are known, it is possible to calculate effective dose equivalent using
fluence to effective dose equivalent conversion coefficients presented in ICRP Publication 51 (ICRP
1987), which presents the effective dose equivalent as a function of energy for various irradiation
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geometries. Conversion coefficients for mono-directional beams of neutrons can be found in an article
by Stewart (Stewart et al. 1994). Conversion coefficients for photons in various irradiation geometries,
including planar sources, can be found in a report by Zankl (Zankl et al. 1994). This approach will
provide more accurate values of effective dose equivalent, as opposed to numerically setting the value of
effective dose equivalent equal to dose equivalent.
Table 6-3. Radiation Dose Limits for DOE and DOE Contractors
Type of Radiation Exposure Limit
Occupational Exposures of
Adults
Stochastic Effects
Non-Stochastic Effects
Lens of eye
Extremity
Skin
Individual organ or tissue
5-rem total per year (sum of effective dose equivalent from external exposures and CEDE
received during year)
15-rem dose equivalent per year
50-rem dose equivalent per year
50-rem dose equivalent per year
50-rem dose equivalent per year
Occupational Exposures of
Minors
Stochastic Effects
Non-Stochastic Effects
(Lens of eye, extremity,
skin, individual organ or
tissue)
0.1-rem per year (sum of effective dose equivalent from external exposures and CEDE
received during year)
10% of occupational dose limits for adults
Embryo/fetus of a
Declared Pregnant Worker
0.5-rem effective dose equivalent per gestation period
Planned Special Exposure Same as routine occupational dose limits in a year (but accounted for separately )
5 times the routine occupational dose limits over an individual’s lifetime
6.1.2 Operational Quantities
Because of the difficulties in determining effective dose equivalent from direct measurements,
the concept of operational quantities has been introduced to be more closely related to measurable
quantities. Operational quantities include ambient dose equivalent used for area monitoring and personal
dose equivalent used for personnel dosimetry. Operational quantities are designed to be a conservative
estimator of effective dose equivalent, i.e., the values of the operational quantities will be equal to or
higher than the effective dose equivalent specified for the limiting quantities.
The ambient dose equivalent, H*(d), is the dose equivalent at a depth, d, in a 30-cm-diameter
sphere of tissue, where: a) the radiation field has the same fluence and energy distribution as the point of
reference for the measurement; and b) the fluence is unidirectional (i.e., the sphere can be viewed as
being in an aligned radiation field). Most survey instruments are designed to measure ambient dose
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equivalent, and international standards are based on the ambient dose equivalent concept. The depth of
interest is typically 1 cm of soft tissue, as specified in 10 CFR 835.
Section 126
The personal dose equivalent, Hp(d), is the dose equivalent in soft tissue at the appropriate depth,
d, below a specified point on the body. Obviously, personnel dosimeters should be calibrated in terms of
personal dose equivalent.
In reality, most instruments and personnel dosimeters used at DOE facilities are calibrated in
terms of dose equivalent. For example, consider the case in which personnel neutron dosimeters are
calibrated on acrylic plastic phantoms at a specified distance from a calibrated neutron source. For
DOELAP testing, the dose equivalent at this point has been calculated in accordance with NBS Special
Publication 633, Procedures for Calibration of Neutron Personnel Dosimeters. These calculations are
based on the Grundl-Eisenhauer energy spectrum and the conversion coefficients from NCRP Report 38
(NCRP 1971), which are for the "old" values of dose equivalent from cylindrical phantom calculations.
In most instances, the present methods based on dose equivalent overestimate effective dose
equivalent. In cases where personnel are approaching dose limits, it may be prudent to more accurately
evaluate effective dose equivalent using special calibrations. Depending on the irradiation geometry and
energy, effective dose equivalent may be as much as a factor of two less than dose equivalent.
6.2 RADIATIONS IN URANIUM FACILITIES
As outlined in Section 2.0 of this TS, the uranium isotopes are primarily alpha-emitters and their
progeny emit a wide variety of radiations, including alpha and beta particles, as well as more penetrating
x rays and gamma rays. Alpha-neutron interactions (and the small cross-section for spontaneous fission)
add the potential for neutron exposure to the radiation mix. This section outlines methods to calculate
the dose equivalents from radiations emitted by uranium and its progeny. Examples of measured dose
rates are also included.
The design of an external dose control program, including instrument and dosimeter selection, is
dependent upon the type and intensity of the radiation fields to which the workers will be exposed.
Many factors can affect the radiation field:
� enrichment (mix of uranium isotopes),
� emissions from parent radionuclide(s),
� emissions from daughter radionuclide(s),
� emissions from impurity radionuclide(s),
� type of radiation emitted (beta, gamma, etc.),
� energies of emitted radiation,
� specific activity of the source material,
� self-shielding of source material,
� shielding provided by process equipment,
� shielding provided by protective clothing, or
� distance and geometry factors.
The ratio of uranium isotopes in a specific process (a function of enrichment) will determine the
source term by which the radiation fields can be predicted. This mix of uranium isotopes and daughter
radionuclides may be estimated by using an equation developed to predict specific activity as a function
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Guide of Good Practices for Occupational Radiation Protection in Uranium Facilities
equivalent, and international standards are based on the ambient dose equivalent concept. The depth of
interest is typically 1 cm of soft tissue, as specified in 10 CFR 835.
The personal dose equivalent, H,(d), is the dose equivalent in soft tissue at the appropriate depth,
d, below aspecified point on the body. Obviously, personnel dosimeters should be calibrated in terms of
personal dose equivalent.
Section 127
In reality, most instruments and personne! dosimeters used at DOE facilities are calibrated in
terms of dose equivalent. For example, consider the case in which personnel neutron dosimeters are
calibrated on acrylic plastic phantoms at a specified distance from a calibrated neutron source. For
DOELAP testing, the dose equivalent at this point has been calculated in accordance with NBS Special
Publication 633, Procedures for Calibration of Neutron Personnel Dosimeters. These calculations are
based on the Grundl-Eisenhauer energy spectrum and the conversion coefficients from NCRP Report 38
(NCRP 1971), which are for the "old" values of dose equivalent from cylindrical phantom calculations.
In most instances, the present methods based on dose equivalent overestimate effective dose
equivalent. In cases where personnel are approaching dose limits, it may be prudent to more accurately
evaluate effective dose equivalent using special calibrations. Depending on the irradiation geometry and
energy, effective dose equivalent may be as much as a factor of two less than dose equivalent.
6.2 RADIATIONSIN URANIUM FACILITIES
As outlined in Section 2.0 of this TS, the uranium isotopes are primarily alpha-emitters and their
progeny emit awide variety of radiations, including alpha and beta particles, as well as more penetrating
X rays and gamma rays. Alpha-neutron interactions (and the small cross-section for spontaneous fission)
add the potential for neutron exposure to the radiation mix. This section outlines methods to calculate
the dose equivalents from radiations emitted by uranium and its progeny. Examples of measured dose
rates are also included.
The design of an external dose control program, including instrument and dosimeter selection, is
dependent upon the type and intensity of the radiation fields to which the workers will be exposed.
Many factors can affect the radiation field:
enrichment (mix of uranium isotopes),
emissions from parent radi onuclide(s),
emissions from daughter radionuclide(s),
emissions from impurity radionuclide(s),
type of radiation emitted (beta, gamma, etc.),
energies of emitted radiation,
specific activity of the source material,
self-shielding of source material,
shielding provided by process equipment,
shielding provided by protective clothing, or
distance and geometry factors.
The ratio of uranium isotopes in a specific process (a function of enrichment) will determine the
source term by which the radiation fields can be predicted. This mix of uranium isotopes and daughter
radionuclides may be estimated by using an equation developed to predict specific activity as a function
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of enrichment. Figure 2-2 (Chapter 2) shows the estimated activities of the uranium isotopes as a
function of enrichment as predicted by the reference equation.
Radiation fields from uranium are frequently dominated by contributions from daughter product
or impurity radionuclides. For example, nearly all of the beta radiation field from depleted uranium
comes from the daughter radionuclide 234mPa, and to a lesser extent from 234Th. During melting and
casting operations, these daughter elements may concentrate on the surface of the castings and
equipment, producing beta radiation fields up to 20 rad per hour.
Figure 6-1. Beta Radiation Readings at Surface of Uranium Metal vs. % Enrichment by Weight
Section 128
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Figure 6-2. Absorbed Dose Rate as a Function of Depth in Mylar
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Figure 6-3. Changes in Beta Energy Spectra and Shallow Dose Rate From a Natural Uranium Metal
Slab Source Caused by Protective Apparel (Note the bremsstrahlung peak in the low-
energy ranges.)
6.2.1 Alpha and Beta Doses
Uranium is an alpha-emitter and is of concern if inhaled or ingested into the body. However, the
skin is an effective barrier to alpha particles, and alpha radiation emitted from external contamination is
only a problem if there is a wound or break in the skin.
Beta radiation fields are usually the dominant external radiation hazard in facilities requiring
contact work with unshielded forms of uranium. Figure 6-1 gives the estimated beta dose rates from a
semi-infinite slab of uranium metal of various enrichments. For uranium enrichments up to 30%, the
beta radiation field is dominated by contributions from 238U decay products. Thus, for uranium of these
enrichments, one is dealing essentially with 2.29-MeV (Emax) beta particles from 234mPa, the most
energetic contributor to the beta exposure.
Beta doses to the skin, extremities, and (sometimes) the lens of the eye can be limiting in
facilities that process unshielded depleted, natural, or low-enrichment uranium. Absorbed dose rates as a
function of depth were measured by P. Plato (Plato 1979) with an extrapolation chamber in a tissue
equivalent medium (Mylar) (See Figure 6-2). Skin doses at less than 4 mg/cm 2 resulting from alpha
particles are of no concern from an external radiation exposure standpoint. Potentially significant skin
exposure from uranium occurs primarily from the 234mPa betas at tissue depths of 4 mg/cm2 and greater.
Processes that separate and sometimes concentrate beta-emitting uranium daughters are not
uncommon in DOE uranium facilities. Surface beta dose rates on the order of 1 to 20 rad per hour have
been observed in such circumstances. Exposure control is complicated by the fact that considerable
contact work takes place in facilities that process uranium metal. Beta particles are shielded by rubber
gloves or other protective devices or are usually absorbed within the dead layer of skin. The actual beta
dose to live tissue would depend on the energy of the beta particles and the thickness and types of
intervening shielding.
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The data in Figure 6-3 were obtained with a tissue equivalent plastic scintillation detector and
demonstrate the spectral changes and the resultant exposure rates under typical protective clothing. It
can be seen from Figures 6-2 and 6-3 that significant fractions of the uranium beta radiation will
penetrate typical protective clothing worn in facilities which process uranium.
6.2.2 Gamma Doses
Gamma radiation from uranium is normally not the controlling challenge to radiation protection.
For example, the contact beta radiation field from depleted uranium is approximately 240 mrem/h, while
the contact gamma radiation field is less than 10 mrem/h. Although gamma radiation fields from
uranium are not usually the dominant concern, significant gamma fields can exist in areas where large
quantities of uranium are stored. Bremsstrahlung from the 2.29 MeV 234mPa beta can contribute up to
40% of the photon dose from uranium metal. Neutron fields from enriched uranium fluoride compounds
can also add to this area of concern. Care should be taken that dose-equivalents from such fields are kept
to levels that are ALARA.
Section 129
Although beta radiation fields from unshielded uranium tend to present the most intense
radiation problem, storage of large quantities of uranium can create widespread, low-level (<5 mrem/h)
gamma radiation fields. Such fields can create ALARA problems--particularly when significant
numbers of people must work in adjacent areas.
6.2.3 Neutron Dose Equivalents
In uranium processes that create fluoride compounds (UF4, UF6, etc.), the �-n reaction with this
light nuclide can result in neutron radiation fields, the intensity of which are a function of the compound,
mixing, storage configuration, and enrichment. As indicated in Section 2.0, low enriched UF 6 (< 5%) in
large storage containers can result in neutron radiation in the 0.2 mrem/h range, while highly enriched
(> 97%) UF6 can create fields in the 4 mrem/h range. At high enrichments, the neutron fields can be up
to a factor of 2 higher than the gamma fields and be the limiting source of whole body exposure.
Neutron radiation from uranium metals and low enriched compounds is considerably lower than the
gamma component and, consequently, is not limiting.
Neutron dose equivalent rates can be calculated accurately with computer codes, such as MCNP
(Breismeier 1986). The MCNP code has the advantage that it can calculate both neutron and photon
doses through shielding and in complex arrays. The Monte Carlo codes can also calculate the effects of
neutron multiplication in systems containing large amounts of uranium. However, neutron dose
equivalent rates can also be calculated from simple empirical formulas. Unlike gamma doses, there is
very little self-shielding for neutrons in sub-kilogram masses of uranium.
Table 6-4 lists spontaneous fission yields for uranium isotopes that may be found in facilities
within the DOE complex. These data are taken from NUREG/CR-5550 (NRC 1991) and are believed to
be more current then the previously published PNL values (PNL 1988b). As a rule of thumb, nuclides
with even numbers of protons and neutrons have the highest spontaneous fission neutron emission rates.
The spontaneous fission rate for odd-even nuclides is about 1000 times less, and the rate for odd-odd
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N(E) � ( E) exp( E/1.43 MeV) (6.2)
nuclides is about 100,000 less. Spontaneous fission neutrons are emitted with a Maxwellian energy
distribution given by the equation:
where N(E) is the number of neutrons as a function of the energy E in MeV.
Table 6-4. Spontaneous Fission Neutron Yields
Isotope Total Half-Life
Spontaneous Fission
Half-Life,
years
Spontaneous
Fission Yield,
n/sec-gram
232U 71.7 y 8 x 1013 1.3
233U 1.59 x 105 y 1.2 x 1017 8.6 x 10-4
234U 2.45 x 105 y 2.1 x 1016 5.02 x 10-3
235U 7.04 x 108 y 3.5 x 1017 2.99 x 10-4
236U 2.34 x 107 y 1.95 x 1016 5.49 x 10-3
238U 4.47 x 109 y 8.20 x 1015 1.36 x 10-2
Energetic alpha particles can overcome coulomb barriers in low-atomic-number elements and
create an unstable nucleus that emits neutrons. Because of the high alpha activity of uranium, this can be
a significant source of neutrons. There are two nuclear reactions that are of importance:
� + 18O � 21Ne + n (6.3)
� + 19F � 22Na + n. (6.4)
Table 6-5 lists the alpha-neutron yields for oxides and fluorides for the uranium isotopes. Note
that the neutron yields are normalized per gram of nuclide, not per gram of compound. These data are
taken from NUREG/CR-5550 (NRC 1991).
Section 130
The total neutron yield per gram of uranium can be found by summing the contributions from:
� spontaneous fission (from Table 6-4)
� alpha-neutron reactions in oxides or fluorides (from Table 6-5)
� neutrons from low-atomic-number impurities (from Table 6-6).
Multiplying the specific neutron yield (neutrons/second-gram of uranium) by the mass of
uranium (grams) gives S, the neutron emission rate (neutrons/second).
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Table 6-5. Neutron Yields from Alpha-Neutron Reactions for Oxides and Fluorides
Isotope
Alpha
Decay
Half-Life
Alpha
Yield,
�/s-g
Average Alpha
Energy,
MeV
�, n Yield in
Oxides,
n/s-g
�, n Yield in
Fluorides,
n/s-g
232Th 1.41 x 1010 y 4.1 x 103 4.00 2.2 x 10-5
232U 71.7 y 8.0 x 1011 5.30 1.49 x 104 2.6 x 106
233U 1.59 x 105 y 3.5 x 108 4.82 4.8 7.0 x 102
234U 2.45 x 105 y 2.3 x 108 4.76 3.0 5.8 x 102
235U 7.04 x 108 y 7.9 x 104 4.40 7.1 x 10-4 0.08
236U 2.34 x 107 y 2.3 x 106 4.48 2.4 x 10-2 2.9
238U 4.47 x 109 y 1.2 x 104 4.19 8.3 x 10-5 0.028
Table 6-6. Neutron Yields for Trace Impurities in Uranium
Element
Neutron Yield
per 106 Alphas
at 4.7 MeV (234U)
Li 0.16 ± 0.04
Be 44. ± 4
B 12.4 ± 0.6
C 0.051 ± 0.002
O 0.040 ± 0.001
F 3.1 ± 0.3
Na 0.5 ± 0.5
Mg 0.42 ± 0.03
Al 0.13 ± 0.01
Si 0.028 ± 0.002
Cl 0.01 ± 0.01
6.3 RADIATION DETECTION AND EVALUATION
This section describes the response of portable instruments, personnel dosimeters, and nuclear
accident dosimeters to the radiations emitted by uranium, which are primarily alpha and beta particles
and photons. Neutron emissions may range from negligible to significant. Data are also included on
special spectrometry instruments used to calibrate dosimeters in the field.
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6.3.1 Portable Survey Instruments--Beta Radiation Response
The primary exposures of concern when handling bare uranium materials come from the beta
radiation. The accuracy and precision of survey instruments used for measurement of beta radiation
fields depend upon some or all of the following factors:
� beta energy response,
� angular response of instrument,
� source-detector geometry factors, and
� detector construction (window thickness, etc.).
6.3.1.1 Energy Dependence
Most commercially-available radiation survey instruments under-respond to beta radiation fields
from uranium. Figures 6-4 and 6-5 show the beta and gamma spectra measured with a tissue equivalent
plastic scintillation. Table 6-6 presents typical survey instrument response to uranium fields specifically.
At best, typical "beta correction factors" (true dose rate/indicated dose rate) are on the order of 1.5 to 2.
This under-response is due primarily to a) the angular response of the detector and b) attenuation of the
dose-rate by the detector window and the sensitive volume of the detector.
Figure 6-4. Meter Readings for a Depleted Uranium Ingot
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Figure 6-5. Meter Readings for an Open Drum of UF4 (green salt)
Table 6-7. Instrument Response to Uranium Beta Fields
Instrument Window, mg/cm2
Beta Correction
Factor(a) Exposure Geometry
Victoreen 471 1.1 1.4 30 cm from U foils
Eberline RO-2 7 2.0 30 cm from U foils
Section 131
Eberline RO-2A 7 4.0 Contact with DU slab
Aluminum-walled GM
Detector
30 1.7 30 cm from U foils
Victoreen Radector III 34 14 Contact with DU slab
HPI-1075 7 1.8 Contact with DU slab
Teletector 30 (low
range)
50 Contact with DU slab
Eberline PIC-6A 30 40 Contact with DU slab
British BNL-3 7 1.3 1.5 cm from 100 cm2
DU
(a) True reading/measured value.
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Currently, skin dose measurements are related to the dose at a depth of 7 mg/cm 2 in tissue.
Window thicknesses of commonly available survey instruments typically range from on the order of
7 mg/cm2 to several hundred mg/cm2.
Even if the window provides only minimal attenuation, the attenuation of the beta field through
the sensitive volume of large detectors remains a problem. The detector indicates the average dose-rate
throughout the sensitive volume. The "true" dose-rate is that which occurs at the plane of the detector
incident to the radiation source. The instrument will under-respond by the ratio of this average dose-rate
to the incident dose-rate. This sensitive volume under-response is a function of the beta energy
distribution and of the size and shape of the sensitive volume.
6.3.1.2 Angular Response
The construction of most survey instruments (e.g., "cutie pie") leads to a severe angular
dependence when measuring beta radiation fields. This angular dependence results from the attenuation
of the beta field by the walls of the detector as the window is moved away from the source.
Figure 6-6 demonstrates the response of a tissue equivalent response (a 5 mg/cm 2 detector under
a 5 mg/cm2 window and mounted in a TE phantom) to off-axis (non-incident) 90Sr/90Y betas (energies
similar to those from uranium). Skin tissue dose response is greater to off-axis betas; survey
instruments, which effectively shield these high angle particles, will under-respond compared to skin
tissue.
Figure 6-6. Measured Angular Response of the INEL TE Survey Meter to Parallel Beams of Beta
Particles From Three Standard Beta Sources
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6.3.1.3 Source-Detector Geometry
Measurements taken close to small beta sources may be inaccurate due to non-uniform
irradiation of the sensitive volume of the detector. Uranium in most DOE facilities tends to present
wide-area sources of beta radiation. However, adjustments would need to be made if significant
non-uniform irradiation was encountered.
6.3.1.4 Detector Construction and Use
Characteristics of instrument construction may significantly affect their response and use. For
example, many survey instruments have "beta windows" that are intended to discriminate between beta
and gamma radiation. Obviously, measurements of beta dose-rate must be made with the beta window
open. It should be noted, however, that a number of instruments have beta windows that are only a few
hundred mg/cm2 thick. Such windows can transmit a significant fraction of the dose-rate from high-
energy beta-emitters (e.g., 234mPa). Thus, up to 10% or 20% of the "gamma only" reading may be due to
the higher-energy betas penetrating the so-called beta window.
Section 132
Occasionally, survey instruments are placed in plastic bags or covered to protect them from
becoming contaminated. Bagging the instrument places additional absorber between the radiation field
and sensitive volume of the detector. Calibration of the instrument (or application of a correction factor)
should take this additional shielding into account.
6.3.2 Portable Survey Instruments--Gamma Radiation Response
Although the external dose resulting from gamma and x-ray radiation from bare uranium is a
small fraction of the total, it represents the "penetrating" or whole body dose source and is the only
source of radiation from contained facilities (i.e., those having glove boxes, etc.). Survey instruments are
typically calibrated with 137Cs (0.663-MeV) photons. Typical portable survey instruments demonstrate a
fairly flat energy response above 250 keV, while the response below 250 keV can be variable to a greater
or lesser degree depending upon the instrument design. Figures 6-7 and 6-8 show average response of a
group of commercial survey instruments. Figure 6-9 shows a typical gamma spectrum from a uranium
oxide source while Table 6-8 illustrates the wide variation that can occur in the photon spectra at various
locations in a single plant. This demonstrates the desirability of using ion chambers or compensated beta
instruments for dose-rate measurements. It also indicates the need to have knowledge of the energy
response of the instrument used and the value, or at least qualitative knowledge, of the photon spectra at
the various work stations.
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Figure 6-7. Average Ion Chamber Survey Meter Response by Group to X or Gamma Photon Radiation
Figure 6-8. Average GM Survey Meter Photon Energy Response by Group
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Figure 6-9. High Resolution Gamma Spectrum of Slightly Enriched Uranium Oxide (1% U-235)
recorded with Ge (Li) Detector
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Table 6-8. Gamma Flux and Ratios at Various Locations and Sources at Fernald Plant
Integrated Gamma Flux, photons/cm2/sec
Source Description or Location 30 to 225 keV 675 to 1050 keV Ratio
Crucible load station - 55-gal. drum 990 348 2.8
Beside UO3 barrel 538 159 3.4
Open UO3 barrel 919 232 4.0
Tube-cutting work station, metal 253 58 4.4
Outside Plant 9 south entrance, near
exhaust fan
776 165 4.7
Box of black top crop at 25 cm 848 154 5.5
Lathe work station 424 76 5.6
Background outside Building 3045 35 5 7.0
Near "thorium" hopper 424 58 7.3
Plant 9 west wing, SW hot area 708 72 9.8
Crucible burnout station 776 69 11.2
Plant 9 HP change room 5 <0.4 12.5
Background 75 ft from Bldg. 3045 25 2 12.5
Graphite crucible (G-8010) 30 cm 183 11 16.6
Graphite crucible (3898) 30 cm 310 18 17.2
6.3.3 Portable Survey Instruments--Neutron Response
The need for neutron surveys at uranium facilities depends on the quantity of uranium present,
its form, and the potential for (�,n) reactions, such as occurs with uranium fluoride. In facilities where
such monitoring is required, selection of instruments with appropriate energy characteristics is important
because of the energy and angular dependence with most instruments. Fortunately, uranium compounds
emit neutrons in the MeV range, where problems with energy and angular dependence are minimal.
Calibration with sources that emit neutron energies similar to those in the facility will assist in accurately
measuring the radiation fields and selecting appropriate factors in calculating personnel doses.
Section 133
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6.4 PERSONNEL DOSIMETRY
It is important to verify and document that personnel dosimetry systems provide accurate
measurements and records of the occupational radiation doses received by workers in uranium facilities.
To provide a level of confidence in dosimetry services in DOE facilities, the DOELAP accreditation
program has been established. 10 CFR 835 requires participation in the DOELAP program (or specific
exceptions or other approvals) by all DOE facilities that are subject to the individual external dose
monitoring requirements. Previously, the National Institute of Standards and Technology (NIST)
established the National Voluntary Laboratory Accreditation Program (NVLAP) for testing and
accreditation of dosimeter processors serving the commercial nuclear power industry and medical
facilities. The DOELAP standard includes some tests that differ from those in ANSI N13.11 (ANSI
1983a), on which the NVLAP program is based. Both DOELAP and NVLAP accreditation programs use
performance tests that evaluate the accuracy and precision of personnel dosimetry measurements. The
accuracy is determined by comparing the measured dose equivalent to the "conventionally true dose
equivalent" derived from calibration standards directly traceable to NIST in carefully controlled
conditions.
DOE G 441.1-4, External Dosimetry Program Guide, provides detailed guidance for developing
and implementing an external dosimetry program that will comply with the requirements of 10 CFR 835.
This section will focus on dosimetry problem areas specific to uranium facilities and possible solutions.
Personnel dosimeters produce the data that become the formal or "legal" record of personnel
exposure. However, these detectors experience many of the same energy dependence and angular
response problems encountered by survey instruments. The most difficult problem is relating badge
results to the shallow or skin dose.
Thermoluminescent dosimeters (TLDs), currently the dosimeter of choice in most DOE uranium
facilities, provide the most accurate and precise means of measuring doses received by workers. Film
badges and nuclear track detectors are other types of dosimeters. Although the following discussion
focuses on the more widely used TLD detector systems, the basic principles apply to film badges, with
the added uncertainties associated with the increased susceptibility of film to environmental influences,
such as temperature, humidity, pressure, etc. Great care is necessary to ensure that the shallow and deep
doses are accurately discriminated and measured.
An ideal dosimeter would directly measure doses at 7, 1000, and perhaps 300 mg/cm 2 (shallow,
deep, and lens of eye doses). In practice, the dose at such depths in tissue must be inferred from a
combination of measurements with different filters. TLD and film elements are mounted in a badge
arrangement, which is covered by at least 10 to 30 mg/cm2 of Mylar, paper, or other covering for
mechanical and/or protective reasons.
6.4.1 Energy Dependence
Personnel dosimeters are beta energy-dependent for the same reason that survey instruments are
beta energy-dependent. That is, the reading obtained from the dosimeter is proportional to the average
rate of energy deposition through the "sensitive volume" or body of the element. If this average energy
deposition is less than the deposition at 7 mg/cm2, then the dosimeter will under-respond.
Section 134
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TLD chips of lithium fluoride (0.32 cm x 0.32 cm) are about 240 mg/cm2 thick. Significant
attenuation of the beta field takes place through the body of the chip. As a result, these types of TLD
chips under-respond to uranium decay betas by a factor of about 2.
Other TLD systems minimize this problem by adhering a thin layer of TL powder onto a plastic
backing. Current TLD personnel dosimeters typically use multiple detectors (typically, four) under
different filter thicknesses. The different responses of each element are used as input to an algorithm
which provides an estimate of the effective radiation energy and the doses at depths of interest.
Detectors that are very thin minimize energy-dependence. Film detectors demonstrate a high
energy-response dependence for low-energy photons, as well as beta energy-response dependence
(though the beta response is less variable than that of TLD chips).
Current systems could potentially provide accurate and precise information; however, their
complexity can lead to problems. Calibration of these systems should be performed by a person with
specific expertise in the detector’s system and knowledge of badge response to high beta or mixed beta
and gamma radiation fields.
6.4.2 Angular Dependence
The dosimeter elements must be mounted in a badge or element holder. The assembled badge
usually displays severe angular dependence. Fortunately, in most cases, a worker’s normal movements
will tend to average out some of this dependence. Some badge holder arrangements can flip the badge
completely over so that the "beta window" of the badge is facing the worker, not the source. The design
of the badge holder or strict administrative controls should be utilized to minimize this problem.
6.4.3 Dosimetry Practices
Beta and gamma fields in working areas should be well-characterized. See previous figures and
tables as examples. An attempt should be made to correlate survey instrument and dosimeter badge
results. Badge reading frequency should be long enough to accumulate a significant dose (100-mrem
range) and short enough to allow adequate control. Monthly change frequencies are generally sufficient
for workers in uranium facilities, though this can vary with the specific work-site conditions.
Although multiple badging is not usually necessary, it should be considered for use in very high
beta fields produced by separated uranium decay products. The dosimetry system used shall meet or be
specifically excepted from DOELAP standards (10 CFR 835.402(b)) and be specifically designated for
measuring both shallow and deep doses from uranium.
Dosimetry systems should be capable of providing routine results within a reasonable time
period. The system of badge collection and re-distribution should be well defined and minimize the
possibility of lost badges.
Badge reading systems should have established "action levels" to alert technicians or operators
of unusual results. Such results should include readings or TLD element ratios in excess of certain
levels. If possible, the system should automatically save glow curves of any unusual results.
The potential for badge contamination should be minimized. Where the potential for badge
contamination exists, badges should be frequently checked for contamination.
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6.4.4 Extremity Dosimetry
Doses to the extremities from uranium processing and handling can involve significant
exposures to the skin of the hands and forearms. Doses over small areas of the skin, including those
from hot particles, are discussed in detail in DOE G 441.1-4 and will not be discussed here.
Measurement of the dose to the hands and/or forearms typically are made with TLD chips or TL
powder in finger rings or wrist dosimeters. Such devices do not allow for all of the sophisticated energy
discrimination just discussed. The non-homogeneity of beta radiation fields coupled with the angular
dependence of commonly-available extremity dosimeters can result in a probability of underestimating
the dose. However, by carefully considering the typical exposure conditions at the work site (handling
metal pieces, glove box work, etc.) and calibrating the dosimeters with appropriate sources (uranium
plaque sources, etc.), extremity doses can be measured with acceptable accuracy for protective purposes.
Care should be exercised in preventing "obvious" underestimations of extremity dose. For
example, finger rings worn on the "top" of the finger (opposite the palm side of the hand) will not
measure the dose received by the palm side when handling metal rods, etc. Dosimeters worn on the wrist
have been shown to underestimate the beta dose to the fingers and palm. Reference to the Bibliography
information sources will provide further information in current techniques and considerations.
The general methods used to calibrate dosimeters are given in the National Bureau of Standards
Special Publication 633, Procedures for Calibrating Neutron Personnel Dosimeters. Two laboratories
conduct the performance test irradiations for the DOELAP and NVLAP programs: Pacific Northwest
National Laboratory of Richland, Washington, and the Radiological and Environmental Laboratory
(RESL) of Idaho Falls, Idaho. Processors submit dosimeters for testing to the performance testing
laboratories in the categories listed in Table 6-9. If the dosimeter processor passes certain accuracy and
tolerance testing criteria, a team of dosimetry experts visit the processor and assess the operation of the
dosimetry program, including dosimetry records and data retrieval systems, before the dosimeter
processor is certified. These requirements are given in DOE STD-1111-98, Department of Energy
Laboratory Accreditation Program Administration (DOE 1998b) and its associated guidance documents.
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Table 6-9. Performance Test Categories, Radiation Sources, and Test Ranges for
the DOELAP and NVLAP Programs
Category Radiation Source Test Range
Low-energy photons
(high dose)
IST x-ray
Beam code M150
0.1 - 50 Gy
High-energy photons (high dose) 137Cs 0.1 - 50 Gy
Low-energy photons
(low dose)
NIST x-ray
Beam codes:
M30
M50(a)
S60
S75(a)
M100(a)
M150
H150(b)
0.3 - 100 mSv
High-energy photons (low dose) 137Cs 0.3 - 100 mSv
Low-energy photons (monoenergetic) 15 - 20 keV(b)
55 - 65 keV(b)
0.3 - 50 mSv
Beta particles 204Tl
90Sr/90Y
Natural or depleted uranium (slab)(b)
1.5 - 100 mSv
1.5 - 50 mSv
Neutrons 252Cf moderated
252Cf unmoderated(b)
2.0 - 50 mSv
Photon mixtures
Photon/beta mixtures
Photon/neutron mixtures
2.0 - 50 mSv
(a) Category unique to the NVLAP program.
(b) Category unique to the DOELAP program. Note also that 241Am (59-keV photons) may be used in
Section 136
place of the mono-energetic photon (55 - 65 keV) fluorescent x-ray source.
At present, only personnel dosimeters for whole body irradiations are required to be tested, but a
DOE working group developed an extremity dosimetry performance testing standard. Extremity
dosimeters may be voluntarily tested. DOE also conducts an inter-comparison of calibration sources
used for radiation protection purposes, but in the near future DOE secondary calibration laboratories will
be established to increase the consistency of radiation protection instrument calibrations to national
standards.
There is some question about the correct quality factor to apply to extremity neutron dosimeters.
Most quality factors are defined in terms of linear energy transfer (LET), so a numerical value for quality
factor can be readily derived by calculation or measurement of the neutron energy spectra. However, the
relationship between quality factor and LET was derived from biological experiments on cancer
induction, especially leukemia in blood-forming organs. There are no blood-forming organs in the
extremities, so there is no biological basis for large values of quality factors for extremity exposures.
However, regulatory agencies typically apply quality factors derived for whole-body exposures to the
extremities; thus, for compliance purposes, qualify factors should be applied for extremity exposures.
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6.4.5 Dose to Lens of Eye
It is sometimes assumed that if the skin dose limit is not exceeded, the dose limit to the lens of
the eye will not be exceeded. Such assumptions should be well supported by calculations or (preferably)
actual measurements. See Figure 6-3 for data indicating significant uranium beta penetration of even
face shields. It is suggested and is a common practice in most fabrication areas to require the use of
safety glasses, a practice which tends to mitigate this concern.
6.5 EXTERNAL DOSE CONTROL
Reduction of personnel doses to levels that are ALARA is largely a matter of common sense
applied to the principles of time, distance, and shielding. The first step in any dose control program is to
adequately identify, characterize, and measure the radiation fields. Only after this step has been
performed can optimum dose control be achieved for a given amount of time, money, and energy.
However, other considerations may be just as important. Good housekeeping practices are vital to keep
dose rates low. Even invisible dust layers on the interior surfaces of glove boxes can increase radiation
fields. Storing gloves inside the glove box when not in use and placing lightweight "pie plate" shields
over the glove-port openings are examples of practices that can significantly reduce dose rates.
6.5.1 Time
As a general rule, a reduction in exposure time will yield a reduction in doses. Any operation
that involves high dose rates (more than a few mrem/hour) or extended exposures should be reviewed for
possible reductions in a worker’s exposure time. Traffic and material flow in proposed facilities should
be closely examined for opportunities to reduce exposure time.
6.5.2 Distance
Beta dose rates from uranium and its decay products decrease rapidly with distance from the
source due to geometry and air shielding while gamma and neutron radiation decrease less with distance
due to scattering buildup. Because uranium facilities usually involve a high percentage of contact work,
considerable dose reduction can result from simple techniques to make operations semi-remote and allow
workers to function. Even short distances can effect significant dose reductions.
Section 137
6.5.3 Shielding
Shielding is probably the most widely used (and most effective) method of reducing beta doses
from uranium. Relatively lightweight, cheap, and flexible shielding (e.g., plastic or rubber mats) has
been used effectively. Figure 6-3 demonstrates the spectral basis for shielding and lists a few protective
clothing reduction factors. Table 6-10 lists the thicknesses of common shielding materials necessary to
stop essentially all of the beta particles from uranium (i.e., 234mPa). Generally, the less dense shielding
materials are used whenever possible to eliminate bremsstrahlung as well as beta radiation fields.
Protective clothing commonly worn in the nuclear industry can also afford beta dose reduction.
Figure 6-3 and Table 6-11 list approximate dose reduction factors provided by such clothing. Particular
attention should be paid to the use of gloves for "hands-on" work. Although lightweight rubber gloves
provide some reduction, consideration should be given to using heavy leather or even leaded gloves for
operations that do not require manual dexterity. Such gloves can be particularly effective in handling
materials emitting high beta fields from unsupported uranium decay products.
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Table 6-10. Uranium Beta Shielding
Material
Approximate Material Thickness
Required to Stop 234mPa Betas, cm
Air 850
Aluminum 0.41
Lead 0.10
Lucite 0.92
Pyrex Glass 0.49
Polyethylene 1.2
Stainless Steel (347) 0.14
Water 1.1
Wood 1.7 (approx.)
Uranium 0.06
Table 6-11. Uranium Beta Dose Reduction Factors
Item Fraction of Beta
Dose Remaining
Vinyl surgeon’s gloves 0.95
Latex surgeon’s gloves 0.87
Lead loaded, 10-mil lead equivalent 0.77
Lead-loaded, 30-mil lead equivalent 0.13
Pylox gloves 0.62
Leather, medium weight 0.62
White cotton gloves 0.89
"Tyvek" coveralls 0.98
"Durafab" paper lab coat 0.96
65% Dacron/35% cotton lab coat 0.91
Contamination build-up inside of work gloves has led to unacceptable hand doses in some
facilities. Re-use of leather or cloth gloves should be reviewed carefully for such build-up. Workers
should wear thin, anti-contamination gloves inside the heavy gloves.
Dose to the lens of the eye can be effectively reduced through the use of ordinary glasses, safety
glasses, or face shields. Such eye protection should be required when workers are dealing with the high
beta fields from concentrated uranium decay products.
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6.5.4 Geometry
The beta radiation field from uranium is strictly a surface phenomenon. Dose reduction
programs can take advantage of this fact in some circumstances. For example, large plates or sheets of
uranium metal, if stored in racks ’ledge on," will present less of a beta (and gamma) radiation field.
6.6 RECORDKEEPING
10 CFR 835 establishes specific requirements for maintenance of records associated with area and
individual monitoring. DOE G 441.1-11, Occupational Radiation Protection Record-keeping and
Reporting Guide, and the RCS provide guidance for achieving compliance with these requirements.
There are no occupational radiation protection recordkeeping requirements that are unique to uranium
facilities.
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7.0 NUCLEAR CRITICALITY SAFETY
Section 138
This chapter emphasizes present-day criticality concerns from the standpoint of what nuclear
criticality safety and radiological control personnel in a uranium facility need to know for the DOE
mission to be accomplished in a safe and cost-effective manner. It provides an overview of the
administrative and technical elements of current nuclear criticality safety programs. It does not provide a
definitive discourse on nuclear criticality safety principles or repeat existing guidance. For radiological
control personnel who require a greater understanding of nuclear criticality safety, the listed references
provide a source of detailed requirements and information.
Health physicists and other radiation protection personnel have the technical responsibility to
understand nuclear principles and the impact of these principles, in the form of the radiological
conditions that exist in DOE facilities as the result of the processing, handling, and storage of radioactive
and/or fissile materials. Radiation protection personnel provide an additional knowledgeable resource to
help recognize workplace situations that might lead to the violation of a nuclear criticality control
parameter that could contribute to an inadvertent nuclear criticality event. There have been occasions in
which radiation protection personnel have observed and stopped unsafe actions by facility personnel that,
if allowed to continue, might have resulted in a nuclear criticality accident. Radiation protection
personnel must also be aware of the potential impacts of their actions that would be viewed as routine for
normal radiation protection practice, but which could result in the violation of a nuclear criticality safety
control parameter. Finally, radiation protection personnel are the focus of emergency response actions
should an inadvertent nuclear criticality occur. These actions include use of emergency instrumentation,
accident dosimetry, radiological dose assessment, and recovery.
This section reviews 1) nuclear criticality safety regulations and standards, including TSARS (DOE
1996f), applicable to DOE facilities, 2) criticality control factors, 3) past criticality accidents and
associated lessons learned, 4) roles, responsibilities, and authorities of radiological control staff with
regard to nuclear criticality safety, and 5) the content of an acceptable nuclear criticality safety program.
7.1 REGULATIONS AND STANDARDS
Nuclear criticality safety program requirements for DOE facilities are presented in DOE O 420.1,
Change 2, Facility Safety (DOE 1996a). There are two objectives for nuclear criticality safety in the
Order: 1) nuclear criticality safety is comprehensively addressed and receives an objective review, with
all identifiable risks reduced to acceptably low levels and management authorization of the operation
documented, and 2) the public, workers, property, both government and private, the environment, and
essential operations are protected from the effects of a criticality accident.
The following standards of the American Nuclear Society provide recommendations for criticality
operations, alarms, storage of fissionable materials, programs, training and documentation:
a. ANSI/ANS-8.1, Nuclear Criticality Safety in Operations with Fissionable Materials Outside
Reactors (ANSI 1983b). This standard provides the basic criteria and limits for operations with
fissionable materials outside reactors except for critical experiments. It also provides
requirements for establishing the validity and the areas of applicability for any calculational
method used in assessing nuclear criticality safety.
Section 139
b. ANSI/ANS-8.3, Criticality Accident Alarm System. This standard provides the performance
criteria for the location, selection, design, operation, and testing of nuclear criticality detection
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and alarm systems. Paragraphs 4.1.2, 4.2.1 and 4.2.2 shall be followed as modified in Section
4.3.3.c and e of DOE 420.1. ANSI/ANS- 8.7 - 1975, R87, Guide for Nuclear Criticality Safety in
the Storage of Fissile Materials and ANSI/ANS- 8.15 - 1981, R87, Criticality Safety Control of
Special Actinide Elements provide additional guidance.
c. ANSI/ANS-8.19, Administrative Practices for Nuclear Criticality Safety (ANSI 1984). This
standard provides the elements of an acceptable nuclear criticality safety program for operations
outside reactors.
d. ANSI/ANS-8.20, Nuclear Criticality Safety Training (ANSI 1991). This standard provides the
criteria for the administration of a nuclear criticality safety training program for personnel who
manage, work in, or work near facilities, or work outside of reactors, where the potential exists
for nuclear criticality accidents. This standard does not meet the training needs of nuclear
criticality safety personnel.
e. ANSI/ANS-10.3, Guidelines for the Documentation of Digital Computer Programs (ANSI
1986b). This standard presents guidelines for documenting computer codes (i.e., user
documentation) for engineering and scientific applications.
f. ANSI/ANS-10.4, Guidelines for the Verification and Validation of Scientific and Engineering
Computer Programs for the Nuclear Industry (ANSI 1987c). The objective of this standard is to
identify processes that will enhance the reliability of computer codes used in the nuclear industry
and reduce the risk of incorrect application.
7.2 CRITICALITY CONTROL FACTORS
As noted in ANSI/ANS-8.1, the critical mass is a function of the radionuclides in the material as
well as its density, chemical and physical form, shape, and surroundings (i.e., moderators, reflectors,
neutron absorbers). Nuclear criticality safety is achieved by controlling the quantity and distribution of
fissionable materials and other materials capable of sustaining a chain reaction and the quantities,
distributions, and nuclear properties of all other materials with which fissionable materials are
associated. For new facilities, DOE requires that design considerations for establishing the controls shall
include mass, density, geometry, moderation, reflection, interaction, material types, and nuclear poisons
(neutron absorbers). Passive engineered controls such as geometry control is the preferred method. The
use of administrative controls is to be minimized.
Nuclear criticality control factors can be classified as engineered (e.g., geometry controls and
volume controls) or administrative (e.g., mass limits and operating procedures).
7.2.1 Controllable Factors
Some of the criticality safety controls used to prevent a nuclear criticality accident are described
below.
7.2.1.1 235U Enrichment
Enriched uranium is normally required to provide sufficient fissionable material to sustain a critical
or sustained nuclear reaction in a small enough mass to meet the needs of the system. Handling of
natural (0.7% 235U) or depleted (<0.2% 235U) uranium is generally safe at DOE uranium-processing
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facilities because deliberate engineering efforts, such as moderation with heavy water, reactor-grade
graphite, etc., are required to create a critical mass with natural uranium. However, safe-handling
measures should always be observed when handling uranium of any enrichment.
7.2.1.2 Mass
The minimum mass of uranium that will sustain a chain reaction under specified conditions is called
the minimum critical mass. The minimum critical mass depends on 235U enrichment and other factors,
such as the amount of moderator. For example, the minimum critical mass of an aqueous mixture of 235U
with full water reflection is approximately 800 grams. The single parameter subcritical limit for this
condition is 700 grams of 235U (ANSI/ANS 1983b).
7.2.1.3 Density or Concentration
Density or concentration is defined as mass per unit volume (grams/liter, etc.). A uniform solution
or slurry less than 10.8 gm 235U/l will be subcritical at any volume, while a concentration four or five
times greater could result in the minimum critical mass (ANSI/ANS 1983b).
7.2.1.4 Moderation and Reflection
A moderator is a material that slows down fast neutrons. The most effective moderators are those
materials having a low atomic weight, such as hydrogen, deuterium, beryllium and carbon. The
moderator concentration is usually expressed as the ratio of the number of hydrogen atoms to the number
of fissionable atoms of the isotope; thus, the extent of moderation in an aqueous solution of 235U may be
expressed as the H/235U ratio. The ratio H/235U may range from zero for metal, or a dry unhydrated salt,
to several thousands for a dilute aqueous solution. Over this concentration range and with the assumed
spherical geometry, the critical mass may vary from a few tens of kilograms (with little hydrogen)
through a minimum of a few hundred grams (at optimum moderation) to infinity in a very dilute solution
where the neutron absorption by hydrogen makes a chain reaction impossible. A moderated and/or
reflected system allows a smaller mass of 235U to become critical.
A reflected system is an assembly where the fissionable material is partly or wholly surrounded by
another material having a greater neutron scattering cross-section than air. (Technically, air is a
reflector, but its effect is usually negligible). In a reflected system, a fraction of the neutrons leaving the
fissionable material (core) is reflected back into the fissionable material where they may induce
additional fissions. The effect of a reflection is to reduce the minimum critical mass. A good reflector is
a material that has a low neutron absorption cross-section. Water, concrete, graphite, and stainless steel
are typically "good" reflectors, although any material will serve as a reflector. A "fully reflected" system
is one where the fissionable material is totally surrounded by a reflector such that increasing the reflector
thickness results in little or no decrease in the critical mass. For example, experiments at various
laboratories have shown that increasing the thickness of water surrounding the fissionable material
beyond 8 inches does not significantly decrease the critical mass (Paxton et. al.1986).
7.2.1.5 Geometry or Shape
Leakage of neutrons from a system depends on the shape of the system and on the
neutron-reflecting properties of surrounding materials. The shape and size of containers are determined
by considering the ratio of surface area (S) to volume (V). The ratio S/V is maintained at a value that
prevents a chain reaction regardless of the quantity of material contained.
Section 141
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7.2.1.6 Interaction or Arrays
Interaction is the exchange of neutrons between separate containers containing uranium material.
An increase in the exchanged neutrons increases the fission reaction rate. Units that are subcritical
individually can be made into a critical array if brought near each other.
7.2.1.7 Neutron Poisons (Absorbers)
Neutron absorbers (poisons) are nonfissionable materials that capture neutrons, thus reducing the
number of neutrons available for a fission reaction. Cadmium, boron, and chlorine are examples of
neutron absorbers. Boron in borosilicate glass Raschig rings and chlorine in polyvinyl chloride (CPVC)
rings are poisons used in some applications.
7.2.1.8 Monitoring for Deposits for Nuclear Safety Control
One concern in many older facilities is the potential for accumulation of uranium compounds in
ventilation ductwork and process piping. A program must be in effect to routinely monitor such
equipment to identify uranium compound deposits in quantities that may present nuclear criticality
safety concerns. The need for such a program should be determined by nuclear criticality safety
specialists, based on the enrichment of material processed (both past and present) and the geometry of
the ductwork or piping. Such a review and survey should also be conducted prior to shutdown and
decommissioning of uranium facilities. In general, the use of NaI detectors, in conjunction with single or
multichannel analyzers, can often provide adequate sensitivity to determine holdup deposits. If
intervening shielding reduces sensitivity and/or background gamma radiation levels are too great,
neutron detectors may be effective in identifying uranium deposits, particularly for highly enriched
uranium. Since the hold-up measurements are generally taken in "cpm" for maximum sensitivity, it is
useful to have a correlation from "cpm" to exposure or dose units to facilitate an understanding of the
relative radiological hazard.
7.2.2 Double Contingency Principle
DOE O 420.1 mandates the application of the double contingency principle in nuclear criticality
safety.
The double contingency principle, as defined in DOE O 420.1, requires that process designs
incorporate sufficient factors of safety to require at least two unlikely, independent, and concurrent
changes in process conditions before an inadvertent, unplanned criticality could occur. Protection, or
defense in depth, shall be provided by either a) the control of two independent process parameters (which
is the preferred approach, if practical) or b) a system of multiple controls on a single parameter. In all
cases, no single failure shall result in the potential for a criticality accident. The basis for selecting either
approach shall be fully documented.
The two parameters that are controlled in the double contingency analysis process shall not be
subject to common mode failures. Judgment is required in determining whether the two events are
related and, consequently, whether they represent two contingencies or a single contingency. For
example, exceeding a storage limit and then flooding an area with water would constitute two
independent events. However, a fire followed by the flooding of a storage area with fire suppression
water would constitute a single event.
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The double contingency principle is to be applied to all nuclear criticality safety analyses for
processes, systems and equipment, storage, and transportation of fissionable materials. Should
contingencies be determined to be related, efforts shall be made to separate the contingencies.
7.2.3 Administrative Practices
Administrative practices consist of personnel, programs, plans, procedures, training, audits and
reviews, and quality assurance practices used to administer a nuclear criticality safety program.
Administrative controls are used in addition to physical design features, including engineered controls, to
ensure nuclear criticality safety. ANSI/ANS-8.19 outlines administrative practices. An effective nuclear
criticality safety program requires a joint effort by managers, supervisors, workers, and nuclear criticality
safety staff and relies on conformance with operating procedures by all involved personnel. The
following sections describe the key elements of a nuclear criticality safety program.
7.2.3.1 Nuclear Criticality Safety Program
Management should develop a nuclear criticality safety policy and ensure it is distributed to
fissionable material workers. They should also delegate authority to implement the policy, monitor the
nuclear criticality safety program, and periodically participate in audits of the program. Supervisory
staff should ensure that nuclear criticality safety procedures are written and staff are trained in those
procedures. The nuclear criticality safety staff should provide technical guidance for equipment and
process design and for operating procedure development. The nuclear criticality safety staff should
perform a nuclear criticality safety evaluation before starting a new operation with fissionable materials
or before changing an existing operation. An independent expert should evaluate the technical adequacy
of the nuclear criticality safety program periodically.
7.2.3.2 Nuclear Criticality Safety Organization
Like the radiation protection program, the nuclear criticality safety organization should report to the
highest level of facility management independent of operations. Management should clearly
communicate nuclear criticality safety organization responsibilities and authorities to other facility
personnel. Organizational and procedural documents should clearly define lines of interaction and
interfaces with other facility organizational components. Management should assign the responsibility
for nuclear criticality safety in a manner that is consistent with other safety disciplines. The organization
should also have an independent nuclear criticality safety review committee and have access to
consultants to assist in the conduct of the criticality safety program.
7.2.3.3 Plans and Procedures
Facility nuclear criticality safety plans and procedures are critical components of the overall facility
operation. The purpose of procedures is to facilitate the safe and efficient conduct of operations. These
documents provide the means by which the program is conducted and prescribe how nuclear criticality
safety is to be achieved. The plans and procedures describe administrative activities and the technical
aspects of nuclear criticality safety analysis. The processes of procedure development, review, training,
and approval should have sufficient controls to ensure that nuclear criticality concerns are properly
addressed. These controls include periodically reviewing and reaffirming procedures, and properly
investigating procedure deviations and reporting them to facility management and, if appropriate, to
DOE. The controls should also ensure such deviations do not recur.
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Procedures should exist that address the determination and posting of nuclear criticality safety
parameters. These procedures should include a description of how the limits are to be determined and
how workstations are to be posted as to form, geometry controls, mass limits, moderator limits, etc.
Management should provide fire-fighting guidelines to ensure fire-fighting techniques do not violate
a criticality control limit that might lead to an inadvertent nuclear criticality event. These guidelines
should include the posting of specific rooms with acceptable fire-suppression techniques that can be used
for a specific location or the use of notations on facility fire pre-plans (operating procedures) located at
fire stations.
Recovery procedures should be in place to provide for the recovery from a nuclear criticality control
limit violation. A limit violation involves exceeding the fissionable material mass limit or the moderator
liquid limit (see DOE 1991b for unreviewed safety questions), or violating any other criticality control in
an operations procedure. This process should separately address both static and dynamic cases, as
responses to these violations may be quite different.
Management should develop and implement nuclear criticality safety training plans and procedures
for all personnel working with or near fissionable materials, as required by ANSI/ANS-8.20 and DOE-
STD-1136-99 Guidance for Nuclear Criticality Safety Engineer Training and Qualification (DOE
1999n). This program and its associated procedures describe the program, training requirements,
recordkeeping, content, responsibilities, and objectives of a facility nuclear criticality safety program.
Inspections and audits are performed to assess the success of the nuclear criticality safety program.
Qualified individuals who are independent of the operation should perform the inspections and audits.
The audits and inspections should verify that operating procedures and other safety standards are being
followed and identify any weaknesses in the nuclear safety program. Deficiencies should be formally
addressed, tracked, reported, and resolved.
7.2.3.4 Nuclear Facility Safety Analysis
Safety analysis reports document the analysis and potential consequences of accidents and abnormal
occurrences at nuclear facilities. For those facilities that process, store, and handle uranium and other
fissionable materials, nuclear criticality safety analysis is a required element of the facility safety
analysis report. The process includes: identification of hazards in the facility (including nuclear
criticality safety hazards); identification and development of potential scenarios involving nuclear
criticality concerns; development of failure modes and potential effects of the accident; and
consequences of the accident. The safety analysis report and associated technical safety requirements
must document both the entire nuclear criticality safety program and the analysis process, showing the
reviewer that nuclear criticality safety concerns are properly addressed at the facility (see DOE 1992a).
7.3 CRITICALITY ACCIDENT EXPERIENCE
Criticality accidents, sometimes called criticality excursions, can either be single pulse, multiple
pulse, or "steady state" (continuous) excursions.
7.3.1 Types of Criticality Accidents
Section 144
In a pulse-type criticality accident, there is an initial pulse of 10 16-1018 fissions over a short time-
period (less than 1 second), sometimes followed by additional lower-intensity pulses. In a fissionable
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material solution, the pulse or spike is terminated by the heating and consequent thermal expansion of
the solution and by bubble formation that serves to reconfigure the fissionable mass into a noncritical
configuration (Paxton 1966). If the initial pulse results in a loss of solution from the container (e.g., by
splashing) or redistribution of material, the criticality event may conclude without further pulses.
However, if there is no loss of material as the solution cools, it may form a critical mass once again and
pulse with slightly lower fission yield.
Criticality accidents can result in lethal doses of neutron and gamma radiation at considerable
distances from the accident site (on the order of tens of meters). There can also be high level beta-
gamma residual radiation levels from fission products after the excursion is concluded. The heat
generated during the excursion can melt parts of the system that contain the fissionable material (Moe
1988).
Moe reviewed estimated prompt radiation doses from excursions in a moderated system and a
metallic system, as well as dose rates from residual contamination left by a criticality excursion.
Assuming a burst of 1018 fissions in an unshielded, water-moderated system, the total absorbed dose is
estimated to be >600 rad up to 6 m and >100 rad up to about 15 m. The gamma/neutron ratio of the total
absorbed dose was 2.8. An excursion of 3 x 1015 fissions in a metallic, partially reflected 239Pu assembly,
assuming no shielding, yielded total absorbed doses of >600 rad up to approximately 10 m and >100 rad
up to approximately 25 m. The gamma/neutron absorbed dose ratio was 0.1. In general, for a moderated
system, the gamma dose would be expected to be higher than the neutron dose and, for a metal system,
the neutron dose would be expected to be higher than the gamma dose.
Moe (Moe 1988) noted that for an excursion of >1018 fissions, dispersion of the fissionable material
and fission products would occur, resulting in heavy local contamination and subsequent high residual
dose rates. This dose rate was estimated at >1000 rad/h at 100 ft shortly after the burst and >10 rad/h at
30 ft an hour after the burst. This is the basis for instructing workers to immediately run from the work
area when the criticality alarm is sounded. Seconds can save significant dose, if not from the excursion
itself, then from any residual radiation that is in the area.
Additional guidance for estimating dose following a criticality accident may be found in NUREG/CR-
5504 An Updated Nuclear Criticality Slide Rule (NRC 1994).
7.3.2 Summary of Past Criticality Accidents
Current criticality safety practice has been influenced both by the overall experience of the nuclear
industry and by the analysis of the accidental criticality excursions that have occurred. Los Alamos
National Laboratory has published LA-13638 Review of Criticality Accidents (McLaughlin et al. 2000)
which provides a description of 60 criticality accidents. According to LA-13638, there have been 22
criticality accidents in chemical process facilities. Twenty-one of the 22 occurred with fissile material in
solutions or slurries, one occurred with metal ingots. No accidents occurred with powders.
Section 145
Overall, the consequences from the 22 accidents have been 9 deaths, 3 survivors with limbs
amputated, minimal equipment damage, and negligible loss of fissionable material. One of these
incidents resulted in measurable exposure to the general public (well below allowable worker annual
exposures). All accidents have been dominated by design, managerial, and operational failures. The
focus for accident prevention should be on these issues.
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7.4 CRITICALITY ALARMS AND NUCLEAR ACCIDENT DOSIMETRY
Requirements for criticality alarm systems and nuclear accident dosimetry are presented in this
section. Criticality alarm systems provide rapid warning to individuals in the immediate accident
location and nearby locations to evacuate to a predesignated assembly location. Specific requirements
for the criticality alarm system are found in ANSI/ANS-8.3. Key requirements that may be of interest
for the radiological control staff are summarized in Section 7.4.1. Paxton noted lives have been saved in
past criticality accidents by radiation alarms coupled with effective evacuation procedures. Nuclear
accident dosimetry, discussed in Section 7.4.2, provides the means for determining the dose to workers
in the vicinity of the excursion.
7.4.1 Criticality Accident Alarm System (CAAS)
As specified in ANSI/ANS-8.3, the need for a CAAS shall be evaluated for all activities in which
the inventory of fissionable material in individual unrelated work areas exceeds 700 g of 235U, 520 g of
233U, 450 g of 239Pu, or 450 g of any combination of these three isotopes.
a. If the fissionable material mass exceeds the ANSI/ANS-8.3 limits and the probability of
criticality is greater than 10-6 per year, a CAAS shall be provided to cover occupied areas in
which the expected dose exceeds 12 rad in free air. Nuclear accident dosimetry shall also be
provided, as required by DOE Order 6430.1A/D13. The CAAS should include a criticality
detection device and a personnel evacuation alarm.
b. If the fissionable material mass exceeds the ANSI/ANS-8.3 limits and the probability of
criticality is greater than 10-6 per year, but there are no occupied areas in which the expected dose
exceeds 12 rad in free air, then only a criticality detector system (i.e., nuclear accident
dosimetry) is needed.
c. If the fissionable material mass exceeds the ANSI/ANS-8.3 limits, but a criticality accident is
determined to be impossible or less than 10-6 per year (per a safety analysis report
documentation), then neither a criticality alarm nor nuclear accident dosimetry is needed.
The alarm signal shall be for immediate evacuation purposes only and of sufficient volume and
coverage to be heard in all areas that are to be evacuated. Information on sound levels of the alarm can
be found in ANSI/ANS-8.3. The alarm trip point shall be set low enough to detect the minimum
accident of concern. The minimum accident of concern may be assumed to deliver the equivalent of an
absorbed dose in free air of 20 rad at a distance of 2 meters from the reacting material within 60 seconds.
The alarm signal shall activate promptly (i.e., within 0.5 second) when the dose rate at the detectors
equals or exceeds a value equivalent to 20 rad/min at 2 meters from the reacting material. A visible or
audible warning signal shall be provided at a normally occupied location to indicate system malfunction
or loss of primary power. Each alarm system should be tested at least once every three months. An
evacuation drill shall be conducted at least annually.
Section 146
Criticality accident alarm systems may consist of one to several detectors per unit. In multi-detector
units (e.g., three detectors), at least two detectors shall be at the alarm level before initiating the alarm; in
redundant systems, failure of any single channel shall not prevent the CAAS from functioning.
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7.4.2 Nuclear Accident Dosimetry
Nuclear accident dosimetry shall be provided for installations that have sufficient quantity of
fissionable material such that the excessive exposure of individuals to radiation from a nuclear criticality
accident is possible (10 CFR 835.1304(a)).
Requirements for nuclear accident dosimetry programs at DOE facilities are found in 10 CFR 835.
A nuclear accident dosimetry program shall include the following:
a. a method to conduct initial screening of individuals involved in a nuclear accident to determine
whether significant exposures have occurred
b. a system of fixed nuclear accident dosimeter units. Sometimes referred to as area dosimeters,
the dosimeters should be capable of yielding estimated radiation dose and the approximate
neutron spectrum at their locations
c. personal nuclear accident dosimeters (PNADs)
d. methods and equipment for analysis of biological materials (such as 24Na activity in blood and
32P activity in hair)
7.4.2.1 Initial Screening Evaluation
A nuclear accident dosimetry program should provide absorbed dose information within 24 hours
after the incident. A method should be established for immediately obtaining preliminary dose estimates
to distinguish exposed persons from the unexposed and should permit the detection of doses in excess of
approximately 10 rad (see ANSI N13.3 (ANSI 1969)). Discussions on initial screening evaluations to
segregate exposed from unexposed individuals (sometimes referred to as "quick sort techniques") are
found in several references (Moe 1988; Delafield 1988; Petersen and Langham 1966; Hankins 1979;
Swaja and Oyan 1987).
A common initial screening method is to provide all workers in areas requiring nuclear accident
dosimetry with an indium foil in their personnel dosimeter or security badge. During a criticality
excursion, the foil will become activated by neutrons per the 115In (n,gamma) 116mIn reaction and can be
measured with a portable beta-gamma survey instrument or ion chamber. The 116mIn has a 54-minute
half-life and releases a 1-MeV beta (maximum energy) and a 1.3-MeV gamma (80% of the time).
An alternate screening is to measure body activity due to neutron activation of the sodium in the
blood via the 23Na(n, gamma)24Na reaction. Sodium-24 has a 15-hour half-life and releases a 1.4-MeV
beta (maximum energy) and two gammas (1.37 MeV and 2.75 MeV). A beta-gamma survey meter is
used to measure the 24Na activity in the blood by placing the detector probe against the individual’s
abdomen and having the individual bend forward to enclose the detector (Moe 1988). Alternatively, the
probe can be positioned under the armpit with the open window facing the chest area. Moe noted this
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D(Gy) �
80 (instrument reading in mR/h)
Body weight (lb)
(7.1)
method is less sensitive than the use of indium foils and even a small reading can indicate a significant
exposure. An approximate equation to calculate worker dose (D) based on body weight and instrument
reading is shown in Equation 7.1:
Section 147
Differences in incident neutron energy spectrum, orientation, and measurement techniques relative
to conditions used to develop activity-dose correlations can cause significant errors in estimated radiation
dose based on quick-sort surveys. Swaja and Oyan showed radiation doses estimated from induced body
activity can vary by a factor of approximately 2 because of neutron energy spectrum or orientation
effects and by as much as 30% due to probe position. Doses based on indium foil activity can vary by a
factor of approximately 9 due to neutron energy spectrum effects, a factor of 3 depending on foil
orientation relative to the incident field, and a factor of approximately 2 due to probe window setting.
Swaja and Oyan recommended those count rates above background during quick-sort techniques should
be initially interpreted only as an indication that the person has been exposed.
7.4.2.2 Fixed and Personnel Nuclear Accident Dosimeters
A comprehensive nuclear criticality dosimetry system should consist of stationary (fixed-location,
area) dosimeters, neutron and gamma dosimeters worn by personnel (i.e., PNADs), and specialized
laboratory equipment to evaluate the dosimeters.
Fixed nuclear accident dosimeter units should be capable of determining neutron doses in the range
of 10 rad to 10,000 rad with an accuracy of ±25%. They should also be capable of providing the
approximate neutron spectrum to permit the conversion of rad to rem. The gamma-measuring
component of the dosimeter should be capable of measuring doses in the range of 10 rem to 10,000 rem
in the presence of neutrons with an accuracy of about ±20%. The number of fixed dosimeter units
needed and their placement will depend on the nature of the operation, structural design of the facility,
and accessibility of areas to personnel. Generally, dosimeters should be placed so there is as little
intervening shielding and as few obstructions as possible. The number and placement of dosimeters
should be periodically reverified to reflect changes in building design and operations. Ease of dosimeter
recovery after a criticality event should be considered in their placement, including the possible need for
remote retrieval.
PNADs should be worn by all individuals who enter a controlled area, with locations requiring an
installed criticality alarm system. The PNADs should be capable of determining gamma dose from
10 rad to 1000 rad with an accuracy of ±20% and neutron dose from 1 rad to 1000 rad with an accuracy
of ±30% without dependence upon fixed-unit data.
The general criteria of ANSI N13.3 for nuclear accident dosimeters are reviewed below.
Dosimeters, both fixed and personnel, should be protected against radioactive contamination to avoid
false measurements. Periodic inventory methods should be established and audits made to ensure the
dosimeters are not removed or relocated without appropriate approvals. Techniques for estimating the
effect of body orientation at the time of the exposure should also be developed.
� Neutron-Measuring Component of Dosimeter. Criticality accidents create a wide range of
neutron energies. Since the neutron dose per unit fluence is strongly dependent on neutron
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Section 148
energy, knowledge of the neutron energy spectrum is important in accident dosimetry. In
criticality accidents, neutrons with energies greater than 100 keV contribute most of the dose;
therefore, measurement of the fast neutron dose is of the most importance. See Delafield
(Delafield 1988) for a review of the different types of neutron dosimeters available for accidents.
� Gamma-Measuring Component of Dosimeter. Delafield noted the ratio of the gamma rays to
neutron dose will vary according to the type of critical assembly and whether or not additional
shielding is present. For unshielded assemblies, the gamma-to-neutron ratio can range from 0.1
for a small heavy-metal system up to approximately 3 for a small hydrogen-moderated solution
system. A concrete or hydrogenous shielding material will increase the gamma-to-neutron ratio.
Gamma dose can be determined by TLD, film, or radiophotoluminescent glass.
� Dosimeter Comparison Studies. Sims and Dickson (Sims and Dickson 1979; Sims 1989) present
a summary of nuclear accident dosimetry intercomparison studies performed at the Oak Ridge
National Laboratory Health Physics Research Reactor. The more recent summary showed that
of the 22 studies conducted over 21 years, 68% of the neutron dosimeter results were within the
±25% accuracy standard and 52% of the gamma dosimeter results were within the ±20%
accuracy standard. Most measurements that failed to meet the accuracy standards overestimated
the actual dose. Some of their other findings include the following:
a. Doses from hard neutron energy spectra are more accurately measured than those from
soft energy spectra.
b. The threshold detector unit (TDU) is the most accurate type of nuclear accident neutron
dosimeter; however, its use is declining due to increasingly strict control of small
quantities of fissionable materials.
c. Activation foils (ACT) are the most popular nuclear accident neutron dosimeter.
d. For gamma dosimeters, TLDs are the most popular and the least accurate, and film is the
least popular and the most accurate.
7.4.2.3 Biological Indicators
Earlier in this section, a quick-sort method was described that uses neutron activation of sodium in
the blood as an indicator of worker exposure. More sophisticated laboratory analysis of blood samples
can be performed to obtain a more accurate estimate of worker dose (Delafield 1988; Hankins 1979).
The use of neutron activation of sulfur in hair (32S(n,p)32P) is another method to estimate absorbed dose
for workers involved in a criticality accident. The orientation of the subject can also be determined by
taking samples of hair from the front and back of the person. Hankins described a technique for
determining neutron dose to within ±20-30% using a combination of blood and hair activations. The
evaluation was independent of the worker's orientation, of shielding provided by wall and equipment,
and of neutron leakage spectra.
7.5 RESPONSIBILITIES OF RADIOLOGICAL CONTROL STAFF
The radiological control staff should have a basic understanding of program structure, engineering
criteria, and administrative controls as related to nuclear criticality safety and reviewed in earlier sections
of this chapter. However, the health physicist's primary responsibilities with regard to nuclear criticality
safety include emergency instrumentation and emergency response actions.
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7.5.1 Routine Operations
During routine operations, the radiological control staff’s primary responsibility related to nuclear
criticality safety will include calibrating, repairing, and maintaining the neutron criticality alarm
detectors and nuclear accident dosimeters, and maintaining appropriate records. The radiological control
staff should be knowledgeable of criticality alarm systems, including alarm design parameters, types of
detectors, detector area coverage, alarm set-points, and basic control design. The staff should also be
familiar with locations and scenarios for designing the fixed nuclear accident dosimetry program and
formulating plans for emergency response.
The radiological control staff should maintain an adequate monitoring capability for a nuclear
criticality accident. In addition to the criticality alarm systems and the fixed nuclear accident dosimeters
discussed above, remotely operated high-range gamma instruments, personal alarming dosimeters for
engineering response/rescue teams, neutron-monitoring instrumentation (in case of a sustained low-
power critical reaction), and an air-sampling capability for fission gases shall be maintained.
Other support activities may include assisting the nuclear criticality safety engineer or operations
staff in performing radiation surveys to identify residual fissionable materials remaining in process
system or ventilation ducts.
7.5.2 Emergency Response Actions
The priorities of the radiological control staff during a criticality event should be to rescue
personnel, prevent further incidents or exposures, and quickly identify those who have been seriously
exposed. To support these emergency response actions, the radiological control staff should be trained in
facility emergency procedures. These emergency procedures include evacuation routes, personnel
assembly areas, personnel accountability, care and treatment of injured and exposed persons, means for
immediate identification of exposed individuals, instrumentation for monitoring the assembly area, and
re-entry and formation of response teams.
Emergency response procedures for conducting the initial quick-sort of workers should specify
measurement techniques and require that surveyors record methods and instrument settings used for
quick-sort operations to ensure proper interpretation of the results. Surveyors/analysts should compare
field results to pre-established activity-dose relationships developed as part of emergency response
procedures to determine if a worker was exposed. Other indicators, such as a discharged self-reading
dosimeter, could also indicate a possible exposure.
As an immediate follow-up action on workers identified as being exposed during a quick-sort
procedure, a more accurate dose estimate should be made using PNADs, fixed-location accident
dosimeters, or biological activity analyses (24Na in the blood or 32P in the hair). The more accurate
analyses should include: 1) better definition of source characteristics, 2) location of moderating
materials, and 3) location and orientation of the person(s) at the time of exposure and action of the
person following the irradiation. If the radiological control staff are involved in the rescue and initial
monitoring procedures, they can provide valuable information to support this analysis, particularly
regarding the location and orientation of workers to the excursion.
Section 150
Radiological control staff should be responsible for retrieving fixed nuclear accident dosimeters and
ensuring that PNADs from any exposed workers are submitted for analysis.
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7.5.3 Special Considerations During Decommissioning Activities
Before decommissioning or disposal of any facilities or equipment, an evaluation should be
performed to assess the potential holdup of fissionable material in any equipment. These types of
measurements may require the assistance of radiological control staff.
Some strippable coatings and surface-fixing films are effective neutron moderators. Nuclear
criticality safety specialists should be consulted when using these coatings to decontaminate surfaces
because criticality could be a concern, depending on the geometry of the removed coating when in the
disposal unit.
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8.0 WASTE MANAGEMENT
A material is a waste once there is no identified use or recycle value for it. Normally, wastes are
considered by their physical form as either solids, liquids, or gasses, except that containerized liquids are
considered solid waste under some of the current regulations. Although these forms are each processed
differently, there are interrelationships. For example, it may be possible to reduce solid waste by
replacing disposable protective clothing with reusable clothing that must be laundered. The laundry will
produce liquid waste. In treating liquid waste, solids may be generated, e.g., filters or ion exchange
resins. By careful engineering, waste generation, and treatment alternatives, a site can minimize the total
waste volume and elect to generate types of waste that can be disposed of. The following sections
address potentially contaminated waste and waste terminology and handling of airborne waste, solid
waste, and liquid waste. The treatment of excess materials to reclaim uranium is not a waste treatment
process and is not discussed here.
8.1 POTENTIALLY CONTAMINATED WASTES
Wastes are generated within a plant or facility as a consequence of creating the uranium
product(s) for which the plant was designed. Uranium may be entrained in the air, may contaminate
equipment, materials, or other scrap, or may be contained in low concentrations in liquid wastes and
effluents. Wastes resulting from operation of a uranium facility may include radioactive, nonradioactive,
and mixed materials in the form of liquids and gaseous effluent or solids requiring disposal.
Uranium recovery operations and processes are an operational feature of most major facilities
handling large quantities of material for at least two major purposes, i.e., to salvage valuable material and
to reduce effluent concentrations and volumes to acceptable levels.
The facility and all waste systems must be designed to minimize wastes that result in the release
of radioactive materials, during normal plant operation, the occurrence of a Design Basic Accident
(DBA) meeting the regulatory limits, and conditions in which dose is kept as low as reasonably
achievable. Waste systems include retention containers, cleanup systems for liquids and solids, and
analytical equipment.
Section 151
Accounting for waste management for solid and liquid wastes is discussed below.
8.1.1 Solid Waste
Facilities should provide for the safe collection, packaging, inventory, storage, and transportation
of solid waste that is potentially contaminated with radioactive materials. Such provisions include
adequate space for sorting and temporary storage of solid waste, equipment for assay of the waste, and
facilities for volume reduction appropriate to the types and quantities of solid waste expected. All
packages containing potentially contaminated solid waste should be appropriately monitored, both before
being moved to temporary storage locations and before being loaded for transport to a disposal site.
8.1.2 Liquid Waste
Industrial wastes such as discharge from mop sinks, overflow from positive pressure circulating
waste systems, and process steam condensate (if existing) should be analyzed, collected and transferred
to a liquid waste treatment plant or similar treatment area if mandated by the chemical analysis.
Provisions should be made for continuous monitoring and recording of radioactivity, flow volume, and
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pH. The radioactivity monitor should have an alarm located in the liquid waste treatment plant or area.
Consideration should be given to retention systems.
Liquid process wastes should be collected and monitored near the source of generation before
batch transfer through appropriate pipelines or tank transfer to a liquid waste treatment plant or area.
These wastes should be individually collected at the facility in storage tanks that are equipped with
stirrers, sampling and volume-measuring devices, and transfer systems. Waste storage tanks and transfer
lines should be designed and constructed so that they are fully inspectable and that any leakage can be
detected and contained before it reaches the environment.
Sanitary wastes include the nonradioactive wastes usually found at a facility, e.g., discharges
from noncontaminated chemical laboratories, showers, and lavatories. The sanitary waste system and the
uranium-handling area should not be connected. Sanitary sewers should discharge into an onsite,
approved sanitary-sewage treatment system. Current Federal, state, and local codes regarding the
discharge of sanitary wastes must be met.
8.2 DESIGN OF WASTE PROCESSING SYSTEMS
Process system designs may be characterized by their design objectives and the effluents of
concern.
8.2.1 Objectives
A principle design objective for process systems is to minimize production of wastes at the
source. One of the primary design objectives of any Waste Management Program is to provide facilities
and equipment to handle the wastes generated and further reduce the amounts and volume of the waste.
Volume-reduction facilities and equipment for liquid and solid wastes are required, as is air filtration to
reduce the concentration of contaminants in the air effluent.
8.2.2 Effluents
Airborne and liquid effluents released uncontrolled to the environment are of particular concern
when societal emphasis on environmental pollution control is high. Process and monitoring equipment
are critical to maintaining acceptable operations.
Section 152
Effluents (both radioactive and nonradioactive) from the uranium-handling facility include air
and other gaseous exhausts and liquid wastes. The contamination in the effluents should be kept
ALARA, commensurate with best available technology at the time of design. Emphasis should be placed
on reducing total quantities of effluents (both radioactive and nonradioactive) released to the
environment. Filter systems should be designed so that the effluent concentrations of uranium should not
exceed the inhaled air Derived Air Concentration Guide (DCG) for releases, as described in DOE 5400.5,
Radiation Protection of the Public and Environment (DOE, 1990c) for uncontrolled areas measured at the
point of discharge (e.g., exhaust ducts and stacks) during normal operations. Consideration should be
given to recirculation systems for process ventilation where feasible. Provisions should be made for
retention systems for liquid effluents. All effluent streams should be sampled or monitored as
appropriate to ensure accurate measurements of all releases under normal and DBA conditions.
8.3 TREATMENT
The following sections provide information about treating airborne, liquid, and solid wastes.
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8.3.1 Airborne Wastes
Ventilation control systems within a plant are designed to move air from outside "clean" areas to
process areas and then to air-cleanup systems. Occupied area off-gas systems are also vented to the
atmosphere and may have cleanup systems of their own. Process off-gas treatment systems consist of
any or all of the following:
Wet scrubbers are generally used in dusty process off-gas situations, in which large amounts of
uranium are present. The scrubbers are capable of removing and processing large quantities and serve as
a prefilter to the remaining cleanup units.
Prefilter systems other than the wet scrubber are bag filters or other rough/coarse filters. The
prefilters are used to remove significant quantities of particulate material from the air off-gas and are
generally placed before high-efficiency particulate air(HEPA) filters in order to extend the life of the
more expensive filters.
HEPA filters generally are the final filter in the process off-gas and serve to reduce the
particulate effluent to insignificant or permissible levels. They may be placed in series to provide the
required filtering efficiency. See section 8.3.3 for disposition of HEPA filters.
8.3.2 Liquid Waste
Because liquid effluents are generally released to the environment, liquid wastes are of equal
concern with airborne wastes. Liquid effluents become available for dispersion and reconcentration in
food chains, and may otherwise result in population exposure potential. In the case of liquid wastes, the
concern for chemical pollutants is generally of equal concern to that of radiological contaminants.
Liquid process wastes are generally collected in hold tanks, monitored, processed or treated, and
released.
Hold tanks are used to collect liquid effluent prior to release in order that analyses can be
performed to establish that the concentrations or total quantities are below permissible levels prior to
release. The liquid can be processed or treated to remove radioactive material or neutralize chemicals.
Settling basins are frequently used to provide a means of reducing effluents further before
releasing them to offsite areas.
Section 153
Filtration is a simple method of removing insoluble particulate materials entrained in the liquid
streams. For some processes, it is an effective and inexpensive method. The particulate material
collected and filter must be periodically removed and treated as solid waste.
Ion exchange is a cleanup system for removing soluble ions from the liquid streams by
collecting the material on resin columns. The contaminants must be periodically removed by a
regeneration process and the materials processed, concentrated, etc., or by replacing the resin completely
and treating it as solid waste.
Conversion to solid forms is a function of nearly all the processes mentioned which converts the
materials removed from the liquid and airborne waste streams to more manageable forms for handling
and permanent disposal.
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8.3.3 Solid Waste
Solid waste come from a variety of sources in the plant from machining chips to contaminated
clothing. The solid wastes should be concentrated (if possible and/or practical), packaged, and stored on
the plant site for an interim time period prior to permanent disposal. Careful documentation is necessary
to establish: a) quantities and nature of the waste being disposed, and b) compliance with the Resource
Conservation and Recovery Act (RCRA) and other disposal and shipping/handling requirements.
Onsite volume-reduction facilities, such as incinerators, compactors, or chemical leach from
metallic waste sources, can result in volume reduction in the range of 1 to 400 or more.
8.4 MONITORING
Monitoring the airborne effluents is an important aspect of control and documentation.
Monitoring should be done in the stack at the discharge point and at the boundary of the uncontrolled
area. In addition, total activity discharged and total mass of uranium discharged should be determined
and documented to ensure that concentration requirements are not exceeded. If stack monitoring cannot
be performed (e.g., in instances where the facility design is such that there are no stacks), then the reason
for the monitoring method selected should also be documented.
Monitors are of two general types: continuous and passive. Continuous monitors are constructed
with a radiation detector which is placed in a shielded container such that it "views" the activity as it is
being collected on a filter from a sample of the stack effluent. The continuous level of radioactivity on
the filter is recorded and set up in such a way that preset levels trigger an alarm. This type of monitor is
less sensitive but provides an alarm in the event of mishap or equipment failure in time to take effective
mitigating action.
Passive monitors consist of a continuous (isokinetic, if practical) sample collected of the effluent
in the stack. The filter is periodically removed and submitted to radiological and/or chemical analyses.
The sensitivity or level of detection is lower for passive sampling systems than for continuous stack
samplers, and provide after-the-fact information only.
8.4.1 Air and Gaseous Effluents
Section 154
All air and other gaseous effluents from confinement areas should be exhausted through a
ventilation system designed to remove particulates. All exhaust ducts (or stacks) that may contain fissile
contaminants should be provided with two monitoring systems. One should be of the continuous type
(CAM) and the other a passive sampler. These systems may be a combination unit. The probes for
sampling purposes should be designed for isokinetic sampling and located according to good industrial
hygiene practices. The design of effluent monitoring systems should appropriately meet the requirements
of ANSI N42.18, Specification and Performance of Onsite Instrumentation for Continuously Monitoring
Radioactive Effluents (ANSI, 1974). Nuclear criticality safety should be considered in the design of
equipment used to treat and clean up radioactive gaseous effluents.
8.4.2 Liquid Effluents
Emphasis should be placed on reducing total quantities of liquid effluents released to the
environment. The contamination in the effluents should be ALARA, commensurate with the latest
accepted technology at the time of design. All effluent streams should be sampled or monitored, as
appropriate, to ensure accurate measurement of all releases under normal and DBA conditions. The
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design of effluent monitoring systems should appropriately meet the requirements of ANSI N42.18
(ANSI, 1974).
8.4.3 Water Collection System
Collection systems should be considered and provided where practical for water runoff from
nuclear facilities containing radioactive material, such as from firefighting activities. Nuclear criticality,
confinement, sampling, volume determination, and retrievability of liquids and solids should be required
in the design of collection systems. The size of the collection system for firefighting water should be
based on the maximum amount of water which would be collected in fighting the Design Basis Fire
(DBF). The configuration of the system components should be based on conservative assumptions as to
the concentration of fissile material which might collect in the system. Recirculating systems should also
be considered when there is no possibility of contamination.
For special facilities that process, handle, or store uranium, the water runoff collection system
should be designed with the following nuclear criticality safety considerations: 1) the maximum uranium
mass loading that could be in the runoff system; 2) the most disadvantageous uranium concentrations,
particle size, and uranium dispersion in the water slurry; and 3) the change in concentration of uranium
and geometric configuration of the slurry as the uranium settles out of the water.
8.5 WASTE MINIMIZATION
Uranium facilities should have a waste-minimization program. The objective of such a program
is the cost-effective reduction in the generation and disposal of hazardous, radioactive, and mixed waste.
The preferred method is to reduce the total volume and/or toxicity of hazardous waste generated at the
source, which minimizes the volume and complexity for waste disposal.
The waste minimization program applies to all present and future activities of the facilities that
generate hazardous, radioactive, and/or mixed wastes. Furthermore, waste minimization is to be
considered for all future programs and projects in the design stages, and should be included in all
maintenance and/or construction contracts.
Section 155
All managers of facilities or activities that generate hazardous, radioactive, and mixed waste are
responsible for:
• minimizing the volume and toxicity of all radioactive, hazardous, and radioactive mixed
waste generated, to the extent economically practicable,
• preparing and updating waste minimization plans for their waste-generating facilities or
activities (small waste generators in a larger facility may be grouped with others in a
facility or activity plan),
• implementing the facility-specific or activity-specific waste minimization plan,
• providing input to the organization responsible for waste characterization and
minimization, to support the waste minimization program,
• communicating waste minimization plans to their employees, and ensuring that
employees receive appropriate training,
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• ensuring that existing system/equipment replacement or modification is designed and
installed to minimize generation of waste,
• developing new waste-minimization strategies and identifying cognizant staff for waste
minimization communications between facility personnel, and
• identifying new waste-generating facilities or activities and significant process changes
to existing facilities or activities to the waste characterization and waste-minimization
organization.
Waste volume control, or waste minimization, involves limiting the amount of material that
becomes contaminated, segregating clean and contaminated material, and prolonging the useful life of
equipment and material to minimize replacement. Sometimes, materials can be completely cleaned so
that disposal as sanitary waste (or refurbishment in clean areas) is an option.
Program design decisions can affect uranium waste-generation. For example, the quantity of
protective clothing may be a significant factor. If an incinerator is available, combustible protective
clothing may be selected to have a low ash content and generate a minimum of harmful effluents, such as
oxides of nitrogen or halogenated compounds. In other facilities, water-washable, reusable protective
clothing may minimize waste disposal.
In many nuclear facilities, contamination of packaging materials is a problem. For example, if a
tool or material (e.g., a pump or some ion exchange resin) is to be used in a contaminated area, as much
of the packaging material must be removed as possible before the material enters the radiological area.
Another opportunity for waste minimization occurs when materials are used as a contingency
protection against contamination. For example, strippable coatings may be applied to an area that is not
expected to become contaminated or may receive only minor contamination so that it can be easily
cleaned. Another example involves disposable surgeons' gloves, which are routinely worn inside glove-
box gloves. Unless there are serious contamination control problems in the facility, these can be
surveyed and disposed of as sanitary waste rather than LLW or TRU waste.
If a piece of equipment is to have more than a single use in a contaminated environment, every
possible measure should be taken to ensure its continued reliability rather than relying on frequent
replacements. Tools should be of the highest quality and maximum flexibility consistent with the
situation. For example, if a wrench is needed to maintain a piece of equipment in a glove-box,
consideration should be given to future needs and storage provisions. A socket set with interchangeable
sockets may ultimately create less waste than a box-end wrench of each size that is needed.
Section 156
Likewise, all tools and equipment to be placed in a contaminated environment should be tested
for reliability and preferably used on a clean mock-up to ensure their serviceability before they become
contaminated in order to avoid unnecessary waste volume.
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9.0 EMERGENCY MANAGEMENT
It is DOE policy that all DOE facilities and activities be prepared to deal with operational
emergencies in a way that minimizes consequences to workers, the public, and the environment. Formal
emergency management programs are the final element of DOE’s defense-in-depth against adverse
consequences resulting from its operations.
9.1 EMERGENCY MANAGEMENT IN DOE
DOE Order O 151.1 (DOE 1995b) requires all DOE elements and contractors to plan and prepare
for the management of emergencies. DOE Order O 151.1 cancels the 5500-series, which previously
formed the basis for DOE’s Emergency Management System (EMS). However, where a contractual
obligation to comply with the 5500-series Orders exists, they will remain in effect until the contract is
modified to delete the references to the requirements in the canceled Orders. There is little difference
between the facility emergency planning/preparedness requirements of the 5500-series Orders and DOE
O 151.1. Except as noted, the following discussion of emergency management principles, requirements,
and guidance is applicable to all DOE facilities, regardless of which Orders pertain.
9.1.1 KEY EMERGENCY MANAGEMENT PRINCIPLES
DOE emergency management policy and direction is based on four key principles: planning and
preparedness commensurate with hazards; integrated planning for health, safety, and environmental
emergencies; classification of and graded response to emergencies; and multiple levels (tiers) of
emergency management responsibility.
Note on Terminology: Within the EMS, "planning" includes the development of emergency
plans and procedures and the identification of personnel and resources necessary to provide an
effective response. "Preparedness" is the procurement and maintenance of resources, training of
personnel, and exercising of plans and procedures. "Response" is the implementation of the
plans during an emergency to mitigate consequences and recover.
a) Planning and Preparedness Commensurate with Hazards
Because of the wide range of activities and operations under DOE's authority, standards and
criteria suited to one type of facility or hazard may be inappropriate for another. To deal with this
diversity in circumstances while ensuring an adequate overall state of preparedness, DOE Orders specify
standards for the structure and features of emergency management plans and require the details of each
feature be tailored to the hazards of the facility. This approach provides a more complete and
quantitative understanding of the hazards while providing for focused and cost-effective emergency
planning and preparedness.
b) Integrated Planning for Health, Safety, and Environmental Emergencies
A wide variety of operational emergencies can occur at DOE operations. Some may involve loss
of control over radioactive or other hazardous materials unique to DOE operations, while others may
involve security, the impact of natural phenomena, environmental damage, or worker safety and health.
Planning, preparedness, and response requirements for some types of emergency conditions are specified
by other agencies having authority over DOE facilities and activities. For example, Federal regulations
on occupational safety, environmental protection, and hazardous waste operations all have certain
Section 157
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emergency planning requirements. Rather than meet these requirements piecemeal through separate
programs, DOE has combined, under the EMS, all planning and preparedness activities for emergency
events having health, safety, or environmental significance.
c) Classification of Emergencies and Graded Response
Operational emergencies involving hazardous materials are grouped into one of three classes
according to magnitude or severity. Classification of events is intended to promote more timely and
effective response by triggering planned response actions appropriate to all events of a given class. This
principle, termed "graded response," is embodied in DOE Order requirements and is important to the
management of response resources.
d) Tiers of Emergency Management Responsibility
Within the EMS, responsibility for emergency management extends from the individual facility
level to the cognizant DOE field element and culminates at the cognizant Headquarters Program Office.
The responsibilities vested at each level of the hierarchy are specified in the applicable Orders. The
responsibility and authority for recognizing, classifying, and mitigating emergencies always rests with
the facility staff. The head of the cognizant field element oversees the response of contractors and
supports the response with communications, notifications, logistics, and coordination with other DOE
elements. The DOE Headquarters (HQ) Emergency Operations Center (EOC) receives, coordinates, and
disseminates emergency information to HQ elements, the cognizant Program Office, Congressional
offices, the White House, and other Federal Agencies.
9.1.2 Requirements Pertaining to All DOE Operations
DOE Orders identify 13 standard program elements that compose each DOE facility emergency
management program. The 13 elements form a standard framework, with the details of each program
element varying according to the nature and magnitude of the facility hazards and other factors. The
Orders require that a facility-specific hazards assessment be conducted and the results used as the
technical basis for the program element content. Using the results of an objective, quantitative, and
rigorous hazards assessment as its basis, each program is configured to the specific hazards and response
needs of the facility.
Detailed guidance on the implementation of the Order requirements has been published by the
DOE Office of Emergency Management. The Emergency Management Guides (EMGs) specify
acceptable methods for meeting the Order requirements. Individual guides have been published for the
hazards assessment process and for each of the 13 program elements.
9.2 SPECIFIC GUIDANCE ON EMERGENCY MANAGEMENT FOR URANIUM
FACILITIES
This section provides technical guidance that is specifically applicable to the development and
implementation of emergency management programs for uranium facilities. It is intended to supplement,
not replace, the more general recommendations provided in the EMGs.
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9.2.1 Hazards Assessment
The emergency management hazards assessment for a facility that stores or processes uranium or
its compounds should follow the basic assessment process outlined in the Hazards Assessment EMG
(DOE 1992d). Unique properties and characteristics of uranium and its compounds should be considered
at certain steps in the hazards assessment process.
Section 158
a) Description of Facility and Operations
The properties of the hazardous material do not significantly affect the manner in which this step
of the hazards assessment is performed.
b) Identifying and Screening the Hazards
The objective of this step is to identify hazards that are significant enough to warrant
consideration in a facility’s emergency management program. It is recommended that screening
thresholds (or quantities) be selected for each hazardous material. This screening threshold value is then
compared to the inventories of the material at risk of being released from a single event. If a particular
inventory of material is less than the screening threshold value, the consequences of its release are
presumed to be minimal. The potential release of that inventory need not be analyzed further.
Several possible sources of screening threshold values are suggested by the EMG; the primary
source is the Threshold Planning Quantities (TPQs) published in U.S. Environmental Protection Agency
(EPA) regulations, 40 CFR 355, Appendix A. Neither uranium nor any of its compounds are listed in 40
CFR 355, Appendix A. A second recommended source of screening threshold values is the 40 CFR
302.4 List of Hazardous Substances and Reportable Quantities (RQs) (EPA 1995). Uranyl acetate and
uranyl nitrate are listed there, both with RQs of 100 pounds. Appendix B to 40 CFR 302.4 gives RQs for
radionuclides and specifies 0.1 Ci as the RQ for 234U, 235U and 238U.
Lacking any widely accepted screening value (such as a TPQ or RQ), it is appropriate to
establish facility and site-specific screening thresholds based on the properties of the material. A
screening threshold can be determined by modeling a unit release of the material to the atmosphere at
ground level and determining the consequences at some reference distance under conservative dispersion
conditions. The screening threshold value is typically a quantity that, if released, would produce
consequences on the order of one-tenth the threshold for protective action at the facility boundary.
Facility- and site-specific screening quantities for most materials are based on one hazardous
property of the material that dominates all other considerations. However, for uranium and its
compounds, three very different hazardous aspects need to be considered. When establishing a screening
threshold, the chemical toxicity of the element or compound and its radiological toxicity need to be
compared. The property for which the smallest release leads to an exposure or dose criterion being
exceeded should serve as the basis for the screening value. In general, for natural or low-enriched
uranium, chemical toxicity will be the dominant concern for soluble materials while radiological toxicity
(radiation dose) will be limiting for insoluble materials. For enrichment above a few percent (as 235U),
the limiting concern may be either chemical or radiological, depending on the chemical form, solubility,
and particle size of the material. For highly enriched material, radiological toxicity will nearly always be
limiting.
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If there is potential for accidental nuclear criticality, the consequences of that event should be
analyzed as discussed later in this section. However, the quantity and enrichment of uranium needed to
achieve criticality are sufficiently large that for practical purposes, radiological or chemical toxicity will
always serve as the basis for determining whether a given inventory does or does not need to be
analyzed.
Section 159
c) Characterizing the Hazards
The objective of this step is to describe the hazardous materials in sufficient detail to allow
accurate modeling of releases and calculation of consequences. The following properties of uranium and
its compounds strongly influence the release potential and consequences.
� Chemical form. The chemical toxicity and reactive properties of any uranium
compound must be weighed against the inherent toxicity of the compound or the
uranium alone. For example, gaseous uranium hexafluoride (UF6) reacts with
atmospheric moisture and undergoes hydrolysis, producing uranyl fluoride (UO 2F2) and
hydrogen fluoride (HF), a highly corrosive and toxic gas. Depending on the
temperature, humidity, and uranium enrichment, the HF may be a more serious health
and safety concern than either the UF6 or the contained uranium. Some uranium
compounds ignite violently on contact with air, water, or hydrocarbons.
� Physical form. Physical form influences the release potential and toxicity of uranium
and its compounds in numerous ways. Large, monolithic pieces of uranium metal may
be relatively benign; however, they can develop a pyrophoric surface due to effects of air
and moisture. Finely divided metallic uranium can react violently with numerous other
materials or self-ignite in air, yielding respirable particles of uranium compounds. UF 6
is a solid at ambient temperature but goes directly to a gaseous state above ~270�F at
atmospheric pressure.
� Solubility. For air exposure, permissible exposure levels for soluble uranium
compounds are based on the chemical toxicity (particularly to the kidney), while for
insoluble compounds, radiotoxicity (radiation dose to the lung) is limiting.
� Particle size. Particle size and the range of sizes have a large effect on the radiotoxicity
of inhaled materials. Larger particles will be cleared rapidly from the upper respiratory
regions, delivering little radiation dose to the lung tissues. Small particles are deposited
deeper in the lung and are cleared very slowly, producing a much larger dose per unit
activity inhaled.
� Enrichment. Enrichment, or specific activity of the isotope mixture, often determines
the relative importance of radiological and chemical toxicity for more soluble materials.
d) Developing Event Scenarios
Properties of the hazardous material do not significantly affect the manner in which this step of
the hazards assessment is performed.
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e) Estimating Potential Event Consequences
For the scenarios developed in the previous step, this step determines the area potentially
affected, the need for protective actions, and the time available to take those actions. The way these
consequences are determined will depend on properties of the hazardous material. For uranium and its
compounds, the following possibilities should be considered.
� Model types. Depending on the relative significance of radiological and chemical
toxicity, the analyst may need to calculate either radiation dose, air concentration, or
both for the postulated releases. For a specific scenario, different models may be needed
to analyze different consequences to determine which effect is limiting (for example,
radiation dose, soluble uranium intake, or HF concentration).
Section 160
� Model features. For reactive species, the ability to model the transformation and
depletion of material during transport is important to a sound analysis. Because the
hydrated uranyl fluoride formed by hydrolysis of UF6 is a solid, some will be lost due to
gravitational settling as a plume moves away from the release point. When analyzing
consequences of a postulated accidental criticality, correcting for the decay during
transport of the short-lived fission product gases will produce a more accurate
assessment of consequences.
9.2.2 Program Elements
Properties and characteristics of uranium and its compounds will also need to be considered in
formulating the emergency management program elements. Following are specific program element
considerations related to the hazardous properties of uranium.
a) Emergency Response Organization
The primary influence of uranium’s hazardous properties on the Emergency Response
Organization (ERO) is in the staffing of the consequence assessment component. As will be discussed
below in Consequence Assessment, staff assigned to the ERO should be knowledgeable of, and able to
quantitatively evaluate, both the health physics (radiological) and industrial hygiene (non-radiological)
aspects of the hazard.
b) Offsite Response Interfaces
The specific properties of the hazardous material do not significantly affect the content of this
program element.
c) Operational Emergency Event Classes
As with all hazardous materials, classification of emergencies for uranium facilities should be
based on the predicted consequences at specific receptor locations, as compared with numerical criteria
for taking protective action (dose, exposure, air concentration). If a material has two or more recognized
modes of effect and associated protective action criteria, classification decisions should be based on the
more limiting one.
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Example: The postulated release of a quantity of a uranium compound will produce a
radiological consequence corresponding to the classification criterion for Alert. The
chemical toxicity of the uranium compound is such that the non-radiological
consequence exceeds the criterion for Site Area Emergency. The postulated release
should be classified as a Site Area Emergency.
The appropriate classification for the postulated event or condition should be determined during the
hazards assessment process and the observable features and indications identified as Emergency Action
Levels (EALs) for that event/condition.
d) Notification
The specific properties of the hazardous material do not significantly affect the content of this
program element.
e) Consequence Assessment
As discussed above, models and calculational methods used for consequence assessment should
be appropriate physical, chemical, and radiological properties of the hazards. Models used to calculate
and project the radiological and non-radiological consequences of a release of uranium and its
compounds should be the same ones used in the hazards assessment process. If the same models are not
used, the differences between outputs should be characterized and documented to avoid the potential for
confusion and indecision during response to an actual emergency.
Environmental monitoring capability for assessing consequences of a uranium release should
conform to several general principles.
Section 161
� Procedures for measurement of airborne uranium should provide for timely analysis and
reporting of results in units that correspond to decision criteria. Decision points based
on initial screening measurements with field instruments should account for the expected
levels of radon progeny collected on the air sample media. Portable survey instruments
capable of performing alpha spectroscopy measurements can be used to provide rapid
isotopic analysis of uranium collected on sample media.
� Measurement of uranium deposition should be planned and proceduralized to yield
results that correspond to those produced by the predictive models used for emergency
response. The correlation between direct or indirect radioactivity measurements (in
units of activity) and measurement methods that give mass or concentration of uranium
in a sample should be established for the expected enrichment values of material that
might be released.
� If the potential exists for release of uranium compounds with high chemical toxicity
(such as UF6), it is not practical to plan to use survey teams to quantify concentrations in
a plume. The high risk to survey personnel, the protective equipment necessary to
minimize that risk, the time needed to prepare and position a team for such a survey, and
the limited value of the information that could be gained all weigh against this approach
to assessing the consequence of a highly toxic release.
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� Environmental air concentrations are commonly measured continuously around the
perimeter of some uranium facilities. Consequence assessment procedures should
provide for the rapid retrieval and analysis of sample media from fixed samplers that
may be operating in an area affected by a uranium release.
f) Protective Actions
Because the health consequences of a given intake of uranium, or its compounds, are highly
dependent on properties such as enrichment, particle size, and solubility, facility and site-specific
protective action criteria stated in terms of observable quantities and features of the release should be
developed. In order for protective action criteria stated in terms of calculated dose or concentration to be
valid, the calculational models should account for the properties of the material.
g) Medical Support
If the potential exists for significant uranium intakes, the emergency management program
should include specific planning for the quantification of exposure, diagnosis of health effects, and
treatment. Medical facilities providing emergency medical support should be provided with references
relating to uranium toxicity and treatment protocols. Criteria for implementing treatments such as
surgical excision of contaminated tissue or use of chelating agents should be discussed with the medical
staff and sources of real-time advice and assistance be identified.
h) Recovery and Reentry
The specific properties of the hazardous material do not significantly affect the content of this
program element.
i) Public Information
The specific properties of the hazardous material do not significantly affect the content of this
program element.
j) Emergency Facilities and Equipment
Section 162
Except for instruments and analysis methods used in consequence assessment, specialized
facilities and equipment will not be required to meet the emergency management program needs of
uranium facilities. Equipment and analytical techniques for detection and measurement of uranium in
environmental sample media should have sufficient sensitivity to measure levels at or below those
corresponding to decision criteria. Whereas larger sample sizes or longer counting times may be used to
reduce the limit of detection for routine environmental surveillance, time constraints may dictate that
more sensitive techniques be used for emergency response. Kinetic phosporimetry, a fast, sensitive, and
accurate method for direct determination of uranium, permits analysis of many sample media directly or
with limited sample preparation.
k) Training, Drills and Exercises, Program Administration
The specific properties of the hazardous material do not significantly affect the content of these
program elements.
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10.0 DECONTAMINATION AND DECOMMISSIONING
At the end of the useful life of a facility, activities are undertaken to restore the facility to non-
contaminated status and permit its unrestricted use. These activities are typically termed
decontamination and decommissioning (D&D).
Although uranium facilities are no longer useful and operational activities are no longer conducted,
measures must be continued to control the residual radioactivity. The decision may be made to
undertake a D&D program to minimize or eliminate long-term institutional control. This may be done in
a variety of ways, most of which may be termed D&D. The exception is converting the facility to some
other nuclear use. With the elimination of the DOE weapons production mission, more uranium-
contaminated facilities will require D&D in the near future.
This section provides guidance on establishing and implementing an effective D&D program.
Major topic areas include regulations and standards, design features, D&D program, D&D techniques,
and D&D experience. The following subsections concentrate on the radiation protection aspects of D&D
at uranium-contaminated DOE facilities.
10.1 REGULATIONS AND STANDARDS
The standards that apply to the decommissioning of a uranium-contaminated facility include
virtually all of those that were applicable during facility operations, plus some additional ones. The
occupational safety and radiation protection regulations, radioactive and hazardous chemical disposal
regulations, and transportation requirements are unaffected by the activity to which they apply.
No single DOE regulation covers all D&D requirements due to the wide variety of issues
encompassed by D&D. These issues include project management, environmental surveillance, health
and safety of workers and the public, engineering design, characterization survey techniques, D&D
techniques, waste management, and waste transport. The primary DOE Orders pertaining to D&D
activities are DOE O 435.1, Radioactive Waste Management (DOE 1999m); DOE Order 4700.1, Project
Management System (DOE 1992b); DOE Order 6430.1A, General Design Criteria; DOE O 231.1
Environment Safety and Health Reporting (DOE 1996); DOE O 420.1 Facility Safety (DOE, 1996c).
The DOE operations offices may have implementation procedures corresponding to these Orders with
which contractors will also need to comply.
Section 163
Section 5 of DOE O 435.1, Radioactive Waste Management, is the primary DOE Order dealing with
decommissioning of radioactively contaminated facilities. It requires that DOE organizations develop
and document their programs to provide for the surveillance, maintenance, and decommissioning of
contaminated facilities. Requirements are divided into the following categories: general, facility design,
post-operational activities, decommissioning project activities, and quality assurance. These categories
are discussed below in Section 10.3.
DOE Order 4700.1, Program Management System, provides the requirements to ensure a
disciplined, systematic, and coordinated approach to project management. All projects, including D&D
projects, should have clearly defined goals and objectives that support program requirements. Specific
objectives include: 1) promoting project execution that meets technical, schedule, and cost objectives,
2) meeting all applicable environmental, health and safety, and quality assurance requirements, and
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3) avoiding a commitment of major resources before project definition. Good program management
techniques shall consider D&D costs as part of the life-cycle cost and select a tentative D&D method
during the facility design phase.
Section V of DOE Order 5400.5, Radiation Protection of the Public and Environment, provides
radiological protection requirements and guidelines for cleanup of residual radioactive material and
management of the resulting wastes and residues and release of property. This DOE Order establishes a
basic public dose limit of 100-mrem (1-mSv) effective dose equivalent in a year for exposure to residual
radioactive material (in addition to naturally occurring "background" exposures).
DOE Order 6430.1A, General Design Criteria, provides design principles that shall be considered
when designing radioactive material facilities to facilitate D&D of these facilities. A more detailed
discussion of these design principles is found below in Section 10.2.
10.1.1 Other Regulations
D&D of most uranium-contaminated facilities will involve cleanup of a combination of radioactive
wastes, hazardous wastes, and mixed wastes. Federal regulations that are applicable to the cleanup and
disposal of these wastes are summarized in this section, along with the DOE guidance on implementation
of the following regulations:
10.1.1.1 National Environmental Policy Act (NEPA) (USC, 1970) and 40 CFR 1500 (CEQ, 1992)
This act established a national policy to ensure that environmental factors are considered in any
Federal agency’s planning and decision-making. DOE O 451.1, National Environmental Policy Act
Compliance Program (DOE 1995a), defines DOE responsibilities and procedures to implement NEPA.
The decommissioning of a DOE uranium facility will require a determination of whether or not the
action is a "major or significant government action adversely affecting the environment" in accordance
with NEPA. If it qualifies as such an action, an environmental assessment (EA) or environmental impact
statement (EIS) will be required. The EA or EIS must discuss the amount of material that will remain
onsite and its effect, in addition to addressing the alternatives. The alternatives will include retaining
radioactive material onsite under DOE control, cleaning the site to a level that would be acceptable for
unrestricted release, and the null or no-action alternative of "walking away" from the site. If the action
does not require an EA or EIS, either because the possible adverse effects are insignificant or because
decommissioning was adequately addressed in a pre-operational or other EA or EIS, then the
decommissioning can proceed in accordance with the information contained in other applicable
regulations.
Section 164
10.1.1.2 Resource Conservation and Recovery Act (RCRA) (USC, 1976)
This act authorizes the EPA and the States to regulate hazardous and solid wastes. DOE
Order 5400.3, Hazardous and Radioactive Mixed Waste Program (DOE 1989a), establishes DOE
hazardous and radioactive mixed waste policies and requirements as a basis for implementing the
requirements of RCRA.
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10.1.1.3 Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA)
(USC 1980) and 40 CFR 300 (EPA 1992a)
This act requires the identification and cleanup of inactive hazardous waste sites by responsible
parties, and imposes certain response and reporting requirements for releases of hazardous substances.
10.1.1.4 Superfund Amendments and Reauthorization Act (SARA) and 40 CFR 300.
Interagency agreements can also exist between DOE, EPA, state, and local agencies (Daugherty
1993). Any special arrangement agreed to as part of an interagency agreement will need to be honored
during the D&D activities.
Additional guidance relating to regulations and standards for D&D activities at uranium facilities may be
found in:
DOE-HDBK-1113-98, Radiological Safety Training for Uranium Facilities (DOE 1998c)
DOE-HDBK-1132-99, Design Considerations (DOE 1999o)
DOE-STD-3007-93 (including Change Notice 1, September 1998), Guidelines for Preparing
Criticality Safety Evaluations at DOE Non-Reactor Nuclear Facilities (DOE 1993)
DOE-STD-1120-98, Integration of Environment, Safety, and Health into Facility Disposition
Activities (DOE 1998f)
10.1.2 Residual Radioactivity Levels
A primary concern in the D&D of any nuclear facility is the level of residual radioactivity that may
be permitted for unrestricted use. The U.S. Nuclear Regulatory Commission (NRC) in Regulatory Guide
1.86, Termination of Operating Licenses for Nuclear Reactors (AEC 1974) provides definitive values for
acceptable surface contamination levels for termination of operating licenses for nuclear reactors and for
materials, equipment, and facilities. This document is based on the methodology of ICRP Publication 2,
ICRP Publication 26 and ICRP Publication 30. More current guidance material includes: ANSI/HPS
N13.12 (ANSI 1999); NUREG-1575, Multi-Agency Radiation Survey and Site Investigation Manual
(MARSSIM), December 1997; November 17, 1995 memo from RF Pelletier entitled Application of DOE
requirements for release and control of property containing residual radioactive material ; NUREG-
1507, Minimum Detectable Concentrations with Typical Radiation Survey Instruments for Various
Contaminants and Field Conditions, December 1997.
Congress has mandated that the EPA develop guidelines that will be applicable to all nuclear
facilities as well as to the release of formerly contaminated or controlled radioactive facilities for
unrestricted release. Such guidelines will likely be based on the radiation dose to the maximum exposed
member of the general population. The maximum allowable annual dose has not yet been determined,
but values of 50, 10, 1, and 0.1 mrem/y are being considered by the EPA as the "de facto de minimis"
levels for the disposal of contaminated material.
Section 165
Section 4 of DOE Order 5400.5, Radiation Protection of the Public and Environment, provides the
following DOE guidelines for cleanup of residual radioactive material, management of the resulting
wastes, and release of property. The basic public dose limit for exposure to residual radioactive material
in addition to natural background exposures is 100-mrem (1-mSv) effective dose equivalent in a year.
The effective dose equivalent in a year is the sum of the effective dose equivalent from exposures to
radiation sources external to the body during the year plus the cumulative effective dose equivalent
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(CEDE) from radionuclides taken into the body during the year. See DOE/CH-8901, A Manual for
Implementing Residual Radioactive Material Guidelines (DOE 1989b), for procedures for deriving
specific property guidelines for allowable levels of residual radioactive material, based on the dose limit
of 100 mrem (1 mSv).
DOE Order 5400.5 also provides the following guidelines for residual concentrations of
radionuclides in soil, concentrations of airborne radon decay products, external gamma radiation, surface
contamination, and radionuclide concentrations in air or water.
10.1.2.1 Residual Radionuclides in Soil
Generic guidelines for thorium and radium (226Ra, 228Ra, 230Th, and 232Th) are 5 pCi/g averaged over
the first 15 cm of soil below the surface and 15 pCi/g averaged over 15-cm-thick layers of soil more than
15 cm below the surface. For other radionuclides in soil (e.g., uranium), specific guidelines shall be
derived from the basic dose limit by means of an environmental pathway analysis using specific property
data where available. Residual concentrations of radioactive material in soil are defined as those in
excess of background concentrations averaged over an area of 100 m2.
10.1.2.2 Airborne Radon Decay Products
Applicable generic guidelines are found in 40 CFR 192 (EPA 1992b). In any occupied or habitable
building, the objective of remedial action shall be, and a reasonable effort shall be made to achieve, an
annual average (or equivalent) radon decay product concentration (including background) not to exceed
0.02 WL. Remedial actions are not required to comply with this guideline when there is reasonable
assurance that residual radioactive material is not the source of the radon concentration.
10.1.2.3 External Gamma Radiation
The average level of gamma radiation inside a building or habitable structure on a site to be released
without restrictions shall not exceed the background level by more than 20 �R/h.
10.1.2.4 Surface Contamination
DOE guidelines on surface contamination levels are similar to those in Regulatory Guide 1.86,
Termination of Operating Licenses for Nuclear Reactors, except that no guidance is provided for surface
contamination levels of transuranics. DOE is holding the TRU limit in reserve pending development of
standards more clearly applicable to DOE facilities. For TRU waste, the limits in Regulatory Guide 1.86
and in draft ANSI N13.12 are as follows:
Regulatory Guide 1.86 Limits
Removable Contamination
Fixed Contamination
Maximum Contamination
20 dpm/100 cm2
100 dpm/100 cm2
300 dpm/100 cm2
Draft ANSI N13.12 Limits
Removable Contamination
Fixed Plus Removable
Contamination
20 dpm/100 cm2
Nondetectable (using instrument calibrated to
measure at least 100 pCi distributed over 100 cm2)
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10.1.2.5 Residual Radionuclides in Air and Water
Residual concentrations of radionuclides in air shall not cause members of the public to receive an
effective dose equivalent greater than 10 mrem (0.1 mSv) in 1 year (DOE Order 5400.5). In 40 CFR
141, National Interim Primary Drinking Water Regulations (EPA 1992c), EPA provides a limit of
4 mrem/y annual dose equivalent to the whole body or any internal organ of any member of the public
from manmade radionuclides in drinking water.
NRC is updating their decommissioning regulations and criteria. The new NRC methodology is
presented in NUREG/CR-5512 (NRC 1992c) and is consistent with the recommendations in ICRP
Publications 26 and 30. NRC will establish a three-layered hierarchy for developing decommissioning
criteria to be used to evaluate the release of property after D&D. The first and second layers use
conservative models and parameters, and the third layer uses site-specific models and data to provide a
more accurate approximation of actual conditions. Four criteria will be calculated upon which to make
D&D decisions: 1) a surface contamination level for buildings and building materials (in dpm/100 cm 2),
2) volume contamination criteria for volume sources in buildings (in pCi/g), 3) soil contamination
criteria (in pCi/g), and 4) a total site inventory (in Ci).
These criteria require calculation of dose to members of the general population. The exposure
scenarios will have to include all exposure pathways that are credible under the proposed disposition. If
the site is part of a closely guarded government reservation, certain pathways may be eliminated, such as
the use of well water directly from the site and ingestion of significant quantities of fruits and vegetables
grown on the site. However, if the site will be released for unrestricted use, such scenarios should be
considered. The computer codes used for calculation of dose to the public from decommissioned
facilities will include the currently accepted exposure models and site-specific or maximum credible
parameters for exposure pathways.
10.2 DESIGN FEATURES FOR NEW FACILITIES
Design of the facility should allow easy D&D of equipment and materials. Details on designing
facilities for ease of decommissioning are found in DOE Order 6430.1A, General Design Criteria, and
are discussed in the following sections.
10.2.1 Building Materials
In general, the design features that aid in contamination control during operation also facilitate
decommissioning. The inclusion of all the building materials suggested in this section may be cost-
prohibitive, but they should be considered if the budget allows. Maintenance procedures that are used
during operation are also important in controlling the spread of contamination to clean areas and,
therefore, facilitate decommissioning, too.
Less permeable building materials are more easily decontaminated. Any concrete with uncoated
surfaces that comes in contact with uranium solutions or uranium-contaminated air will require surface
removal and disposal as radioactive waste at the end of its life. If there are cracks through which
contaminated solutions have penetrated, the entire structure may need to be disposed of as radioactive
waste.
Metal surfaces may also require decontamination. In general, the more highly polished the surface,
the easier it will be to decontaminate. If feasible, all stainless steel that will come into contact with
Section 167
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uranium should be electro-polished before being placed into service. If high-efficiency particulate air
(HEPA) filtration has failed at any time during facility operation, roofs may require decontamination.
Metal roofs are easiest to decontaminate, but even these may contribute to the volume of radioactive
waste unless unusual measures are taken to clean them. Built-up and composition roofs will be difficult
to clean to unrestricted release levels.
Interior surfaces are most easily cleaned if they were completely primed and painted before the
introduction of radioactive materials into the facility. If interior surfaces are repainted during operation,
their disposal as clean waste is likely to require removal of the paint. However, if the paint has
deteriorated, cleaning for unrestricted use may be as difficult as if the material had never been painted.
Wood will almost certainly become contaminated, as will plasterboard and other such materials.
Floor surfaces are likely to be a problem. Concrete should be well sealed and covered with a
protective surface. Single sheet, vinyl flooring with heat-sealed seams is preferable to asphalt or vinyl
tile because it is more easily cleaned. If the floor needs resurfacing, it is preferable to overlay new
flooring material rather than remove the old material and expose the underlying floor.
Carpets are not recommended because they are difficult to clean and survey and bulky to dispose of
and they do not adequately protect the underlying surface. In some areas, such as control rooms, their
use may be justified by noise control requirements; however, their contamination control limitations
should be considered. If used, carpets should be surveyed frequently and disposed of as radioactive
waste when they become contaminated.
10.2.2 Ventilation Systems
In addition to decommissioning considerations, the design of the ventilation system will depend on
the operations conducted in the facility. Adequate air flow for all operations and good design practices
will help keep the facility clean during operations and will facilitate decommissioning. Fiberglass duct
work may present a fire hazard and may be more difficult to decontaminate than stainless steel,
especially stainless steel that has been electro-polished. Welded joints are less likely to collect
contamination than bolted ones; however, bolted joints are easier to remove and the most contaminated
areas are readily accessible for cleaning.
Filters should be positioned in ventilation systems to minimize contamination of ductwork (e.g.,
filtration of glove-box exhaust air before it enters a duct leading to a plenum).
10.2.3 Piping Systems
Potentially contaminated piping systems imbedded in concrete are a common and relatively
expensive decommissioning problem. Most often, they must be sealed and removed last, after all other
radioactive material has been removed and the building is being demolished by conventional methods.
Often, they provide the major impetus for demolishing a building rather than converting it to some
non-nuclear use. For this reason, it is best to run pipes in chases or tunnels that have been lined (usually
with stainless steel) to prevent contamination from penetrating building surfaces. To minimize hand
jackhammer work required during decommissioning, floor drains should not be enclosed in concrete.
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10.2.4 Soil-Contamination Considerations
Depending on the activity levels found, locations where contaminated effluents have penetrated the
ground may require excavation during decommissioning. The facility design should minimize such
areas. Particular attention should be paid to storm runoff from roofs, storage areas, contaminated
equipment storage, and liquid waste treatment impoundments (including sanitary sewage systems if they
may receive some small amount of contamination during the life of the facility).
10.2.5 Other Features
Installed decontamination and materials-handling equipment that facilitates operation and
maintenance also generally facilitates decommissioning in two ways. First, it can be used for its
intended purposes of cleaning and moving equipment during the decommissioning phase. Even more
important, it usually contributes to a cleaner, better-maintained facility, where nonfunctional equipment
is moved out when it is no longer needed and work surfaces are kept free of spreadable contamination.
Other features discussed in DOE Order 6430.1A, General Design Criteria include the following:
a. minimizing service piping, conduits, and ductwork,
b. caulking or sealing all cracks, crevices, and joints,
c. using modular, separable confinements for radioactive or other hazardous materials to preclude
contamination of fixed portions of the structure,
d. using localized liquid transfer systems that avoid long runs of buried contaminated piping,
e. using equipment that precludes the accumulation of radioactive or other hazardous materials in
relatively inaccessible areas, including curves and turns in piping and ductwork,
f. using designs that ease cut-up, dismantling, removal, and packaging of contaminated equipment
from the facility,
g. using modular radiation shielding, in lieu of or in addition to monolithic shielding walls,
h. using lifting lugs on large tanks and equipment, and
i. using fully drainable piping systems that carry contaminated or potentially contaminated liquids.
10.3 DECONTAMINATION AND DECOMMISSIONING PROGRAM REQUIREMENTS
The basic requirements for a D&D program at a DOE facility are found in Section 5 of
DOE O 435.1, Radioactive Waste Management. Planning for facility decommissioning shall be initiated
during the design phase for new facilities and before termination of operations for existing operational
facilities. DOE O 435.1 divides the discussion of requirements into several time periods: pre-operational
and operational activities, post-operational activities, D&D activities, and post-decommissioning
activities. Requirements for each of these time periods and for quality assurance are presented in the
following sections.
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10.3.1 Pre-Operational and Operational Activities
Determination of the natural background levels of radiation and of the background and fallout
radionuclides is a critical step in decommissioning. These levels are best determined before the facility
becomes operational. These levels need to be determined so the incremental dose occurring from
material left onsite at the termination of operations can be assessed.
Section 169
The contamination control practices and records maintained during facility operation will also be
important. If paint is used in contamination fixation (seldom an optimum, but sometimes a necessary,
practice), it should be of a distinctive color and the location should be permanently recorded. Other
records are also helpful in planning and executing final decontamination for dismantling. Spills, pipe
and tank leaks, ventilation failures, burial of low-level radioactive or potentially radioactive materials
onsite, or other actions that might affect decommissioning shall become part of the permanent record of
the facility and be considered in decommissioning planning. Insights from workers who worked at the
facility during the operational phase can also provide useful information on past incidents.
10.3.2 Post-Operational Activities
DOE program organizations shall identify contaminated facilities under their jurisdiction, document
the potential for reuse and recovery of materials and equipment, and develop decommissioning
schedules. Before decommissioning activities begin, adequate surveillance and maintenance should be
performed for inactive facilities that allow them to: 1) meet applicable radiation protection, hazardous
chemical, and safety standards, 2) maintain physical safety and security standards, and 3) reduce
potential public and environmental hazards. Deactivation operations, such as removing all high-level
waste and stored hazardous materials, should be performed by the facility operator as part of the last
operational activities before entering into the decommissioning phase.
10.3.3 Decontamination and Decommissioning Activities
The following discussion of D&D activities is divided into four phases: site characterization,
environmental review process, general decommissioning planning, decommissioning project plan, and
decommissioning operations.
10.3.3.1 Site Characterization
Characterization data shall be collected to support a thorough physical, chemical, and radiological
characterization to fulfill the requirements of NEPA reviews, and the RCRA, CERCLA, and SARA
preliminary assessment/site investigations and detailed engineering. The facility characterization shall
include the following:
a. drawings, photographs, or other records reflecting the as-built and as-modified condition of the
facility and grounds,
b. the condition of all structures, existing protective barriers, and systems installed to ensure public,
occupational, and environmental safety,
c. the type, form, quantity, and location of hazardous chemical and radioactive material from past
operations at the site, and
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d. information on factors that could influence the selection of decommissioning alternatives (safe
storage, entombment, dismantling), such as potential future use, long-range site plans required
by DOE Order 4300.1C, Real Property Management (DOE 1994b), facility condition, and
potential health, safety, and environmental hazards.
One portion of the site-characterization process is a composite of several different types of surveys:
background, scoping (or preliminary site characterization), and detailed characterization, as defined by
Berger (1992). Guidance for conducting site characterizations as part of the remedial
investigations/feasibility studies (RI/FS) under CERCLA can be found in EPA/540/G-89/004, Guidance
for Conducting Remedial Investigations and Feasibility Studies Under CERCLA (EPA 1988b).
Section 170
The background survey information (i.e., direct radiation levels and concentrations of potential
radionuclide contaminants in construction materials and soils) may be performed as part of the
environmental baseline studies during pre-operational activities. Otherwise, background levels should be
determined at onsite or immediately offsite locations that are unaffected by operations.
The scoping or preliminary site characterization study should be performed to identify the potential
radionuclide contaminants at the site, the relative ratios of these nuclides, and the general extent of
contamination. The survey provides the basis for initial estimates of the required decommissioning
effort and a framework for planning the more detailed characterization study. A limited number of
measurements will be made at locations that are most likely to have contamination. Scoping or
preliminary site characterization surveys may be conducted during the post-operational phase.
The detailed characterization survey will more precisely define the extent and magnitude of
contamination. The resulting data will be used to assist in planning for the decontamination effort,
including decontamination techniques and health and safety considerations during decommissioning.
10.3.3.2 Environmental Review Process
Candidate decommissioning alternatives should be identified, assessed, and evaluated, and preferred
decommissioning alternatives should be selected based on the results of the environmental review. The
review should be performed according to the requirements of NEPA, RCRA, CERCLA, and SARA.
Depending on the operation, the environmental review may consist of an EA or an EIS (see
Section 10.2.1).
10.3.3.3 Decommissioning Planning
The first step in decommissioning planning is the development of a series of absolute criteria.
These will necessarily include such items as compliance with DOE Orders, EPA regulations, interagency
agreements, and other statutes. They may also include commitments to states, landowners, or others, or
provisions of the original EIS.
As these criteria are developed, other high-value criteria may also be established. These are likely
to include such considerations as maximizing the aesthetic and recreational value of the site, performing
decommissioning within allocated funds, lowest worker dose, lowest population dose, lowest cost,
lowest future surveillance commitment, and least effect in case of probable accidents. Depending on the
viability of the decommissioning action, the decision-making process that has been established, and the
level of public concern, notice of a scoping meeting may be published in the Federal Register and
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scoping meetings may be held. Similar actions may be taken to determine the applicable
decommissioning criteria and the alternatives to be considered.
Whether or not a formal scoping meeting and EIS are used, it will be necessary to define the D&D
options to be considered. Most of the analysis effort should be expended on those options that fulfill the
absolute criteria so they can be ranked relative to the other high-value criteria. General options would
typically include the following, which are taken from NUREG-0586, Final Generic Environmental
Impact Statement (GEIS) on Decommissioning of Nuclear Facilities (NRC 1988):
Section 171
a. Decontamination (DECON) - Decontamination is the alternative in which contaminated
equipment, structures, and portions of a facility are physically removed from the site or their
radioactive contaminants are removed by chemical or abrasive means. This alternative is the
preferred approach to decommissioning uranium-contaminated facilities.
b. Safe storage (SAFSTOR) - SAFSTOR is sometimes referred to as "deferred decommissioning,"
the alternative in which nuclear facilities are placed and maintained in such a condition that the
structure and contents can be safely stored and eventually decommissioned. In preparing a
facility for SAFSTOR, the structure is left intact, but all nuclear fuels, radioactive fluids, and
wastes are removed from the site. This alternative is generally considered when the following
conditions occur:
1. Low-level waste disposal capacity is inadequate to implement DECON.
2. An adjacent operating nuclear facility would be adversely affected if the DECON
alternative were implemented.
3. A positive benefit would be derived through a limited period of radioactive decay. A cost-
benefit analysis should be performed, comparing total cost and radiation exposure
resulting from DECON versus SAFSTOR. Then, a decision should be made whether any
additional costs incurred for the SAFSTOR alternative are justified by the dose savings.
Due to the long half-lives of uranium isotopes, radioactive decay is not a viable reason for
using the SAFSTOR D&D option.
c. Entombment (ENTOMB) - The entombment alternative involves removing all nuclear fuels,
radioactive fluids, and wastes from the site and encasing all structural and mechanical materials
and components not decontaminated to acceptable levels in a structurally long-lived material,
such as concrete. The entombed structure is maintained under appropriate continued
surveillance until the radioactivity decays to a level permitting unrestricted release of the facility.
The maximum allowable time in entombment should be less than 100 years. Due to the long
half-lives of uranium isotopes, entombment is not a viable option for decommissioning of
uranium-contaminated facilities.
d. The no-action alternative, as required by NEPA - In decommissioning, this is normally
considered the "walk away" option.
Conversion of a facility for alternate nuclear or other controlled use has sometimes been considered
a decommissioning mode; however, it is not truly decommissioned unless conversion involves removal
of all radioactive material. Final disposition, when it occurs at the end of the new use, should consider
the residual radioactivity onsite.
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10.3.3.4 Decommissioning Project Plan
DOE Order 4700.1, Project Management System, establishes the requirements by which all DOE
projects must be managed; Section 2, A.3.c, requires that a project management plan be developed for
major system acquisitions and major projects; Item 2.d of Attachment II-4 states that environment,
safety, and health technical requirements for project design and implementation should be included in the
work-plan section of the project management plan.
A decommissioning project plan should be prepared according to DOE Order 4700.1 and should
include the following:
a. physical, chemical, and radiological characterization data or references to such data (see Section
10.3.3.1),
Section 172
b. a summary evaluation of decommissioning alternatives for the facility, including the preferred
alternatives,
c. plans for meeting requirements from the environmental review process (NEPA, RCRA,
CERCLA, and SARA) (see Section 10.3.3.2),
d. radiological criteria to be used (see Section 10.1.3),
e. development of a health and safety plan for decommissioning,
f. projections of occupational exposure,
g. estimated quantities of radioactive waste to be generated, and
h. detailed administrative, cost-schedule, and management information.
If a contractor will be used to perform the D&D operations, the plan should include detailed technical
specifications for selecting a contractor.
Safety analysis reports (SARs) typically do not need to be written to cover D&D activities for those
facilities that are currently shut down or will be shut down in the near future (see DOE Order 5480.23,
Nuclear Safety Analysis Reports). Only a decommissioning plan would be required. The requirement
for a decommissioning plan will apply to a significant number of uranium-contaminated facilities
awaiting decommissioning. For new or operating facilities, provisions for D&D need to be included in
the new or updated SAR.
The site characterization survey should provide the necessary information on the type of facility or
land area to be decommissioned and the type and amount of residual radioactive material that must be
cleaned up. Other information to be considered in deciding the appropriate decommissioning alternative
includes the following:
a. the availability of a final disposal facility for the radioactive waste, hazardous waste, or mixed
waste,
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b. the intended use of the site and components (e.g., Will the site be released for unrestricted or
restricted use?),
c. the site characteristics (e.g., demography, accessibility, meteorology),
d. the CBA results, and
e. the resource considerations.
10.3.3.5 Decommissioning Operations
Decommissioning operations shall be conducted according to the approved decommissioning
project plan. Significant deviations from the decommissioning project plan should be approved by the
responsible field organization in consultation with the appropriate program office.
During decommissioning operations, remediation control surveys (Berger 1992) should be
conducted to guide the cleanup in the real-time mode. This will ensure that the decommissioning
workers, the public, and the environment are all adequately protected against exposures to radiation and
radioactive materials arising from the decommissioning activities.
The volume of waste and the associated cost of decommissioning the waste will be greatly reduced
if equipment can be cleaned up and disposed of as either non-radioactive waste or as non-TRU waste.
Numerous techniques have been developed for decontamination of equipment and materials. Established
techniques and the latest technology should be considered in minimizing the quantity of contaminated
equipment that requires disposal and the waste generated from the decontamination processes. These
techniques are described in Section 10.4.2.
In establishing a radiological control program for decommissioning operations, the scope of the
decommissioning effort should be identified. Factors to be considered in program development include:
a. the type of facility or land area to be cleaned up,
Section 173
b. the type and amount of radioactive contaminated material, hazardous waste, and mixed waste,
c. the radiological and hazardous material cleanup levels, and
d. the decommissioning methods being used.
The extent of the radiological control program will depend on the selected decommissioning
alternative. For the SAFSTOR alternative, the radiological control program would be minimal following
deactivation (i.e., surveillance activities) until the decontamination phase is initiated, at which time a full
radiological control program would be necessary. For the DECON alternative, a fully staffed
radiological control program would be needed from the start of decontamination. Typically, this
program would be similar to the program conducted during normal operations. Entombment is not a
viable alternative for decommissioning of uranium-contaminated facilities.
Also, the hazardous and radioactive contaminants present and the specific decontamination
techniques (e.g., mechanical methods, high-pressure water, abrasive cleaning, vibratory finishing,
ultrasonics, electro-polishing, decontamination foams, strippable decontamination coatings, and dry ice
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blasting) used by each alternative will affect the extent of the radiological control program. For
example, if an abrasive mechanical technique for decontaminating equipment (where airborne
concentrations may be a concern) is chosen over just scrapping the equipment as waste, obviously the
radiological control program will need to be more sophisticated.
10.3.4 Post-Decommissioning Activities
A final radiological and chemical survey report (or an independent verification survey report) and a
project final report should be prepared. The final report should include a description of the project, the
final status of the property, and the lessons learned from the project.
As defined in Berger (Berger 1992), confirmatory surveys may be performed by the regulatory
agency to confirm the adequacy of the contractor’s final radiological and chemical survey report. A
confirmatory survey typically addresses from 1% to 10% of the site.
The responsible program organization should ensure any necessary long-term maintenance and
surveillance or other safety controls are provided for the decommissioned property. The
decommissioned property may be released from DOE ownership according to the requirements of DOE
Order 4300.1C, Real Property Management, if the responsible program organization, in consultation with
the Office of the Assistant Secretary for Environment, Safety, and Health (EH-1), certifies that the
property meets applicable release criteria for residual radioactivity and hazardous chemicals. If
appropriate release criteria are not met, the property may be reused for other program activities that may
or may not involve radioactive or hazardous materials, provided adequate safety controls are maintained
(see Section 5, 3.d.(5), of DOE Order 5820.2A).
10.3.5 Quality Assurance
Decommissioning activities shall be conducted according to the applicable requirements of the
ANSI/ASME NQA-1, Quality Assurance Program Requirements for Nuclear Facilities (ANSI 1989) and
other appropriate national consensus standards (e.g., EPA guidance documents in the EPA QA/R and
EPA QA/G series should be used in the design of environmental monitoring programs). The quality
assurance program for D&D activities should follow the guidelines in DOE Order 414.1, Quality
Assurance.
Section 174
10.4 DECONTAMINATION AND DECOMMISSIONING EXPERIENCE
Discussions of D&D activities at several uranium facilities can be found in (Adkisson 1987) and
(Wynveen et al. 1982). D&D activities took place in several types of uranium facilities including an
enriched uranium fuel fabrication plant, a mixed oxide (Pu/U) fuel fabrication and development plant, a
research and development laboratory, and a depleted uranium manufacturing plant. Equipment
decontaminated, dismantled, or removed included glove boxes, fume hoods, laboratory equipment,
piping, ventilation ducts, uranium and thorium sediments from a settling lagoon, and soil from a small
shallow burial area. Decontamination techniques included wiping with a damp cloth, strippable paint,
acid wash, and removal of soil and sediments. Some lessons learned from these D&D operations
included the following:
a. Waste management planning should begin early in the D&D planning stages and account for the
possibility there may be more stringent regulations for shipping hazardous or radioactive wastes
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than disposing of it. Any waste package designs need to be reviewed to ensure compliance with
all applicable waste management requirements.
b. Temporary contamination enclosures are effective in controlling contamination during size
reduction of large equipment such as glove boxes. Any loose contamination on the equipment
should be fixed prior to placing it in the enclosure.
1. Criticality safety issues should be considered regarding the geometry of any waste
material containing fissile material.
2. D&D operations must be prepared for changes in regulatory criteria and implementation
of these new criteria.
3. During decommissioning operations, personnel need to recognize the possibility of
encountering elevated levels of contamination in unexpected locations such as the
excavations for concrete structures or under existing roofing or flooring (Bernhardt et al.,
1989).
4. Bernhardt et al. (1989) stressed the importance of establishing and documenting criteria
for implementing regulations. For example, in meeting surface contamination guidelines,
it is important to establish the acceptable detection efficiency of the detector and areas for
averaging measurements.
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Acute Effects of Radiation. NUREG-1391. U.S. Nuclear Regulatory Commission. Washington, D.C.
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and Uranium Output in Uranium Workers and Unexposed Controls." Health Physics 67(2):122-130.
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(Miller et al., 1993) Miller, G., W. C. Inkret, and H. F. Martz. 1993. "Bayesian Detection Analysis for
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(Moe, 1988) Moe, H. J., and E. J. Vallario. 1988. Operational Health Physics Training. ANL-88-26.
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(NCRP, 1971) National Council on Radiation Protection and Measurements. 1971. Protection Against
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(NCRP, 1980) National Council on Radiation Protection and Measurements. 1980. Management of
Persons Accidentally Contaminated with Radionuclides. NCRP Report No. 65. Bethesda, Maryland.
(NCRP, 1987a) National Council on Radiation Protection and Measurements. 1987. Recommendations
on Limits for Exposure to Ionizing Radiation. NCRP Report No. 91. Bethesda, Maryland.
(NCRP, 1987b) National Council on Radiation Protection and Measurements. 1987. Use of Bioassay
Procedures for Assessment of Internal Radionuclide Deposition. NCRP Report No. 87. Bethesda,
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(NEPA, 1979) National Environmental Policy Act. 1979. 42 USC 4321 et seq. (January 1, 1970).
(NRC, 1981) U.S. Nuclear Regulatory Commission, Office of Nuclear Reactor Regulation, Division of
Systems Integration. 1981. Radiation Protection Plans for Nuclear Power Reactor Licensees. NUREG-
0761. Washington, D.C.
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(NRC, 1994) Broadhead, B. L., C. M. Hopper, R. L. Childs and J. S. Tang. 1994. An Updated Nuclear
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(Paxton et. al., 1986) Paxton, H. C., N. L. Provost. 1986. Critical Dimensions of Systems Containing
U-235, Pu-239, and U-233. LA-10860-MS. Los Alamos Scientific Laboratory, Los Alamos, New
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(Petersen and Langham, 1966) Petersen, D. F., and W. H. Langham. 1966. "Neutron Activation of
Sulfur in Hair: Application in a Nuclear Accident Dosimetry Study." Health Physics 12:381-384.
(Plato, 1979) Plato, P., "Absorbed Bose Rate Produced by Natural Uranium as a Function of Depth in
Tissue," The International Journal of Applied Radiation and Isotopes, 30, 1979, pp. 109-113.
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Stoetzel. 1988. Health Physics Manual of Good Practices for Reducing Radiation Exposure to Levels
that are as Low as Reasonably Achievable. PNL-6577. Pacific Northwest Laboratory, Richland,
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(PNL 1988b) Brackenbush, L. W., K. R. Heid, W. N. Herrington, J. L. Kenoyer, L. F. Munson, L. H.
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(Priest et al. 1982) Priest, N.D., G.R. Howells, D. Green, J.W. Haines. 1982. Uranium in Bone:
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(SEN, 1991) Secretary of Energy Notice. 1991. Nuclear Safety Policy. SEN 35-91. U.S. Department
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57(3):439-448.
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Internal Dosimetry (Cindy Version 1.2). PNL-7493, Pt. 1, Rev. 1. Pacific Northwest Laboratory,
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Dosimetry at Hanford. PNL-6866, Rev. 1. Pacific Northwest Laboratory, Richland, Washington.
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(USC, 1980) United States Code. 1980. The Comprehensive Environmental Response, Compensation,
and Liability Act (CERCLA) of 1980. 42 USC 9615 et seq.
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Section 186
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Martz, 0. E., Rich, B. L., Johnson, L. O., "A Portable Beta Spectrometer for Tissue Dose Measurement,"
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APPENDIX A
GLOSSARY
abnormal situation: Unplanned event or condition that adversely affects, potentially affects, or
indicates degradation in the safety, security, environmental or health protection performance or operation
of a facility. (RCM)
absorbed dose: The energy absorbed by matter from ionizing radiation per unit mass of irradiated
material at the place of interest in that material. The absorbed dose is expressed in units of rad (or gray)
(1 rad = 0.01 gray). (10 CFR 835)
Section 187
activity median aerodynamic diameter: The diameter of a sphere having a density of 1 g cm-3 with the
same terminal settling velocity in air as that of the aerosol particle whose activity is the median for the
entire aerosol. (Internal Dosimetry IG)
air sampling: A form of air monitoring in which an air sample is collected and analyzed at a later time,
sometimes referred to as retrospective air monitoring.
air monitoring: Actions to detect and quantify airborne radiological conditions by the collection of an
air sample and the subsequent analysis either in real-time or in off-line laboratory analysis of the amount
and type of radioactive material present in the workplace atmosphere. (Internal Dosimetry IG)
airborne radioactive material: Radioactive material in any chemical or physical form that is dissolved,
mixed, suspended, or otherwise entrained in air.
airborne radioactivity area: Any area where the measured concentration of airborne radioactivity,
above natural background, exceeds or is likely to exceed 10% of the derived air concentration (DAC)
values listed in Appendix A or Appendix C of 10 CFR 835. (10 CFR 835)
alarm set point: The count rate at which a continuous air monitor will alarm, usually set to correspond
to a specific airborne radioactive material concentration by calculating the sample medium buildup rate.
ambient air: The general air in the area of interest (e.g., the general room atmosphere) as distinct from a
specific stream or volume of air that may have different properties.
annual limit on intake (ALI): The derived limit for the amount of radioactive material taken into the
body of an adult worker by inhalation or ingestion in a year. ALI is the smaller value of intake of a given
radionuclide in a year by the reference man (ICRP Publication 23) that would result in a committed
effective dose equivalent of 5 rem (0.05 sievert) or a committed dose equivalent of 50 rem (0.5 sievert) to
any individual organ or tissue. ALI values for intake by ingestion and inhalation of selected
radionuclides are based on Table 1 of the U.S. Environmental Protection Agency’s Federal Guidance
Report No. 11, Limiting Values of Radionuclide Intake and Air Concentration and Dose Conversion
Factors for Inhalation, Submersion, and Ingestion, published September 1988. (10 CFR 835)
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as low as reasonably achievable (ALARA): The approach to radiation protection to manage and
control exposures (both individual and collective) to the work force and to the general public to as low as
is reasonable, taking into account social, technical, economic, practical, and public policy considerations.
ALARA is not a dose limit but a process which has the objective of attaining doses as far below the
applicable limits of 10 CFR 835 as is reasonably achievable. (10 CFR 835)
bioassay: The determination of kinds, quantities, or concentrations, and, in some cases, locations of
radioactive material in the human body, whether by direct measurement or by analysis, and evaluation of
radioactive materials excreted or removed from the human body. (10 CFR 835)
breathing zone air monitoring: Actions conducted to detect and quantify the radiological conditions of
air from the general volume of air breathed by the worker, usually at a height of 1 to 2 meters. See
personal air monitoring. (Workplace Air Monitoring IG)
Section 188
contamination area: Any area where contamination levels are greater than the values specified in
Appendix D of 10 CFR 835, but less than or equal to 100 times those levels. (10 CFR 835)
continuous air monitor (CAM): An instrument that continuously samples and measures the levels of
airborne radioactive materials on a "real-time" basis and has alarm capabilities at preset levels. (10 CFR
835)
contractor: Any entity under contract with the Department of Energy that is responsible for performing
activities at a DOE site or facility. (10 CFR 835)
decontamination: The process of removing radioactive contamination and materials from personnel,
equipment, or areas. (RCM)
Department of Energy operations: Those activities funded by DOE for which DOE has enforcement
authority over environmental, safety, and health protection requirements. (DOE Order 5484.1)
Department of Energy site: Either a tract owned by DOE or a tract leased or otherwise made available
to the Federal Government under terms that afford to the Department of Energy rights of access and
control substantially equal to those that the Department of Energy would possess if it were the holder of
the fee (or pertinent interest therein) as agent of and on behalf of the Government. One or more DOE
operations/program activities are carried out within the boundaries of the described tract. (DOE Order
5484.1)
derived air concentration (DAC): For the radionuclides listed in Appendix A of 10 CFR 835, the
airborne concentration that equals the ALI divided by the volume of air breathed by an average worker
for a working year of 2000 hours (assuming a breathing volume of 2400 m3). For the radionuclides
listed in Appendix C of this part, the air immersion DACs were calculated for a continuous, nonshielded
exposure via immersion in a semi-infinite atmospheric cloud. The value is based upon the DAC found in
Table 1 of the U.S. Environmental Protection Agency’s Federal Guidance Report No. 11, Limiting
Values of Radionuclide Intake and Air Concentration and Dose Conversion Factors for Inhalation,
Submersion, and Ingestion, published September 1988. (10 CFR 835)
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detector: A device or component that produces a measurable response to ionizing radiation. (Portable
Instrument Calibration IG)
DOELAP: The Department of Energy Laboratory Accreditation Program for personnel dosimetry under
DOE 5480.15. (RCM)
dose: The amount of energy deposited in body tissue due to radiation exposure. (RCM)
exposure: The general condition of being subjected to ionizing radiation, such as by exposure to
ionizing radiation from external sources or to ionizing radiation sources inside the body. In this
document, exposure does not refer to the radiological physics concept of charge liberated per unit mass
of air. (Internal Dosimetry IG)
fixed contamination: Any area with detectable removable contamination less than the removable
contamination values of Appendix D of 10 CFR 835 and fixed contamination at levels that exceed the
total contamination values of Appendix D of 10 CFR 835. (Posting and Labeling IG)
fixed-location sampler: An air sampler located at a fixed location in the workplace.
grab sampling: A single sample removed from the workplace air over a short time interval, typically
less than 1 hour.
Section 189
high contamination area: Any area where contamination levels are greater than 100 times the values
specified in Appendix D of 10 CFR 835. (10 CFR 835)
high-efficiency particulate air (HEPA) filter: Throwaway extended pleated medium dry-type filter
with 1) a rigid casing enclosing the full depth of the pleats, 2) a minimum particle removal efficiency of
99.97% for thermally generated monodisperse di-octyl phlalate smoke particles with a diameter of
0.3 µm, and 3) a maximum pressure drop of 1.0-in. w.g. when clean and operated at its rated airflow
capacity. (RCM)
high radiation area: Any area, accessible to individuals, in which radiation levels could result in an
individual receiving a deep dose equivalent in excess of 0.1 rem (0.001 sievert) in 1 hour at 30 cm
from the radiation source or from any surface that the radiation penetrates. (10 CFR 835)
intake: The amount of radionuclide taken into the body by inhalation, absorption through intact skin,
injection, ingestion, or through wounds. Depending on the radionuclide involved, intakes may be
reported in units of mass (e.g., µg, mg) or activity (e.g., µCi, Bq). (Internal Dosimetry IG)
minimum detectable amount/activity (MDA): The smallest amount/activity of a radionuclide in a
sample that will yield a result above the decision level with a probability of non-detection (Type II
error) while accepting an probability of erroneously detecting that radionuclide in an appropriate blank
sample (Type I error). The MDA is computed using the same value of as used for the DL.
Measurement results are compared to the DL, not the MDA; the MDA is used to determine whether a
program has adequate detection capability. (Internal Dosimetry IG)
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occupational exposure: An individual’s exposure to ionizing radiation (external and internal) as a result
of that individual’s work assignment. Occupational exposure does not include planned special exposures,
exposure received as a medical patient, background radiation, or voluntary participation in medical
research programs. (10 CFR 835)
personal air monitoring: The monitoring of air for radioactive particles in the immediate vicinity of an
individual radiation worker’s nose and mouth, usually by a portable sampling pump and collection tube
(such as a lapel sampler) worn on the body. Personal air monitoring is a special case of breathing zone
air monitoring. (Workplace Air Monitoring IG)
portable air sampler: An air sampler designed to be moved from area to area.
radiation area: Any area accessible to individuals in which radiation levels could result in an individual
receiving a deep dose equivalent in excess of 0.005 rem (0.05 millisievert) in 1 hour at 30 cm from the
source or from any surface that the radiation penetrates. (10 CFR 835)
radiation-generating device (RDG): The collective term for devices which produce ionizing radiation,
sealed sources which emit ionizing radiation, small particle accelerators used for single purpose
applications which produce ionizing radiation (e.g., radiography), and electron-generating devices that
produce x-rays incidentally. (Radiation-Generating Devices IG)
radioactive material: For the purposes of the Radiological Control Manual, radioactive material
includes any material, equipment or system component determined to be contaminated or suspected of
being contaminated. Radioactive material also includes activated material, sealed and unsealed sources,
and material that emits radiation. (RCM)
Section 190
radioactive material area: An area where radioactive material is used, handled, or stored. (Posting and
Labeling IG)
radiological area: Any area within a controlled area which must be posted as a "radiation area," "high
radiation area," "very high radiation area," "contamination area," "high contamination area," or "airborne
radioactivity area" in accordance with 10 CFR 835.6093. (10 CFR 835)
radiological worker: A general employee whose job assignment involves operation of radiation-
producing devices or working with radioactive materials, or who is likely to be routinely occupationally
exposed above 0.1 rem (0.001 sievert) per year total effective dose equivalent. (10 CFR 835)
radiological work permit (RWP): The permit that identifies radiological conditions, establishes
worker protection and monitoring requirements, and contains specific approvals for radiological work
activities. The Radiological Work Permit serves as an administrative process for planning and
controlling radiological work and informing the worker of the radiological conditions. (RCM)
radiological protection organization: A contractor organization responsible for radiation protection
activities within contractor facilities. This organization is independent of the line organizational element
responsible for production, operation, or research activities and should report to the contractor senior site
executive. (Sealed Source IG)
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real-time air monitoring: Collection and real-time analysis of the workplace atmosphere using
continuous air monitors (CAMs).
refresher training: The training scheduled on the alternate year when full retraining is not completed
for Radiological Worker I and Radiological Worker II personnel. (RCM)
removable contamination: Radioactive material that can be removed from surfaces by nondestructive
means, such as casual contact, wiping, brushing, or washing. (RCM)
representative air sampling: The sampling of airborne radioactive material in a manner such that the
sample collected closely approximates both the amount of activity and the physical and chemical
properties (e.g., particle size and solubility) of the aerosol to which the workers may be exposed.
source-specific air sampling: Collection of an air sample near an actual or likely release point in a
work area using fixed-location samplers or portable air samplers.
survey: An evaluation of the radiological conditions and potential hazards incident to the production,
use, transfer, release, disposal, or presence of radioactive material or other sources of radiation. When
appropriate, such an evaluation includes a physical survey of the location of radioactive material and
measurements or calculations of levels of radiation, or concentrations or quantities of radioactive
material present. (10 CFR 835)
very high radiation area: Any area accessible to individuals in which radiation levels could result in an
individual receiving an absorbed dose in excess of 500 rad (5 gray) in 1 hour at 1 meter from a radiation
source or from any surface that the radiation penetrates. (10 CFR 835)
workplace monitoring: The measurement of radioactive material and/or direct radiation levels in areas
that could be routinely occupied by workers.
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APPENDIX B
SITING OF URANIUM FACILITIES
It is the policy of the DOE that the general public be protected such that no individual bears
significant additional risk to health and safety from the operation of a DOE nuclear facility above the
risks to which members of the general population are normally exposed (SEN 1991). The DOE has
adopted two quantitative safety goals to limit the risks of fatalities associated with its nuclear operations:
• The risk to an average individual in the vicinity of a DOE nuclear facility for prompt fatalities
that might result from accidents should not exceed 0.1% of the sum of prompt fatalities
resulting from other accidents to which members of the population are generally exposed. For
evaluation purposes, individuals are assumed to be located within 1 mile of the site boundary.
• The risk to the population in the area of a DOE nuclear facility for cancer fatalities that might
result from operations should not exceed 0.1% of the sum of all cancer fatality risks resulting
from all other causes. For evaluation purposes, individuals are assumed to be located within 10
miles of the site boundary.
Siting of a uranium facility is a significant factor in ensuring that the goals established by the DOE
are met. Technical, political, economic, and other factors also influence the selection of a site for a
uranium facility. For the health physicist involved in the site-selection process, the paramount factor is
the ability to ensure the protection of site workers and the public from undue risks of radiation. Stringent
isolation and control of uranium are required to ensure that radiation doses to the public are maintained
ALARA and that the goals given above are met.
The siting of a uranium facility may significantly impact the design, operation, and procedural
requirements of the facility as they relate to the radiation protection of workers and the public. The
natural characteristics of the site must be considered to ensure that the facility is designed to provide
adequate radiation protection during all postulated accidents. The proximity of the facility to other
operations and their potential interactions during normal operation and accident situations influence
radiation protection and emergency response requirements.
Facilities that handle and process uranium should be designed, constructed, and specially equipped
for work with radioactive materials. Such facilities should be located so that normal operations and
postulated abnormal situations neither adversely affect other plant personnel and adjacent buildings nor
impose an undue risk to the health and safety of the public.
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This section first discusses the applicable standards that define the requirements for siting DOE
facilities. Then, six of the factors to be considered during the site selection process are addressed, as
follows:
• natural site characteristics,
• transportation,
• utilities,
• other facilities and operations,
• security and safeguards, and
• environmental, safety, and health aspects.
B.1 APPLICABLE STANDARDS
Section 192
The general requirements for the siting of DOE facilities are covered in Division 1 of DOE Order
6430.1A, General Design Criteria; DOE Order 4320.1B, Site Development Planning (DOE 1992c); and
DOE Order 4330.2D, In-House Energy Management (DOE 1992d). Additional guidance is provided in
DOE/AD/06212-1, Site Development Planning Handbook (DOE 1981) and the following DOE Orders:
• DOE O 451.1, National Environmental Policy Act Compliance Program ,
• DOE Order 5480.23, Nuclear Safety Analysis Reports,
• DOE Order 5820.2A, Radioactive Waste Management, and
• DOE Order 4330.4B, Maintenance Management Program (DOE 1994d).
DOE Order 4300.1C, Real Property Management (DOE, 1994c), specifies the responsibilities
and authorities for acquiring property and the evaluations and justifications required, and outlines the
methods used for site selection and the specific directors and departments involved. DOE
Order 4320.1B, Site Development Planning states that all sites shall have in place a process to plan for
and develop real property holdings to support the missions of the site. This process shall result in the
preparation of a Technical Site Information document and a Site Development Plan. These documents
are necessary to ensure the future effective and economical development and utilization of DOE
facilities. These documents must be consistent with relevant programmatic National Environmental
Protection Act (NEPA) documentation. General guidance is provided for the development of criteria for
the selection of appropriate sites and facilities to ensure that there is a thorough understanding of
program goals, spatial needs, and the potential for existing facilities to meet these needs through sound
planning and rational organization. Information with backup documentation on the following topics must
be included:
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� proposed uses of the real property,
� air, surface, and subsurface rights required,
� estimated period of need,
� amount of real property required, including, as appropriate, interim requirements based on the latest
available General Services Administration (GSA) guidelines,
� physical characteristics,
� access and transportation requirements,
� availability of funds,
� environmental impacts,
� security considerations,
� utilities required,
� required proximity to other Government or commercial facilities,
� availability of skilled labor,
� demographic considerations based on proposed use (e.g., public safety and sensitivity of programs),
and
� decommissioning and decontamination requirements at project completion.
Additional guidance on siting of facilities is found in the following documents: LA-10294-MS,
Guide to Radiological Accident Consideration for Siting and Design of DOE Nonreactor Nuclear
Facilities (Elder et al., 1986); DOE/TIC-11603, Rev. 1, Nonreactor Nuclear Facilities: Standards and
Criteria Guide (Brynda et al., 1986); and BNWL-1697, Rev. 1, Considerations in the Assessment of the
Consequences of Effluents from Mixed Oxide Fuel Fabrication Plants (Selby et al., 1975).
LA-10294-MS provides the experienced safety analyst with accident analysis guidance that can be used
in the calculations for siting and design of a nuclear facility. DOE/TIC-11603 provides DOE field
offices and contractors with a standard source document pertaining to the design of a new nuclear
facility, modification of an existing facility, and safe operation and decommissioning of all nuclear
facilities. BNWL-1697, Rev. 1, provides a base for the development of siting criteria and safety analyses
for mixed-oxide fuel-fabrication facilities.
Section 193
A new site should be selected only after careful and thorough analysis and review to ensure 1) that
the selection of the site meets program requirements, while considering economic, engineering, and site
planning factors and 2) that suitable existing DOE-owned property is not available. Selecting a site
involves several steps, beginning with a site-selection survey. Potential sites are examined and reduced
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* proposed uses of the real property,
¢ air, surface, and subsurface rights required,
¢ — estimated period of need,
* amount of real property required, including, as appropriate, interim requirements based on the latest
available General Services Administration (GSA) guidelines,
e — physical characteristics,
* access and transportation requirements,
¢ — availability of funds,
* — environmental impacts,
¢ security considerations,
e — utilities required,
e — required proximity to other Government or commercial facilities,
* — availability of skilled labor,
e — demographic considerations based on proposed use (e.g., public safety and sensitivity of programs),
and
¢ — decommissioning and decontamination requirements at project completion.
Additional guidance on siting of facilities is found in the following documents: LA-10294-MS,
Guide to Radiological Accident Consideration for Siting and Design of DOE Nonreactor Nuclear
Facilities (Elder et al., 1986); DOE/TIC-11603, Rev. 1, Nonreactor Nuclear Facilities: Standards and
Criteria Guide (Brynda et al., 1986); and BNWL-1697, Rev. 1, Considerations in the Assessment of the
Consequences of Effluents from Mixed Oxide Fuel Fabrication Plants (Selby et al., 1975).
LA-10294-MS provides the experienced safety analyst with accident analysis guidance that can be used
in the calculations for siting and design of anuclear facility. DOE/TIC-11603 provides DOE field
offices and contractors with a standard source document pertaining to the design of anew nuclear
facility, modification of an existing facility, and safe operation and decommissioning of all nuclear
facilities. BNWL-1697, Rev. 1, provides a base for the development of siting criteria and safety analyses
for mixed-oxide fuel-fabrication facilities.
A new site should be selected only after careful and thorough analysis and review to ensure 1) that
the selection of the site meets program requirements, while considering economic, engineering, and site
planning factors and 2) that suitable existing DOE-owned property is not available. Selecting asite
involves several steps, beginning with a site-selection survey. Potential sites are examined and reduced
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to a small group of sites through a preliminary survey of maps. The remaining few sites are carefully
analyzed by a site-election committee using the guidance provided in the Site Development Planning
Handbook, DOE/AD/06212-1. After the survey is complete, a report is prepared.
Section 194
The report should contain general information about the site: site history; regional overview; state,
city, and/or county planning information; and coastal zone management information. The existing
conditions, such as current mission functions, population, maps, and information on existing land use
should be discussed. Discussions on facility use, utility systems, circulation, meteorology, flood plains,
soil conditions, geologic faults, wetlands, endangered species, safety and security, and an analysis of
existing problems should be included. A planning analysis, presenting the long-range projections of
mission, programs, population, and projection methods used should be performed. A long-range plan and
a plan that defines the potential capabilities of the site may also be a part of this report.
As required by the Intergovernmental Cooperation Act of 1968, regional, state, and local
governmental authorities should be included in the planning and selection process as early as possible
and as completely as permitted by the program mission.
B.2 NATURAL SITE CHARACTERISTICS
Accurate geological, hydrological, and meteorological data must be obtained in the preliminary
stages of site selection and development. This information is needed for preliminary safety analysis
reports (PSARs), environmental assessments (EAs), environmental impact statements (EISs), and system
design descriptions (SDDs). Natural phenomena that should be considered in site selection and facility
design are earthquakes, lightning, tornados, hurricanes, flooding, water supply, volcanic activity, snow
and ice loading, and any other natural attribute of the site that may affect the performance of its mission.
Criteria for earthquake, wind, and flood design protection are given in UCRL-15910, Design and
Evaluation Guidelines for Department of Energy Facilities Subjected to Natural Phenomena Hazards
(LLNL 1989).
B.2.1 Meteorology
The wind patterns (speed, direction, frequency, duration, and stability) at a site must be tabulated.
These data are needed to estimate radiation doses to populations from possible releases of radioactive
material. The data should also include frequency and intensity of rainfall, snow and ice storms,
thunderstorms, and lightning strikes, and other events that may affect a facility’s power supplies and
ventilation or other safety features.
Nuclear facilities must be built to withstand design-basis tornados, unless it can be demonstrated
that such events are not likely to occur. Complete histories of the magnitude and frequencies of such
events in the region of the site should be compiled and evaluated to ensure that the location and design of
each facility provides for the health and safety of the public.
B.2.2 Hydrology
Precautions should be taken to avoid flood damage, erosion, and water pollution. The flow of
streams, rivers, and reservoirs should be documented, and the maximum precipitation and water levels
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that might adversely affect plant safety or the storage of radioactive waste should be determined. The
design-basis 100-year flood may need to be considered in the site selection and facility design to ensure
flood protection. These data can be obtained from the National Oceanic and Atmospheric Administration
(NOAA).
Section 195
The effects of seismically induced dam failures on the upper limit of flood controls at the site should
also be considered. The U.S. Geological Survey (USGS) can supply data on runoff, water distribution,
and the worst probable flood. Additional guidance can be obtained from Presidential Executive Order
11296 (1966), "Evaluation of Flood Hazard in Locating Federally Owned or Financed Buildings, Roads,
and Other Facilities."
Finally, the population groups must be identified who use water that could be contaminated by plant
effluents under both accident and normal conditions. The evaluation of water use should include potable
water supplies (both surface and subsurface), crop irrigation supplies, and recreational uses.
B.2.3 Geology and Seismology
DOE Order 6430.1A, General Design Criteria states that careful consideration shall be given to
seismic characteristics of a site during site-development planning. Geologic and seismic data for the site
of the proposed uranium facilities should be gathered. Earthquake data and maps can be obtained from
the USGS. The geologic conditions that underlie all structures, dams, dikes, and pipelines should be
examined for the possibility of earth movement that could damage the facilities. Natural conditions
should be considered, such as caverns or potential landslide areas, and man-made conditions caused by
mining or the withdrawal or addition of subsurface fluids. The design of the facilities may need to
comply with the criteria for a design-basis earthquake. The location of fault lines, frequency and
intensity of earthquakes, location of epicenter, and other seismic data should be obtained and analyzed.
If the maximum ground acceleration could exceed 0.1 gravity at the foundation of the plants, special
precautions may be necessary. The effects of tectonic structures and active faults that could produce a
major earthquake with an epicenter within 200 miles (322 km) of the plant should be estimated. The
possible effects of earthquakes from any fault more than 1000 ft (305 m) long within 5 miles (8 km) of
the plant should be considered in the plant design.
The potential for volcanic activity that could affect the facility should be determined. The potential
effects of ashfall on power supplies and safety systems should be evaluated.
The liquefaction potential of the soil and material under the site and the stability of hillside slopes
that could affect the plant should be analyzed. The stability and load-bearing characteristics of the soil at
the site should also be determined.
B.3 TRANSPORTATION
All nuclear facilities should be isolated from highly populated areas. However, the facility should
also have reasonable access to major transportation networks. Because uranium facilities will typically
require shipment of uranium to and from the site, access to rail systems or interstate highway networks
will be required.
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Because many state governments have the authority to designate traffic routes for shipment of
radioactive material, close coordination with state and local agencies is necessary.
B.4 UTILITIES
Availability of electrical utilities, potable water, and raw water should be considered in the siting of
a uranium facility.
B.5 OTHER FACILITIES AND OPERATIONS
Section 196
In the siting of uranium facilities, the projected effects from nearby industrial, transportation, and
military installations and operations should be considered. Potential adverse effects and their impacts on
the safe operation of the facility should be evaluated. Examples of potential hazards include the release
of toxic chemical fumes, flammable gas clouds, and radioactive materials; aircraft crashes; and missiles
from explosions.
B.6 SECURITY AND SAFEGUARDS
The selection of a site for uranium facilities must consider provisions for securing and safeguarding
the facilities. Special conditions for restricting and controlling access will be required. DOE
Order 5632.1C, Protection and Control of Safeguards and Security Interests (DOE 1994e), provides
specific responsibilities and authorities in this area.
B.7 ENVIRONMENTAL, SAFETY, AND HEALTH CONSIDERATIONS
Uranium facilities should be located where they will not have a significant adverse environmental
impact and where their construction and operation will comply with the provisions of DOE Order
6430.1A, General Design Criteria; DOE O 440.1, Worker Protection Management for DOE Federal and
Contractor Employees; and DOE O 451.1, National Environmental Policy Act Compliance Program; the
Council on Environmental Quality Regulations, 40 CFR 1500 through 1508 (CEQ 1992) and CFR 1986a
through 1986i; and NEPA Implementing Procedures, 10 CFR 1021 (EPA 1992d) (57 Federal Register
15122, effective 5/26/92). These sources provide guidance for the preparation and contents of NEPA
documents such as Notice of Intent (NOI), EIS, Record of Decision (ROD), EA, or Finding of No
Significant Impact (FONSI).
Facilities that may emit airborne effluents should be located where favorable wind distributions will
minimize the levels of contaminants at site boundaries and in nearby populated areas. Consideration of
prevailing meteorological conditions and implementation of design limitations could prevent serious
offsite consequences of any accidental loss of radiation control at the facilities. DOE Order 5400.5,
Radiation Protection of the Public and the Environment provides additional guidance.
The disposal, storage, or transport of radioactive waste, radioactive mixed waste, and hazardous
waste require careful attention to Federal, state, regional, and local regulations. DOE Order 5820.2A,
Radioactive Waste Management, establishes policies, guidelines, and minimum requirements for
managing radioactive and mixed waste and contaminated facilities.
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In the siting of any nuclear facility, emphasis must be placed on minimizing the environmental
impact and radiation doses to the public. The maximum annual effective dose equivalent from all
exposure modes permitted by DOE for any member of the public from all routine DOE operations shall
not exceed 100 mrem/y (1 mSv) (DOE Order 5400.5, Radiation Protection of the Public and the
Environment). The DOE has established dose equivalent limits to members of the public of 10 mrem/y
(0.1 mSv) from airborne emissions only for all DOE sources of radionuclides including 220Rn, 222Rn, and
their respective decay products. The DOE has also established an effective dose equivalent limit for the
drinking water pathway--4 mrem/y (0.4 mSv/y)--which is equivalent to that provided by the public
drinking water standards of 40 CFR 141, National Interim Primary Drinking Water Regulations (EPA
1992c). DOE Order 5400.5 also states that combined 226Ra and 228Ra shall not exceed 5 x 10-9 µCi/mL
and gross alpha activity (including 226Ra but excluding radon and uranium) shall not exceed
1.5 x 10-8 µCi/mL. In addition, the DOE has adopted the ALARA process in planning and carrying out
all DOE activities.
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CONCLUDING MATERIAL
Review Activity: Preparing Activity:
DOE Field Offices DOE-EH-52
DP AL Peter V. O’Connell, CHP, 301 903 5641
EH ID Project Number:
EM SR SAFT-0072
NE Fernald
SC
National Laboratories
BNL
LLNL
LANL
PNL
Sandia
Area Offices
Amarillo Area Office
Kirtland Area Office
Princeton Area Office
Rocky Flats Area Office