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DOE-STD-1090-2007 Chg Notice 1, Hoisting and Rigging

Functional areas: Hoisting and Rigging

The U.S. Department of Energy (DOE) Hoisting and Rigging Standard is intended to be used by supervisors, line managers, safety personnel, equipment operators, and any other personnel responsible for safety of hoisting and rigging operations at DOE sites. The standard quotes verbatim or paraphrases (with minor editorial changes for consistency) the requirements of the U.S. Occupational Safety and Health Administration (OSHA) and the therein referenced standards of the American National Standards Institute (ANSI). It also encompasses, under one cover, applicable hoisting and rigging codes, standards, and regulations, eliminating the need to maintain extensive (and often incomplete) libraries of hoisting and rigging standards throughout DOE.
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Section 1

DOE-STD-1090-2007 August 2007 Change Notice No. 1 December 2007 Superseding DOE-STD-1090-2004 June 2004 DOE STANDARD HOISTING AND RIGGING U.S. Department of Energy AREA SAFT Washington, D.C. 20585 DISTRIBUTION STATEMENT A. Approved for public release; distribution is unlimited. INCH-POUND Change Notice No. 1 DOE-STD-1090-2007 December 2007 Chapter 4 Provide ASME attribution at introduction to the Table on Contents and on Figures 4-3,4 and Exhibits 1 & 2 Chapter 7 Provide ASME attribution at introduction to the Table on Contents and on Figures 7-1,2,3,4,5 and Table 7-1 Chapter 8 Provide ASME attribution at introduction to the Table on Contents and on Figures 8-1,2,3,4,5,6,7,8,9 and Table 8-1 Chapter 9 Provide ASME attribution at introduction to the Table on Contents and on Figures 9-1,2,3,4,5,6 and Table 9-2 Chapter 11 Provide ASME attribution at introduction to the Table on Contents and on Figures 11-10,15 and Tables 11-10,11,14,15,16 Chapter 12 Provide ASME attribution at introduction to the Table on Contents and on Figures 12-2,3,4,5,6,7,8,10,12,13 Chapter 13 Provide ASME attribution at introduction to the Table on Contents and on Table 13-1 Chapter 14 Provide ASME attribution at introduction to the Table on Contents and on Figures 14-1,2,3,5,6,7,8 Chapter 16 Provide ASME attribution at introduction to the Table on Contents and on Figure 16-1 CONTENTS HISTORY AND BACKGROUND ACKNOWLEDGMENT INTRODUCTION CHAPTER 1 TERMINOLOGY AND DEFINITIONS........................................1-1 CHAPTER 2 CRITICAL LIFTS .......................................................................2-1 2.1 CRITICAL-LIFT DETERMINATION........................................................ 2-1 2.2 CRITIAL-LIFT REQUIREMENTS ............................................................. 2-2 CHAPTER 3 PREENGINEERED PRODUCTION LIFTS ................................3-1 3.1 PRENGINEERED PRODUCTION LIFT DETERMINATION................ 3-1 3.2 LIFTING FIXTURES .................................................................................... 3-2 3.3.1 Design ................................................................................................... 3-2 3.3.2 Fabrication ............................................................................................ 3-2 3.3.3 Inspection and Testing .......................................................................... 3-2 3.3.4 Storage, Maintenance, and Control....................................................... 3-2 3.3.5 Modification and Repair ....................................................................... 3-3 3.3 PROCEDURES ............................................................................................... 3-4 3.4.1 Content.................................................................................................. 3-4 3.4.2 Development ......................................................................................... 3-4 3.4.3 Preparation and Revision ...................................................................... 3-4 3.4.4 Approval ............................................................................................... 3-5 3.4.5 Review .................................................................................................. 3-5 3.4.6 Use ........................................................................................................ 3-5

Section 2

3.4 DESIGNATED LEADER .............................................................................. 3-6 3.5 TRAINING ...................................................................................................... 3-7 3.6.1 Equipment Operation ............................................................................ 3-7 3.6.2 Procedure .............................................................................................. 3-7 CHAPTER 4 LIFTING PERSONNEL..............................................................4-1 4.1 GENERAL....................................................................................................... 4-1 4.1.1 Personnel Lifting Evaluation ................................................................ 4-1 4.1.2 Designated Leader ................................................................................ 4-1 4.1.3 Trial Lift................................................................................................ 4-2 4.1.4 Lifting Operations................................................................................. 4-2 4.2 MOBILE CRANES......................................................................................... 4-5 4.3 OVERHEAD CRANES .................................................................................. 4-6 4.4 PERSONNEL LIFT PLATFORM ................................................................ 4-7 4.4.1 Platform Design and Construction........................................................ 4-7 4.4.2 Platform Suspension System................................................................. 4-7 4.5 INSPECTIONS ............................................................................................... 4-9 4.5.1 Frequent Inspection............................................................................... 4-9 4.5.2 Periodic Inspection................................................................................ 4-9 4.6 TESTING....................................................................................................... 4-10 4.6.1 Platform Manufacturer Test ................................................................ 4-10 4.6.2 Rated Load Test .................................................................................. 4-10 4.6.3 Hoisting Equipment ............................................................................ 4-10 4.7 LIFTING PERSONNEL NEAR ELECTRICAL POWER LINES ......... 4-11 4.7.1 General ................................................................................................ 4-11 4.7.2 Condition A......................................................................................... 4-11 4.7.3 Condition B......................................................................................... 4-11 4.7.4 Condition C......................................................................................... 4-12 Exhibit I Personnel Lift Platform Pre-Lift Inspection ....................................... 4-15 Exhibit II Personnel Lifting Planning and Authorization Form.......................... 4-16 CHAPTER 5 HOSTILE ENVIRONMENTS 5.1 GENERAL....................................................................................................... 5-1 5.2 HOSTILE ENVIRONMENT PLAN............................................................. 5-2 5.2.1 Marking and Posting ............................................................................. 5-2 5.2.2 Inspection and Testing .......................................................................... 5-2

Section 3

Exhibit I Hostile Environment Plan ..................................................................... 5-3 CHAPTER 6 PERSONNEL QUALIFICATION AND TRAINING 6.1 GENERAL....................................................................................................... 6-1 6.2 QUALIFICATIONS ....................................................................................... 6-2 6.2.1 General .................................................................................................. 6-2 6.2.2 Operators of Cab-Operated and Pulpit-Operated.................................. 6-2 6.2.3 Operators of Mobile Cranes.................................................................. 6-2 6.2.4 Operators of Truck Mounted Cranes – Capacity 1 Ton or Less ........... 6-4 6.2.5 Operators of Floor-Operated Cranes..................................................... 6-4 6.2.6 Operators of Forklift Trucks ................................................................. 6-4 6.2.7 Operators of Remote Operated Cranes ................................................. 6-4 6.2.8 Riggers .................................................................................................. 6-4 6.2.9 Person-In-Charge (PIC) ........................................................................ 6-4 6.2.10 Designated Leader ................................................................................ 6-5 6.2.11 Inspectors .............................................................................................. 6-5 6.2.12 Instructors ............................................................................................. 6-5 6.2.13 First-Line Supervisors........................................................................... 6-5 6.2.14 Maintenance Personnel ......................................................................... 6-5 6.3 TRAINING ...................................................................................................... 6-7 6.3.1 General .................................................................................................. 6-7 6.3.2 Cab-Operated, Pulpit-Operated, and Floor-Operated Cranes ............... 6-7 6.3.3 Mobile Crane Operators........................................................................ 6-8 6.3.4 Operators of Truck Mounted Cranes – Capacity 1 Ton or Less ........... 6-8 6.3.5 Forklift Truck Operators ....................................................................... 6-8 6.3.6 Riggers ................................................................................................ 6-10 6.3.7 Inspectors ............................................................................................ 6-10 6.3.8 Instructors ........................................................................................... 6-11 6.3.9 Maintenance Personnel ....................................................................... 6-11 6.4 REQUALIFICATION .................................................................................. 6-12 6.5 RECORDS ..................................................................................................... 6-13 CHAPTER 7 OVERHEAD AND GANTRY CRANES......................................7-1 7.1 GENERAL....................................................................................................... 7-1 7.1.1 Operator Training/Qualification ........................................................... 7-1

Section 4

7.1.2 Rated-Load marking ............................................................................. 7-1 7.1.3 Modification.......................................................................................... 7-1 7.1.4 Egress.................................................................................................... 7-1 7.1.5 Hoist Brakes.......................................................................................... 7-1 7.1.6 Power Shutoff ....................................................................................... 7-1 7.1.7 Hoist-Limit Switch................................................................................ 7-5 7.1.8 Load Limits........................................................................................... 7-5 7.1.9 Maintenance History............................................................................. 7-5 7.2 INSPECTIONS ............................................................................................... 7-6 7.2.1 General .................................................................................................. 7-6 7.2.2 Crane Service ........................................................................................ 7-6 7.2.3 Initial Inspection ................................................................................... 7-6 7.2.4 Daily Preoperational Check .................................................................. 7-6 7.2.5 Monthly Rope, Chain and Hook Inspection ......................................... 7-6 7.2.6 Frequent Inspection............................................................................... 7-7 7.2.7 Periodic Inspection................................................................................ 7-7 7.2.7.1 Cranes ....................................................................................... 7-7 7.2.7.2 Wire Rope ................................................................................. 7-8 7.2.7.3 Chain (Welded Link) ................................................................ 7-8 7.2.7.4 Chain (Roller) ........................................................................... 7-9 7.2.8 Cranes Not in Regular Service............................................................ 7-11 7.3 TESTING....................................................................................................... 7-12 7.3.1 Operational Tests ................................................................................ 7-12 7.3.2 Rated Load Test .................................................................................. 7-12 7.4 MAINTENANCE .......................................................................................... 7-14 7.4.1 Operating Equipment .......................................................................... 7-14 7.4.2 Wire-Rope Maintenance ..................................................................... 7-14 7.5 OPERATION ................................................................................................ 7-15 7.5.1 Conduct of Operator ........................................................................... 7-15 7.5.2 Hoist-Limit Switch/Device ................................................................. 7-15 7.5.3 Standard Hand Signals........................................................................ 7-16 7.5.4 Identification of Signalers................................................................... 7-16

Section 5

7.5.5 Size of Load ........................................................................................ 7-16 7.5.6 Attaching the Load.............................................................................. 7-16 7.5.7 Moving the Load................................................................................. 7-16 7.5.8 Ordinary Lifts...................................................................................... 7-18 7.5.9 Planned Engineered Lifts .................................................................... 7-18 7.5.10 Critical Lifts ........................................................................................ 7-19 Exhibit I Bridge, Wall, Gantry Crane Load Test ............................................... 7-22 Exhibit II Overhead Crane Pre-Operational Checklist........................................ 7-26 Exhibit III Overhead Crane Periodic Inspection Report (Mechanical) ................ 7-28 Exhibit IV Overhead Crane Periodic Inspection Report (Electrical).................... 7-30 CHAPTER 8 HOISTS .....................................................................................8-1 8.1 GENERAL....................................................................................................... 8-1 8.1.1 Operator Training/Qualification ........................................................... 8-4 8.1.2 Marking................................................................................................. 8-4 8.1.3 Warning Labels..................................................................................... 8-4 8.1.3.1 Electric- or Air-Powered Hoists................................................ 8-4 8.1.3.2 Hand-Chain-Operated or Manual-Lever-Operated Hoists........ 8-4 8.1.4 Design Standards .................................................................................. 8-5 8.1.5 Design Factors ...................................................................................... 8-5 8.1.6 Load-Braking/Load-Controlling Mechanisms...................................... 8-5 8.1.6.1 Electric-Powered Hoists............................................................ 8-5 8.1.6.2 Air-Powered Hoists................................................................... 8-5 8.1.6.3 Hand-Chain-Operated Hoists.................................................... 8-6 8.1.6.4 Manual-Lever-Operated Hoists ................................................ 8-6 8.1.7 Wire Rope ............................................................................................. 8-6 8.1.8 Load Chain............................................................................................ 8-6 8.1.8.1 Electric-Powered, Air-Powered, and Manual-Lever-Operated Hoists ................................................................................................... 8-6 8.1.8.2 Hand-Chain-Operated Hoists.................................................... 8-6 8.1.9 Web Strap.............................................................................................. 8-7 8.1.10 Overtravel Protection ............................................................................ 8-7 8.1.10.1 Travel Warning Devices ......................................................... 8-7 8.1.10.2 Lower-Limit Switches/Devices .............................................. 8-7 8.1.11 Travel Warning Devices ....................................................................... 8-7

Section 6

8.1.12 Support.................................................................................................. 8-7 8.1.13 Location ................................................................................................ 8-7 8.1.14 Load Rating........................................................................................... 8-7 8.2 INSPECTIONS ............................................................................................... 8-8 8.2.1 Hoist Service......................................................................................... 8-8 8.2.2 Initial Inspection ................................................................................... 8-8 8.2.3 Daily Inspection .................................................................................... 8-8 8.2.4 Frequent Inspection............................................................................... 8-8 8.2.5 Periodic Inspection................................................................................ 8-8 8.2.5.1 Hoists ........................................................................................ 8-9 8.2.5.2 Wire Rope ................................................................................. 8-9 8.2.5.3 Welded-Link Chain................................................................. 8-10 8.2.5.4 Roller Chain ............................................................................ 8-11 8.2.5.5 Synthetic-Web Strap ............................................................... 8-12 8.2.6 Hoists Not in Regular Service............................................................. 8-12 8.3 TESTING....................................................................................................... 8-13 8.3.1 Operational Tests ................................................................................ 8-13 8.3.1.1 Electric- or Air-Powered Hoists.............................................. 8-13 8.3.1.2 Hand-Chain-Operated Hoists.................................................. 8-13 8.3.1.3 Manual-Lever-Operated Hoists .............................................. 8-13 8.3.2 Proof-Load Test .................................................................................. 8-13 8.3.2.1 Electric- or Air-Powered Hoists.............................................. 8-13 8.3.2.2 Hand-Chain-Operated or Manual-Lever-Operated Hoists...... 8-13 8.4 MAINTENANCE .......................................................................................... 8-16 8.5 OPERATION ................................................................................................ 8-17 8.5.1 Conduct of Operator ........................................................................... 8-17 8.5.2 Size of Load ........................................................................................ 8-17 8.5.3 Attaching the Load.............................................................................. 8-17 8.5.4 Moving the Load................................................................................. 8-17 8.5.5 Hoist-Limit Switch.............................................................................. 8-18 8.5.6 Ordinary Lifts...................................................................................... 8-18 8.5.7 Planned Engineered Lifts .................................................................... 8-19

Section 7

8.5.8 Critical Lifts ........................................................................................ 8-19 Exhibit I Hoist Load Test and Inspection .......................................................... 8-24 Exhibit II Underhung Hoist Periodic Inspection Report ..................................... 8-26 CHAPTER 9 MOBILE CRANES.....................................................................9-1 9.1 GENERAL....................................................................................................... 9-1 9.1.1 Operator Training/Qualification ........................................................... 9-1 9.1.2 Load Limits........................................................................................... 9-1 9.1.3 Load Rating Chart................................................................................. 9-1 9.1.4 Load Hoist Brakes................................................................................. 9-6 9.1.5 Power-Controlled Lowering ................................................................. 9-6 9.1.6 Booms ................................................................................................... 9-6 9.1.7 Counterweight....................................................................................... 9-6 9.1.8 Rerating................................................................................................. 9-6 9.1.9 Maintenance History............................................................................. 9-6 9.1.10 Design Standards .................................................................................. 9-6 9.2 INSPECTIONS ............................................................................................... 9-7 9.2.1 General .................................................................................................. 9-7 9.2.2 Initial Inspection ................................................................................... 9-7 9.2.3 Preoperational Check ............................................................................ 9-7 9.2.4 Monthly Inspection ............................................................................... 9-7 9.2.5 Frequent Inspection............................................................................... 9-7 9.2.6 Periodic Inspection................................................................................ 9-8 9.2.6.1 Cranes ....................................................................................... 9-8 9.2.6.2 Hydraulic and Pneumatic Hose, Fittings, and Tubing .............. 9-9 9.2.6.3 Hydraulic and Pneumatic Pumps and Motors........................... 9-9 9.2.6.4 Hydraulic and Pneumatic Valves.............................................. 9-9 9.2.6.5 Hydraulic and Pneumatic Cylinders ......................................... 9-9 9.2.6.6 Hydraulic Filters ....................................................................... 9-9 9.2.6.7 Wire Rope ................................................................................. 9-9 9.2.7 Load Hoods/Load Blocks ................................................................... 9-11 9.2.8 Cranes Not in Regular Use ................................................................. 9-11 9.3 TESTING....................................................................................................... 9-12

Section 8

9.3.1 Operational Tests ................................................................................ 9-12 9.3.2 Rated Load Test .................................................................................. 9-12 9.4 MAINTENANCE .......................................................................................... 9-13 9.4.1 Preventive Maintenance...................................................................... 9-13 9.4.2 Maintenance Procedures ..................................................................... 9-13 9.4.3 Wire-Rope Maintenance ..................................................................... 9-13 9.5 OPERATION ................................................................................................ 9-15 9.5.1 Conduct of Operator ........................................................................... 9-15 9.5.1.1 Traveling the Machine ............................................................ 9-16 9.5.1.2 Making Adjustments or Repairs ............................................. 9-16 9.5.1.3 Ensuring Stability.................................................................... 9-17 9.5.1.4 Further Safety Considerations................................................. 9-18 9.5.2 Operating Near Power Lines and Transmitter Towers ....................... 9-18 9.5.2.1 Crane Operations De-energized and Grounded Electrical Power Lines........................................................................................ 9-19 9.5.2.2 Power Lines Energized, Crane Operating Less Than Erected/Fully Extended Boom Length Away From Prohibited Zone....................................................................... 9-19 9.5.2.3 Crane Operations are Within the Prohibited Zone and the Power Lines are Energized ..................................................... 9-22 9.5.2.4 Crane in Transit with no Load and Boom Lowered ............... 9-22 9.5.2.5 Crane Operations Near Transmitter Towers ........................... 9-22 9.5.3 Hoist-Limit Switch.............................................................................. 9-22 9.5.4 Standard Hand Signals........................................................................ 9-25 9.5.5 Identification of Signalers................................................................... 9-25 9.5.6 Size of Load ........................................................................................ 9-25 9.5.7 Attaching the Load.............................................................................. 9-25 9.5.8 Moving the Load................................................................................. 9-25 9.5.9 Ordinary Lifts...................................................................................... 9-29 9.5.10 Critical Lifts ........................................................................................ 9-30 Exhibit I Mobile Crane Load Test ..................................................................... 9-33 Exhibit II Mobile Crane Daily Pre-Operational Check....................................... 9-37 Exhibit III Mobile Crane Frequent Inspection Report.......................................... 9-41 Exhibit IV Mobile Crane Periodic Inspection Report........................................... 9-43 CHAPTER 10 FORKLIFT TRUCKS ................................................................. 10-1

Section 9

10.1 GENERAL..................................................................................................... 10-1 10.1.1 Operator Training/Qualification ......................................................... 10-1 10.1.2 Rated Capacity .................................................................................... 10-1 10.1.3 Nameplate(s) and Markings ................................................................ 10-1 10.1.3.1 Fork Arm Data ..................................................................... 10-1 10.1.4 Attachments ........................................................................................ 10-1 10.1.5 Modifications ...................................................................................... 10-2 10.1.6 Warning Devices................................................................................. 10-2 10.1.7 Overhead Guards ................................................................................ 10-2 10.1.8 Fire Hazard Areas ............................................................................... 10-2 10.1.9 Work Atmosphere............................................................................... 10-2 10.2 TYPE DESIGNATIONS AND AREAS OF USE..................................... 10-10 10.2.1 Type Designation .............................................................................. 10-10 10.2.1.1 Nonhazardous Areas .......................................................... 10-10 10.2.1.2 Hazardous Areas ................................................................ 10-10 10.2.2 Specific Areas of Use........................................................................ 10-11 10.3 INSPECTIONS ........................................................................................... 10-14 10.3.1 Daily Preoperational Check .............................................................. 10-14 10.3.2 Initial Inspection of New and Rented Equipment............................. 10-14 10.3.3 Inspection and Maintenance ............................................................. 10-14 10.3.4 Forks ................................................................................................. 10-15 10.3.4.1 Fork Load Rating ................................................................ 10-15 10.3.4.2 Fork Inspections.................................................................. 10-15 10.3.4.3 Fork Repair ......................................................................... 10-16 10.3.5 Battery Maintenance ......................................................................... 10-16 10.3.6 History File ....................................................................................... 10-17 10.4 TESTING..................................................................................................... 10-18 10.4.1 Forklift Truck Load Test................................................................... 10-18 10.4.2 Fork Load Test .................................................................................. 10-18 10.4.3 Attachment Load Test....................................................................... 10-18 10.5 OPERATION .............................................................................................. 10-19 10.5.1 Conduct of Operator ......................................................................... 10-19

Section 10

10.5.1.1 General ............................................................................... 10-19 10.5.1.2 Traveling ............................................................................ 10-20 10.5.1.3 Loading ...............................................................................10.21 10.5.2 Lifting of Personnel .......................................................................... 10-22 10.5.3 Standard Hand Signals...................................................................... 10-24 10.5.4 Ordinary Lifts.................................................................................... 10-24 10.5.5 Critical Lifts ...................................................................................... 10-24 10.5.6 Equipment Qualifications ..................................................................10.24 Exhibit I Operations Pre-Shift Inspection Form .............................................. 10-29 Exhibit II Forklift Load Test and Inspection Form ........................................... 10-31 CHAPTER 11 WIRE ROPE AND SLINGS ........................................11-1 11.1 GENERAL..................................................................................................... 11-1 11.2 WIRE ROPE ................................................................................................. 11-4 11.2.1 Wire-Rope Lays .................................................................................. 11-4 11.2.2 Wire-Rope Cores ................................................................................ 11-4 11.2.3 Wire Rope for General Purposes ........................................................ 11-4 11.2.3.1 6 x 19 Classification............................................................. 11-4 11.2.3.2 6 x 37 Classification............................................................. 11-5 11.2.4 Wire-Rope Inspections........................................................................ 11-5 11.2.5 Wire-Rope Maintenance ..................................................................... 11-5 11.3 SLINGS .......................................................................................................... 11-8 11.3.1 General ................................................................................................ 11-8 11.3.1.1 Load Angle Factor ............................................................... 11-8 11.3.1.2 Safe Load ............................................................................. 11-8 11.3.1.3 Design Factor ..................................................................... 11-10 11.3.1.4 Sling Care........................................................................... 11-10 11.3.1.5 Sling Storage...................................................................... 11-10 11.3.1.6 Inspections ......................................................................... 11-10 11.3.1.7 Sling Periodic Inspection Records ..................................... 11-10 11.3.2 Wire-Rope Slings.............................................................................. 11-10 11.3.2.1 Removal from Service Criteria .......................................... 11-20 11.3.2.2 Proof-Testing ..................................................................... 11-20 11.3.2.3 Operation............................................................................ 11-20

Section 11

11.3.2.4 Critical Lifts ....................................................................... 11-23 11.3.3 Alloy Steel-Chain Slings................................................................... 11-24 11.3.3.1 Removal from Service Criteria .......................................... 11-25 11.3.3.2 Annual Inspections............................................................. 11-25 11.3.3.3 Proof-Testing ..................................................................... 11-26 11.3.3.4 Operation............................................................................ 11-28 11.3.3.5 Critical Lifts ....................................................................... 11-29 11.3.4 Metal-Mesh Slings ............................................................................ 11-29 11.3.4.1 Removal from Service Criteria .......................................... 11-32 11.3.4.2 Proof-Testing ..................................................................... 11-32 11.3.4.3 Operation............................................................................ 11-32 11.3.4.4 Critical Lifts ....................................................................... 11-33 11.3.5 Synthetic-Web Slings........................................................................ 11-33 11.3.5.1 Removal from Service Criteria ......................................... 11-36 11.3.5.2 Proof-Testing .................................................................... 11-36 11.3.5.3 Operation........................................................................... 11-40 11.3.5.4 Critical Lifts ...................................................................... 11-40 11.3.6 Synthetic Roundslings ...................................................................... 11-41 11.3.6.1 Removal from Service Criteria .......................................... 11-41 11.3.6.2 Proof-Testing ..................................................................... 11-42 11.3.6.3 Operation............................................................................ 11-42 11.3.6.4 Critical Lifts ....................................................................... 11-43 CHAPTER 12 RIGGING ACCESSORIES.........................................12-1 12.1 GENERAL..................................................................................................... 12-1 12.1.1 Good and Bad Rigging Practices .................................................................... 12-1 12.2 RIGGING HOOKS....................................................................................... 12-5 12.2.1 Design ............................................................................................................. 12-5 12.2.2 Marking........................................................................................................... 12-5 12.2.3 Construction.................................................................................................... 12-5 12.2.4 Load Limits..................................................................................................... 12-5 12.2.5 Inspections ...................................................................................................... 12-5 12.2.6 Testing12-6 12.2.7 Maintenance.................................................................................................... 12-6

Section 12

12.2.8 Operation......................................................................................................... 12-6 12.3 SHACKLES................................................................................................... 12-7 12.3.1 General ............................................................................................................ 12-7 12.3.2 Effects of Environment ................................................................................... 12-7 12.3.3 Training........................................................................................................... 12-7 12.3.4 Inspections ...................................................................................................... 12-7 12.3.5 Removal Criteria............................................................................................. 12-8 12.3.6 Repairs ............................................................................................................ 12-8 12.3.7 Critical Lifts .................................................................................................... 12-8 12.4 EYEBOLTS ................................................................................................. 12-11 12.4.1 General .......................................................................................................... 12-11 12.4.2 Effects of Environment ................................................................................. 12-11 12.4.3 Training......................................................................................................... 12-11 12.4.4 Inspections .................................................................................................... 12-11 12.4.5 Removal Criteria........................................................................................... 12-12 12.4.6 Repairs .......................................................................................................... 12-12 12.4.7 Critical Lifts .................................................................................................. 12-12 12.5 EYE NUTS................................................................................................... 12-14 12.5.1 General .......................................................................................................... 12-14 12.5.2 Effects of Environment ................................................................................. 12-14 12.5.3 Training......................................................................................................... 12-14 12.5.4 Inspections .................................................................................................... 12-14 12.5.5 Removal Criteria........................................................................................... 12-15 12.5.6 Repairs .......................................................................................................... 12-15 12.5.7 Critical Lifts .................................................................................................. 12-15 12.6 TURNBUCKLES ........................................................................................ 12-16 12.6.1 General .......................................................................................................... 12-16 12.6.2 Operating Practices ....................................................................................... 12-16

Section 13

12.6.3 Effects of Environment ................................................................................. 12-16 12.6.4 Training......................................................................................................... 12-16 12.6.5 Inspections .................................................................................................... 12-16 12.6.6 Removal Criteria........................................................................................... 12-17 12.6.7 Repairs .......................................................................................................... 12-17 12.6.8 Critical Lifts .................................................................................................. 12-17 12.7 LINKS, RINGS, AND SWIVELS ............................................................. 12-19 12.7.1 General .......................................................................................................... 12-19 12.7.2 Operating Practices ....................................................................................... 12-19 12.7.3 Effects of Environment ................................................................................. 12-19 12.7.4 Training......................................................................................................... 12-19 12.7.5 Inspections .................................................................................................... 12-19 12.7.6 Removal Criteria........................................................................................... 12-20 12.7.7 Repairs .......................................................................................................... 12-20 12.7.8 Critical Lifts .................................................................................................. 12-20 12.8 SWIVEL HOIST RINGS ........................................................................... 12-21 12.8.1 General .......................................................................................................... 12-21 12.8.2 Effects of Environment ................................................................................. 12-21 12.8.3 Training......................................................................................................... 12-21 12.8.4 Inspections .................................................................................................... 12-21 12.8.5 Removal Criteria........................................................................................... 12-22 12.8.6 Repairs .......................................................................................................... 12-22 12.8.7 Critical Lifts .................................................................................................. 12-22 12.9 LOAD-INDICATING DEVICES .............................................................. 12-25 12.9.1 General .......................................................................................................... 12-25 12.9.2 Critical Lifts .................................................................................................. 12-25 12.10 PRECISION LOAD POSITIONERS ...................................................... 12-26 12.10.1 General ......................................................................................................... 12-26 12.10.2 Critical Lifts ................................................................................................. 12-26

Section 14

12.11 COMPRESSION HARDWARE................................................................ 12-27 12.11.1 General .............................................................................................. 12-27 12.11.2 Assembly – Wire Rope Clips............................................................ 12-27 12.11.3 Assembly – Wedge Sockets...............................................................12.27 12.11.4 Effects of Environment ..................................................................... 12-28 12.11.5 Training............................................................................................. 12-28 12.11.6 Inspections ........................................................................................ 12-28 12.11.7 Removal Criteria............................................................................... 12-28 12.11.8 Repairs .............................................................................................. 12-29 12.11.9 Critical Lifts ...................................................................................... 12-29 CHAPTER 13 LOAD HOOKS......................................................................13-1 13.1 GENERAL..................................................................................................... 13-1 13.1.1 Marking............................................................................................... 13-1 13.1.2 Attachments ........................................................................................ 13-1 13.1.3 Load Limits......................................................................................... 13-1 13.1.4 Hook Standards................................................................................... 13-1 13.2 INSPECTIONS ............................................................................................. 13-2 13.2.1 Hook Service....................................................................................... 13-2 13.2.2 Initial Inspection ................................................................................. 13-2 13.2.3 Daily Inspection .................................................................................. 13-2 13.2.4 Frequent Inspection............................................................................. 13-2 13.2.5 Periodic Inspection.............................................................................. 13-2 13.3 TESTING....................................................................................................... 13-4 13.4 NONDESTRUCTIVE TESTING (NDT) .................................................... 13-6 13.4.1 NDT Requirements ............................................................................. 13-6 13.4.2 NDT Records ...................................................................................... 13-6 13.4.3 NDT Methods ..................................................................................... 13-6 13.4.4 Acceptance Criteria............................................................................. 13-6 13.4.5 Discontinuity Removal ....................................................................... 13-6 13.5 MAINTENANCE .......................................................................................... 13-8 13.6 OPERATION ................................................................................................ 13-9

Section 15

Exhibit I Exhibit Hood Periodic Inspection Report ......................................... 13-11 CHAPTER 14 BELOW-THE-HOOK LIFTING DEVICES............................14-1 14.1 GENERAL..................................................................................................... 14-1 14.2 STRUCTURAL AND MECHANICAL LIFTING DEVICES ................. 14-2 14.2.1 Design/Fabrication.............................................................................. 14-2 14.2.2 Marking............................................................................................... 14-2 14.2.3 Modification/Rerating......................................................................... 14-2 14.2.4 Guarding ............................................................................................. 14-2 14.2.5 Inspections .......................................................................................... 14-2 14.2.5.1 Initial Inspection .................................................................. 14-2 14.2.5.2 Frequent Inspection.............................................................. 14-2 14.2.5.3 Periodic Inspection............................................................... 14-3 14.2.6 Testing................................................................................................. 14-3 14.2.6.1 Operational Test................................................................... 14-3 14.2.6.2 Rated Load Test ................................................................... 14-7 14.2.7 Maintenance........................................................................................ 14-7 14.2.8 Training/Qualification......................................................................... 14-7 14.2.9 Operation............................................................................................. 14-7 14.2.10 Critical Lifts ...................................................................................... 14-8 14.3 VACUUM LIFTING DEVICES.................................................................. 14-9 14.3.1 Design/Fabrication.............................................................................. 14-9 14.3.2 Marking............................................................................................... 14-9 14.3.3 Installation......................................................................................... 14-11 14.3.4 Inspections ........................................................................................ 14-11 14.3.4.1 Initial Inspection ................................................................ 14-11 14.3.4.2 Frequent Inspection............................................................ 14-11 14.3.4.3 Periodic Inspection............................................................. 14-11 14.3.5 Testing............................................................................................... 14-12 14.3.5.1 Operational Test................................................................. 14-12 14.3.5.2 Rated Load Test ................................................................. 14-12 14.3.6 Maintenance...................................................................................... 14-12 14.3.7 Training/Qualification....................................................................... 14-12 14.3.8 Operation........................................................................................... 14-13

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14.3.9 Critical Lifts ...................................................................................... 14-14 14.4 MAGNETS, CLOSE-PROXIMITY-OPERATED .................................. 14-15 14.4.1 Design/Fabrication............................................................................ 14-15 14.4.2 Marking............................................................................................. 14-15 14.4.2.1 Rated Load (Capacity) ....................................................... 14-17 14.4.2.2 Controls.............................................................................. 14-17 14.4.3 Installation......................................................................................... 14-17 14.4.4 Inspections ........................................................................................ 14-17 14.4.4.1 Initial Inspection ................................................................ 14-17 14.4.4.2 Frequent Inspection............................................................ 14-17 14.4.4.3 Periodic Inspection............................................................. 14-17 14.4.5 Testing ............................................................................................ 14-18 14.4.5.1 Operational Test................................................................. 14-18 14.4.5.2 Rated Load Test ................................................................. 14-18 14.4.6 Maintenance...................................................................................... 14-18 14.4.7 Training/Qualification....................................................................... 14-19 14.4.8 Operation........................................................................................... 14-19 14.4.8.1 External-Powered Electromagnets..................................... 14-20 14.4.8.2 Battery-Operated Electromagnets...................................... 14-20 14.4.8.3 Electrically Controlled Permanent Magnets ...................... 14-20 14.4.8.4 Manually Controlled Permanent Magnets ......................... 14-20 14.4.9 Critical Lifts ...................................................................................... 14-20 14.5 MAGNETS, REMOTE-OPERATED ....................................................... 14-21 14.5.1 Design/Fabrication............................................................................ 14-21 14.5.2 Marking ............................................................................................ 14-21 14.5.3 Installation......................................................................................... 14-21 14.5.4 Inspections ........................................................................................ 14-21 14.5.4.1 Initial Inspection ................................................................ 14-21 14.5.4.2 Frequent Inspection............................................................ 14-21 14.5.4.3 Periodic Inspection............................................................. 14-21 14.5.5 Testing ............................................................................................ 14-23 14.5.5.1 Operational Test................................................................. 14-23 14.5.6 Maintenance...................................................................................... 14-23

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14.5.7 Training/Qualification....................................................................... 14-23 14.5.8 Operation........................................................................................... 14-24 14.5.9 Critical Lifts ...................................................................................... 14-24 Exhibit I Lifting Bars and Spreaders Load Test and Inspection ...................... 14-27 CHAPTER 15 CONSTRUCTION HOISTING AND RIGGING EQUIPMENT REQUIREMENTS ................................15-1 15.1 GENERAL .............................................................................................. 15-1 15.2 PERSONNEL QUALIFICATIONS............................................................ 15-2 15.2.1 Qualified Operators of Mobile Cranes................................................ 15-2 15.2.2 Qualified Operators of Forklift Trucks ............................................... 15-3 15.2.3 Qualified Riggers ................................................................................ 15-4 15.2.4 Person-in-Charge (PIC) ...................................................................... 15-4 15.2.5 Designated Leader .............................................................................. 15-5 15.2.6 Inspector .............................................................................................. 15-5 15.2.7 Maintenance........................................................................................ 15-5 15.3 INSPECTION AND TESTING ................................................................... 15-6 15.4 OPERATION .............................................................................................. 15-7 15.4.1 General .............................................................................................. 15-7 15.4.2 Wire Rope Slings ................................................................................ 15-7 15.5 STEEL ERECTION ..................................................................................... 15-8 15.5.1 General .............................................................................................. 15-8 15.5.2 Definitions........................................................................................... 15-8 15.5.3 Pre-Shift Inspection of Cranes ............................................................ 15-8 15.5.4 Qualified Rigger.................................................................................. 15-9 15.5.5 Lifting Personnel................................................................................. 15-9 15.5.6 Safety Latches..................................................................................... 15-9 15.5.7 Working Under Loads......................................................................... 15-9 15.5.8 Multiple Load Lifts ............................................................................. 15-9 CHAPTER 16 MISCELLANEOUS LIFTING DEVICES.....................16-1 16.1 GENERAL...................................................................................................... 16-1 16.1.1 Operator Training/Qualifications........................................................ 16-1 16.1.2 Rated-Load Markings, Safety Markings and Operating Instructions . 16-1 16.1.3 Modifications ...................................................................................... 16-1

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16.1.4 Load Limits......................................................................................... 16-2 16.1.5 Operating Controls.............................................................................. 16-2 16.1.6 Load Hook .......................................................................................... 16-2 16.1.7 Wire Rope ........................................................................................... 16-2 16.1.7 Assembly............................................................................................. 16-2 16.2 INSPECTIONS ............................................................................................. 16-5 16.2.1 General ................................................................................................ 16-5 16.2.2 Initial Inspection ................................................................................. 16-5 16.2.3 Daily Preoperational Inspection.......................................................... 16-5 16.2.4 Periodic Inspection.............................................................................. 16-5 16.3 TESTING....................................................................................................... 16-7 16.3.1 Operational Test.................................................................................. 16-7 16.3.2 Rated Load Test .................................................................................. 16-7 16.4 MAINTENANCE .......................................................................................... 16-8 16.5 OPERATION ................................................................................................ 16-9 16.5.1 Conduct of Operator ........................................................................... 16-9 CHAPTER 17.............................................................................. REFERENCES APPENDIX A .................................................... PROCUREMENT GUIDELINES History and Background In 1975, cognizant safety and health personnel at the U.S. Department of Energy (DOE) Headquarters (HQ) met to discuss the need for a DOE hoisting and rigging manual. At that meeting, existing, applicable hoisting and rigging codes, standards, and regulations, such as the Occupational Safety and Health Administration (OSHA) 29 CFR 1910, the American National Standards Institute (ANSI) B- 30 series, and others, were reviewed in detail. Subsequently, it was determined that these documents, while adequate as minimum general industry standards, did not contain the detail necessary to adequately accomplish the extremely complex, critical, and hazardous hoisting and rigging operations being performed at DOE sites, in all probability, at other government agency and private sectors throughout the country. Because of the high potential for accidents that could result in significant property loss or serious personnel injury or death, it was decided that a DOE hoisting and rigging manual was not only desirable but absolutely necessary. Preliminary work on the manual was initiated in 1976. The manual that was developed at that time incorporated the minimum requirements of OSHA, ANSI, and similar documents and also included additional more stringent requirements deemed necessary to adequately control hoisting and rigging work processes throughout DOE. Each phase of the manual was then critically reviewed by DOE and

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contractor personnel. A final draft was completed in 1978 and implemented on a trial basis. In June 1980, a decision was made to formally issue and distribute the manual under controlled distribution, an arrangement where the manual must be specifically requested from the originating source; however, once requested, updates are automatically received through an actively maintained distribution list. In 1982, the manual was included as a reference standard in DOE 5480.4, “Environmental Protection, Safety, and Health Protection Standards.” Updates and improvements have been made over the years on an approximately annual basis. Revisions have occurred in 1984, 1985, 1986, 1988, 1989, 1993, 1995, 1996, 1999, 2001, 2004 and 2007 to clarify intent, comply with OSHA and ANSI B-30 changes, improve format, strengthen wording, delete needless redundancy, eliminate obsolescence, and the like. Prior to inclusion in the manual, all changes must be approved by the DOE Hoisting and Rigging Committee, which meets annually, and by the Headquarters Office of Worker Safety and Health Policy, which has safety responsibility for DOE hoisting and rigging. The Committee is also a major source for input into the manual, particularly concerning those areas that are not defined or are only generally defined by Federal and national standards, such as training and qualification, and those concerning the DOE's unique operational environment, such as hoisting and rigging over nuclear reactors and other locations containing critical equipment. In the years that minor revisions occur, only the changed pages, usually 8 to 10, are sent to individuals on the distribution list. After two to three such supplements, the manual is reissued in its entirety, which incorporates the previous supplements plus the most recent unpublished changes approved by the committee. An example is the complete revision issued in 1993 followed by another complete revision in 1996, 1999, 2001and 2004 without any intervening supplements. In this case, the supplements were omitted because of the numerous improvements incorporated within the very short time period. The reissued June 1995 edition marked a change in classification. The DOE Office of Scientific and Technical Information (OSTI) reclassified the manual as a handbook and it was issued as DOE Hoisting and Rigging Handbook (DOE-HDBK-1090-95). After further review, OSTI has reclassified the handbook as a DOE Technical Standard and the September 1996 edition was issued as DOE STANDARD HOISTING AND RIGGING (Formerly Hoisting and Rigging Manual) DOE-STD-1090-96 (Rev-1). Additional revisions issued are DOE-STD-1090-99, DOE-STD-1090-2001, DOE-STD-1090- 2004, and DOE-STD-1090-2007.. While The Hoisting and Rigging Standard is in itself a best practice document, much of its content, such as the OSHA and the therein prescribed ANSI/ASME and and Crane Manufacturers Association of America standards are mandatory within DOE. In addition, many DOE organizations have, on their own initiative, adopted the standard as mandatory to ensure safe and proper hoisting and rigging operations at their facilities. Acknowledgment The Department of Energy (DOE) acknowledges the many organizations whose documents provided important source material for the standard. They include: American Society of Mechanical Engineers ASME B30.2, “Overhead and Gantry Cranes (Top Running Bridge, Multiple Girder)”

Section 20

ASME B30.5, “Crawler, Locomotive, and Truck Cranes” ASME B30.9, “Slings” ASME B30.10, “Hooks” ASME B30.16, “Overhead Hoists (Underhung)” ASME B30.17, “Overhead and Gantry Cranes (Top Running Bridge, Single Girder Underhung Hoist) ASME B30.20, “Below-the-Hook Lifting Devices” ASME B30.21, “Manually Lever Operated Hoist” ASME B30.22, “Articulating Boom Cranes” ASME B30.23, “Personnel Lifting Systems” ASME B30.26, “Rigging Hardware’ ANSI/ITSDF B56.1, “Low Lift and High Lift Trucks” ANSI/ITSDF B56.6, “Rough Terrain Forklift Trucks” ASME PALD, “Portable Automotive Lifting Devices” Construction Safety Association (CSA) of Ontario "The Rigging Handbook" Society of Automotive Engineers, Inc. (SAE) SAE J1028, "Mobile Crane Working Area Definitions” Permission to reprint specific figures and illustrations was obtained from CSA and SAE. Applicable sections of 29 CFR 1910, "Occupational Safety and Health Standards for General Industry," and 29 CFR 1926, "Occupational Safety and Health Regulations for Construction," have been paraphrased or reproduced verbatim throughout. The contribution of DOE's Hoisting and Rigging Committee, which has met annually since 1980, is also recognized. Representing many DOE sites, this group has provided their advice as to the tone and content of this standard. Without their time and talent, which has been provided gratuitously, there would be no standard. The standard is a safety, not a design, document intended for use by safety professionals and managers. In keeping with this philosophy, only those portions of standards and regulations dealing with safety, particularly those deemed most relevant to DOE operations, have been included. In that the target audience for this document is safety professionals and managers and not hoisting and rigging equipment designers, the design references cited within Chapter 17 of this Standard (References) should be consulted for specific design, fabrication, and other performance criteria. While it is convenient to have focused, in- depth hoisting and rigging safety information concentrated into one document, the significance of the above source material is acknowledged, and readers are strongly encouraged to review each of them so as to have a full description of the subject area covered. DOE-STD-1090-2007 i Introduction The U.S. Department of Energy (DOE) Hoisting and Rigging Standard is intended to be used by supervisors, line managers, safety personnel, equipment operators, and any other personnel responsible for safety of hoisting and rigging operations at DOE sites. The standard quotes verbatim or paraphrases (with minor editorial changes for consistency) the requirements of the U.S. Occupational Safety and Health Administration (OSHA) and the therein refenced standards of the American National Standards Institute (ANSI). It also encompasses, under one cover, applicable hoisting and rigging codes, standards, and regulations, eliminating the need to maintain extensive (and often incomplete) libraries of hoisting and rigging standards throughout DOE. When formally invoked by contract, the use of the imperative voice (as in “Never use discarded load chain for slings”) or the word “shall” within this standard connotes a mandatory action, whereas use of the word “should” denotes a recommended action. From chapter to chapter, the reader may notice what appears to be excessive repetition. Such

Section 21

repetition, however, is by design, enabling the use of each chapter, if needed or convenient, as a stand-alone document. The standard occasionally goes beyond the minimum general industry standards established by OSHA and ANSI; and also delineates the more stringent provisions necessary to accomplish the extremely complex, diversified, critical, and oftentimes hazardous hoisting and rigging work found within the DOE complex. In doing so, it addresses the following items that are not covered in detail in the general industry standards: 1. Management responsibility and accountability 2. Operator/inspector training and qualification requirements 3. Definition of critical lifts and the additional requirements for making them 4. The need and responsibilities of a person-in-charge for critical lifts 5. The need and responsibilities of a designated leader for ordinary lifts 6. The definition and special requirements for preengineered production lifts 7. Special requirements for the testing, inspection, and maintenance of hoisting equipment in hostile environments 8. Nondestructive testing/nondestructive examination requirements for such items as hooks, welds, and spreader bars 9. Special requirements for inspection and load-testing of hoisting and rigging equipment/accessories 10. Hook latch requirements for cranes, slings, and rigging accessories 11. Design standards for such equipment as cranes, forklifts, and hooks DOE-STD-1090-2007 ii 12. Operating practices for hoisting and rigging operations 13. Rigging information and load tables 14. Good and bad rigging practices. Because the possibility of serious accidents resulting in personnel injury or death or significant property damage exists whenever hoisting and rigging take place, the requirements for these operations must be clearly defined and precautions ensured, including proper preplanning, extreme care, attention to detail, teamwork on the part of trained operators/riggers, and the use of equipment that is reliable, properly designed, inspected, and maintained. Although not mandatory at all DOE sites and locations, this standard has been used for many years by DOE and its contractors as a valuable resource for conducting hoisting and rigging safely and efficiently. It is felt that the full implementation of the provisions of this standard will dramatically strengthen hoisting and rigging programs throughout the DOE complex and will significantly decrease the probability of serious accidents resulting in personnel injury or death or severe property damage. It should be noted that not all hoisting and rigging equipment or operational methods could be covered comprehensively by this standard. Hoisting and rigging equipment fabricated onsite or operated in manner not envisioned by this Standard shall be designed, constructed, operated, inspected and tested in accordance with the design engineer of record and applicable design standards. This Standard does not address elevators, drilling rigs, or the lifting loads with construction equipment not normally intended for lifting purposes (e.g., excavators, payloaders). Also, this Standard does not repeat other DOE nuclear regulations, orders or standards (e.g., 10 CFR 830, "Nuclear Safety Management") with respect to safety analysis, technical safety requirements, or safety classifications of hoisting equipment. The applicable regulatory documents should be consulted to ensure conformance with these requirements during hoisting

Section 22

and rigging activities. To propose improvements to this standard, please provide suggested text changes as well as supporting technical documentation to: Mr. Patrick F. Finn, PE U.S. Department of Energy HS-11, 270 Corporate Square Building 1000 Independence Avenue, SW Washington, DC 20585-0270 DOE-STD-1090-2007 CHAPTER 1 TERMINOLOGY AND DEFINITIONS 1-1 Chapter 1 Terminology and Definitions The following are specialized terms commonly used when discussing hoisting and rigging operations. Many may not be used in this standard, but are included for general information. The terms are arranged in alphabetical order. Illustrations are included for clarity. ABRASION: Surface wear. ACCELERATION STRESS: Additional stress imposed due to increasing load velocity. ALTERNATE LAY: Lay of wire rope in which the strands are alternately regular and lang lay. ANSI: American National Standards Institute. APPOINTED: Assigned specific responsibilities by the employer or the employer’s representative. AREA, METALLIC: Sum of the cross- sectional areas of individual wires in a wire rope or strand. ATTACHMENT: A device other than conventional forks or load backrest extension, mounted permanently or removable on the elevating mechanism of a truck for handling the load. Popular types are fork extension clamps, rotating devices, side shifters, load stabilizers, rams and booms. AUTHORIZED: Assigned by a duly constituted administrative or regulatory authority. AUXILLARY HOIST: Supplemental hoisting unit of lighter capacity and usually higher speed than the main hoist. BACK STAY: Guy used to support a boom or mast or that section of a main cable, as on a suspension bridge, or cableway, and the like, leading from the tower to the anchorage. BAIL: A U-shaped member of a bucket, socket, or other fitting. BASKET OR SOCKET: The conical portion of a socket into which a splayed rope end is inserted and secured with zinc. BATTERY-ELECTRIC TRUCK: An electric truck in which the power source is a storage battery. BECKET LOOP: A loop of small rope or a strand of rope fastened to the end of a large wire rope to facilitate installation. BENDING STRESS: Stress on wires of a wire rope imposed by bending. This stress need not be added to direct load stresses. When sheaves and drums are of suitable size, bending stress does not affect the normal life of the wire rope. BIRDCAGE: A colloquialism describing the appearance of a wire rope that is forced into compression. The outer strands form a “cage” and at times displace the core. BIRDCAGING: The twisting of fiber or wire rope in an isolated area in the opposite direction of the rope lay, causing it to take on the appearance of a birdcage. BOOM (Crane): A member hinged to the rotating superstructure and used for supporting the hoisting tackle. BOOM LINE: A wire rope for supporting or operating the boom on derricks, cranes, draglines, shovels, and the like. BRAKE: A device used for slowing or stopping motion by fiction or electromagnetic means. BRAKE, DRAG: A brake that provides stopping force without external control. BRAKE, HOLDING: A brake that sets automatically and that prevents motion when power is off. BRAKE, PARKING: A device to prevent the movement of a stationary vehicle. BRAKING, COUNTER TORQUE: A method of stopping motion in which the power to the DOE-STD-1090-2007 Chapter 1 1-2 Terminology and Definitions

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motor is reversed to develop torque in the opposite direction. BRAKING, DYNAMIC: A method of controlling crane motor speeds when in the overhauling condition to provide a retarding force. BRAKING, MECHANICAL: A method of slowing motion by friction. BRAKING, REGENERATIVE: A form of dynamic braking in which the electrical energy generated is fed back into the power system. BREAKING STRENGTH: The measured load required to break a wire rope or chain. BRIDGE: The part of a crane, consisting of girders, walkways, railings, trucks, and drive mechanisms, that carries the trolley or trolleys. BRIDGE TRAVEL: Horizontal travel of the crane parallel with runway rails. BRIDLE SLING: A sling composed of multiple legs (branches), the top ends of which terminate in a fitting that latches onto the lifting hook. BULL RING: The main large ring of a sling to which sling legs are attached. BUMPER (BUFFER): An energy-absorbing device for reducing impact when a moving overhead crane or trolley reaches the end of its permitted travel, or when two moving cranes or trolleys come into contact. CAB: The operator’s compartment. CABLE: A term loosely applied to wire ropes, wire strands, manila ropes, and electrical conductors. CABLE-LAID WIRE ROPE: A type of wire rope consisting of several independent wire ropes laid into a single wire rope. CABLE CROWD ROPE: A wire rope used to force the bucket of a power shovel into the material being handled. CANTILEVER TRUCK: A self-loading counterbalanced or noncounterbalanced truck equipped with a cantilever load-engaging means, such as forks (see Figure 10-3). CARRIAGE: A support structure for forks or attachments, generally roller-mounted, traveling vertically within the mast of a cantilever truck. CENTER: A single wire or fiber in the center of a strand around which the wires are laid. CENTER CONTROL: The position near the center of a truck cab from which the operator controls movement of the truck. CHOKER ROPE: A short wire-rope sling used to form a slip noose around the object to be moved or lifted (see Figure 1-1). Figure 1-1. Choker Rope. CIRCUMFERENCE: Measured perimeter of a circle circumscribing the wires of a strand or the strands of a wire rope. CLAMP, STRAND: A fitting used to form a loop at the end of a length of strand; consists of two grooved plates and bolts. CLEARANCE: The distance by which one object clears another, or the clear space between them. CLEVIS: A U-shaped fitting with pins. CLIP: A fitting used to clamp two parts of wire rope. CLOSED SOCKET: A wire-rope fitting consisting of an integral becket and bail. CLOSING LINE: Wire rope that closes a clamshell or orange-peel bucket and then operates as a hoisting rope. COIL: Circular bundle of wire rope not packed on a reel. DOE-STD-1090-2007 1-3 Chapter 1 Terminology and Definitions COLLECTOR: Contacting device mounted on a bridge or trolley and used to collect current from the conductor system. COME-ALONG: A portable, hand-operated device consisting of a housing, a length of chain or wire rope, two hooks, and a ratcheting lever, that is used for miscellaneous pulling. CONDUCTOR: Wire, angles, bars, tees, or special sections mounted to transmit current to the collectors. CONICAL DRUM: Grooved hoisting drum of varying diameter. CONSTRUCTION (WIRE ROPE): Refers to the design of wire rope, including number of strands, number of wires per strand, and

Section 24

arrangement of wires in each strand. CONTINUOUS BEND: Reeving of wire rope over sheaves and drums so that it bends in one direction (as opposed to reverse bend). CONTROLLER: An operator’s device for regulating the power delivered to a motor or other equipment. CONTROLLER, SPRING RETURN: A controller that, when released, will return automatically to a neutral position. CORE: The center member of a wire rope around which the strands are laid. It may be fiber, a wire strand, or an independent wire rope. CORING LINE: Wire rope used to operate the coring tool for taking core samples during the drilling of a well. CORROSION: Chemical decomposition by exposure to moisture, acids, alkalis, or other destructive agents. CORRUGATED: A term used to describe the grooves of a sheave or drum when worn so as to show the impression of a wire rope. COUNTERBALANCED TRUCK: A truck equipped with load-engaging means wherein, during normal transporting, all the load is external to the polygon formed by the wheel contacts (see Figure 10-3). COVER WIRES: The outer layer of wires. CRANE: A machine used for lifting and lowering a load vertically and moving it horizontally and that has a hoisting mechanism as an integral part of it. CRANES, TYPES OF: Automatic Crane: A crane that, when activated, operates through a preset cycle or cycles. Cab-Operated Crane: A crane controlled by an operator in a cab located on the bridge or trolley. Cantilever Gantry Crane: A gantry or semigantry crane in which the bridge girders or trusses extend transversely beyond the crane runway on one or both sides. Floor-Operated Crane: A crane whose operation is controlled by use of a pendant in the hands of an operator on the floor or on an independent platform. Gantry Crane: A crane similar to an overhead crane, except that the bridge for carrying the trolley or trolleys is rigidly supported on two or more legs running on fixed rails or other runway. Jib Crane: A fixed crane with a vertical rotating member supported at the bottom (also at the top in some types) from which an arm extends to carry the hoist trolley. Jib cranes are most commonly mounted on a vertical column, supplied as part of the jib crane, or on existing structural members (e.g., a wall- mounted jib crane). Mobile Crane: For the purposes of this chapter, mobile cranes are defined as wheel- mounted cranes, truck cranes, and crawler cranes. � A wheel-mounted crane consists of a rotating structure with power plant, operating machinery, and boom, mounted on a base or platform equipped with axles and rubber- tired wheels for travel. The base is usually propelled by an engine in the superstructure, but it may be equipped with a separate engine controlled from the superstructure DOE-STD-1090-2007 Chapter 1 1-4 Terminology and Definitions � A truck-mounted crane consists of a rotating superstructure with power plant that operates machinery and boom, mounted on an automotive truck equipped with a power plant for travel. Commercial truck-mounted cranes are included in this category � A crawler crane consists of a rotating superstructure with power plant, operating machinery and boom, mounted on a base equipped with crawler treads for travel. Overhead Traveling Crane: A crane with a movable bridge carrying a movable or fixed hoisting mechanism and traveling on an overhead fixed-runway structure. Power-Operated Crane: A crane whose

Section 25

mechanism is driven by electricity, air, hydraulics, or internal combustion. Pulpit-Operated Crane: A crane operated from a fixed operator station that is not attached to the crane. Remote-Operated Crane: A crane controlled by an operator not in a pulpit or cab attached to the crane, by any method other than pendant or rope control (e.g., radio-controlled crane). Semigantry Crane: A gantry crane with one end of the bridge rigidly supported on one or more legs that run on a fixed rail or runway, the other end of the bridge being supported by a truck running on an elevated rail or runway. Shop Crane: A Portable Automotive Lifting Device (PALD), self contained hydraulic and pneumatic-hydraulic crane characterized by a pair of laterally spaced legs, an upright mast, a pivoting boom with a boom extension and hook, and a hydraulic unit. The hydraulic unit moves the boom up and down at a pivot point for the purpose of raising, removing, transporting in the lowered position, and replacing automotive engines, transmissions and other components. Shop cranes have a capacity of 4 tons (8000 pounds) or less. Wall-Mounted Crane: A crane having a jib, with or without a trolley, supported from a side wall or line of columns of a building. It is a traveling-type crane and operates on a runway attached to the side wall or line of columns. Wall-Mounted Jib Crane: See Cranes, Types Of, Jib Crane. CRITICAL DIAMETER: Diameter of the smallest bend for a given wire rope that permits the wires and strands to adjust themselves by relative movement while remaining in their normal positions. CYLINDRICAL DRUM: Hoisting drum of uniform diameter. DECELERATION STRESS: Additional stress imposed on a wire rope due to decreasing the load velocity. DEFLECTION: � Sag of a rope in a span, usually measured at midspan as the depth from a chord joining the tops of the two supports. � Any deviation from a straight line. DESIGN FACTOR: Ratio of ultimate strength to the design working stress. DESIGNATED: Selected or assigned by the employer or the employer’s representative as being qualified to perform specific duties. DESIGNATED LEADER: An individual assigned responsibility for safe handling of ordinary lifts. The designated leader shall be present at the lift site during the entire lifting operation. If the lift is being made by only one person, that person assumes all responsibilities of the designated leader. DIAMETER: Distance measured across the center of a circle circumscribing the wires of a strand or the strands of a wire rope. DIESEL-ELECTRIC TRUCK: An electric truck in which the power source is a generator driven by a diesel engine. DOCKBOARD: A portable or fixed device for spanning the gap or compensating for the difference in level between loading platforms and carriers. DOG-LEG: Permanent short bend or kink in a wire rope caused by improper use. DOE-STD-1090-2007 1-5 Chapter 1 Terminology and Definitions DRAGLINE: Wire rope used to pull an excavating or drag bucket. DRIVE: Motor, coupling, brake and gear case, or gear cases used to propel bridge, trolley, or hoist. DRIVE GIRDER: A girder on which is mounted the bridge drive, cross shaft, walk, railing, and operator’s cab. DRUM: A cylindrical-flanged barrel of uniform (cylindrical drum) or tapering (conical drum) diameter on which a wire rope is wound for operation or storage. It may be smooth or grooved.

Section 26

ELASTIC LIMIT: Limit of stress beyond which a permanent deformation takes place within the material. This limit is approximately 55-65 percent of breaking strength of steel-wire ropes. ELECTRIC TRUCK: A truck in which the principal energy is transmitted from power source to motor(s) in the form of electricity. END CONTROL: An operator-control position that is located at the end opposite the load end of the truck. EQUALIZER: A device used to compensate for unequal length or stretch of a hoist rope. EQUALIZING SLINGS: Slings composed of wire rope and equalizing fittings. EQUALIZING THIMBLES: A special type of fitting used as a component part of some wire- rope slings. EYE OR EYE SPLICE: A loop with or without a thimble formed in the end of a wire rope. FAIL-SAFE: A provision designed to automatically stop or safely control any motion in which a malfunction could occur. FATIGUE: The tendency of a material to break under repeated stress. FIBER CENTERS: Cords or rope made of vegetable fiber used in the center of a strand. FIBER CORES: Cords or rope made of vegetable fiber used in the core of a wire rope. FIRST POINT: The first setting on the operator’s controller that starts crane motion (slowly) in each direction. FITTING: Any accessory used as an attachment for wire rope. FLAG: Mark or marker on a rope to designate position of load. FLAT ROPE: Wire rope made of parallel alternating right-lay and left-lay ropes sewn together by relatively soft wires. FLATTENED STRAND ROPE: A wire rope with either oval or triangular strands that present a flattened rope surface. FLEET ANGLE: Angle between the position of a rope at the extreme end wrap on a drum and a line drawn perpendicular to the axis of the drum through the center of the nearest fixed sheave. FORKS: Horizontal tine-like projections, normally suspended from the carriage, used to engage and support loads. FORK HEIGHT: The vertical distance from the floor to the load-carrying surface adjacent to the heel of the forks with the mast vertical, and in the case of reach trucks, with the forks extended. FORKLIFT TRUCK: A high-lift self-loading truck equipped with load carriage and forks for transporting and tiering loads (see Figure 10-3). GALVANIZE: To coat with zinc to protect against corrosion. GALVANIZED ROPE: Rope made of galvanized wire. GALVANIZED STRAND: Strand made of galvanized wire. GALVANIZED WIRE: Wire coated with zinc. GAS-ELECTRIC TRUCK: An electric truck in which the power source is a generator driven by an LP-gas or gasoline engine. GROMMET: A seven-strand wire-rope sling made from one continuous length of strand or an endless synthetic-web sling. DOE-STD-1090-2007 Chapter 1 1-6 Terminology and Definitions GROOVED DRUM: Drum with grooved outer surface to accommodate and guide a rope. GROOVES: Depressions in the outer surface of a sheave or drum for positioning and supporting a rope. GUY LINE: Strand or rope, usually galvanized, for holding a structure in position. HANDLING FIXTURE: A cradle, structure, shipping fixture, or container designed specifically to facilitate supporting, lifting or handling a component during fabrication, loading, shipping, storage, or installation. HIGH-LIFT TRUCK: A self-loading truck equipped with an elevating mechanism designed to permit tiering. Popular types are high-lift platform trucks (see Figure 10-3). HIGH-LIFT PLATFORM TRUCK: A self-

Section 27

loading truck equipped with an elevating mechanism intended primarily for transporting and tiering loaded skid platforms (see Figure 10-3). HOIST: A device that applies a force for lifting or lowering. HOIST, LEVER OPERATED: A lever- operated manual device used to lift, lower, or pull a load and to apply or release tension. HOLDING LINE: Wire rope on a clamshell or orange-peel bucket that holds the bucket while the closing line is released to dump the load. HOOK LOAD: The total live weight supported by the hook of a crane, derrick, or other hoisting equipment, including the load, slings, spreader bars, and other tackle not part of the load, but supported by the hook and required for the handling of the load. IDLER: Sheave or roller used to guide or support a rope. INDEPENDENT WIRE-ROPE CORE: Wire rope used as the core of a larger rope. INNER WIRES: All wires of a strand except surface or cover wires. INTERNAL-COMBUSTION ENGINE TRUCK: A truck in which the power source is a gas or diesel engine. INTERNALLY LUBRICATED: Wire rope or strand having all wires coated with lubricant. KINK: Permanent distortion of wires and strands resulting from sharp bends. LAGGING: External wood covering on a reel of rope or a strand. LANG-LAY ROPE: Wire rope in which the wires in the strands and the strands in the rope are laid in the same direction. LAY LENGTH: The lengthwise distance on a wire rope in which a strand makes one complete turn around the rope’s axis (see Figure 1-2). Figure 1-2. Rope Lay Left Lay: � Strand: Strand in which the cover wires are laid in a helix having a left-hand pitch, similar to a left-hand screw. � Rope: Rope in which the strands are laid in a helix having a left-hand pitch, similar to a left-hand screw. Right Lay: � Strand: Strand in which the cover wires are laid in a helix having a right-hand pitch, similar to a right-hand screw. � Rope: Rope in which the strands are laid in a helix having a right-hand pitch, similar to a right-hand screw. LIFT: • Maximum safe vertical distance through which a hook can travel. • The hoisting of a load. DOE-STD-1090-2007 1-7 Chapter 1 Terminology and Definitions LIFT, CRITICAL: A lift for which the application of provisions applicable to ordinary lifts would not adequately eliminate or control the likelihood or severity of the following: • personnel injury or significant adverse health impact (onsite or offsite). • significant release of radioactivity or other hazardous material or other undesirable conditions. • undetectable damage that would jeopardize future operations or the safety of a facility. • damage that would result in delay to schedule or other significant program impact such as loss of vital data. LIFT, ORDINARY: Any lift not designated as a critical lift or a preengineered production lift. LIFT, PREENGINEERED PRODUCTION: Repetitive, production-type lifting operation, independent of the nature of the load to be lifted, in which the probability of dropping, upset, or collision is reduced to a level acceptable to the responsible manager by preliminary engineering evaluation, specialized lifting fixtures, detailed procedures, operation-specific training, and independent review and approval of the entire process. LIFTING SERVICE: Whenever equipment governed by this standard is used to perform lifts. LINE: A rope used for supporting and controlling a suspended load.

Section 28

LOAD: The total weight superimposed on the load block or hook. LOAD BLOCK: The assembly of hook or shackle, swivel, bearing, sheaves, pins, and frame suspended by the hoisting ropes. LOAD-BACKREST EXTENSION: A device extending vertically from the fork carriage frame. LOAD-BEARING PARTS: Any part of a material-handling device in which the induced stress is influenced by the hook load. A primary load-bearing part is a part the failure of which could result in dropping, upset, or uncontrolled motion of the load. Load-bearing parts which, if failed, would result in no more than stoppage of the equipment without causing dropping, upset, or loss of control of the load are not considered to be primary load-bearing parts. LOAD CENTER (FORKLIFTS): The horizontal longitudinal distance from the intersection of the horizontal load-carrying surfaces and vertical load-engaging faces of the forks (or equivalent load-positioning structure) to the center of gravity of the load. LOW-LIFT TRUCK: A self-loading truck equipped with an elevating mechanism designed to raise the load only sufficiently to permit horizontal movement (see Figure 10-3). MAGNET: An electromagnetic device carried on a crane hook and used to pick up loads. MAIN HOIST: The hoist mechanism provided for lifting the maximum-rated load. MAN TROLLEY: A trolley having an operator’s cab attached to it. MARLINE SPIKE: Tapered steel pin used in splicing wire rope. MESSENGER STRAND: Galvanized strand or bronze strand used to support telephone and electrical cables. MODULUS OF ELASTICITY: Mathematical quantity giving the ratio, within the elastic limit, between a definite range of unit stress on a wire rope and the corresponding elongation. MOUSING: A method of bridging the throat opening of a hook to prevent the release of load lines and slings, under service or slack conditions, by wrapping with soft wire, rope, heavy tape, or similar materials. NARROW-AISLE TRUCK: A self-loading truck intended primarily for right-angle stacking in aisles narrower than those normally required by counterbalanced trucks of the same capacity (see Figure 10-3). NONDESTRUCTIVE EXAMINATION (NDE): The development and application of technical methods to examine materials or components, in ways that do not impair future usefulness and serviceability, in order to detect, DOE-STD-1090-2007 Chapter 1 1-8 Terminology and Definitions locate, measure, and evaluate discontinuities, defects, and other imperfections; to assess integrity, properties, and composition; and to measure geometrical characteristics. NONDESTRUCTIVE TESTING (NDT): See NONDESTRUCTIVE EXAMINATION. NONROTATING WIRE ROPE: See ROTATION-RESISTANT WIRE ROPE. OPEN SOCKET: A wire-rope fitting consisting of a basket and two ears with a pin. ORDER-PICKER TRUCK, HIGH-LIFT: A truck, controllable by an operator stationed on a platform, which is movable, has a load-engaging means, and is intended for (manual) stock selection. The truck may be capable of self- loading and/or tiering (see Figure 10-3). OVERHEAD GUARD: A framework fitted to a truck over the head of a riding operator. PALLET TRUCK: A self-loading, non- motorized or motorized low-lift truck equipped with wheeled forks of dimensions sized to go between the top and bottom boards of a double- faced pallet, the wheels fitting into spaces between the bottom boards, so as to raise the

Section 29

pallet off the floor for transporting (see Figure 10-3). PEENING: Permanent distortion of outside wire in a rope caused by pounding. PERSON-IN-CHARGE (PIC): The manager or other responsible person (other than the equipment operator) known to be qualified and appointed to be responsible for the safe handling of critical loads. POWERED INDUSTRIAL TRUCK: A mobile, power-driven vehicle used to carry, push, pull, lift, stack, or tier material. PRECISION LOAD POSITIONING DEVICES: A rigging accessory designed specifically to precisely raise and lower a load through a limited range of lifting/lowering motion (stroke). Standards units typically have 12 in. (30 cm) stroke and can position a load within 0.001 in. (0.025 mm). These devices commonly include a built-in load scale and in such cases may also serve as a load-indicating device. PREFORMED WIRE ROPE: Wire rope in which the strands are permanently shaped, before being fabricated into the rope, to the helical form they assume in the wire rope. PREFORMED STRAND: Strand in which the wires are permanently shaped, before being fabricated into the strands, to the helical form they assume in the strand. PRESTRESSING: Stressing a wire rope or strand before use under such a tension and for such a time that stretch that would otherwise occur once the load is picked up is largely nonexistent. PROOF LOAD: A specific load applied in the performance of a proof load test. PROOF TEST: A nondestructive tension test performed to verify construction and workmanship of slings or rigging accessories. PUBLIC CARRIER: A for-hire company engaged in the public transportation of goods. QUALIFIED: A person who, by possession of a recognized degree, certificate, or professional standing, or who, by extensive knowledge, training, and experience, has successfully demonstrated an ability and competence to solve or resolve problems relating to the subject matter and work. QUALIFIED ENGINEER/QUALIFIED ENGINEERING ORGANIZATION: An engineer or engineering organization whose competence in evaluation or design of the type of equipment in question has been demonstrated to the satisfaction of the responsible manager. QUALIFIED INSPECTOR: One whose competence is recognized by the responsible manager and whose qualification to perform specific inspection activities has been determined, verified, and attested to in writing. QUALIFIED OPERATOR: One who has had appropriate and approved training, including satisfactory completion of both written and operational tests to demonstrate knowledge, competence, and skill, in the safe operation of the equipment to be used. DOE-STD-1090-2007 1-9 Chapter 1 Terminology and Definitions QUALIFIED RIGGER: One whose competence in this skill has been demonstrated by experience satisfactory to the appointed person. NOTE: The term “rigger” or “qualified rigger” in this standard refers to the function performed, and in no way relates to the worker’s classification in any union or bargaining unit. RATED CAPACITY: The maximum hook load that a piece of hoisting equipment is designed to carry; also the maximum load that an industrial truck or a sling, hook, shackle, or other rigging tackle is designed to carry. NOTE: At the option of the user, a rated capacity can be assigned that is less than the design-rated capacity. REACH TRUCK: A self-loading truck, generally high-lift, having load-engaging means

Section 30

mounted so it can be extended forward under control to permit a load to be picked up and deposited in the extended position and transported in the retracted position (see Figure 10-3). REEL: The flanged spool on which wire rope or strand is wound for storage or shipment. REEVING: A system in which a rope travels around drums or sheaves. REGULAR-LAY ROPE: Wire rope in which the wires in the strands and the strands in the rope are laid in opposite directions. REVERSE BEND: Reeving of a wire rope over sheaves and drums so that it bends in opposite directions. RIDER TRUCK: A truck that is designed to be controlled by a riding operator. RIGGING: The hardware or equipment used to safely attach a load to a lifting device. The art or process of safely attaching a load to a hook by means of adequately rated and properly applied slings and related hardware. ROLLERS: Relatively small-diameter cylinders or wide-faced sheaves used for supporting or guiding ropes. ROTATION-RESISTANT WIRE ROPE: Wire rope consisting of a left-lay, lang-lay inner rope covered by right-lay, regular-lay outer strands. RUNNING SHEAVE: A sheave that rotates as the load block is raised or lowered. RUNWAY: Assembly of rails, girders, brackets, and framework on which a crane operates. SAFE WORKING LOAD: Load that a rope may carry economically and safely. SEALE: A strand construction having one size of cover wires with the same number of one size of wires in the inner layer and each layer having the same length and direction of lay. Most common construction is one center wire, nine inner wires, and nine cover wires. SEIZE: To securely bind the end of a wire rope or strand with seizing wire or strand. SEIZING STRAND: Small strand, usually of seven wires, mad of soft-annealed-iron wire. SEIZING WIRE: A soft-annealed-iron wire. SELF-LOADER: A truck with tires that can fit between the top and bottom boards of a double- faced pallet. SERVE: To cover the surface of a wire rope or strand with a wrapping of wire. Figure 1-3. Shackle DOE-STD-1090-2007 Chapter 1 1-10 Terminology and Definitions SHACKLE: A type of clevis normally used for lifting (see Figure 1-3). SHALL: A word indicating that an action is mandatory. SHEAVE: A grooved wheel or pulley used with a rope to change direction and point of application of a pulling force. SHEAVE, NONRUNNING (EQUALIZER): A sheave used to equalize tension in opposite parts of a rope, called nonrunning because of its slight movement. SHEAVE, RUNNING: A sheave that rotates as the load block is lifted or lowered. SHOULD: A word indicating a recommended action, the advisability of which depends on the facts in each situation. SIDE LOADER: A self-loading truck, generally high-lift, having load-engaging means mounted in such a manner that it can be extended laterally under control to permit a load to be picked up and deposited in the extended position and transported in the retracted position (see Figure 10-3). SIDE PULL: That portion of a hoist pull acting horizontally when the hoist lines are not operated vertically. SLINGS: Wire ropes, chains, synthetic web, and metal mesh made into forms, and with or without fittings, for handling loads. SLINGS, BRAIDED: Very flexible slings composed of several individual wire ropes braided together. SMOOTH-FACED DRUM: Drum with a plain, not grooved, face. SPAN: The horizontal, center-to-center

Section 31

distance of runway rails. SPIRAL GROOVE: Groove that follows the path of a helix around a drum, similar to the thread of a screw. SPLICING: Interweaving of two ends of rope to make a continuous or endless length without appreciable increasing the diameter. Also refers to making a loop or eye in the end of a rope by tucking the ends of the strands. Splice, Hand Tucked: A loop or eye formed in the end of a rope by tucking the end of the strands back into the main body of the rope in a prescribed manner. Splice, Mechanical: A loop or eye formed in the end of a wire rope by pressing or swaging one or more metal sleeve over the wire rope junction. STAINLESS-STEEL ROPE: Wire rope made of chrome-nickel steel wires having great resistance to corrosion. STEEL-CLAD ROPE: Rope with individual strands spirally wrapped with flat steel wire. STRAND: An arrangement of wires helically laid about an axis or another wire or fiber center to produce a symmetrical section. SUSPECT/COUNTERFEIT ITEMS (S/CI): A suspect item is one in which visual inspection, testing, or other means indicate that it may not conform to established Government or industry- accepted specifications or national consensus standards. A counterfeit item is a suspect item that has been copied or substituted without legal right or authority to do so or one whose material, performance, or characteristics are knowingly misrepresented by the vendor, supplier, distributor, or manufacturer (see Figure 1-5). NOTE: (refer to DOE G 440.1-6 “Implementation Guide For Use With Suspect/Counterfeit Requirements” of DOE O 440.1, Worker Protection Management). SWAGED FITTINGS: Fittings in which wire rope is inserted and attached by a cold-forming method. SWITCH, ELECTRIC: A device for making, breaking, or changing the connections in an electrical circuit. SWITCH, EMERGENCY STOP: A manually or automatically operated electric switch to cut off electric power independently of the regular operating controls. SWITCH, LIMIT: A switch that is operated by some part or motion of a power-driven machine DOE-STD-1090-2007 1-11 Chapter 1 Terminology and Definitions or equipment to alter the electrical circuit associated with the machine or equipment. SWITCH, MAIN: A switch controlling the entire power supply to a crane or other equipment, often called the disconnect switch. TAG LINE: A rope used to prevent rotation of a load. TAPERING AND WELDING: Reducing the diameter of the end of a wire rope and welding it to facilitate reeving. THIMBLE: Grooved metal fitting to protect the eye of a wire rope (see Figure 1-4). Figure 1-4. Thimble TIERING: The process of placing one load on or above another. TINNED WIRE: Wire coated with tin. TROLLEY: A unit consisting of frame, trucks, trolley drive, and hoisting mechanism moving on the bridge rails in a direction at right angles to the crane runway. TROLLEY GIRTS: Structural members that are supported on the trolley trucks and that contain the upper sheave assemblies. TROLLEY TRAVEL: Horizontal travel of a trolley at right angles to runway rails. TROLLEY TRUCK: An assembly consisting of wheels, bearings, axles, and structural- supporting hoist mechanism and load girts. TRUCK, POWERED INDUSTRIAL: A mobile, power-propelled truck used to carry, push, pull, lift, stack, or tier material (see Figure 10-3). TURNBUCKLE: A device attached to wire

Section 32

rope for making limited adjustments in length. It consists of a barrel and right- and left-hand threaded bolts. TWO-BLOCKING: The act of continued hoisting in which the load-block and head-block assemblies are brought into physical contact, thereby preventing further movement of the load block and creating shock loads to the rope and reeving system. VERIFICATION: A procedure in which a design, calculation, drawing, procedure, instruction, report, or document is checked and signed by one or more parties. The one or more persons designated to sign verify, based on personal observation, certified records, or direct reports, that a specific action has been performed in accordance with specified requirements. WEDGE SOCKET: Wire-rope fitting in which the rope end is secured by a wedge. WHEEL BASE: Distance between centers of outermost wheels for bridge and trolley trucks. WHEEL LOAD: The load on any wheel with the trolley and lifted load (rated load) positioned on the bridge to give maximum-loading conditions. WIRE ROPE: Wire strands laid helically around an axis or a core. WIRE (ROUND): Single continuous length of metal, cold drawn from a rod. WIRE (SHAPED): A single continuous length of metal either cold drawn or cold rolled from a rod. DOE-STD-1090-2007 Chapter 1 1-12 Terminology and Definitions Figure 1-5 DOE-STD-1090-2007 CHAPTER 2 CRITICAL LIFTS 2-i Chapter 2 Critical Lifts This chapter provides guidelines for critical-lift determination and requirements for planning and performing a critical lift safely and judiciously. 2.1 CRITICAL-LIFT DETERMINATION ................................................................ 2-1 2.2 CRITICAL-LIFT REQUIREMENTS ............................................................. 2-2 DOE-STD-1090-2007 Chapter 2 2-ii Critical Lifts INTENTIONALLY BLANK DOE-STD-1090-2007 2.1 CRITICAL-LIFT DETERMINATION 2-1 Chapter 2 Critical Lifts a. An appointed person shall classify each lift into one of the DOE categories (ordinary, critical, or preengineered production) prior to planning the lift. b. A lift shall be designated critical if any of the following conditions are met: 1. The load item, if damaged or upset would result in a release into the environment of radioactive or hazardous material exceeding the established permissible environmental limits. 2. The load item is unique and, if damaged, would be irreplaceable or not repairable and is vital to a system, facility or project operation. 3. The cost to replace or repair the load item, or the delay in operations of having the load item damaged would have a negative impact on facility, organizational, or DOE budgets to the extent that it would affect program commitments. 4. A lift not meeting the above criteria shall also be designated critical if mishandling or dropping of the load would cause any of the above noted consequences to nearby installations or facilities. c. Further site-specific criteria may be developed to supplement those cited above and may include loads which require exceptional care in handling because of size, weight, close-tolerance installation or high susceptibility to damage as well as lifts using multiple pieces of lifting equipment. DOE-STD-1090-2007 2.2 CRITICAL-LIFT REQUIREMENTS Chapter 2 2-2 Critical Lifts a. Ensure that the requirements are met for ordinary lifts specified in each section of this standard for each particular equipment

Section 33

category. b. The operating organization shall appoint a Person-In-Charge (PIC) for the entire operation. This person shall meet the definitions of appointed, designated, and qualified as described in Chapter 1, “Terminology and Definitions,” and shall be present at the lift site during the entire lifting operation. c. The PIC shall ensure that a pre-job plan or procedure is prepared that defines the operation and includes the following: 1. Identification of the items to be moved, the weight, dimensions, and center of gravity of the load, and any hazardous or toxic materials that are present. 2. Identification of operating equipment to be used by type and rated capacity. 3. Rigging sketches that include (as applicable): i. Identification and rated capacity of slings, lifting bars, rigging accessories, and below-the-hook lifting devices. Calculate and provide the rated capacity of equipment in the configuration in which it will be used. ii. Load-indicating devices. iii. Load vectors. iv. Lifting points. v. Sling angles. vi. Boom and swing angles. vii. Methods of attachment. viii. Crane orientations. ix. Other factors affecting equipment capacity (e.g. load path sketch, key point heights, floor or soil bearing capacity). 4. Operating procedures and special instructions to operators including rigging precautions and safety measures to be followed as applicable. d. All rigging equipment used in critical lifts (i.e., slings, below-the-hook lifting devices, and rigging hardware) shall have proof load certificates. See Chapters 11, 12 and 14 for proof test requirements of these equipment items. e. Experienced operators who have been trained and qualified to operate the specific equipment to be used shall be assigned to make the lift. f. Only designated, qualified signalers shall give signals to the operator. However, the operator shall obey a STOP signal at all times, no matter who gives the signal. g. The procedure and rigging sketches shall be reviewed and approved by the responsible manager (or designee) and the responsible oversight organization (such as safety, quality assurance, or quality control) before the lift is made. Subsequent revisions shall be approved per site specific procedures. h. A pre-lift meeting involving participating personnel shall be conducted prior to making a critical lift. The critical lift plan/procedure shall be reviewed and questions shall be resolved. i. If required by the critical lift procedure, a practice lift shall be done before the critical lift. Conditions for a practice lift should closely simulate actual conditions involving: weight, rigging selection and configuration, load movement path, and other relevant factors. Practice lifts should be done by the same crew, using the same lifting equipment. j. Although individual plans are generally prepared for critical lifts, multi-use plans may be employed to accomplish recurrent critical lifts. For example, a multi-use plan DOE-STD-1090-2007 2-3 Chapter 2 Critical Lifts may be used to lift an item or series of similar items that are handled repeatedly in the same manner. However, if the lifting equipment or rigging must change to accomplish the lift, the critical lift plan must be revised and approved accordingly. DOE-STD-1090-2007 CHAPTER 3 PREENGINEERED PRODUCTION LIFTS 3-i Chapter 3 Preengineered Production Lifts

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This chapter provides requirements for the design, evaluation, and performance of preengineered production lifts. This lift designation may be used at the discretion of the contractor for selected operations. 3.1 PREENGINEERED PRODUCTION LIFT DETERMINATION.......................................3-1 3.2 LIFTING FIXTURES..............................................................................................................3-2 3.2.1 Design ..........................................................................................................................3-2 3.2.2 Fabrication ...................................................................................................................3-2 3.2.3 Inspection and Testing .................................................................................................3-2 3.2.4 Storage, Maintenance, and Control..............................................................................3-2 3.2.5 Modification and Repair ..............................................................................................3-3 3.3 PROCEDURES ........................................................................................................................3-4 3.3.1 Content.........................................................................................................................3-4 3.3.2 Development................................................................................................................3-4 3.3.3 Preparation and Revision .............................................................................................3-4 3.3.4 Approval ......................................................................................................................3-5 3.3.5 Review .........................................................................................................................3-5 3.3.6 Use ...............................................................................................................................3-5 3.4 DESIGNATED LEADER........................................................................................................3-6 3.5 TRAINING ...............................................................................................................................3-7 3.6.1 Equipment Operation ...................................................................................................3-7 3.6.2 Procedure .....................................................................................................................3-7 DOE-STD-1090-2007 Chapter 3 3-ii Preengineered Production Lifts INTENTIONALLY BLANK DOE-STD-1090-2007 3.1 PREENGINEERED PRODUCTION LIFT DETERMINATION Chapter 3 3-1 Preengineered Production Lifts a. An appointed person shall classify each lift into one of the DOE categories (ordinary, critical, or preengineered production lift prior to planning the lift. b. A lift may be determined to be a preengineered production lift if all of the following criteria are met: 1. The group of items to be lifted is identical in terms of dimensions, weight, center of gravity, load path, method of attachment to the lifting equipment, and selection of lifting equipment. 2. All items must be lifted in adherence to a specific step-by-step procedure that eliminates job rigging decisions or calculations by lift personnel. The lifting procedure shall address the specific

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operation and attachment of all lifting equipment, fixtures and accessories. 3. Training procedures are in place to ensure specialized training is provided to personnel involved in preengineered production lifts. DOE-STD-1090-2007 3.2 LIFTING FIXTURES 3-2 Chapter 3 Preengineered Production Lifts 3.2.1 DESIGN a. Special lifting fixtures (e.g., below-the-hook lifting devices) and rigging accessories shall be designed according to recognized consensus standards (29 CFR 1910, Occupational Safety and Health Standards for General Industry: 29 CFR 1926, Occupational Safety an Health Regulations for Construction; ASME B30.9, “Slings,” B30.10, “Hooks,” B30.20, “Below-the-Hook Lifting Devices,” etc.), and the lifting fixture design requirements in Chapters 12 and 14 (“Rigging Accessories” and “Below-the- Hook Lifting Devices,” respectively). b. Special lifting fixtures shall be designed by a qualified engineer. c. The designer shall determine the requirements for initial and periodic inspections or tests, including acceptance/rejection criteria and periodic inspection/test intervals. d. Special lifting fixture designs shall receive a documented review by another member of a qualified engineering organization and the responsible oversight organizations (safety, quality assurance, etc.). e. Deviations in design that may result in design factors less than consensus standard requirements shall require documented justification and approval of the designer’s manager and the manager of the responsible oversight organizations (safety, quality assurance, etc.). f. Applications not specifically addressed in the ASME standards or in this standard may be approved by the responsible manager and oversight organizations (safety, quality assurance, etc.) when justification and documentation are provided and all other provisions of this section are met. 3.2.2 FABRICATION Special lifting fixtures shall be fabricated according to the specifications of the approved design package. 3.2.3 INSPECTION AND TESTING a. Before initial use of each special lifting fixture, a qualified inspector shall perform a documented acceptance inspection and test on it. This process shall include: 1. Verification of configuration of the fixture against the design drawing specifications. 2. Proof-testing as specified in the approved design package. 3. Nondestructive examination as specified in the approved design package. b. Personnel performing the lift shall visually inspect special lifting fixtures before use for visible signs of wear, deformation, deterioration, or damage. Records are not required. c. A qualified inspector shall conduct periodic, documented inspections as required by the design organization. In addition to looking for visible signs of wear, deformation, deterioration, or damage, these inspections shall verify the current configuration of the fixture against that specified in the approved design package. d. Equipment to be used (cranes, hoists, forklifts, etc.) shall be inspected according to the appropriate section requirements in this standard for that type of equipment. 3.2.4 STORAGE, MAINTENANCE, AND CONTROL a. Lifting fixture users shall do the following: 1. Store special lifting fixtures in an appropriate location to prevent damage or deterioration. 2. Perform and document periodic preventive maintenance as required by the design organization.

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3. Establish controls to ensure that special lifting fixtures are used only in DOE-STD-1090-2007 Chapter 3 3-3 Preengineered Production Lifts operations for which they were functionally designed. 4. Maintain equipment to be used (cranes, hoists, forklifts, etc.) according to the appropriate section requirements in this standard for that type of equipment. 5. If equipment maintenance procedures deviate from published manufacturer's recommendations, the alternate procedures shall be approved in advance by the manufacturer or another qualified person and be kept readily available. 3.2.5 MODIFICATION AND REPAIR a. Modification to special lifting fixtures shall be designed, approved, and fabricated according to Sections 3.2.1, and 3.2.2, (“Design,” and “Fabrication,” respectively). b. Following modification or repair of a load- bearing element of a special lifting fixture, the fixture shall be inspected and tested according to the initial use requirements in Section 3.3.3, “Inspection and Testing.” DOE-STD-1090-2007 3.3 PROCEDURES 3-4 Chapter 3 Preengineered Production Lifts A detailed, approved, step-by-step procedure shall be developed for the entire operation. 3.3.1 CONTENT a. At a minimum, each procedure shall contain the following information: 1. Identification of the load to be lifted. 2. Identification of the specific lifting fixtures to be used in the operation. 3. Identification by class and capacity (if applicable) of the types of equipment to be used, such as cranes and hoists. 4. Verification that all equipment, fixtures, and accessories are operative, up-to- date on required periodic inspections and maintenance, and are in good condition before the operation begins. 5. Specific instructions for attachment of the lifting fixtures to the load and to the lifting equipment. 6. Parameters of motion required for the operation. 7. Specific instructions for removal of the lifting fixtures from both the load and the lifting equipment. 3.3.2 DEVELOPMENT a. The methods for developing new procedures, including standard procedure formats, should be clearly defined. Administrative procedures or writers guides should direct the development and review process for procedures at each site to ensure consistency at the site. b. Qualifications for procedure writers shall be considered, including operating organization and experience. c. Procedures should reference applicable source documents, such as facility design documents, safety analysis documents, vendor technical manuals, and industry standards. d. Operating procedures should contain only one action per step. e. Any necessary warnings, cautions, or notes should be easily identifiable and should not contain any action statements. These items should precede the step to which they apply and should appear on the same pate as the step to which they apply. f. The sequence of procedural steps should conform to the normal or expected operational sequence. g. Procedures should be developed with consideration for the human-factor aspects of their intended use. For example, references to components should exactly match drawing and label-plate identifiers, and units should be the same as those marked on applicable instrumentation. Important factors should be highlighted, such as operating limits, warnings, and cautions. 3.3.3 PREPARATION AND REVISION a. Appropriately trained personnel shall

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develop, review, and approve a step-by-step procedure for each lifting operation. The responsible oversight organizations (safety, quality assurance, etc.) shall participate in the review process. b. Before its first use in the actual production process, the procedure shall undergo a formal verification and validation process using walk-throughs or similar methods to ensure that the steps are appropriate and correct. Any discrepancies found during this process shall be corrected and the process repeated until the procedure is correct. c. Any changes to an existing, approved procedure shall be performed according to the process specified above. The change shall be evaluated to determine whether the revised procedure must be revalidated and reverified. DOE-STD-1090-2007 Chapter 3 3-5 Preengineered Production Lifts 3.3.4 APPROVAL a. Before each procedure is validated, it shall be reviewed and approved by the following personnel: 1. Author of the procedure. 2. Representative of a qualified engineering organization. 3. Representatives of the responsible oversight organizations (e.g., safety, quality assurance). b. After each procedure is validated, it shall be reviewed and approved by the following personnel: 1. Author of the procedure. 2. Representative of a qualified engineering organization. 3. Representatives of the responsible oversight organizations (i.e., safety, quality assurance). 4. Management of the facility where the procedure will be performed. 5. Management of the production organization performing the procedure. c. Revisions of procedures shall receive the same depth of review and level of approval as the initial versions received. d. All procedures, either new or revised, shall be approved before use. 3.3.5 REVIEW a. Approved procedures should be reviewed at periodic intervals to ensure that their information and instructions are technically accurate and that appropriate human-factor considerations have been included. b. The frequency of reviews should be specified for each procedure; it may vary with the type and complexity of the activity involved. c. Applicable procedures should be reviewed after an incident. d. During each review, procedures should be compared to source documents to verify their accuracy. 3.3.6 USE a. A copy of the current issue of the approved procedure shall be in the work area when the operation is performed. b. Deviations from the approved procedure are not allowed during normal operations. c. The requirements for use of procedures should be clearly defined and understood by all personnel. d. If a procedure is determined to be deficient, a procedure change shall be initiated before operations continue. e. Personnel performing the procedure may take whatever action is necessary during emergency conditions to return the process to a safe and stable condition without first initiating a procedure change. DOE-STD-1090-2007 3.4 DESIGNATED LEADER 3-6 Chapter 3 Preengineered Production Lifts a. Each time a preengineered production lift requiring more than one person is performed, a designated leader shall be present at the lift site during the entire operation. b. Leadership designation may be by written instructions, specific verbal instruction for the particular job, or clearly defined responsibilities within the crew’s organizational structure. c. The designated leader’s responsibility shall

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include the following: 1. Ensure that the personnel involved have received proper and current training and qualification for the procedure. 2. Ensure that the equipment and accessories specified in the procedure are available. 3. Survey the lift site for hazardous or unsafe conditions. 4. Ensure that equipment is properly set up and positioned. 5. Ensure that a signaler is assigned, if required, and identified to the equipment operator. 6. Direct the lifting operation to ensure that it is done safely and efficiently. 7. Stop the job when any potentially unsafe condition is recognized. 8. Direct emergency stabilization operations if an accident or injury occurs. DOE-STD-1090-2007 3.5 TRAINING Chapter 3 3-7 Preengineered Production Lifts Specialized training shall be conducted for personnel involved in performing preengineered production lifts. This training shall be periodically reviewed and approved by the responsible operating and oversight organizations (safety, quality assurance, etc.). 3.5.1 EQUIPMENT OPERATION a. Personnel shall be trained and qualified on the specific types of equipment required. b. The equipment operation training shall include: 1. A demonstration by the individual of operational competence with the equipment. 2. A demonstration of appropriate safe operating practices. 3. Documented evidence of the individual’s knowledge of safety-related information. c. Equipment-operation training shall be repeated for personnel whenever a new or different type of equipment is introduced into the procedure. 3.5.2 PROCEDURE a. Personnel shall be trained and qualified in the proper execution of each specific procedure. b. The training shall include: 1. A demonstration by the individual of operational competence in performance of the procedure. 2. Documented evidence of the individual’s knowledge of the steps and requirements of the procedure. c. Training on a procedure shall be repeated periodically or when a modification to the procedure results in a significant change in the operation. DOE-STD-1090-2007 CHAPTER 4 LIFTING PERSONNEL 4-i Chapter 4 Lifting Personnel This chapter specifies the design and inspection requirements for personnel lift platforms as well as the operational requirements for such platforms and appurtenant hoisting equipment. It implements the requirements of ASME B30.23, Personnel Lifting Systems (for latest ASME standards, see http://catalog.asme.org/home.cfm?Category=CS). 4.1 GENERAL ................................................................................................................................4-1 4.1.1 Personnel Lifting Evaluation .......................................................................................4-1 4.1.2 Designated Leader .......................................................................................................4-1 4.1.3 Trial Lift.......................................................................................................................4-2 4.1.4 Lifting Operations........................................................................................................4-2 4.1.4.1 Pre-Lift Meeting ............................................................................................4-2 4.1.4.2 Pre-Lift Inspection.........................................................................................4-2

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4.1.4.3 Lifting Personnel ...........................................................................................4-2 4.2 MOBILE CRANES ..................................................................................................................4-5 4.3 OVERHEAD CRANES ...........................................................................................................4-6 4.4 PERSONNEL LIFT PLATFORM .........................................................................................4-7 4.4.1 Platform Design and Construction...............................................................................4-7 4.4.2 Platform Suspension System........................................................................................4-7 4.5 INSPECTIONS.........................................................................................................................4-9 4.5.1 Frequent Inspection......................................................................................................4-9 4.5.1.1 General ..........................................................................................................4-9 4.5.1.2 Personnel Lift Platform .................................................................................4-9 4.5.2 Periodic Inspection ......................................................................................................4-9 4.5.2.1 Personnel Lift Platform .................................................................................4-9 4.5.2.2 Hoisting Equipment.......................................................................................4-9 4.6 TESTING ................................................................................................................................4-10 4.6.1 Platform Manufacturer Test .......................................................................................4-10 4.6.2 Rated Load Test .........................................................................................................4-10 4.6.3 Hoisting Equipment ...................................................................................................4-10 4.7 LIFTING PERSONNEL NEAR ELECTRICAL POWER LINES ...................................4-11 4.7.1 General.......................................................................................................................4-11 4.7.2 Condition A................................................................................................................4-11 4.7.3 Condition B................................................................................................................4-11 4.7.4 Condition C................................................................................................................4-12 Exhibit I Personnel Lift Platform Pre-Lift Inspection...............................................................4-15 Exhibit II Personnel Lifting Planning and Authorization Form .................................................4-16 DOE-STD-1090-2007 Chapter 4 4-ii Lifting Personnel INTENTIONALLY BLANK DOE-STD-1090-2007 4.1 GENERAL 4-1 Chapter 4 Lifting Personnel This chapter specifies the operation, design, testing, and inspection requirements for the use of personnel lift platforms or baskets suspended from mobile or overhead cranes. This chapter implements the requirements of 29 CFR 1926.550(g) “Cranes and Derricks” and ASME

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B30.23, “Personnel Lifting Systems.” 4.1.1 PERSONNEL LIFTING EVALUATION a. The use of a crane to hoist employees on a personnel lift platform is prohibited, except when the erection, use, and dismantling of conventional means of reaching the worksite, such as a personnel hoist, ladder, stairway, aerial lift, elevating work platform or scaffold, would be more hazardous or is not possible because of structural design or worksite conditions. b. The manager specifically responsible for the overall work function to be performed shall determine that the erection, use, and dismantling of conventional means of reaching the work site (i.e., scaffold, ladder, stairway, aerial lift, or elevating work platform) would be more hazardous or is not possible because of structural design or worksite conditions. c. For each personnel lifting procedure, the manager responsible for the task shall authorize the use of a crane-suspended work platform and attest to the need for the operation through a written justification attesting to that need. A statement describing the operation and its time frame shall be included. The statement, after being approved by the authorizer, shall be retained at the job site. d. The manager specifically responsible for the overall work function shall not allow or require any operator to lift personnel under the following circumstances: 1. The operator does not feel physically or mentally fit to perform the operation. 2. The operator has been working for more than 10 hours prior to the start of the lift or the lift will not be completed before the operator has been working for 12 hours. 3. The operator did not have at least eight hours off, immediately prior to the work shift containing the person. 4.1.2 DESIGNATED LEADER a. The Authorizing Manager shall appoint a Designated Leader for the entire personnel lifting operation. b. The Designated Leader shall ensure that a pre-job plan is prepared that defines the operation. The Designated Leader shall ensure: 1. At each new job site prior to hoisting personnel, the personnel lift platform, rigging, and hook block shall be proof- tested by a qualified inspector to 125 percent of the personnel platform’s rated capacity by holding it suspended for 5 minutes with the test load suitably distributed on the personnel platform. 2. After proof-testing, any deficiencies revealed by inspection, or by the proof test, be corrected and another proof-test conducted. 3. Any modification to the personnel lift platform or rigging requires retesting. 4. Test reports kept on file and readily available to appointed personnel. 5. A meeting, with the qualified operator, signaler, persons to be lifted, and the person responsible for overall worksite safety to plan is held prior to the trial lift to review the procedure. 6. The procedures for entering and leaving the personnel platform and the points at which persons will enter and leave the device be reviewed. This meeting shall be held at each new work location, and shall be repeated for any employees newly assigned to the operation. DOE-STD-1090-2007 Chapter 4 4-2 Lifting Personnel c. The designated leader and the crane operator shall determine that: 1. The crane is uniformly level within 1 percent of level grade and firm footing exist under both crawler tracks or under each outrigger float. Cribbing mats under tracks or blocks under outrigger

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floats are used as necessary to provide a firm and substantial footing. 2. Cranes equipped with outriggers have outriggers extended in accordance with the manufacturer’s instructions. 3. Crane systems, controls, operator aids, and safety devices are activated and functioning properly. 4. No interferences exist. 5. The total weight of the loaded personnel lift platform (including personnel) and related rigging does not exceed 50 percent of the crane rating under the planned conditions of use. 6. The personnel lift platform is not loaded in excess of its rated load capacity. 7. The number of employees occupying the platform does not exceed the number required for the work being performed. 4.1.3 TRIAL LIFT a. Each shift, before personnel initially enter the personnel lift platform, the operator and signaler shall conduct a trial lift. The trial lift shall include: 1. Loading the unoccupied personnel platform to at least the maximum anticipated load. Materials and tools to be used during the actual lift, if secured to prevent displacement, can be in the platform for the trial lift. 2. Making the trial lift from the location where personnel will enter the platform to each location where the platform will be hoisted and positioned. It is acceptable to perform a single trial lift on each shift for all locations to be reached from a single setup position. b. The trial lift shall be repeated whenever: 1. The crane (mobile) is moved and set up in a new location or returned to a previously used location. 2. When the lift route is changed, unless the operator determines that the safety of the hoisted personnel is not affected. 3. If a different crane operator is assigned. 4.1.4 LIFTING OPERATIONS 4.1.4.1 Pre-Lift Meeting a. A meeting attended by the operator, the ground crew, signaler(s), person(s) to be lifted, and the designated leader shall be held each shift to plan and review procedures to be followed, including: 1. Points at which persons will enter and leave the platform. 2. Procedures for entering and leaving the platform. 3. Special precautions if personnel will perform work from the suspended platform. b. This meeting shall be held at each new work location, and shall be repeated for any employees newly assigned to the operation. 4.1.4.2 Pre-Lift Inspection a. After the trial lift, prior to lifting personnel: 1. A visual inspection of the crane, rigging, and personnel lift platform shall be conducted by a qualified inspector. Any defects found that create a safety hazard shall be corrected prior to hoisting personnel. 2. The platform shall be lifted a few inches and inspected to ensure that it is secure and properly balanced. 4.1.4.3 Lifting Personnel a. Prior to hoisting personnel in a personnel lift platform, ensure that: DOE-STD-1090-2007 4-3 Chapter 4 Lifting Personnel 1. No hazardous conditions exist with the platform and its associated rigging. 2. The hoist line is not wrapped around any part of the platform. 3. Hoist ropes are free of kinks. 4. Multiple-part lines are not twisted around each other. 5. The primary attachment is centered over the platform. 6. Ropes are properly seated on drums and sheaves. 7. The crane is within 1 percent of level. 8. The crane has an anti two-block device installed and operational. b. Employees being hoisted or working in a personnel lift platform shall: 1. Remain in continuous sight of, and in

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direct communication with, the operator or signaler. In situations where direct visual contact with the operator is not possible, and the use of a signaler would create a hazard for that person, direct communication alone (such as a two-way radio) may be used. 2. Keep all parts of their bodies inside the suspended personnel lift platform during raising, lowering, and positioning to avoid pinch points. 3. Wear body harnesses with lanyards attached to the lower load block or overhaul ball, or to a structural member within the platform that is capable of supporting a fall impact. 4. Not stand on or work from the tope rail, midrail, or toe board of the suspended personnel platform. 5. When working above water, the requirements of 29 CFR 1926.106 (Occupational Safety and Health Regulations for Construction) shall also apply. 6. When welding is being performed from the personnel lift platform, the electrode holders shall be protected from contact with metal components of the personnel platform. c. Operators of cranes hoisting personnel in a personnel lift platform shall: 1. Before commencing or continuing the lift, consult with the designated leader whenever there is any doubt as to the safety of the lift. 2. Remain at the controls when the personnel lift platform is occupied. 3. Operate the crane so that lowering will be power-controlled (no free-fall). 4. Ensure movement of the personnel lift platform is performed in a slow, controlled, cautious manner with no sudden movements of the crane or the platform. The lifting or lowering speed shall not exceed 100 ft/min (30m/min). 5. After the personnel lift platform is positioned, set all brakes and locks on the lift crane before personnel perform any work. 6. If the personnel lift platform cannot be landed, ensure it is tied to the structure before personnel get off or on. 7. Ensure that lifts are not made on another of the crane’s load lines while personnel are suspended on the personnel lift platform. d. Suspended personnel lift platforms shall be used only for personnel, their tools, and sufficient materials to do their work. They shall not be used for transporting bulk materials. e. Personnel lift platforms should not be used in winds greater than 20mph (32.2 km/hr), electric storms, snow, ice, sleet, or other adverse weather conditions that could affect the safety of personnel. f. Use tag lines to control motion of occupied personnel lift platforms unless their use creates an unsafe condition. DOE-STD-1090-2007 Chapter 4 4-4 Lifting Personnel g. Cranes shall not travel while personnel are in the platform. Exceptions to this provision shall be approved by the manager specifically responsible for the overall work function and precautions to be taken documented in the personnel lift plan. DOE-STD-1090-2007 4.2 MOBILE CRANES 4-5 Chapter 4 Lifting Personnel Mobile cranes are designed and intended for handling materials, not personnel. In addition to the general requirements in Section 4.1, “General,” the following requirements shall be met when lifting personnel with a mobile crane: a. Personnel are permitted to ride only in one of the following: 1. A personnel lift platform that is supported from the crane’s hook which meets the requirements of Section 4.4, “Personnel Platform.” 2. A personnel basket attached directly to the boom which is approved by the crane manufacturer.

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b. Cranes and derricks with variable-angle booms shall be equipped with a boom-angle indicator that is readily visible to the operator. c. Cranes with telescoping booms shall be equipped with a device to indicate clearly to the operator, at all times, the boom’s extended length, or an accurate determination of the load radius to be used during the lift shall be made prior to hoisting personnel. d. A positive-acting device shall be used that prevents contact between the load block or overhaul ball and the boom tip (anti-two- blocking device), or a system shall be used that deactivates the hoisting action before damage occurs in the event of a two- blocking situation (two-block damage- prevention feature). e. Cranes having booms in which lowering is controlled by a brake without aid from other devices which slow the lowering speeds is prohibited. f. Crane load lines shall be capable of supporting, without failure, at least seven times the maximum intended load, except where rotation resistant rope is used, the lines shall be capable of supporting without failure, at least ten times the maximum intended load. g. Hydraulic cranes shall have check valves or other devices that will prevent uncontrolled movement in the event of system failure, engine failure, or hose rupture. h. Cranes shall have a means to prevent retraction of hydraulically or pneumatically activated outriggers or stabilizers in the event a hydraulic or pneumatic line fails. i. Pendant supported, jib type, boom extensions without positive stops are prohibited for personnel lifting. Figure 4-1. Positive Hooks j. Hooks on overhaul ball assemblies, lower load blocks, or other attachment assemblies shall be of the type that can be closed and locked, eliminating the hook throat opening. (See Figure 4-1). Alternatively, an alloy anchor type shackle with a bolt, nut and retaining pin may be used. DOE-STD-1090-2007 4.3 OVERHEAD CRANES Chapter 4 4-6 Lifting Personnel Overhead cranes are designed and intended for handling materials, not personnel. In addition to the general requirements in Section 4.1, “General,” the following requirements shall be met when lifting personnel with an overhead crane. a. Personnel are permitted to ride only in a personnel lift platform that is supported from the crane’s hook which meets the requirements of Section 4.4. b. A hoist-limit switch/device shall be provided in the hoisting direction to stop the hoisting motion to prevent two-blocking. DOE-STD-1090-2007 4.4 PERSONNEL LIFT PLATFORM 4-7 Chapter 4 Lifting Personnel 4.4.1 PLATFORM DESIGN AND CONSTRUCTION There is no attempt to comprehensively address platform design and construction in this chapter. Nevertheless, because many platform design and construction features can be observed and should be known by the platform user (see Figure 4-2), the following key design and construction requirements are presented: a. The personnel lift platform and suspension system shall be designed by a qualified person competent in structural design and familiar with national consensus standards governing personnel platform design. Figure 4-2. Personnel Lift Platform b. All welding of the platform shall be performed in accordance with ANSI/AWS D1.1. Where special steels or other materials are used, the manufacturer shall provide welding procedures. Inspections shall be to the appropriate ANSI/AWS protocols.

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c. The personnel lift platform shall have: 1. A minimum design factor of five. 2. A plate specifying its empty weight and its rated load capacity or maximum intended load. 3. Perimeter protection consisting of a top rail approximately 45 in. (10 cm) high, and a midrail approximately halfway between the top rail and the toe board. 4. A grab rail inside the personnel lift platform to minimize hand exposure. 5. Anchorage points within the platform for attaching personnel fall protection lanyards. 6. The sides of the platform enclosed from the toe board to the midrail with solid construction or expanded metal having openings no greater than ½ in. (1.27 cm). 7. Platform access gates, including sliding or folding types, if installed, shall have a positive acting device to restrain the gate from accidental opening. Swinging type access gates shall open only to the interior of the personnel lift platform. 8. Rough edges exposed to contact by employees surfaced (ground smooth) to prevent injury. 9. High-visibility color or marking for easy identification. d. In addition to wearing hard hats, personnel shall be protected by overhead protection on the personnel lift platform when there is an overhead hazard. Sufficient headroom shall be provided to allow employees to stand upright in the platform. 4.4.2 Platform Suspension System a. Wire rope, shackles, rings master links, and other rigging hardware must be capable of supporting, without failure, at least five times the maximum intended load applied or transmitted to that component and guided by the following: DOE-STD-1090-2007 Chapter 4 4-8 Lifting Personnel 1. One-leg system – design factor of seven. 2. Two- or three-leg system – design factor of five for each leg. 3. Four-leg system – design factor of five with only three legs under stress. 4. Where rotation resistant rope is used, the slings shall be capable of supporting without failure at least ten times the maximum intended load. b. Sling suspension systems shall utilize a master link or safety type shackle to connect the personnel lift platform to the load block to ensure that the load is evenly divided among the suspension system legs. c. The suspension system shall be designed to minimize tipping of the platform due to movement of employees occupying the platform. d. The sling suspension system attaching the personnel lift platform to the hoist line shall not be used for any other purpose when not hoisting personnel. e. Shackles used in any part of the suspension system shall be a safety type (bolt-type shackle with nut and cotter pin). f. All eyes in wire rope slings shall be fabricated with thimbles. g. Wire rope clips, wedge sockets, or knots shall not be used in suspension system sling assemblies. h. Synthetic webbing, natural or synthetic fiber rope shall not be used for the suspension systems. i. Chain sling suspension systems shall use a minimum of grade 80 chain. DOE-STD-1090-2007 4.5 INSPECTIONS 4-9 Chapter 4 Lifting Personnel All equipment used in the lifting of personnel shall be inspected, tested, and maintained to protect against failure during lifting operation. 4.5.1 FREQUENT INSPECTION 4.5.1.1 General a. The platform manufacturer shall furnish complete inspection criteria for the platform users. The criteria shall address all inspection frequency classifications and shall cover: 1. The platform 2. Rigging components

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3. Fasteners 4. All safety features and attachments. 4.5.1.2 Personnel Lift Platform a. Prior to initial use, and at each new job, the platform shall be inspected by a qualified inspector in accordance with the instructions provided by the manufacturer. b. The platform, suspension system, attachment points, and any motion controls shall be inspected at least each day, before use, by a designated person. The inspection is to identify conditions that have been specifically indicated by the platform manufacturer, or a qualified person, as potentially creating a hazardous operating condition. Visually inspect items such as the following: 1. Platform and suspension system markings to ensure all information is legible. 2. Platform structure: i. Load supporting members, welds and bolts. ii. Perimeter protection; top rail, midrail, toe board, and barrier from toe board to midrail. iii. Fall protection device anchorage points. iv. Gate locking mechanisms. v. Platform flooring. vi. Suspension attachment points. 3. Attachment mechanisms. i. Master links, shackles, slings, bolt- ups, etc. 4. Special purpose items: i. Overhead protection. ii. Platform controls c. For frequent inspections, dated records for the hoisting equipment and personnel lift platform shall be made and kept by the platform user for the duration of the personnel lift operation. 4.5.2 PERIODIC INSPECTION 4.5.2.1 Personnel Lift Platform a. At least once every 12 months, or as required by the personnel lift platform manufacturer, a periodic inspection of the platform shall be performed by a qualified inspector in accordance with the instructions provided by the manufacturer. b. Platforms which have been out of service for 12 or more consecutive months shall receive a periodic inspection prior to use. c. Dated inspections records for the platform shall be made. The last periodic inspection records shall be kept with the platform and available for review. 4.5.2.2 Hoisting Equipment a. Hoisting equipment shall be inspected in accordance with requirements of Chapter 7, “Overhead & Gantry Cranes,” or Chapter 9, “Mobile Cranes.” DOE-STD-1090-2007 4.6 TESTING Chapter 4 4-10 Lifting Personnel 4.6.1 PLATFORM MANUFACTURER TEST a. The platform manufacturer shall perform the following testing: 1. Test the personnel lift platforms: i. Suspension mechanisms or attachment components. ii. Occupant safety features. iii. Platform rating. iv. When the complete production platform is not supplied by one manufacturer, the manufacturers platform test shall be conducted at final assembly by the platform assembler or a qualified inspector. 2. Slings (wire rope or chain) shall receive an initial load test before installation by applying a test load to each individual leg equal to twice the rated load of the leg. If a master link or safety shackle is used in the suspension system, it shall be tested to at least the weight of the platform plus the platform rating. i. All tested components shall be visually inspected after testing. ii. Any components showing damage shall be replaced and the test procedure repeated. 3. Non-destructive testing of the platform’s suspension system attaching points. 4.6.2 RATED LOAD TEST a. At least annually and at each new job site, before personnel are hoisted, the personnel platform and suspension system shall be load-tested to 125 percent of the personnel platform’s rated capacity.

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b. The platform shall be held in a suspended position for 5 minutes with the load suitably distributed. c. Load-testing may be done concurrently with the trial lift. d. After load-testing, any deficiencies revealed during the inspection shall be corrected and another load test shall be conducted. e. Structural repair or modification to the platform requires load-testing to 150 percent of the rated capacity. f. When feasible, the hoisting equipment to be used for lifting personnel should be the equipment used to perform the load-test at the job site. g. Dated test reports shall be kept on file and shall be readily available to appointed personnel. 4.6.3 HOISTING EQUIPMENT a. Hoisting equipment shall be tested in accordance with requirements of Chapter 7, “Overhead & Gantry Cranes,” or Chapter 9, “Mobile Cranes. DOE-STD-1090-2007 4.7 LIFTING PERSONNEL NEAR ELECTRICAL POWER LINES 4-11 Chapter 4 Lifting Personnel 4.7.1 GENERAL a. When lifting personnel near electrical power lines, it is advisable to perform the lift so there is not possibility of the crane, load line, or personnel platform becoming a conductive path. b. Cranes shall not lift personnel under electrical power line if any combination of boom, personnel platform, load line, or machine components will enter the prohibited zone (See figure 4-3). c. Lifting personnel near electrical power lines is not allowed unless there is no less hazardous way to perform the job. The following conditions must be considered when lifting personnel near electrical power lines: 4.7.2 CONDITION A a. Power Lines are de-energized and grounded. (The safest and preferred condition). The following steps shall be taken when lifting personnel in Condition A: 1. The electrical utility organization shall de-energize the power lines. 2. As a minimum, the power lines shall be visible grounded to avoid the possibility of electrical feedback. 3. Before lifting personnel, a qualified representative from the electrical utility organization shall be on site to verify that the power lines are de-energized and grounded. 4. In addition to Electrical Hazard Warning Signs required on all mobile cranes, Electrical Hazard Warning Signs shall be posted inside the personnel lift platform. 5. Proximity warning devices, insulated links or boom cages, if used, shall not be a substitute for any requirements of this section. 4.7.3 CONDITION B a. Power lines are energized with the equipment outside the prohibited zone, but working within a fully extended boom length of the prohibited zone. Regardless of whether the crane boom will be fully extended, the fully extended boom length shall be considered (see figure 4-4). The following steps shall be taken when lifting personnel in Condition B: 1. A meeting, on the job site, between the Personnel Lift Authorizing Manager, the Designated Leader, and a qualified representative of the electrical utility organization shall take place. Procedures to safely complete the lift shall be established. 2. The clearance specified in Table 4-1 shall be maintained between the hoisting equipment, loadline and personnel basket at all times. 3. Power line movements, horizontal and vertical, caused by wind shall be considered. 4. The required clearances to the power lines shall be continuously monitored by a signal person, also called a “wire watcher,” whose sole responsibility is to

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maintain proper clearance. The “wire watcher” shall be in constant communication with the crane operator. 5. Tag lines to the personnel platform, when used, shall be of a nonconductive type, such as dry rope made of polypropylene or polyethylene fiber. 6. No person outside the platform or crane cab shall be permitted to touch the crane, load line or platform unless the “wire watcher” indicates it is safe. 7. Operation of the boom or the platform over power lines should be avoided. Poor perception of distance and multiple potential contact points make this very hazardous. DOE-STD-1090-2007 Chapter 4 4-12 Lifting Personnel 8. Consider attaching ribbons, balls, or other visibility enhancing devices, to the power line to aid in visually locating the prohibited zone. 9. In addition to Electrical Hazard Warning Signs required on all mobile cranes, Electrical Hazard Warning Signs shall be posted inside the personnel lift platform. 10. Proximity warning devices, insulated links or boom cages, if used, shall not be a substitute for any requirements of this section. 4.7.4 CONDITION C a. Power lines are energized with the equipment inside the prohibited zone (See Table 4-1). Lifting personnel in the condition is strictly prohibited. Table 4-1. Safe working distance from power lines a. When operating near high-voltage power lines: Normal voltage (phase to phase) Minimum required clearance Up to 50 kV Over 50 to 200 kV Over 200 to 350 kV Over 350 to 500 kV Over 500 to 750 kV Over 750 to 1000 kV 10 ft ( 3.1 m) 15 ft ( 4.6 m) 20 ft ( 6.1 m) 25 ft ( 7.6 m) 35 ft (10.7 m) 45 ft (13.7 m) b. While in transit with no load and boom or mast lowered: Normal voltage (phase to phase) Minimum required clearance Up to 0.75 kV Over 0.75 to 50 kV Over 50 to 345 kV Over 345 to 700 kV Over 750 to 1000 kV 4 ft (1.8 m) 6 ft (1.3 m) 10 ft (3.5 m) 16 ft (4.9 m) 20 ft (6.1 m) DOE-STD-1090-2007 4-13 Chapter 4 Lifting Personnel Reprinted from ASME B30.23-2005 by permission of The American Society of Mechanical Engineers. All rights reserved. Figure 4-3. Danger Zone for Cranes and Lifting Personnel Near Electrical Transmission Line DOE-STD-1090-2007 Chapter 4 4-14 Lifting Personnel Reprinted from ASME B30.23-2005 by permission of The American Society of Mechanical Engineers. All rights reserved. Figure 4-4. Danger Zone for Cranes Lifting Personnel Near Electrical Transmission Lines DOE-STD-1090-2007 4-15 Chapter 4 Lifting Personnel Page 1 of 1 EXHIBIT I (SAMPLE FORM ONLY) PERSONNEL LIFT PLATFORM PRE-LIFT INSPECTION Inspector: ____________________________________Date: ________________________ Platform Identification Number: _______________________________________________ 1. Trial Lift Completed with anticipated lift weight: ______________________(lbs. or kg) 2. Markings Satisfactory Unsatisfactory Platform (All Information Legible) ( ) ( ) Suspension System ( ) ( ) 3. Structure Load Supporting Welds/Bolts ( ) ( ) Load Supporting Members ( ) ( ) Barrier From Toe Board to Intermediate Rail ( ) ( ) Hand Rail ( ) ( ) Fall Protection Device Anchorage Points ( ) ( ) Gate Locking Mechanisms ( ) ( ) Platform Flooring ( ) ( ) Suspension Attachment Points ( ) ( ) 4. Attachment Mechanisms Pins/Ears/Bolt-Up’s/eyes (circle) ( ) ( ) Wire Rope/Chains/Rigid Leg (circle) ( ) ( )

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Master Links ( ) ( ) 5. Special Purpose Items (i.e., Overhead Protection, Floatation, Platform Controls) List: 1) __________________________ ( ) ( ) 2) __________________________ ( ) ( ) 3. __________________________ ( ) ( ) 6. General Comments: Designated Leader Signature: ___________________________ Date: ________________ Reprinted from ASME B30.23-2005 by permission of The American Society of Mechanical Engineers. All rights reserved. DOE-STD-1090-2007 Chapter 4 4-16 Lifting Personnel Page 1 of 1 EXHIBIT II (SAMPLE FORM ONLY) PERSONNEL LIFTING PLANNING AND AUTHORIZATION 1. Location: __________________________________Date:__________________________ 2. Purpose of Lift: ___________________________________________________________ 3. Hoisting Equipment Manufacturer: ____________________________________________ Model Number: ___________________________________________________________ Serial Number: ____________________________________________________________ 4. Expected Radius: ________________________________________________ (Maximum) _____________________________________________________________(At Work Location) 5. (A) Rated Load at Radius: ___________________________________________________ (B) Maximum Lifted Load (50% of 5A) ________________________________________ 6. (A) Platform Identification: __________________________________________________ (B) Platform Rating: _______________________________________________________ 7. Platform Weight: __________________________________________________________ 8. (A) Number of Platform Occupants: ___________________________________________ (B) Approximate Weight (with equipment): _____________________________________ 9. Total Lift Weight: _____________________________[(7 + 8B)(No more than 5B above)] 10. Personnel Lift Supervisor: __________________________________________________ 11. What are the alternatives to this personnel lift? __________________________________ ____________________________________________________________________________ ____________________________________________________________________________ 12. Why are they not being used? ________________________________________________ ____________________________________________________________________________ ____________________________________________________________________________ 13. Pre-Lint Briefing Held:______/____/________ Time:_______________________AM/PM Attendees: _______________________________________________________________ ____________________________________________________________________________ 14. Anticipated Hazards (wind, weather, visibility, power lines): _______________________ ____________________________________________________________________________ 15. Lift Accomplished Date: :______/____/________ Time:_____________________AM/PM 16. Remarks: ________________________________________________________________ ____________________________________________________________________________ Designated Leader Signature:_____________________________ Date: ________________ Reprinted from ASME B30.23-2005 by permission of The American Society of Mechanical Engineers. All rights reserved. DOE-STD-1090-2007 CHAPTER 5 HOSTILE ENVIRONMENTS 5-i Chapter 5 Hostile Environments This chapter describes provisions for hoisting and rigging operations in hostile work environments.

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5.1 GENERAL ................................................................................................................................5-1 5.2 HOSTILE ENVIRONMENT PLAN ......................................................................................5-2 5.2.1 Marking and Posting ....................................................................................................5-2 5.2.2 Inspection and Testing .................................................................................................5-2 EXHIBIT I Hostile Environment Plan ............................................................................................5-3 DOE-STD-1090-2007 Chapter5 5-ii Hostile Environments INTENTIONALLY BLANK DOE-STD-1090-2007 5.1 GENERAL 5-1 Chapter 5 Hostile Environments a. This chapter contains special provisions for hoisting and rigging operations and equipment in hostile environments where standard operating, maintenance, inspection, or test procedures cannot be followed as a result of radiation or radioactive contamination, toxic/hazardous chemicals or gases, or temperature extremes. Hostile environments are environments that have been rendered inaccessible to workers during hoisting or rigging operations due to these health hazards. b. Hoisting and rigging activities can usually be accomplished where the environment will allow normal operations with access for hands-on equipment contact. In those situations, operations, maintenance, inspections, and tests shall be done in accordance with the balance of this standard or other applicable regulatory requirements. Applicable regulations include, but are not limited to, 29 CFR 1910.179 and 29 CFR 1910.184. c. Hoisting and rigging equipment or operations shall be reviewed by a designated person to determine compliance with the requirements of this standard or other applicable regulatory requirements. If it is determined to be impossible or unreasonable for the requirements of the balance of this standard or other regulatory requirements to be met as a result of hostile environmental conditions, a hostile environment plan shall be prepared to document alternative compliance methods and procedures. d.. Alternate compliance methods and procedures shall be consistent with a facility’s safety basis documents (i.e, Documented Safety Analysis and Technical Safety Requirements). e. All hoisting and rigging operations shall be consistent with DOE’s policy of as-low-as- reasonably achievable (ALARA) radiation exposure per the provisions of 10 CFR 835, Occupational Radiation Protection. f. Safety of personnel shall remain the first priority. DOE-STD-1090-2007 5.2 HOSTILE ENVIRONMENT PLAN Chapter 5 5-2 Hostile Environments a. A hostile environment plan shall be prepared by a designated person and shall cover operations, equipment, inspection, testing, and maintenance. See Exhibit I, Hostile Environment Plan, at the end of this chapter. b. At a minimum, the plan shall be reviewed and approved by responsible DOE contractor management at the facility where the crane, hoist, or other equipment is located and by responsible management of the appropriate DOE contractor oversight organization such as safety or quality assurance. c. The plan shall address only those actions or features that require deviation from the requirements of this standard due to a hostile environment. At a minimum, it shall

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contain the following information: 1. The specific requirements that cannot be met. 2. The difference between the requirement and actual conditions. 3. Justification for not meeting this standard’s requirements. 4. A statement of actions or features to be used to compensate for the differences. 5. Specific maintenance, inspections, and tests to be performed whenever access is possible. 6. Replacement or retirement criteria for equipment that is designed to operate with little or no maintenance. d. Detailed operation, inspection, testing, and maintenance procedures that state specific requirements and acceptance criteria shall be prepared, based on the hostile environment plan. e. The responsible manager shall ensure that the approved hostile environment plan is distributed as follows: 1. DOE Site Office or equivalent 2. Equipment operators, maintenance organizations, and other organizations/personnel affected by the plan. 3. Equipment history file. f. Hostile environment plans in the equipment history file shall be readily available to appointed personnel. 5.2.1 MARKING AND POSTING Equipment used under a hostile environment plan shall be posted with the following information: “Special Maintenance and Operating Instructions Required – see Hostile Environment Plan.” 5.2.2 INSPECTION AND TESTING a. Handling fixtures and rigging accessories shall be qualified in accordance with Chapters 11, 12, and 14 (“Wire Rope and Slings,” “Rigging Accessories,” and “Below-the-Hook Lifting Devices,” respectively) of this standard prior to being exposed to the hostile environment. b. Lifting equipment, slings, rigging accessories and fixtures that have been removed from hostile environments shall be inspected and maintained per the applicable provisions of this standard prior to their reuse outside of hostile environments. c. Nylon (rope or webbing) slings should not be used in a radiation area unless absolutely necessary. When it is necessary to use a nylon or polyester sling in a radiation area, the responsible manager shall ensure that radiation exposure does not exceed 100,000 rad during the life of the sling. DOE-STD-1090-2007 5-3 Chapter 5 Hostile Environments EXHIBIT I HOSTILE ENVIRONMENT PLAN Building:______________________________ Location:____________________________ Type crane/hoist:_____________________________________________________________ (e.g., overhead top-running bridge and trolley, top-running bridge with underhung hoist, jib crane, monorail hoist, overhead hoist) Capacity:_____________________ (Auxiliary):____________________________________ Power method:_______________________________________________________________ Manufacturer:________________________________________________________________ 1.a H&R standard requirement that will not be met Section number:_________________________ (copy the applicable section) _____________________________________________________________________ _____________________________________________________________________ _____________________________________________________________________ 1.b Difference between standard requirement and what is to be allowed by this plan: _____________________________________________________________________ _____________________________________________________________________ 1.c Justification for not meeting the standard requirement: _________________________

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_____________________________________________________________________ _____________________________________________________________________ 1.d Actions or features to compensate for differences: _____________________________ ______________________________________________________________________ 1.e. Actions to be taken (e.g., inspections, maintenance) for lifting equipment, slings, rigging accessories and fixtures that will be removed from hostile environments and subsequently reused to ensure compliance with this standard, applicable regulatory requirements and manufacturer’s recommendations prior to their reuse (if applicable): _______________________________________________________________________ _______________________________________________________________________ Include information regarding replacement or retirement criteria for this equipment. Include information regarding any special design, maintenance, or test considerations that apply to this equipment. ____________________________________________________________________________ ____________________________________________________________________________ ____________________________________________________________________________ APPROVAL (Signature/date) *Facility Manager: __________________________________Date:______________________ *Manager, Oversight Organization: _____________________Date:______________________ Other: ___________________________________________ Date: _____________________ __________________________________________ Date: _____________________ __________________________________________ Date: _____________________ *means approval is mandatory DOE-STD-1090-2007 Chapter 5 5-4 Hostile Environments INTENTIONALLY BLANK DOE-STD-1090-2007 CHAPTER 6 PERSONNEL QUALIFICATION AND TRAINING 6-i Chapter 6 Personnel Qualification and Training This chapter describes personnel qualification and training. Only qualified personnel shall operate the equipment covered in this standard. 6.1 GENERAL ................................................................................................................................6-1 6.2 QUALIFICATION...................................................................................................................6-2 6.2.1 General.........................................................................................................................6-2 6.2.2 Operators of Cab-Operated and Pulpit-Operated Cranes .............................................6-2 6.2.3 Operators of Mobile Cranes.........................................................................................6-2 6.2.4 Operators of Truck Mounted Cranes – Capacity 1 Ton or Less ..................................6-4 6.2.5 Operators of Floor-Operated Cranes and Hoists ..........................................................6-4 6.2.6 Operators of Remote Operated Cranes ........................................................................6-4 6.2.7 Operators of Forklift Trucks ........................................................................................6-4 6.2.8 Riggers .........................................................................................................................6-4 6.2.9 Person-In-Charge (PIC) ...............................................................................................6-4

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6.2.10 Designated Leader .......................................................................................................6-5 6.2.11 Inspectors .....................................................................................................................6-5 6.2.12 Instructors ....................................................................................................................6-5 6.2.13 First-Line Supervisors..................................................................................................6-5 6.2.14 Maintenance Personnel ................................................................................................6-5 6.3 TRAINING ...............................................................................................................................6-7 6.3.1 General.........................................................................................................................6-7 6.3.2 Operators of Cab-Operated, Pulpit-Operated, and Floor-Operated Cranes..................6-7 6.3.3 Mobile Crane Operators...............................................................................................6-8 6.3.4 Operators of Truck Mounted Cranes – Capacity 1 Ton or Less ..................................6-8 6.3.5 Forklift Truck Operators ..............................................................................................6-8 6.3.6 Riggers .......................................................................................................................6-10 6.3.7 Inspectors ...................................................................................................................6-10 6.3.8 Instructors ..................................................................................................................6-11 6.3.9 Maintenance Personnel ..............................................................................................6-11 6.4 REQUALIFICATION ...........................................................................................................6-12 6.5 RECORDS ..............................................................................................................................6-13 DOE-STD-1090-2007 Chapter 6 6-ii Personnel Qualification and Training INTENTIONALLY BLANK DOE-STD-1090-2007 6.1 GENERAL 6-1 Chapter 6 Personnel Qualification and Training a. This chapter delineates the requirements for the qualification and training of operators, riggers, inspectors, maintenance personnel, trainers, person-in-charge (PIC), designated leaders, and first-line supervisors. b. Personnel who are designated to operate equipment or perform work covered by this standard shall be qualified and trained to the level of proficiency consistent with assigned tasks. DOE-STD-1090-2007 Chapter 6 6-2 Personnel Qualification and Training 6.2.1 GENERAL Only qualified personnel or trainees, under the direct supervision of qualified personnel, who meet the following requirements shall be allowed to rig, operate, inspect, or perform maintenance on cranes, hoists, or powered forklift trucks: a. Be at least 18 years old. b. Understand spoken and written English or a language generally in use at the work location. c. At the site’s discretion, crane operator certification by the National Commission for the Certification of Crane Operators (NCCCO), an OSHA recognized certification body or a state licensing agency

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may be used to verify compliance with qualification requirements described hereunder for covered classes of equipment. 6.2.2 OPERATORS OF CAB- OPERATED AND PULPIT- OPERATED CRANES a. Operators and operator trainees shall meet the following physical qualifications. 1. Have vision of at least 20/30 Snellen in one eye and 20/50 in the other, with or without corrective lenses. Operators whose jobs do not require binocular vision (operation of cranes with television cameras or periscope optics) shall have distant visual acuity of 20/30 in one eye and no specific visual requirement for the other eye. 2. Be able to distinguish colors, regardless of position, if color differentiation is required for operation. 3. Have adequate hearing, with or without a hearing aid, for specific operation. 4. Have physical strength, coordination, and sufficient reaction speed to meet the demands of equipment operation. 5. Show no evidence of physical defects or of emotional instability that could be a hazard to themselves or others, or which, in the opinion of the examiner, could interfere with their safe performance; such evidence may be sufficient cause for disqualification. In these cases, medical judgments and tests may be required. 6. Show no evidence of being subject to seizures or to loss of physical control; such evidence shall be sufficient reason for disqualification. Medical examinations may be required to determine these conditions. 7. Have normal depth perception, field of vision, manual dexterity, coordination, and no tendencies to dizziness or similar potentially hazardous characteristics. 8. Have no detectable or known disease or physical restriction that would render them incapable of safely operating equipment or carrying out rigging duties. Where any deficiency of an upper or lower extremity exists, the acceptability of a candidate shall be the decision of the supervisor, after consulting with the designated physician. b. Operators shall be required by the employer to satisfactorily pass a written examination covering operational characteristics, controls, and emergency control skills. c. Operators shall be required by the employer to pass a practical operating skill evaluation. Qualification shall be limited to the type of equipment for which the operator is being evaluated. The actual or simulated operation shall enable trainees to demonstrate basic knowledge and skills at a level that ensures the safety of personnel and equipment. 6.2.3 OPERATORS OF MOBILE CRANES a. Operators and operator trainees shall meet the following physical qualifications: 1. Have vision of at least 20/30 Snellen in one eye and 20/50 in the other, with or without corrective lenses. DOE-STD-1090-2007 6-3 Chapter 6 Personnel Qualification and Training 2. Be able to distinguish colors, regardless of position, if color differentiation is required for operation. 3. Have adequate hearing, with or without a hearing aid, for a specific operation. 4. Have physical strength, coordination, and sufficient reaction speed to meet the demands of equipment operation. 5. Show no evidence of physical defects or of emotional instability that could be a hazard to themselves or others, or which, in the opinion of the examiner, could interfere with their safe performance; such evidence may be sufficient cause for disqualification. In these cases, medical judgments and tests may be required.

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6. Show no evidence of being subject to seizures or to loss of physical control; such evidence shall be sufficient reason for disqualification. Medical examinations may be required to determine these conditions. 7. Have normal depth perception, field of vision, manual dexterity, coordination, and no tendencies to dizziness or similar potentially hazardous characteristics. 8. Have no detectable or known disease or physical restriction that would render them incapable of safely operating equipment or carrying out rigging duties. Where any deficiency of an upper or lower extremity exists, the acceptability of a candidate shall be the decision of the supervisor, after consulting with the designated physician. 9. Shall successfully pass with a negative result, a substance abuse test. The level of testing will be determined by the standard practice for the industry where the crane is employed and this test shall be confirmed by a recognized laboratory service. 10. Operator physical examinations shall be required every three years or more frequently if supervision deems it necessary. b. Operators shall be required by the employer to satisfactorily pass a written examination covering operational characteristics, controls, and emergency control skills such as response to: 1. Fire. 2. Power line contact. 3. Loss of stability. 4. Control malfunction. 5. As well as characteristic and performance questions appropriated to the crane type for which qualifications is sought. c. Operators shall demonstrate their ability to read, write, comprehend and exhibit arithmetic skills and load/capacity chart usage, in the language of the crane manufacturer’s operation and maintenance instruction materials. d. Operators shall satisfactorily complete a combination written and verbal test on load/chart usage that covers a selection of the configurations (the crane may be equipped to handle) for the type crane for which qualification is being sought. e. The operator shall complete a practical operating skill evaluation test (actual or simulated), demonstrating proficiency and basic knowledge in handling the specific type crane for which the operator is being evaluated, including: 1. Pre-start and post-start inspection. 2. Maneuvering skills. 3. Shutdown. 4. Securing the crane. 5. Ability to use and respond to signals as found in Figure 9-6. DOE-STD-1090-2007 Chapter 6 6-4 Personnel Qualification and Training f. Qualification shall be limited to the type of equipment for which the operator is being evaluated. g. Trainee qualification requirements shall include, but are not limited to the following: 1. Satisfactory completing of a written examination covering safety, operational characteristics and limitations, and controls of the type crane for which they are being qualified. 2. Demonstrate their ability to read, write, comprehend, and exhibit arithmetic skills and load/capacity chart usage, in the language of the crane manufacturer’s operations and maintenance instruction materials. 3. Satisfactory completion of a combination written and verbal test on load/capacity chart usage covering various crane configurations. 6.2.4 OPERATORS OF TRUCK MOUNTED CRANES – CAPACITY 1 TON OR LESS a. Physical qualifications shall be based on specific job requirements. b. Operators shall be required by their employer to pass a practical operating skill evaluation. Qualification shall be limited to

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the type of equipment for which the operator is being evaluated. 6.2.5 OPERATORS OF FLOOR- OPERATED CRANES AND HOISTS a. Physical qualifications shall be based on specific job requirements. b. Operators shall be required by their employer to pass a practical operating skill evaluation. Qualification shall be limited to the type of equipment for which the operator is being evaluated. c. The actual or simulated operation shall enable operators to demonstrate basic knowledge and skills at a level that ensures the safety of personnel and equipment. 6.2.6 OPERATORS OF REMOTE OPERATED CRANES a. The use of remote-controlled equipment involves such a wide variety of service requirements and conditions that each installation should be carefully analyzed and operation reviewed to determine whether sections 6.2.2.a or 6.2.5.a should apply. b. Operators shall be required by the employer to satisfactorily pass a written examination covering operational characteristics, controls, and emergency control skills. c. Operators shall be required by their employer to pass a practical operating skill evaluation. Qualification shall be limited to the type of equipment for which the operator is being evaluated. d. The actual or simulated operation shall enable operators to demonstrate basic knowledge and skills at a level that ensures the safety of personnel and equipment. 6.2.7 OPERATORS OF FORKLIFT TRUCKS a. Physical qualifications shall be based on specific job requirements. b. Operators shall be required by the employer to pass a practical operating skill evaluation. Qualification shall be limited to the type of forklift for which the operator is being evaluated. c. The actual or simulated operation shall enable operators to demonstrate basic knowledge and skills at a level that ensures the safety of personnel and equipment. 6.2.8 RIGGERS Riggers shall be required to pass a practical rigging skill evaluation that requires the use of rigging equipment in safe configurations. The actual or simulated operation shall enable personnel to demonstrate basic knowledge and skills at a level that ensures the safety of personnel and equipment. 6.2.9 PERSON-IN-CHARGE (PIC) DOE-STD-1090-2007 6-5 Chapter 6 Personnel Qualification and Training The PIC shall have the necessary knowledge and experience of the specific type of equipment and completion of the operation. The PIC shall understand the rules and procedures implemented at the site to ensure that the following are completed: a. Necessary administrative requirements. b. Personnel assignments and responsibilities. c. Selection of proper equipment/tools. d. Recognition and control of hazardous or unsafe conditions. e. Job efficiency and safety. f. Critical-lift documentation. In addition, the PIC shall: a. Direct operations in the case of an accident. b. Exercise authority to start and stop work activities. 6.2.10 DESIGNATED LEADER The designated leader shall have sufficient knowledge and experience to accomplish the following responsibilities: a. Ensure that personnel involved understand how the lift is to be made. b. Ensure that the weight of the load is determined and that proper equipment and acces

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