DOE-HDBK-1132-99 (Reaffirmed 2014), Design Considerations
Functional areas: Nuclear Facilities, Design of Confinement Systems, Radiation Protection, Effluent Monitoring Systems, Design of Special Facilities
The Design Considerations Handbook includes information and suggestions for the design of systems typical to nuclear facilities, information specific to various types of special facilities, and information useful to various design disciplines. Reaffirmed June 2013.
Document text
Text extracted from the attached file. Refer to the original document for the authoritative version.
Section 1
TS
NOT MEASUREMENT
SENSITIVE
DOE-HDBK-1132-99
April 1999
Reaffirmed 2014
DOE HANDBOOK
DESIGN CONSIDERATIONS
U.S. Department of Energy AREA EDCN
Washington, D.C. 20585
DISTRIBUTION STATEMENT A. Approved for public release; distribution is unlimited.
DOE-HDBK-1132-99
February 2014
Table of Changes
Page Paragraph Changed To
Throughout Reference citations. Revised all reference citations
throughout the Order to reflect
current versions of the documents.
Throughout Formatting Made editorial and formatting
changes.
xv 3 Please provide suggestions for
improvement and material for
consideration for future revisions
to the DOE Office of
Environment, Safety and Health;
attention: Rich Stark, DOE/EH-31
Please provide suggestions for
improvement and material for
consideration for future revisions to
the James O’Brien, DOE
Headquarters, Office of Nuclear
Safety
I-6 7 Safety analyses define the
functional requirements of the
design, such as the type and
severity of accident conditions
that the confinement system must
accommodate.
Safety analyses define the
functional requirements of the
design, such as the type and
severity of accident conditions to be
accommodated by the confinement
system.
I-10 4 Equipment that must be located
within the enclosure should be
designed to allow for in-place
maintenance and/or replacement.
Equipment located within the
enclosure should be designed to
allow for in-place maintenance
and/or replacement.
I-12 11 Various types of removal and
transfer
systems are discussed in
International Atomic Energy
Agency (IAEA) Safety
Series No. 30.
Deleted
I-35 1 Added NCRP Report No. 151, Structural
Shielding Design and Evaluation for
Megavoltage X- and Gamma-Ray
Radiotherapy Facilities, provides
guidance regarding shielding design
and evaluation for mega voltage
accelerator facilities.
I-35 3 ANSI N13.2, Administrative
Practices in Radiation Monitoring
(A Guide for Management),
provides guidance for
administrative practices in
radiation monitoring.
Deleted
I-36 2 ANSI N13.4, American National
Standard for the Specification of
Portable X- or Gamma-Radiation
Survey Instruments, provides
guidance on personnel
monitoring devices.
American National Standard
N13.49-2001 (R2011), Performance
and Documentation of Radiological
Surveys, provides both specific and
general guidance for facilities using
radioactive material or machines
producing radiation fields.
DOE-HDBK-1132-99
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Table of Changes
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I-39 6 Radiation monitoring, alarm, and
warning systems that must
function
during a loss of normal power
should be provided with an
emergency
UPS (internal or external on-line).
Radiation monitoring, alarm, and
warning systems required to
function during a loss of normal
power should be provided with an
emergency UPS (internal or external
on-line).
I-49 2 Design of materials management
and storage systems should
attempt to achieve inventory
extension to the maximum extent
possible; that is, to minimize the
frequency with which inventory
must be taken and reconciled.
Design of materials management
and storage systems should attempt
to achieve inventory extension to
the maximum extent possible; that
is, to minimize the frequency with
which inventory and reconciliation
are necessary.
I-67 2 For outdoor applications, the
capacity must also include
maximum predicted precipitation.
For outdoor applications, the
capacity should also include
maximum predicted precipitation.
Section 2
I-90 2 For alloyed metals, however,
additional consideration must be
given to the possible leaching of
impurities from the alloyed metal,
even at normal room
temperatures and pressures.
For alloyed metals, however,
additional consideration should be
given to the possible leaching of
impurities from the alloyed metal,
even at normal room temperatures
and pressures.
I-97 2 In reality, these are the things
that designers must
accommodate.
In reality, these are the things that
designers need to accommodate.
I-104 3 Because the true leakage rates of
most tritium gloveboxes can
generally be certified to be no
more than 10-2 to 10-3 cm3/sec,
the ingress of air into the box
environment is a problem that
must constantly be addressed.
Because the true leakage rates of
most tritium gloveboxes can
generally be certified to be no more
than 10-2 to 10-3 cm3/sec, the
ingress of air into the box
environment is a problem to be
addressed.
I-105 1 Because one of the undesired
impurities will always include
tritium (as T2, HT, and/or HTO),
the cleanup systems must always
remove free tritium from the
glovebox gases.
Because one of the undesired
impurities will always include tritium
(as T2, HT, and/or HTO), the
cleanup systems should remove
free tritium from the glovebox gases.
I-106 1 Independent of the scale of the
operation, the tritium removal
systems used for these types of
containment systems must be
capable of a very high rate of
throughput, and they should be
examined with great care prior to
selecting the containment
systems for use.
Independent of the scale of the
operation, the tritium removal
systems used for these types of
containment systems should be
capable of a very high rate of
throughput, and they should be
examined with great care prior to
selecting the containment systems
for use.
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Table of Changes
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I-110 1 When cleanup systems have to
run for relatively long periods of
time, leakage rates into and out
of the glovebox in question, and
leakage rates into and out of the
cleanup system tend to become
additional factors that must be
considered in the overall design
of the facility.
When cleanup systems have to run
for relatively long periods of time,
leakage rates into and out of the
glovebox in question, and leakage
rates into and out of the cleanup
system tend to become additional
factors to consider in the overall
design of the facility.
I-119 3 In many instances, an existing
DOE facility that must be
decontaminated and
decommissioned does not have a
D&D plan and procedures in
place that were implemented in
the original facility design.
In many instances, an existing DOE
facility that needs decontamination
and decommissioning does not
have a D&D plan and procedures in
place that were implemented in the
original facility design.
I-136 7 Each of these documents
contains the technical
specifications that the wastes
produced must meet for
acceptance of their vitrified high-
level waste into the repository.
Each of these documents contains
the technical specifications for
acceptance of their vitrified high-
level waste into the repository.
II-1 7 Certain aspects of the
arrangement and layout, such as
egress and access, must satisfy
the building code or local code
requirements.
Certain aspects of the arrangement
and layout, such as egress and
access, are required to satisfy the
building code or local code
requirements.
Section 3
II-23 1 When arranged horizontally, a
minimum distance of 30 inches
shall be provided along one side
of each tray run to allow for
installation and maintenance.
When arranged horizontally, a
minimum distance of 30 inches
should be provided along one side
of each tray run to allow for
installation and maintenance.
II-23 1 When arranged vertically (trays
above each other) cable trays
shall have a minimum vertical
spacing of 16 inches for trays
which have a 3-inch loading
depth and 17 inches for trays
which have a 4-inch loading
depth to allow for maintenance
and installation and to permit the
use of cable pulling equipment
when required.
When arranged vertically (trays
above each other) cable trays
should have a minimum vertical
spacing of 16 inches for trays which
have a 3-inch loading depth and 17
inches for trays which have a 4-inch
loading depth to allow for
maintenance and installation and to
permit the use of cable pulling
equipment when required.
DOE-HDBK-1132-99
This document is available on the
Department of Energy Technical Standards Program Web page at
http://www.hss.doe.gov/nuclearsafety/ns/techstds/
ii
http://www.hss.doe.gov/nuclearsafety/ns/techstds
DOE-HDBK-1132-99
TABLE OF CONTENTS
PARAGRAPH PAGE
ACRONYMS AND ABBREVIATIONS ............................................................................ ix
FOREWORD ................................................................................................................ xiii
PART I: DESIGN CONSIDERATIONS
INTRODUCTION ......................................................................................................... I-1
REFERENCES ............................................................................................................ I-3
SECTION 1: SYSTEMS ............................................................................................... I-6
1.1 CONFINEMENT SYSTEMS ............................................................................. I-6
1.1.1 Introduction and Scope .................................................................... I-6
1.1.2 General Considerations ................................................................... I-7
1.1.3 Primary Confinement System .......................................................... I-8
1.1.4 Secondary Confinement ................................................................ I-12
1.1.5 Tertiary Confinement ..................................................................... I-14
1.1.6 Confinement Ventilation Systems .................................................. I-14
1.2 CONFINEMENT SYSTEM DESIGN ASPECTS BY FACILITY TYPE ............ I-19
1.2.1 Plutonium Processing and Handling Facilities and Plutonium
Storage Facilities ........................................................................... I-19
1.2.2 Unirradiated Enriched Uranium Storage Facilities ......................... I-21
1.2.3 Uranium Processing and Handling Facilities .................................. I-22
1.2.4 Irradiated Fissile Material Storage Facilities .................................. I-25
1.2.5 Reprocessing Facilities .................................................................. I-26
1.2.6 Uranium Conversion and Recovery Facilities ................................ I-28
1.2.7 Laboratory Facilities (Including Hot Laboratories) .......................... I-30
1.3 EFFLUENT CONTROL AND RADIATION PROTECTION ............................. I-33
Section 4
1.3.1 Introduction and Scope .................................................................. I-33
1.3.2 Shielding Design ............................................................................ I-34
1.3.3 Airborne Radiation Control ............................................................. I-35
1.3.4 Contamination Control ................................................................... I-36
1.3.5 Radiation Monitoring ...................................................................... I-36
1.3.6 Airborne Effluents .......................................................................... I-37
1.3.7 Effluent Control .............................................................................. I-38
1.3.8 Effluent Monitoring ......................................................................... I-39
SECTION 2: SPECIAL FACILITIES AND ACTIVITIES ............................................ I-40
INTRODUCTION AND SCOPE .................................................................................. I-40
2.1 PLUTONIUM PROCESSING AND HANDLING FACILITIES ......................... I-40
2.1.1 Introduction .................................................................................... I-40
2.1.2 Design Considerations ................................................................... I-40
2.2 PLUTONIUM STORAGE FACILITIES. .......................................................... I-50
2.2.1 Introduction. ................................................................................... I-50
2.2.2 Design Considerations ................................................................... I-50
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2.3 UNIRRADIATED ENRICHED URANIUM STORAGE FACILITIES. .............. I-52
2.3.1 Introduction ..................................................................................... I-52
2.3.2 Design Considerations ................................................................... I-52
2.4 URANIUM PROCESSING AND HANDLING FACILITIES. ........................... I-54
2.4.1 Introduction ..................................................................................... I-54
2.4.2 Design Considerations ..................................................................... I-55
2.5 IRRADIATED FISSILE MATERIAL STORAGE FACILITIES ........................ I-56
2.5.1 Introduction ..................................................................................... I-56
2.5.2 Design Considerations ..................................................................... I-57
2.6 REPROCESSING FACILITIES ...................................................................... I-59
2.6.1 Introduction ..................................................................................... I-59
2.6.2 Design Considerations ..................................................................... I-59
2.7 URANIUM CONVERSION AND RECOVERY FACILITIES ........................... I-61
2.7.1 Introduction. .................................................................................... I-61
2.7.2 Design Considerations ..................................................................... I-61
2.8 RADIOACTIVE LIQUID WASTE FACILITIES ................................................ I-64
2.8.1 Introduction. .................................................................................... I-64
Section 5
2.8.2 Design Considerations ..................................................................... I-64
2.9 RADIOACTIVE SOLID WASTE FACILITIES. ............................................... I-71
2.9.1 Introduction. .................................................................................... I-71
2.9.2 Design Considerations ..................................................................... I-71
2.10 TRITIUM FACILITIES .................................................................................... I-75
2.10.1 Introduction ..................................................................................... I-75
2.10.2 Sources of Tritium .......................................................................... I-76
2.10.3 The Relative Abundance of Tritium ................................................ I-78
2.10.4 The Radioactive Decay of Tritium. ................................................. I-79
2.10.5 The Chemical Properties of Tritium ................................................ I-81
2.10.6 Modeling the Behavior of Tritium .................................................... I-86
2.10.7 The Development of Tritium Technology ........................................ I-97
2.10.8 Confinement Systems vs. Containment Systems ........................... I-99
2.10.9 Tritium Removal Systems ............................................................. I-107
2.11 FUSION TEST FACILITIES. ....................................................................... I-114
2.11.1 Introduction ................................................................................... I-114
2.11.2 Design Considerations ................................................................. I-114
2.12 DESIGN OF FACILITIES TO FACILITATE ULTIMATE DECONTAMINATION
AND DECOMMISSIONING ......................................................................... I-116
2.12.1 Introduction. .................................................................................. I-116
2.12.2 Equipment Selection and Location. .............................................. I-116
2.12.3 Building Layout (to Facilitate Decontamination
and Decommissioning) ................................................................................ I-117
2.12.4 Coatings to Facilitate D&D ............................................................ I-118
2.13 D&D AND ENVIRONMENTAL REMEDIATION PROJECTS ...................... I-119
2.13.1 Introduction ................................................................................... I-119
2.13.2 Decommissioning and Decontamination ...................................... I-121
2.13.3 Hazards Mitigation ........................................................................ I-125
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2.13.4 Summary ....................................................................................... I-126
2.13.5 Environmental Remediation .......................................................... I-127
2.14 VITRIFICATION. .......................................................................................... I-129
2.14.1 Introduction. ................................................................................... I-129
2.14.2 General Vitrification Processes and Steps to Consider.................. I-129
2.14.3 Waste Extraction from Tanks ........................................................ I-130
Section 6
2.14.4 Feed Delivery ................................................................................. I-131
2.14.5 Feed Sampling ............................................................................... I-131
2.14.6 Feed Make-up and Chemical Addition .......................................... I-132
2.14.7 Feed Holding .................................................................................. I-132
2.14.8 Feed to Melter ................................................................................ I-133
2.14.9 Acceptable Glass Compositions. ................................................... I-133
2.14.10 Melters and Melter Behavior........................................................... I-133
2.14.11 Melter Life/Keeping Melters Hot/Not Cycling.................................. I-134
2.14.12 Off-Gas Processing ........................................................................ I-135
2.14.13 Material Considerations.................................................................. I-136
2.14.14 Process Development .................................................................... I-136
PART II: GOOD PRACTICES
INTRODUCTION ........................................................................................................ II-1
1. ARCHITECTURAL CONSIDERATIONS................................................................. II-1
1.1 Facility Layout ................................................................................................. II-1
1.1.1 General ................................................................................................ II-1
1.1.2 Space Allotment .................................................................................. II-2
1.1.3 Hazards Separation ............................................................................. II-4
1.1.4 Hazardous Areas ................................................................................. II-4
1.2 Equipment Arrangement ................................................................................. II-5
1.2.1 Tanks ................................................................................................. II-5
1.2.2 Air Compressors ................................................................................ II-6
1.2.3 Diesel Generators .............................................................................. II-6
1.2.4 Auxiliary Lifting Devices ..................................................................... II-7
1.2.5 Filters ................................................................................................. II-8
1.2.6 Site Considerations for Outdoor Equipment. ..................................... II-8
1.3 Piping Design and Layout ............................................................................... II-8
1.3.1 General ................................................................................................ II-8
1.3.2 Clearances .......................................................................................... II-9
1.3.3 Vents and Drains ................................................................................. II-9
1.3.4 Lined Pipe ......................................................................................... II-10
1.3.5 Freeze Protection .............................................................................. II-10
1.3.6 Piping at Pumps ................................................................................ II-10
Section 7
1.3.7 Expansion Joints ............................................................................... II-11
1.3.8 Piping Containing Radioactive Materials ........................................... II-11
1.3.9 Valves ................................................................................................ II-14
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1.4 Special Systems ............................................................................................ II-14
1.4.1 Radioactive Waste Transfer Lines ..................................................... II-14
1.4.2 High-Activity Drains ........................................................................... II-15
1.4.3 Non-Fire Protection Penetration Seals .............................................. II-15
1.5 Jumpers ........................................................................................................ II-16
1.5.1 General Jumper Design Considerations ............................................ II-16
1.5.2 Handling ............................................................................................ II-16
1.5.3 Pipe Stresses .................................................................................... II-17
1.6 Structural Design. .......................................................................................... II-17
1.6.1 General .............................................................................................. II-17
1.6.2 Metals-Stainless Steel ....................................................................... II-17
1.6.3 Foundation Vibration ......................................................................... II-17
1.6.4 Loads ................................................................................................. II-17
1.6.5 Equipment Support Resonance ......................................................... II-18
1.6.6 Creep and Shrinkage ........................................................................ II-18
1.6.7 Environmental Concrete Storage Structures ..................................... II-18
2. ELECTRICAL SYSTEMS ............................................................................. II-19
2.1 Basic Electrical Materials and Methods. ....................................................... II-20
2.2 Exterior Electrical Utility Service. .................................................................. II-23
2.3 Special Facilities. .......................................................................................... II-25
2.4 Interior Lighting. ............................................................................................ II-26
2.5 Exterior Lighting ............................................................................................. II-27
2.6 Special Systems ............................................................................................ II-27
3. MECHANICAL SYSTEMS ............................................................................ II-28
3.1 Piping. ........................................................................................................... II-28
3.1.1 Piping Systems .................................................................................. II-28
3.1.2 Piping Design .................................................................................... II-29
Section 8
3.1.3 Buried Pipe ........................................................................................ II-30
3.1.4 Steam and Condensate Systems ...................................................... II-30
3.1.5 Water Hammer ................................................................................... II-33
3.2 Purge Systems. ............................................................................................. II-32
3.2.1 Systems Design: General Purge Systems Design
Considerations .................................................................................. II-32
3.2.2 Components Design Considerations: Storage Tanks ........................ II-32
3.2.3 Pressure Buildup Coils Design Considerations ................................. II-33
3.2.4 Vaporizer Design Considerations ...................................................... II-33
3.2.5 Service Piping ................................................................................... II-33
3.2.6 HVAC ................................................................................................ II-33
3.3 Pumps ........................................................................................................... II-34
3.4 Valves ........................................................................................................... II-34
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4. INSTRUMENTATION AND CONTROLS CONSIDERATIONS .................... II-34
4.1 Control Centers/Control Rooms .................................................................... II-34
4.2 Distributed Control Systems .......................................................................... II-35
4.2.1 Component Modularity ...................................................................... II-36
4.2.2 Input/Output Controller ...................................................................... II-36
4.2.3 Communications ................................................................................ II-36
4.2.4 Data Highways .................................................................................. II-36
4.2.5 Failure Mode Recovery ..................................................................... II-37
4.2.6 Operator Workstations ....................................................................... II-37
4.2.7 System Diagnostics ........................................................................... II-37
4.2.8 Real Time Database .......................................................................... II-37
4.2.9 Data Historian .................................................................................... II-37
4.2.10 Acceptance Tests .............................................................................. II-37
4.2.11 System Documentation ..................................................................... II-38
4.3 Programmable Logic Controller .................................................................... II-38
4.4 Alarm Management ....................................................................................... II-39
4.5 Electrical Noise and Wiring Practices ........................................................... II-39
4.6 Lightning Protection for Instruments ............................................................. II-40
4.7 Analyzers ...................................................................................................... II-41
Section 9
4.8 Solenoid Valves ............................................................................................ II-41
4.9 Instrument Installation ................................................................................... II-42
4.9.1 General .............................................................................................. II-42
4.9.2 Instrument Location ........................................................................... II-42
4.9.3 Pressure Instruments ........................................................................ II-43
4.9.4 Temperature Instruments .................................................................. II-44
4.9.5 Flow Instruments ............................................................................... II-44
4.9.6 Level Instruments .............................................................................. II-45
4.9.7 Leak Detection .................................................................................. II-45
4.9.8 Freeze Protection .............................................................................. II-45
5. MATERIALS CONSIDERATIONS ................................................................ II-45
5.1 Introduction ................................................................................................... II-45
5.2 Basic Considerations for Material Selection for Process Service .................. II-48
5.3 Welding, Fabrication, Examination, and Testing ........................................... II-49
5.4 Material Corrosion and Material Degradation by Radiation ........................... II-51
ADDITIONAL REFERENCES ..................................................................................... A-1
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ACRONYMS
ACGIH American Conference of Governmental Industrial Hygienists
ACI American Concrete Institute
ADP automated data processing
AHJ authority having jurisdiction
ALARA as low as reasonably achievable
ANS American National Standards
ANSI American National Standards Institute
ASHRAE American Society of Heating, Refrigerating, and Air Conditioning Engineers
ASME American Society of Mechanical Engineers
ASTM American Society for Testing & Materials
AWG American wire gauge
AWS American Welding Society
BP&V Boiler and Pressure Vessel
CAD computer-aided design
CADD computer-aided design and drafting
CAM continuous air monitors
CFR Code of Federal Regulations
D&D decontamination and decommissioning
DC direct current
DCS distributed control system
DNFSB Defense Nuclear Facilities Safety Board
DOE Department of Energy
DOE-EM Department of Energy, Office of Environmental Management
DOE-RW Department of Energy, Office of Civilian Radioactive Waste Management
dpm disintegrations per minute
ER environmental remediation
FIPS Federal Information Processing Standards
HEPA high-efficiency particulate air (filter)
HID high-intensity discharge
HPS high-pressure sodium
HVAC heating, ventilation, and air conditioning
I/O input/output
IAEA International Atomic Energy Agency
IEEE Institute of Electrical and Electronics Engineers
IFM irradiated fissile material
IFMSF irradiated fissile material storage facility
ISA International Society for Measurement and Control (formerly Instrument
Society of America)
LET linear energy transfer
MIC microbiological-influenced corrosion
NFC National Fire Code
NFPA National Fire Protection Association
NPH natural phenomena hazards
Section 10
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NRC Nuclear Regulatory Commission
PLC programmable logic controller
PPHF plutonium processing and handling facility
PSF plutonium storage facility
plf pounds per linear foot
ppm parts per million
psf pounds per square foot
psi pounds per square inch
psia pounds per square inch absolute
psig pounds per square inch gauge
PTFE polytetraflouoroethylene
PVC polyvinyl chloride
R.G. Regulatory Guide
RLWF radioactive liquid waste facility
RSWF radioactive solid waste facility
SNM special nuclear material
SSC structures, systems, and components
SST safe, secured transport
STP standard temperature and pressure
TSR technical safety requirement
UCRF uranium conversion and recovery facilities
UEU unirradiated enriched uranium
UEUSF unirradiated enriched uranium storage facility
UMTRA Uranium Mill Tailings Remedial Action
UPHF uranium processing and handling facility
UPS uninterrupted power supply
ABBREVIATIONS
resistivity
µm micron
oC degrees Centigrade
oF degrees Fahrenheit
oK Kelvin
Ar argon
cal calorie
Ci curie
cm2 square centimeter
cm3 cubic centimeter
D deuterium
g gram
H hydrogen
H2O water
keV kiloelectron volt (joule)
kVA kilovolt-ampere
kWh kilowatt-hour
mCi millicurie (becquerel)
m3 cubic meter
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DOE-HDBK-1132-99
mg milligram
min minute
mm millimeter
MW(e) megawatt (electrical)
N2O nitrous oxide
N2 nitrogen
NO nitric oxide
NO2 nitrogen dioxide
O2 oxygen
Pu(IV) plutonium polymer
Pu238 plutonium-238
PuF4 plutonium tetrafluoride
sec second
T tritium (the hydrogen isotope of mass-3)
UF6 uranium hexafluoride
UO2 uranium oxide
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DOE-HDBK-1132-99
FOREWORD
Over a period of more than 50 years, the Department of Energy (DOE) and its predecessor
agencies developed considerable experience in designing and operating nonreactor nuclear
facilities of many different types. Operation of these facilities has provided valuable insight into
successful designs and opportunities for improving those designs. Through the years, some of
this experience and information was incorporated into DOE 6430.1A, General Design Criteria.
In 1996, when DOE decided to simplify and revise its directives system, DOE 6430.1A was
identified for cancellation. Deemed too prescriptive, the Order was to be replaced by two
performance-based Orders: DOE O 420.1, Facility Safety (now DOE O 420.1C), and DOE O
430.1, Life-Cycle Asset Management (now DOE O 430.1B Ch-2, Real Property Asset
Management). As a result, DOE O 420.1C contains safety requirements and DOE O 430.1B
contains life-cycle and programmatic requirements. In addition, Guides and other documents
developed for use with DOE O 420.1C and DOE O 430.1B provide acceptable methodologies
for satisfying requirements, including guidance on selecting industry codes and standards for
aspects of design.
During the development of DOE O 420.1, a team visited the major DOE sites to obtain
recommendations from engineering organizations regarding content and format of the new
Order. One recommendation was that, although DOE 6430.1A was confusing, contradictory,
dated, and too prescriptive, it contained useful information on good design practices that should
not be lost. Independently, the Defense Nuclear Facilities Safety Board (DNFSB) staff made a
similar suggestion. Accordingly, the purpose of this Design Considerations Handbook is to
provide a compilation of DOE good practices from DOE 6430.1A in a non-mandatory fashion
and to supplement them with additional lessons learned to assist current and future DOE facility
designers.
Section 11
Although the writers reviewed all the information not captured in DOE O 420.1 and DOE O
430.1 that was previously contained in DOE 6430.1A, certain types of information were
specifically not incorporated, as listed below:
Some of the 99 sections included requirements that address criteria for safety class
structures, systems, and components (e.g., 0111-99.0.1 Structural Requirements).
DOE O 420.1C and DOE Standard-1020-2012, Natural Phenomena Hazards
Analysis and Design Criteria for DOE Facilities provide design evaluation guidance
for natural phenomena hazards (NPH) design. Further guidance for NPH design is
not included.
Division 15 included many details of mechanical equipment design. The Design
Considerations Handbook, Part II, incorporates this information only to the extent that it
is not included in national codes and standards.
xiii
DOE-HDBK-1132-99
DOE STD-1212-2012, Explosives Safety, contains authoritative guidance for
explosive facilities. No information is included in the Design Considerations
Handbook related to explosives and explosives facilities.
Information related to physical protection and safeguards and security is not included.
The writers also reviewed a number of other documents, many in draft form, that provide
information that may be useful in designing facilities, as well as particular components and
systems. Examples of these other documents include the following:
Report dated March 1999: “Waste Vitrification System Lessons Learned.”
DOE Office of Management, Project Management Lessons Learned
<http://energy.gov/management/office‐management/operational‐management/project‐
management/lessons‐learned>
DOE Office of Management, Project Management Policy and Guidance
provides a number of documents addressing asset acquisition and
management < http://energy.gov/management/office‐management/operational‐
management/project‐management/policy‐and‐guidance >
Four volumes of a Handbook developed by the Backup Power Working Group.
<http://www.osti.gov/scitech/biblio/491576>
Regulatory Guides issued by the U.S. Nuclear Regulatory Commission, included those
previously mentioned in DOE 6430.1A.
The information contained in the handbook is presented in differing levels of detail. The material
from DOE 6430.1A has been extracted from that document, edited to remove the mandatory
tone and to remove safety requirements content (which is addressed in DOE O 420.1C).
Additional content has been included, when available from sources around the DOE complex,
such as the tritium section (2.10), the D&D and environmental remediation section (2.13), the
vitrification section (2.14), and Part II, Good Practices. No attempt has been made to edit this
material to produce a document with a consistent level of detail throughout. In this regard, the
handbook should be regarded as a compilation of available engineering design experience and
advice. No attempt has been made to be complete and exhaustive in any one subject area. This
handbook is intended for the use of designers with some level of experience as a reference to
see how the designs of existing DOE nuclear facilities have addressed the special issues
inherent in these facilities.
Nuclear safety design criteria requirements are contained in DOE O 420.1C. They are in the
format of performance requirements rather than explicit and detailed specification requirements.
Guidance on acceptable ways of satisfying the requirements of DOE O 420.1C is found in the
associated Implementation Guides. Because design requirements are treated in DOE O 420.1C
and because the material in this handbook is not a complete and exhaustive collection of
Section 12
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http://energy.gov/management/office-management/operational
http://energy.gov/management/office-management/operational-management/project
DOE-HDBK-1132-99
material that a designer would need, the contents of this handbook are not intended to be
referenced as requirements. Guidance in this handbook should not be used as justification of
acceptable ways of satisfying requirements. The adequacy of a design should stand on its own
merits.
This handbook was prepared through the efforts of individuals from DOE Headquarters, DOE
Field Offices, and contractor and subcontractor personnel. As additional relevant material is
developed throughout the DOE complex and made available, revisions will be made to this
handbook so that the content remains relevant and useful. Please provide suggestions for
improvement and material for consideration for future revisions to the James O’Brien, DOE
Headquarters, Office of Nuclear Safety.
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PART I: DESIGN CONSIDERATIONS
INTRODUCTION
Scope. The Design Considerations Handbook includes information and suggestions for the
design of systems typical to nuclear facilities, information specific to various types of special
facilities, and information useful to various design disciplines.
The handbook is presented in two parts.
Part I, which addresses design considerations, includes two sections. The first addresses the
design of systems typically used in nuclear facilities to control radiation or radioactive materials.
Specifically, this part addresses the design of confinement systems, and radiation protection
and effluent monitoring systems. The second section of Part I addresses the design of special
facilities (i.e., specific types of nonreactor nuclear facilities). The specific design considerations
provided in this section were developed from review of DOE 6430.1A, General Design Criteria,
and are supplemented with specific suggestions and considerations from designers with
experience designing and operating such facilities.
Part II of the Design Considerations Handbook describes good practices and design principles
that should be considered in specific design disciplines, such as mechanical systems and
electrical systems. These good practices are based on specific experiences in the design of
nuclear facilities by design engineers with related experience. This part of the Design
Considerations Handbook contains five sections, each of which applies to a particular
engineering discipline.
Purpose. The purpose of this handbook is to collect and retain the non-mandatory Department
of Energy (DOE) good practices from DOE 6430.1A and to supplement those practices with
additional lessons learned.
Applicability. This handbook is a reference document that may be consulted during design of
nonreactor nuclear facilities. Its provisions are not to be invoked as requirements. Because
design requirements are treated in DOE O 420.1C and because the material in the handbook is
not a complete and exhaustive collection of material that a designer would need, the contents of
this handbook are not intended to be referenced as requirements. Guidance in this handbook
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DOE-HDBK-1132-99
should not be used as justification of acceptable ways of satisfying requirements. The adequacy
of a design should stand on its own merits.
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DOE-HDBK-1132-99
REFERENCES
DOE Orders and Standards
Section 13
DOE O 435.1 Chg 1 Radioactive Waste Management
Reaffirmed 2007
DOE G 441.1-1C Radiation Protection Programs Guide for Use with Title 10, Code of
(CN1) Federal Regulations, Part 835, Occupational Radiation Protection
DOE-STD-1098-2008 Radiological Control
(CN1)
DOE G 430.1-4 Decommissioning Implementation Guide
DOE-STD-1066-2012 Fire Protection
DOE-HDBK-1081-94 Primer on Spontaneous Heating and Pyrophoricity
DOE-STD-1090-2011 Hoisting and Rigging Standard
DOE-HDBK-1092- Electrical Safety
2013
DOE HDBK-1129- Tritium Handling and Safe Storage
2008
DOE-STD-1212-2012 Explosives Safety
DOE O 420.1C Facility Safety
DOE O 430.1B Ch-2 Real Property Asset Management
DOE-STD-1020-2012 Natural Phenomena Hazards Analysis and Design Criteria for DOE
Facilities
DOE-STD-3013-2012 Stabilization, Packaging, and Storage of Plutonium-Bearing
Materials
DOE STD-3014-2006 Accident Analysis for Aircraft Crash into Hazardous Facilities
DOE-STD-3020-2005 Specifications for HEPA Filters Used by DOE Contractors
DOE-STD-3025-2007 Quality Assurance Inspection and Testing of HEPA Filters
DOE-HDBK-1169- Nuclear Air Cleaning Handbook
2003
Other Government Documents
10 CFR 835 Occupational Radiation Protection
29 CFR 1910.134 Respiratory Protection
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DOE-HDBK-1132-99
40 CFR 264.193 Containment and Detection of Releases
40 CFR 265.193 Containment and Detection of Releases
NRC R.G. 3.10 Liquid Waste Treatment System Design Guide for Plutonium
Processing and Fuel Fabrication Plants
NRC R.G. 3.12 General Design Guide for Ventilation Systems of Plutonium
Processing and Fuel Fabrication Plants
NRC R.G. 3.18 Confinement Barriers and Systems for Fuel Reprocessing Plants
NRC R.G. 3.20 Process Off-Gas Systems for Fuel Reprocessing Plants
NRC R.G. 3.32 General Design Guide for Ventilation Systems for Fuel
Reprocessing Plants
NRC R.G. 3.54 Spent Fuel Heat Generation in an Independent Spent Fuel Storage
Installation
NRC R.G. 8.8 Information Relevant to Ensuring that Occupational Radiation
Exposures at Nuclear Power Stations Will Be as Low as Is
Reasonably Achievable
Non-Government Documents
ACGIH 2097 Industrial Ventilation: A Manual of Recommended Practice for
Design
ACI 224.1 R-07 Causes, Evaluation, and Repair of Cracks in Concrete Structures
ACI 224.2R-92 Cracking of Concrete Members in Direct Tension
Reapproved 2008
ACI 224.3R-95 Joints in Concrete Construction
Reapproved 2008
ACI 318-11 Building Code Requirements for Structural Concrete and
Commentary
ACI 349-06 Code Requirements for Nuclear Safety-Related Concrete Structures
ANSI/AISC N690-12 Specification for Safety-Related Steel Structures for Nuclear
Facilities
ANSI/ANS 6.4-2006 Nuclear Analysis and Design of Concrete Radiation Shielding for
Nuclear Power Plants
ANSI/ANS 6.4.2-2006 Specification for Radiation Shielding Materials
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ANSI/ANS 8.3-1997 Criticality Accident Alarm System
Reaffirmed 2012
ANSI/HPS N13.1 Guide to Sampling Airborne Radioactive Materials in Nuclear
2011 Facilities
ANSI N2.3 Immediate Evacuation Signal for Use in Industrial Installations
Where Radiation Exposure May Occur
ANSI Z88.2 Respiratory Protection
ASHRAE Handbook Vol 1-4: Fundamentals, Refrigeration, HVAC Applications,
and HVAC Systems and Equipment
ASHRAE Std 62-2010 Ventilation for Acceptable Indoor Air Quality
ASME AG-1-2012 Code on Nuclear Air and Gas Treatment
ASME B31.3-2012 Process Piping
ASME B&PV ASME Boiler and Pressure Vessel Code
Section 14
ASME N509 Nuclear Power Plant Air-Cleaning Units and Components
ASME N510 Testing of Nuclear Air-Treatment Systems
ASME NQA-1 Quality Assurance Requirements for Nuclear Facility Application
ASTM A262 Standard Practices for Detecting Susceptibility to Intergranular
Attack in Austenitic Stainless Steels
ASTM D4258-05 Standard Practice for Surface Cleaning Concrete for Coating
(2012)
IEEE-1023-2004 Recommended Practice for the Application of Human Factors
Engineering to Systems, Equipment, and Facilities of Nuclear Power
Generating Stations
IEEE-1185-2010 Recommended Practice for Cable Installation in Generating Stations
and Industrial Facilities
ISA RP60.3 Human Engineering for Control Centers
MIL-HDBK-1007/3 Soil Dynamics and Special Design Aspects
NFPA 1 Fire Code
NFPA 101 Life Safety Code
Fink and Beatty Standard Handbook for Electrical Engineers
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SECTION 1
SYSTEMS
This section of the handbook treats systems (e.g., confinement systems, radiation protection,
and effluent monitoring and controls) typically used in nuclear facilities to control radiation or
radioactive material. The specifics of designing these systems are developed in an iterative
fashion by considering hazards and opportunities (alternatives) for prevention and mitigation of
accidents involving the hazards. This section provides information based on experience, which
the designer may use when developing the design.
1.1 CONFINEMENT SYSTEMS
1.1.1 Introduction and Scope. Safety ventilation and off-gas systems are generally
designed to operate in conjunction with physical barriers to form a confinement
system that limits the release of radioactive or other hazardous material to the
environment and prevents or minimizes the spread of contamination within the
facility. Confinement systems should be designed to—
prevent (if possible) or minimize the spread of radioactive and other
hazardous materials to occupied areas;
minimize the release of radioactive and other hazardous materials in
facility effluents during normal operation and anticipated operational
occurrences;
minimize the spread of radioactive and other hazardous materials within
unoccupied process areas; and
limit the release of radioactive and other hazardous materials resulting
from accidents, including those caused by severe natural phenomena and
man-made events.
The specifics of confinement system design, as they relate to a particular facility,
should be guided by an iterative process between safety analyses and design.
Safety analyses define the functional requirements of the design, such as the
type and severity of accident conditions to be accommodated by the confinement
system. The design should also consider sources of functional design
requirements including maintenance, operability, and process requirements. This
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section discusses primary, secondary, and tertiary confinement systems, design
of confinement ventilation systems, and aspects of confinement system design
by nuclear facility type. The American Society of Heating, Refrigerating, and Air
Conditioning Engineers (ASHRAE) HVAC Applications Handbook provides
general information regarding heating, ventilation, and air conditioning (HVAC)
design for confinement systems.
1.1.2 General Considerations. Confinement system features, including confinement
barriers and associated ventilation systems, are used to maintain controlled,
Section 15
continuous airflow from the environment into the confinement building, and then
from uncontaminated areas of the building to potentially contaminated areas, and
then to normally contaminated areas.
For a specific nuclear facility, the number and arrangement of confinement
barriers and their design features and characteristics are determined on a case
by-case basis. Typical factors that affect confinement system design are the
type, quantity, form, and conditions for dispersing the hazardous material,
including the type and severity of potential accidents. In addition, alternative
process and facility design features may reduce potential hazards and the
resulting requirements for confinement system design. Engineering evaluations,
trade-offs, and experience are used to develop a practical design that achieves
confinement system objectives.
Because the number and arrangement of confinement systems required for a
specific nuclear facility design cannot be predicted, this discussion describes a
conservative confinement system design that uses the three principal
confinement systems described below. The discussion assumes that three levels
of confinement are necessary or justified. Design decisions for a specific facility
should address that facility’s hazards and other factors.
Primary confinement is usually provided by piping, tanks, gloveboxes,
encapsulating material, and the like, and any off-gas system that controls
effluent from within the primary confinement. It confines hazardous
material to the vicinity of its processing.
Secondary confinement is usually provided by walls, floors, roofs, and
associated ventilation exhaust systems of the cell or enclosure
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surrounding the process material or equipment. Except for glovebox
operations, the area inside this barrier provides protection for operating
personnel.
Tertiary confinement is provided by the walls, floor, roof, and associated
ventilation exhaust system of the facility. Tertiary confinement provides a
final barrier against release of hazardous material to the environment.
1.1.3 Primary Confinement System. Primary confinement consists of barriers,
enclosures, gloveboxes, piping, vessels, tanks, and the like that contain
radioactive or other hazardous material. Its primary function is to prevent release
of radioactive or hazardous material to areas other than those in which
processing operations are normally conducted.
Primary confinement of processes that involve readily dispersible forms of
material (e.g., solutions, powder or small fragments, gases) is provided by
gloveboxes or other confining enclosures. Hoods are used when hazards are
acceptably low, as indicated by the quantity of the material involved, the specific
operation to be performed, and the hazardous nature and chemical form of
material involved. The confinement philosophy described below should be
applied to any component that serves a primary confinement function, such as
conveyor systems, material transfer stations, and ventilation/off-gas systems.
Breaches in the primary confinement barrier that cannot be totally avoided or
ruled out (e.g., due to glove or seal failure) should be compensated for by
providing adequate inflow of air or safe collection of spilled liquid. Occasional
breaches required for anticipated maintenance should be made only under
carefully controlled conditions. Primary confinement should provide for storage of
Section 16
in-process material elsewhere, temporary alternative barriers, and adequate
inflow of air to provide contamination control.
The supply and exhaust ventilation system should be sized to maintain in-facility
radiation doses at levels as low as reasonably achievable (ALARA) in the event
of the largest credible breach. Process equipment and the process itself should
be designed to minimize the probability of fire, explosion, or corrosion that might
breach the confinement barrier. When handling pyrophoric forms (e.g., chips,
filings, dust) of materials in the confinement enclosure, the guidance of DOE
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HDBK-1081-94, Primer on Spontaneous Heating and Pyrophoricity, should be
considered. Halon systems should not be used with pyrophoric metals due to the
oxidizing reaction between halon and hot metal.
Primary confinement barrier(s) should be provided between the process material
and any auxiliary system (e.g., a cooling system) to minimize risk of material
transfer to an unsafe location or introduction of an undesirable medium into the
process area. Differential pressure across the barrier(s) should be used where
appropriate.
The effectiveness of each confinement barrier should be checked analytically
against challenges it is expected to withstand without loss of function. This
applies to any form of the hazardous material (gas, liquid, or solid) and its
carrying medium (i.e., airborne or spilled in a liquid).
To protect the integrity of process confinement systems, fire protection systems
should include the following features:
Automatic and redundant fire detection devices.
– A fire-extinguishing system that actuates automatically to rapidly
remove heat produced by fire to prevent or minimize
pressurization of a process confinement and
– rapidly extinguish a fire to minimize the loading of ventilation
system filters with combustion products.
(See DOE-STD-1066-2012, Fire Protection, and DOE-STD-3020-2005, Specifications
for HEPA Filters Used by DOE Contractors.)
The introduction of the extinguishing agent in a way that does not result in
overpressurization of the confinement barriers.
Provisions to collect liquid agents when a wet suppression agent is used.
Enclosures (as primary confinement). Enclosures are physical barriers (e.g., cells,
cubicles, gloveboxes, fume hoods, conveyor tunnels) that, together with their ventilation
and operating systems, prevent the release of radioactive or other hazardous material to
the work space or the environment. Accordingly, their structural and confinement
integrity is a design consideration. [See the American Conference of Governmental
Industrial Hygienists (ACGIH) Industrial Ventilation: A Manual of Recommended Practice
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for Design (ACGIH 2097); American Society of Mechanical Engineers (ASME) Code on
Nuclear Air and Gas Treatment (ASME AG-1); and the Nuclear Air Cleaning Handbook
(DOE-HDBK-1169-2003).]
Enclosures should be designed to prevent exposure of personnel to airborne
contamination and to implement ALARA concepts to minimize operator exposures. The
enclosure system, including its internal and external support structures, should therefore
be designed to withstand the effects of normal operating conditions, anticipated events,
and accidents. Criticality considerations, when needed, should include water or other
liquid sources, potential liquid level in the enclosure (during operations or fire fighting),
Section 17
drains to limit liquid level in the enclosure, and liquid collection in depressions, walls, and
other areas.
The following additional considerations should be addressed in designing enclosures:
Where practical, equipment not functionally required to operate directly in the
presence of radioactive materials should be located outside the enclosure.
Equipment located within the enclosure should be designed to allow for in-place
maintenance and/or replacement.
The design and operation of support and protection systems, such as fire
protection, should not promote the failure of the enclosure system integrity or the
loss of confinement.
Noncombustible or fire-resistant, corrosion-resistant materials should be used for
enclosures and, to the maximum extent practicable, for any required radiation
shielding. In no case should the total combustible loading located in a fire area
exceed the fire resistance rating of the structural envelope. (See National Fire
Protection Association (NFPA) Fire Protection Handbook for guidance on the
relationship of combustible loading versus fire resistance rating.)
In conjunction with their ventilation systems, enclosures should be capable of
maintaining confinement (i.e., negative pressure with respect to the surrounding
operating area).
To reduce migration of contamination, closure devices or permanent seals
should be provided on entrances to and exits from piping, ducts, or conduits
penetrating confinement barriers. Such closures or seals should have an integrity
equal to or greater than the barrier itself.
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Where pertinent to safety, enclosure design should consider heat generation in
the enclosure. Such heat sources may be from processes, lighting, chemical
reactions, and the decay of radioactive material. Consideration of radioactive
material as a heat source is particularly applicable to storage enclosures.
Consideration should be given to modular construction, versatility, relocation, and
incorporation of shielding. Structural support should be provided to accommodate
any anticipated loading resulting from shielding. The type of shielding used and
its placement should allow for adequate fire-fighting access.
Enclosure specifications should address the following standardized features, where
applicable:
• Windows and mountings.
– Windows should be appropriately sized (and as small as practicable) and
located to provide operators with visual access to the enclosure interior.
– Windows should be constructed of noncombustible or approved fire-
resistant materials.
– Resistance of the selected material to impact and radiation damage
should be considered.
– The use of Mylar TM glass laminates should be considered for use as
viewing windows and lighting fixture covers in hydrofluoric acid
environments.
– Windows should be designed to minimize the risk of releasing
contamination to the working area during window replacement.
– Window material should be selected based on specific process,
combustible loading, and radiological safety considerations.
Glove ports (size, location, and height).
– Glove ports should be located to facilitate both operations and
maintenance work inside the enclosure.
– Gloves should be flexible enough for operating personnel to access
interior surfaces and equipment.
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– Gloves should be designed to allow replacement without losing
Section 18
contamination control and with minimum exposure to the operator.
– When gloves are not in place, a noncombustible shield or cover for each
glove port should be provided.
Exhaust air filters to minimize contamination of ductwork.
Ease of cleaning (radius corners, smooth interior and exterior surfaces, minimal
protuberances, and accessibility of all parts).
Specific coatings for boxes containing halides to permit long life and ease of
decontamination.
Adequate interior illumination (from fixtures mounted on the exterior where
feasible).
Connections for service lines, conduits, instrument leads, drains, and ductwork.
Pressure differential monitors and heat detection.
Fire barriers and filter installation.
Sample removal ports for filter testing.
Consideration should be given to incorporating transfer systems (such as double-door,
sealed transfer systems or chain conveyors) for removal of hazardous material from a
glovebox. These systems are designed to allow entry and removal of material without
breaching the integrity of the glovebox. (See DOE-HDBK-1169-2003, Nuclear Air
Cleaning Handbook, for additional information.)
1.1.4 Secondary Confinement. The secondary confinement system consists of confinement
barriers and associated ventilation systems that confine any potential release of
hazardous material from primary confinement. For example, when gloveboxes provide
primary confinement for radioactive or hazardous material processing, the functional
requirements for secondary confinement refer to the operating area boundary and the
ventilation system serving the operating area.
Design features incorporated into the secondary confinement system should have been
proven effective by extensive experience in similar applications or by formal prototype
testing. Such design features include the following:
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Continuous monitoring capability should be provided to detect loss of proper
differential pressure with respect to the process area. Operating areas should
also be continuously monitored. Commensurate with the potential hazards,
consideration should be given to the use of redundant sensors and alarms.
Permanent penetrations of the secondary confinement (e.g., pipes, ducts) should
have positive seals or isolation valves or double closure with controlled
secondary to primary leakage on pass-through penetrations (e.g., personnel air
locks and enclosed vestibules).
Ventilation systems associated with secondary confinement should be designed
with adequate capacity to provide proper direction and velocity of airflow in the
event of the largest credible breach in the barrier.
Secondary and tertiary barriers may exist in common such as a single structural
envelope (e.g., walls, roof slab, floor slab), provided the barrier can withstand the
effects of external events, and does not contain access ways that allow the
routine transfer of personnel, equipment, or materials directly to the exterior of
the facility. Access ways into the interior of the single structural envelope should
be designed so that the access way is entered from another level of confinement.
Special features (e.g., air locks, enclosed vestibules) should be considered for
access through confinement barriers to minimize the impact of facility access
requirements on the ventilation system and to prevent the release of radioactive
airborne materials.
Section 19
The use of stack-vented rupture disks, seal pots, or bubbler traps should be
considered to prevent overpressurization and potential explosive disruption of the
secondary confinement system.
When a pipe is used as the primary confinement barrier for materials, and the
pipe exits a secondary confinement, the secondary confinement should be
provided by a double-walled pipe of other encasement. In areas within the
facility, the use of double-walled pipe should be considered. Leakage monitoring
should be provided to detect leakage into the space between the primary pipe
and the secondary confinement barrier. (See Resource Conservation and
Recovery Act requirements in 40 Code of Federal Regulations (CFR) 264.193,
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Containment and Detection of Releases, and 40 CFR 265.193, Containment and
Detection of Releases.)
When primary confinement includes ductwork, the considerations in the previous
bullet should be applied to the ductwork. Transition from primary to secondary
confinement typically occurs downstream of air cleaning devices, such as high-
efficiency particulate air (HEPA) filters and adsorbers.
1.1.5 Tertiary Confinement. Tertiary confinement is provided by the building or outer
structure of the facility. For some accidents, it represents the final barrier to release of
hazardous material to the environment; for others, it is a barrier that protects other parts
of the facility from damage.
ALARA concepts should be incorporated in tertiary confinement system design to
minimize exposure to operators, the public, and the environment.
1.1.6 Confinement Ventilation Systems. The design of a confinement ventilation system
ensures the desired airflow at all times and specifically when personnel access doors or
hatches are open. When necessary, air locks or enclosed vestibules may be used to
minimize the impact of open doors or hatches on the ventilation system and to prevent
the spread of airborne contamination within the facility.
Air cleanup systems provided in confinement ventilation exhaust systems are typically
used to limit the release of radioactive or other hazardous material to the environment
and to minimize the spread of contamination within the facility. To the extent practical,
discrete processing steps should be performed in individual process confinements to
reduce the amount of hazardous material that can be released by a single or local failure
of the confinement system. The following general cleanup system features should be
considered, as appropriate, for ventilation system design:
The level of radioactive material in confinement exhaust systems should be
continuously monitored. Alarms should annunciate when activity levels above
specified limits are detected in the exhaust stream. Appropriate manual or
automatic protective features that prevent an uncontrolled release of radioactive
material to the environment or workplace should be provided.
Elevated confinement exhaust discharge locations can limit onsite doses and
reduce offsite doses by enhancing atmospheric dispersion. An elevated stack
should be used for confinement of exhaust discharge. Provisions should be
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made to provide an adequate ventilation exhaust discharge path in the event of
stack failure. The stack should be located so that it cannot fall on the facility or an
adjacent facility. Alternatively, the stack may be constructed to remain functional
Section 20
following accidents, including those caused by severe natural phenomena and
man-made external events. Stack location and height should also consider
intakes on the facility and adjacent facilities to preclude uptake.
Guidance for air sampling locations is provided in ACGIH/ASHRAE criteria.
Sample collecting devices should be located as close to the sampling probe as
possible. Guidance for air cleaning device test port locations is provided by
ASME N510, Testing of Nuclear Air-Treatment Systems.
The number of air filtration stages required for any area of a facility should be
determined based on the quantity and type of radioactive materials to be
confined.
Air filtration units should be installed as close as practical to the source of
contaminants to minimize the contamination of ventilation system ductwork.
Ducts should be sized for the transport velocities needed to convey particulate
contaminants to filter media while minimizing the settling of those contaminants
in the ducts.
Ducts should be welded (transverse or longitudinal). Connections to equipment
should be made using companion angle flanges.
Air filtration units should be located and provided with appropriate radiation
shielding to maintain occupational doses ALARA during operations and
maintenance.
Air filtration units should be designed to facilitate recovery of fissile material and
other materials capable of sustaining a chain reaction.
The cleanup system should have installed test and measuring devices (see
ASME N510) and should facilitate monitoring operations, maintenance, and
periodic inspection and testing during equipment operation or shutdown, as
appropriate.
Misters to cool inlet air and demisters to prevent soaking HEPA filters should be
installed. Manual control of misters from the facility control center should be
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considered. The inlet should have a temperature sensor with a readout on the
facility control center monitor screen.
Where spaces, such as a control room, are to be occupied during abnormal
events, filtration systems on the air inlets should be considered to protect the
occupants. Control rooms should also be protected from the entry of smoke or
other toxic gases through ventilation air intakes. Compressed (bottled) air
storage could be used to pressurize the control room if toxic gases are present at
the air intake. Alternatively, two intakes, separately located, could lessen the
likelihood of toxic gas intake.
Either HEPA filtration or fail-safe backflow prevention for process area intake
ventilation systems should be provided.
Consideration should be given to specify cadmium-free HEPA filters to avoid
generating mixed waste.
Roughing filters or prefilters upstream of a HEPA filter should be considered to
maximize the useful life of the HEPA filter and to reduce radioactive waste
volume.
When ducts with fire dampers penetrate the secondary confinement, boots may
be needed for the clearance between the structure and the damper sleeve.
Hot cell exhaust systems considerations are as follows:
Exhaust prefilters and HEPA filters should be installed to facilitate filter
replacement and repair. Use of a bag-in/out type filter house can lessen
personnel exposures.
Standby filters should be considered to provide backup protection and facilitate
primary filter replacement without shutting down the exhaust fans. Standby filters
Section 21
should be installed outside the cell and sealed in an acceptable enclosure for
direct maintenance. Note: Air leakage through isolation valves/dampers should
be evaluated to avoid the bypassing of filtration devices; the reduction of exhaust
flow from recirculation through the standby filters; the exposure of personnel
changing the isolated filter elements; and the premature loading of the standby
filters.
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Exhaust systems should have monitors that provide an alarm if the concentration
of radioactive material in the exhaust exceeds specified limits.
If radioiodine may be present, consideration should be given to the
installation of radioiodine-absorber units.
In facilities where plutonium or enriched uranium is processed, the following are
additional considerations:
Wherever possible, the designer should provide enclosures for confining process
work on plutonium and enriched uranium. When these confinement enclosures
are specified and designed, consideration should be given to whether room
ventilation air for either a secondary or tertiary confinement can be recirculated. If
a recirculation ventilation system is provided, the design should provide a
suitable means for switching from recirculation to once-through ventilation.
If advantageous to operations, maintenance, or emergency personnel, the
ventilation system should provide for independent shutdown. Such a shutdown
should be considered in light of its effect on the airflow in other interfacing
ventilation systems. When a system is shut down, positive means of controlling
backflow of air to uncontaminated spaces should be provided by positive shutoff
dampers, blind flanges, or other devices.
Equipment to continuously monitor oxygen levels should be provided for
occupied working areas of facilities equipped with significant quantities of inert or
oxygen-deficient process glovebox lines. Allowable leakage rates for ductwork
systems should be taken into consideration.
The supply of air to primary confinement, such as enclosures that confine the
processing of plutonium and enriched uranium, should be filtered by HEPA filters
at the ventilation inlets to the enclosures and area confinement barriers to
prevent the transport of radioactive contamination in the event of a flow reversal.
If room air is recirculated, the recirculation circuit should provide at least one
stage of HEPA filtration. The design should include redundant filter banks and
fans. If recirculation systems are used, contaminated process enclosure air
should be prevented from exhausting into the working area rooms. Process
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enclosure air (from hoods, gloveboxes, etc.) should be treated and exhausted
without any potential for recirculation to occupied areas.
The designer should specify and locate components in the exhaust systems to
remove radioactive materials and noxious chemicals before the air is discharged
to the environment. These components should be capable of handling
combustion products safely. Exhaust system design should safely direct effluents
through the appropriate ventilation ducts and prevent spread beyond the physical
boundary of the ventilation system until treated.
HEPA filters should be installed at the interface between the enclosures that
confine the process and the exhaust ventilation system to minimize the
contamination of exhaust ductwork. Prefilters should be installed ahead of HEPA
Section 22
filters to reduce HEPA filter loading. The filtration system should be designed to
allow reliable in-place testing of the HEPA filter and to simplify filter replacement.
Separate exhaust ventilation system ductwork and the initial two stages of
filtration should be designed for exhaust air from enclosures that confine the
process (e.g., gloveboxes). These systems should maintain a negative pressure
inside the enclosure with respect to the operating area. These systems should
be designed to remove moisture, heat, explosive and corrosive gases, and other
contaminants. These systems should also be designed to automatically provide
adequate inflow of air through a credible breach in the enclosure confinement.
Enclosures that confine the process and are supplied with gases at positive
pressure should have positive-acting pressure-relief valves that relieve the
exhaust system to prevent over-pressurization of the process confinement
system.
The design of air cleaning systems for normal operations, anticipated operational
occurrences, and accident conditions should consider use of the following
equipment as appropriate:
– prefilters,
– scrubbers,
– HEPA filters,
– sand filters,
– glass filters,
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– radioiodine absorbers,
– condenser distribution baffles, and
– pressure and flow measurement devices.
Airborne contaminant cleaning systems should be designed for convenient maintenance
and the ability to decontaminate and replace components in the supply, exhaust, and
cleanup systems without exposing maintenance or service personnel to hazardous
materials. Filtration systems should be designed so that a bank of filters can be
completely isolated from the ventilation systems during filter element replacement.
Where the confinement system’s ventilation ducting penetrates fire barriers, fire dampers
should be appropriately used to maintain barrier integrity. However, the closure of such
dampers should not compromise confinement system functions where the loss of
confinement might pose a greater threat than the spread of fire. In such cases,
alternative fire protection means (e.g., duct wrapping) should be substituted for fire
barrier closure. In no case should a sprinkler system be considered a fire barrier
substitute. (All penetrations of a fire barrier should be sealed, including conduit, cable
trays, piping, and ductwork. In the selection of seals, requirements for pressure and
water-tightness should be considered.)
1.2 CONFINEMENT SYSTEM DESIGN ASPECTS BY FACILITY TYPE
The preceding discussions of primary, secondary, and tertiary confinement generally
apply to all nuclear facilities. The degree of applicability should be determined on a case
by-case basis. The following discussions provide some guidance on how to make these
determinations as a function of facility type.
A description of the facility types is included in Section 2. “Containment” is addressed in
Section 2.10.8.
1.2.1 Plutonium Processing and Handling Facilities and Plutonium Storage
Facilities (PSFs). The degree of confinement required is generally based on the
most restrictive hazards anticipated. Therefore, the type, quantity, and form
(physical and chemical) of the materials to be stored should be considered. For
materials in a form not readily dispersible, a single confinement barrier may be
sufficient. However, for more readily dispersible materials, such as liquids and
Section 23
powders, and for materials with inherent dispersal mechanisms, such as
pressurized cases and pyrophoric forms, multiple confinement barriers should be
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considered. U.S. Nuclear Regulatory Commission (NRC) Regulatory Guide
(R.G.) 3.12, “General Design Guide for Ventilation Systems of Plutonium
Processing and Fuel Fabrication Plants,” provides useful guidance that should be
considered.
Generally, for the most restrictive cases anticipated, three types of confinement
systems should be considered:
primary confinement—established by the cladding or the storage
container (e.g., canning);
secondary confinement—established by compartments with their
ventilation systems; and
tertiary or final confinement—established by the building structure and its
ventilation system.
Exhaust ventilation systems are provided with HEPA filtration to minimize the
release of plutonium and other hazardous material through the exhaust path. In
addition, inlet ventilation to the secondary confinement systems should be
provided with either HEPA filtration or fail-safe backflow prevention to minimize
the release of plutonium and other hazardous materials through the inlet path.
Primary Confinement System. Cladding or storage containers typically provide
primary confinement during normal operation and anticipated operational
occurrences, and for accidents. Cladding or storage containers should provide
corrosion-resistant confinement for fuel assemblies and to prevent an
uncontrolled release of radioactive material. Special design features should be
considered to provide safe introduction, removal, and handling of stored
plutonium. These handling systems and equipment should be designed to protect
against the dropping of storage containers, fuel assemblies, and other items onto
the stored plutonium.
Secondary Confinement System. Compartments and their ventilation systems
comprise the secondary confinement system. Secondary confinement barriers
should have positive seals to prevent the migration of contamination. The use of
positive seals should be considered for penetration of enclosures within the
facility building to provide proper ventilation flow paths and to prevent the
migration of contamination within the facility. Ductwork penetrations with fire
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dampers need clearance between the structure and the damper sleeve. Boots
may be needed.
The need for special ventilation systems for confinement purposes should be
based on results of the safety analysis. In general, each compartment should be
supplied with ventilation air from the building ventilation system. Each
compartment should also be provided with separate exhaust ventilation handled
by a system with sufficient capacity to provide adequate ventilation flow in the
event of a credible breach in the compartment confinement barrier. Pressure in
the compartments should be negative with respect to the building ventilation
system.
Tertiary Confinement System. The facility building and its ventilation system
comprise the tertiary confinement system. Penetrations of the building
confinement barriers should have positive seals to prevent the migration of
contamination. Air locks or enclosed vestibules should also be provided for
access through confinement barriers.
1.2.2 Unirradiated Enriched Uranium Storage Facilities. The following provisions
are typical for an unirradiated enriched uranium storage facility (UEUSF)
Section 24
confinement system. The actual confinement system requirements for a specific
UEUSF should be determined on a case-by-case basis.
The degree of confinement required is generally based on the most restrictive
hazards anticipated. Therefore, the type, quantity, and form (physical and
chemical) of the materials to be stored should be considered. For materials in a
form not readily dispersible, a single confinement barrier may be sufficient.
However, for more readily dispersible materials, such as liquids and powders,
and for materials with inherent dispersal mechanisms, such as pressurized cases
and pyrophoric forms, multiple confinement barriers should be considered.
Generally, for the most restrictive case anticipated, the use of three confinement
systems should be considered. The primary confinement should be the
unirradiated enriched uranium (UEU) cladding or the storage container (e.g.,
canning). Secondary confinement should be established by compartments with
their ventilation systems. Tertiary or final confinement should be the building
structure and its ventilation system.
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Primary Confinement System. UEU cladding or storage containers typically
provide primary confinement during normal operation, anticipated operational
occurrences, and accidents. Cladding or storage containers are used to provide
a corrosion-resistant confinement for the fuel assemblies and other UEU to
prevent an uncontrolled release of radioactive material. Special design features
should be considered to introduce, remove, and handle UEU safely. These
handling systems and equipment should protect against the dropping of storage
containers, UEU assemblies, and other items onto the stored UEU.
Secondary Confinement System. The compartments and their ventilation
systems comprise the secondary confinement system. Penetrations of the
secondary confinement barrier should have positive seals to prevent the
migration of contamination. The use of positive seals should be considered for
penetration of enclosures within the facility building to provide proper ventilation
flow paths and to prevent the migration of contamination within the facility.
The need for special ventilation systems for confinement purposes should be
determined based on the safety analysis. In general, each compartment should
be supplied with ventilation air from the building ventilation system. Separate
exhaust ventilation should be handled by a system with sufficient capacity to
provide adequate ventilation flow in the event of a credible breach in the
compartment confinement barrier. Pressure in the compartments should be
negative with respect to the building ventilation system.
Tertiary Confinement System. The facility’s building and ventilation system
comprise the tertiary confinement system. Penetrations of the building
confinement barriers should have positive seals to prevent the migration of
contamination.
1.2.3 Uranium Processing and Handling Facilities. The following provisions are
typical for a uranium processing and handling facility (UPHF) confinement
system. The actual confinement system requirements for a specific UPHF should
be determined on a case-by-case basis.
Generally, facilities that process and handle UEU have used two confinement
systems. The primary confinement system encloses or confines the uranium
materials being fabricated and the equipment used to process the uranium. The
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Section 25
secondary confinement consists of the structures and associated ventilation
systems that surround the operating areas that house the primary confinement
system. The secondary confinement system barriers are those that separate the
outside environment and free access areas, such as offices and lunch rooms,
from potential contamination.
Primary Confinement System. The primary confinement system includes
barriers, enclosures (including their associated ventilation or atmosphere control
systems), and process piping and vessels. Its principal function is to prevent the
release of hazardous substances into the operating areas. The following
features should be considered in the design:
Breaches of the primary confinement barrier (e.g., due to glove or seal
failure) are acceptable if the off-gas treatment system is capable of
maintaining an adequate inflow of air for the specified breach size and
location. Some portions of the primary confinement may not form a
complete physical enclosure. For these, primary confinement should be
ensured by adequate airflow and appropriate process equipment design.
If needed, conveyors should be used to interconnect glove holes or other
primary confinement enclosures to minimize introduction and removal of
materials from the system. The primary confinement system criteria
should be applied to these interconnections.
Special design features should be considered to safely introduce and
remove materials from process confinements.
Process vessels that could contain uranium should vent to the process
off-gas system, which in turn should pass through pretreatment, if
needed, and HEPA filtration.
Three types of metallurgical processes require special ventilation considerations:
Processes that use volatile or easily entrained organic liquids should
have a ventilation system that provides sufficient air movement around
the process area to prevent exposure of personnel to the hazardous
liquid or vapor. The design should incorporate roughing filters and/or
other types of traps to remove entrained organic liquid droplets from the
process off-gas before the off-gas enters the main ventilation. As a
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result, the ventilation ducts should not become coated with the organic
materials, which would create a fire hazard.
Processes that produce either finely divided particles of metal or small
metal chips should have the same kind of front-end ventilation
adaptations as for hazardous vapors and liquids to prevent metal
accumulations in the off-gas ducting or in the final filtration train(s).
Roughing filters or centrifugal separators may be sufficient to remove
metal particles from the off-gas.
Processes that use corrosive chemicals (e.g., acids, perchlorates) should
use off-gas scrubbers to preclude damage to the exhaust air cleaning
system (e.g., HEPA filtration train).
Metallurgical processing equipment should have dedicated ventilation systems
that exhaust to a common, final filtration train. If airborne particle capture is
required, a high linear velocity will be necessary to ventilate these process areas
due to the greater densities of metal particles.
Ceramic processes involve oxide powder that is finely divided. The exposure of
personnel to the powder inhalation hazard should be prevented. Processes that
handle bulk ceramics such as pellets are not dust-free operations and thus,
adequate ventilation should be provided.
Section 26
Secondary Confinement System. The secondary confinement system
generally consists of the confinement barriers and associated ventilation
systems that surround or confine the operating areas that house the process
system and its primary confinement.
The operating area compartments should have sensors that detect releases of
hazardous materials from the primary confinement system and provide
appropriate alarms. Commensurate with the potential hazard, the use of
redundant sensors should be considered.
Penetrations of the operating area confinement barriers should be minimized.
When practical, equipment components not functionally required to operate
directly in the presence of radioactive materials should be located outside the
operating area compartments. Penetrations of the secondary confinement
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should have positive seals to prevent the migration of contamination out of the
operating area.
Each secondary confinement compartment should be supplied with ventilation
air from the building ventilation system and should have exhaust ventilation with
sufficient capacity to provide controlled ventilation flow as required in the event
of a credible breach in the operating compartment confinement barrier. Pressure
in the compartments should be negative with respect to the building ventilation
system.
1.2.4 Irradiated Fissile Material Storage Facilities. The following provisions are
typical for an irradiated fissile material storage facility (IFMSF) confinement
system. The actual confinement system requirements for a specific IFMSF
should be determined on a case-by-case basis.
In general, primary confinement is the irradiated fissile material (IFM) cladding or
canning. Secondary confinement is established by the facility buildings that
enclose the dry storage area and/or the storage pool and auxiliary systems.
Primary Confinement System. The IFM cladding or cans, as appropriate,
provide primary confinement during normal and anticipated operational
occurrences. The IFM cladding or canning are used to provide a corrosion-
resistant confinement for the IFM material and to prevent an uncontrolled
release of radioactive material.
Secondary Confinement System. The facility building and ventilation system
make up the secondary confinement system.
Penetrations of the secondary confinement barrier should have positive seals to
prevent the migration of contamination. The use of positive seals should be
considered for penetration of enclosures within the facility building to provide
proper ventilation flow paths and to prevent the uncontrolled migration of
contamination.
Ventilation systems should include inlet air filtration (roughing filters) for the main
storage building to prevent dust accumulation, thus reducing the load on other
filters in the facility. Recirculated air in the main storage building should be
filtered through a HEPA filter to reduce the build-up of radioactive material in the
air. Areas with higher potential airborne radioactive contamination (e.g., pool
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water purification and waste treatment system areas) should use only once-
through airflow. Supply air to these facilities should be drawn from the main
storage building if such design is feasible. Exhaust air should be HEPAfiltered
prior to release.
Radioiodine adsorber units, such as activated charcoal or silver zeolite, should
be considered for installation in the exhaust ventilation system when radioiodine
Section 27
releases are possible.
Air should flow from areas of lower contamination to areas of higher
contamination and areas of higher potential airborne contamination should be
kept less than atmospheric pressure.
1.2.5 Reprocessing Facilities. The following provisions are typical for a
reprocessing facility confinement system. Actual confinement system
requirements for a specific reprocessing system should be determined on a
case-by-case basis.
The degree of confinement required in various locations of the facility depends
on the potential hazards associated with the process being carried out and is
generally based on the most restrictive case anticipated. Design should
consider the characteristics of the hazardous material involved, such as type,
quantities, forms (physical and chemical), dispersibility, and energy available for
dispersion.
In general, for the most restrictive case anticipated, the use of three confinement
systems should be considered. In reprocessing facilities where processes require
the use of corrosive or noxious materials, the process system should be totally
enclosed and provided with its own ventilation system and off-gas cleanup
system. In such cases, the process system should be treated as the primary
confinement system. Secondary confinement should consist of the process cells
and their ventilation system. Tertiary or final confinement should be the building
structure and its ventilation system. In addition to these confinement systems,
such features as change rooms and special access ways should be used to
minimize the spread of contamination within the facility.
If heat transfer systems are used that provide circulation between radioactive and
nonradioactive areas, barriers to release due to contamination of the heat
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transfer fluids should be considered. Typically, confinement would be provided
through the use of intermediate heat exchangers and the use of a “closed-loop”
system. A leak monitoring system should be considered.
Primary Confinement System. The primary confinement system consists of
process systems equipment and the associated off-gas system. Process
equipment failures should not cause failure of the secondary confinement
system. Process equipment should operate under process conditions that
prevent or minimize the probability of explosive chemical reactions.
Secondary Confinement System. The secondary confinement system consists
of the process cell barriers and the ventilation systems associated with the cells.
Design should consider the following features:
Secondary confinement areas should be equipped with sensors that
detect abnormal releases of hazardous material from the primary
confinement boundary and provide appropriate alarms. Commensurate
with the potential hazard, the use of redundant sensors should be
considered.
Penetrations of the secondary confinement should have positive seals to
prevent the migration of contamination out of the secondary confinement
area.
The ventilation system should be designed to maintain a negative
differential pressure during the removal of cell covers and for normal in-
leakage at cell cover joints.
Process cells should be supplied with ventilation air from the building
ventilation system and with exhaust ventilation of sufficient capacity to
provide controlled ventilation flow as required in the event of a credible
breach in the secondary confinement barrier.
Section 28
Pressure in the compartments should be negative with respect to the
building ventilation system.
Special features (e.g., air locks, enclosed vestibules) should be
considered for access through secondary and tertiary confinement
barriers.
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Tertiary Confinement System. The process building and associated
ventilation system comprise the tertiary confinement system. Penetrations of
the building confinement barriers should have positive seals to prevent the
migration of contamination.
1.2.6 Uranium Conversion and Recovery Facilities (UCRFs). To the extent
practical, the primary confinement system should be constructed of fire-resistant
materials, and the process equipment and process being confined should be
designed to prevent potential flammable or explosive conditions. Confinement
enclosures for flammable metals should be designed with self-contained fire
protection and extinguishing equipment; in some cases, inert atmospheres may
be desirable within the enclosures.
Work that could subject personnel to possible inhalation exposures should be
performed in process confinement enclosures. Gloveboxes should be the
preferred enclosure, but are not always practical. Alternative systems may have
to be considered.
When gloveboxes are used, their design and construction should allow
replacement of parts and/or relocation of the box(es) within the facility or
system(s) with a minimum of contamination or exposure.
To the extent practical, discrete processing steps should be performed in
individual process confinements to reduce the amount of hazardous material that
can be released by a single or local failure of the confinement system.
Process and auxiliary system differential pressure should be maintained to inhibit
backflow of hazardous materials into auxiliary systems.
Generally, UCRFs have used two confinement systems. The primary
confinement system encloses or confines the uranium materials being processed
and the materials used to process the uranium. The secondary confinement
consists of the structures and associated ventilation systems that surround the
operating areas that house the primary confinement system. The operating areas
include those areas that are not normally expected to become contaminated. The
secondary confinement system barriers are those that separate the outside
environment and free access areas, such as offices and lunch rooms, from
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potential contamination. The actual confinement system requirements for a
specific UCRF should be determined on a case-by-case basis.
Primary Confinement System. The primary confinement system consists of
barriers, enclosures (including their associated ventilation or atmosphere control
systems), process piping and vessels, and so forth. Its principal function is to
prevent the release of hazardous substances into the operating areas. The
following considerations should be addressed in the design of primary
confinement systems for UCRFs:
Breaches of the primary confinement barrier (e.g., due to glove or seal
failure) are acceptable if the off-gas treatment system is capable of
maintaining an adequate inflow of air for the specified breach size and
location. Some portions of the primary confinement may not form a
complete physical enclosure. For these, primary confinement function
should be ensured by adequate airflow and appropriate process
equipment design.
Section 29
If needed, conveyors should be used to interconnect gloveboxes or other
primary confinement enclosures to minimize introduction and removal of
materials from the system. The primary confinement system criteria
should be applied to these interconnections.
Special design features should be considered to safely introduce and
remove materials from process confinements.
Process vessels that could contain uranium should be vented to the
process off-gas system, which should route off-gas through pretreatment,
if needed, and HEPA filtration. Typical pretreatment features include
cyclone dust collection systems, different types of filters, cold traps, liquid
condensers, solvent adsorption systems, and aqueous solution
scrubbers. Nuclear criticality safety should be considered during the
design of pretreatment and HEPA filtration systems.
Secondary Confinement System. The secondary confinement system
generally consists of the confinement barriers and associated ventilation systems
that surround or confine the operating areas that house the process system and
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its primary confinement. The following considerations should be addressed in the
design of secondary confinement systems for UCRFs:
Operating area compartments should be equipped with sensors to detect
releases of hazardous materials from the primary confinement system
and provide appropriate alarms. Commensurate with the potential hazard,
the use of redundant sensors should be considered.
Penetrations of the operating area confinement barriers should be
minimized. When practical, equipment components not functionally
required to operate directly in the presence of radioactive materials
should be located outside the operating area compartments. Penetrations
of the secondary confinement should have positive seals to prevent the
migration of contamination out of the operating area.
Each secondary confinement compartment should be supplied with
ventilation air from the building ventilation system. Exhaust ventilation
should be handled by a system with sufficient capacity to control
ventilation flow as required in the event of a credible breach in the
operating compartment confinement barrier. Pressure in the
compartments should be negative with respect to the building ventilation
system. The secondary confinement exhaust ventilation system should be
equipped with HEPA filtration.
1.2.7 Laboratory Facilities (Including Hot Laboratories). The following provisions
are typical for a laboratory facility confinement system. The actual confinement
system requirements for a specific laboratory facility should be determined on a
case-by-case basis.
If radioiodine may be present, consideration should be given to the installation of
radioiodine absorber units in the exhaust ventilation/off-gas system to reduce the
radioiodine concentration in the effluent.
Primary Confinement System.
In hot laboratories, primary confinement usually consists of items such as
a hot cell, glovebox, process piping, tank, fume hood, etc.; the volume
enclosed is normally contaminated.
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The primary confinement volume and isolation systems, as appropriate,
should be compartmentalized to isolate high-risk areas and to minimize
the potential effects of accidents.
The primary confinement system(s) should operate under process
conditions that prevent or minimize the potential for explosive chemical
Section 30
reactions and should use ALARA design principles to minimize
exposures.
Design features for primary confinement for laboratory facilities and
processes are facility-specific and should therefore incorporate the
following features as appropriate:
– Introduction and removal stations should provide for safe
introduction and removal of material and maintenance equipment
to and from the primary confinement.
– Separate ventilation system or off-gas treatment system with
appropriate air-cleaning capability (e.g., HEPA filtration,
radioiodine absorbers, scrubbers) should be considered. The use
of an inert gas atmosphere within the primary confinement is
necessary when handling pyrophoric material. Special
considerations should be given to systems that handle tritium (see
Section 2.10, Tritium Facilities).
– Ventilation and cleanup systems associated with the primary
confinement system should not be shared with secondary and
tertiary confinement systems.
– Tanks within the primary confinement system should vent to the
off-gas treatment system.
– The operating pressure in the primary confinement system should
be negative with respect to the secondary confinement.
Gloveboxes should meet the following criteria:
– Corrosive gases or particles from vats, scrubbers, and similar
equipment should be neutralized prior to reaching HEPA off-gas
filters.
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– A single filtered exhaust path should be acceptable when working
with low-toxicity materials that do not require dilution or continuous
cooling.
– Exhaust flow rates (for air-ventilated gloveboxes) should confine
in-box contaminants safely when an access port is opened or a
glove ruptures.
– If the glovebox is filled with an inert atmosphere, specific design
criteria for emergencies (i.e., ruptured glove) should be
incorporated on a case-by-case basis (e.g., pyrophoric materials).
Hot cells should meet the following criteria:
– Space and equipment should be provided as needed to support
accountability, process monitoring, and material control
requirements.
– Exhaust prefilters and HEPA filters should be installed to facilitate
filter replacement and repair.
– Standby filters should be incorporated for backup protection
during filter changes so that filters can be changed without
shutting down the exhaust fans. Standby filters should be installed
outside the cell and sealed in an acceptable enclosure for direct
maintenance.
– Exhaust systems should have alarms that will annunciate if the
concentration of radioactive material in the exhaust exceeds the
limits specified in the facility technical safety requirement.
Secondary Confinement System. The secondary confinement system usually
consists of the facility operating compartments and associated ventilation
systems. The secondary confinement houses the hot cells, gloveboxes, fume
hoods, etc. The following design features should be incorporated into secondary
confinement systems for laboratory facilities:
design features to minimize the potential of the spread of contamination
from within the laboratory facility operating areas to areas that are not
normally contaminated;
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the use of a ventilation system separate from the primary confinement
ventilation system with appropriate air-cleaning capability (e.g., HEPA
filtration, radioiodine absorbers, scrubbers); and
measures to provide negative operating pressure in the secondary
Section 31
confinement with respect to the tertiary confinement, especially where
variable flow primary confinement exhaust systems (fume hoods) are
utilized.
Tertiary Confinement System. The tertiary confinement system typically is the
exterior laboratory building and its associated ventilation system. It is an area that
is not contaminated and houses offices and other clean laboratory facilities. The
following design features should be incorporated into tertiary confinement
systems for laboratory facilities:
the use of a ventilation system separate from the primary confinement
ventilation system with appropriate air-cleaning capabilities (e.g., HEPA
filtration, radioiodine absorbers, scrubbers) and
measures to maintain operating pressure in the tertiary confinement
negative with respect to the atmosphere.
The secondary and tertiary confinement ventilation systems may be shared if
safety analysis indicates that this type of design is acceptable.
1.3 EFFLUENT CONTROL AND RADIATION PROTECTION
1.3.1 Introduction and Scope. This section addresses aspects of facility design
specifically intended to provide for effluent control and radiation worker
protection. Included are shielding, radiation monitoring systems, contamination
control, and effluent monitoring. This treatment is not exhaustive; many lessons
learned in design have been translated into regulations, Orders, and guidance
documents, especially 10 CFR 835, Occupational Radiation Protection; DOE G
441.1-1C (CN1), Radiation Protection Programs Guide for Use with Title 10,
Code of Federal Regulations, Part 835, Occupational Radiation Protection, DOE
STD-1098-2008 (CN1), Radiological Control; and DOE O 420.1C and its
guidance documents.
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Design of nuclear facilities should minimize personnel exposures to external and
internal radiological hazards, provide adequate radiation monitoring and alarm
systems, and provide adequate space for health physics activities. Primary
radiation protection should be provided through the use of engineered controls
(e.g., confinement, ventilation, remote handling, equipment layout, and
shielding). Additional protection for workers should be provided through an
effective radiation protection program that includes implementation of ALARA
concepts.
Additional considerations for specific facility types are included in this handbook;
see Section 2, Special Facilities and Activities.
1.3.2 Shielding Design. The shielding design basis should minimize exposure of an
individual worker to ALARA levels. 10 CFR 835.1002 provides requirements in
this area. In addition, appropriate shielding should be installed, if necessary, to
minimize nonpenetrating external radiation exposures to the skin and lens of the
eye of the worker. In most cases, the confinement barrier or process equipment
provides this shielding. Shielding and other radiation protection measures should
be provided for areas requiring intermittent access (e.g., to perform preventive
maintenance, change components, and adjust systems and equipment). Straight-
line penetration of shield walls should be avoided to prevent radiation streaming.
American National Standard Institute/American Nuclear Society (ANSI/ANS-6.4
2006), Nuclear Analysis and Design of Concrete Radiation Shielding for Nuclear
Power Plants, provides guidance regarding the design of concrete radiation
shielding. ANS 6.4.2-2006, Specification for Radiation Shielding Materials,
Section 32
provides guidance regarding material specifications, where it provides a critical
confinement or structural function. American Concrete Institute (ACI) 318M-11,
Building Code Requirements for Structural Concrete and Commentary,, provides
general guidance for the structural design of concrete shielding. Straight-line
penetration of shield walls should be avoided to prevent radiation streaming.
Use of remote, shielded operations (i.e., through the use of handling equipment
such as remote manipulators and lead glass windows) should be considered
when exposures to extremities are anticipated to approach dose limits or where
contaminated puncture wounds could occur.
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NCRP Report No. 151, Structural Shielding Design and Evaluation for
Megavoltage X- and Gamma-Ray Radiotherapy Facilities, provides guidance
regarding shielding design and evaluation for mega voltage accelerator facilities.
1.3.3 Airborne Radiation Control. Established airborne concentration limits for
normal operating conditions should not be exceeded in occupied operating
areas. 10 CFR 835.1002(c) provides requirements for limiting concentrations.
ALARA principles should be used when designing confinement and ventilation
systems to limit airborne contamination levels. Respirators should not be
required during normal operations. Engineered controls and features should
minimize potential inhalation of radioactive and other hazardous materials under
all conditions. ASME N509, Nuclear Power Plant Air-Cleaning Units and
Components, and ASME N510, Testing of Nuclear Air-Treatment Systems,
provide guidance for the design and testing of nuclear facility HVAC systems.
Monitoring systems should be calibrated at least annually using appropriate
national standards. Radiation monitoring, alarm, and warning systems, which are
required to function during a loss of normal power, should be provided with an
emergency uninterruptible power supply (UPS) (internal or external on-line)
unless it can be demonstrated that these systems can tolerate a temporary loss
of function without losing needed data and that they are provided with standby or
emergency (switched) power. Determination of the power supply type and quality
should be based on the safety classification of the monitoring system or device.
The sampling motivation (vacuum) type and quality should also be based on the
safety classification.
Air monitoring and warning systems should be installed in work areas where
hazardous materials are stored or handled or where hazardous airborne particles
or vapors may be present. Air sampling heads should be located to provide a
representative sample of potential airborne radioactive or hazardous materials
being breathed. ANSI/HPS N13.56-2012, Sampling and Monitoring Releases of
Airborne Radioactivity in the Workplace provides guidance for the design of air
monitoring systems.
Operation and maintenance of special facilities may lead to situations (e.g.,
accidents, special maintenance, and spill recovery) where air-supplied
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respiratory protection is required. ANSI Z88.2, Respiratory Protection, and 29
CFR 1910.134, Occupational Safety and Health Standards, provide guidance
for the design of breathing air supply systems.
1.3.4 Contamination Control. Use of devices to warn personnel of possible
radioactive or other hazardous contamination should be evaluated and provided
in accordance with the evaluation. Personnel monitoring devices, such as hand
Section 33
and foot counters, should be provided in the vicinity of workstations. Installed
monitors (supplemented with personal monitoring methods) should be used to
monitor personnel exiting an operating area. Continuous air monitors (CAMs)
should be used to detect and alarm at prescribed airborne radioactivity levels.
American National Standard N13.49-2001 (R2011), Performance and
Documentation of Radiological Surveys, provides both specific and general
guidance for facilities using radioactive material or machines producing radiation
fields.
Facility design should locate personnel decontamination facilities close to areas
that represent potential contamination sources. Decontamination facilities should
be designed to minimize the inadvertent spread of contamination during
personnel decontamination activities.
Change rooms should be provided for changing into and from protective clothing.
These areas should be separate for male and female workers and be located
adjacent to shower facilities. Change rooms should be designed to segregate
clean clothing (e.g., personal clothing) and protective clothing. Storage of
contaminated protective clothing should be controlled so that contamination does
not spread. Change room exhaust air should be HEPA filtered if dispersible
radionuclides are handled in the process areas it serves.
1.3.5 Radiation Monitoring. In the presence of ionizing radiation (due to process
material, equipment, or operations), an area radiation monitoring and alarm
system is used to alert personnel of unexpected increases in ionizing radiation
levels. Warning and alarm systems should be designed, installed, and tested to
confirm that they can be heard in the ambient conditions of the area in which they
are placed. If a criticality excursion could potentially occur, including a potential
for personnel exposures, nuclear accident dosimeters should be installed.
ANSI/ANS 8.3-1997, Reaffirmed 2012, Criticality Accident Alarm System,
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provides guidance for criticality accident alarms and the design of evacuation
alarm systems.
In addition to a local station alarm, radiation monitoring systems (i.e., criticality
alarms, CAMs, alarms associated with stack monitoring systems) should have
central (i.e., control room or radiation monitoring office) readout and alarm panels
that are accessible after an accident so that internal conditions can be evaluated.
1.3.6 Airborne Effluents. For nonradioactive hazardous gaseous or airborne
effluents, the point of release is the point at which the effluent exits the stack,
vent, or other release points.
Exhaust ducts (or stacks) that may contain radioactive airborne effluents should
be provided with effluent monitoring systems. The monitoring capability should
cover the range from normal effluent concentrations to the maximum
concentration expected from a credible accidental release. For exhaust outlets
that may contain plutonium, uranium, enriched uranium, tritium, transuranics or
fission products, and other radioisotopes above ambient levels, two independent
monitoring systems should be considered.
Backup capability for monitoring systems should be considered in the design of
each system (e.g., redundant detectors, additional sample line ports, additional
sampler trains, etc.). Continuous stack sampling and continuous radiation
detection should also be considered. ANSI N13.1-2011, Sampling and
Monitoring Releases of Airborne Radioactive Substances from the Stacks and
Section 34
Ducts of Nuclear Facilities provides guidance on designing sampling systems
that provide accurate, representative sampling of effluent streams.
Airborne effluents from confinement areas should be exhausted through a
ventilation system designed to remove hazardous particulate material, vapors, or
gases. ALARA should be implemented to minimize effluent concentrations and
quantities released for hazardous materials. Isokinetic sampling should be
provided for effluent streams that are expected to contain particulate
radionuclides. After HEPA filter installations, anisokinetic sampling may be
satisfactory, due to the small particle sizes in the effluent.
Consideration should be given to including process confinement off-gas
treatment systems to preclude the accumulation of potentially flammable
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quantities of hydrogen generated by radiolysis or chemical reactions within
process equipment. Vent streams with the potential of containing significant
quantities of radioactive material should be processed by an off-gas cleanup
system before being exhausted to the environment.
The following additional features should be considered in off-gas systems:
providing vents from liquid components with traps and drains to prevent
inadvertent flooding of off-gas systems;
neutralizing corrosive gases and particles from vats, scrubbers, and
similar equipment in gloveboxes before they reach the HEPA off-gas
filters;
equipping vent streams containing UF6 with chemical traps to remove
radionuclides from the gases before they are vented to the atmosphere.
The following vents are typically equipped with traps:
– purge cascade,
– cold recovery,
– buffer seal exhaust stations, and
– wet-air evaluation stations.
Consideration should also be given to the need for equipment to provide
meteorological parameters (e.g., wind speed, wind direction, humidity data, and
wind direction frequencies for heights related to the estimated heights at which
stack effluents and cooling tower moisture will be dispersed). As necessary,
installation of special equipment for stack effluent dispersal and tracking should
be considered.
1.3.7 Effluent Control. Generally, there will be statutory limits on facility effluents and
concentrations at the point of discharge and/or the site boundary. These
statutory requirements should be identified and their requirements implemented
in design. Consideration should also be given to concentrations at neighboring
facilities, and even to operations areas of the facility outside the building,
especially for chemical releases. The design of monitoring and control systems
that reduce effluents released to the environment to ALARA levels should
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emphasize the use of features that employ the best technology economically
available at the time of design. Confinement systems should minimize the
release of radioactive and other hazardous materials in facility effluents during
normal operation and anticipated operational occurrences.
1.3.8 Effluent Monitoring. Design for effluent monitoring should consider the
following:
Sampling and monitoring systems provide adequate and accurate
measurements under normal operations, anticipated operational
occurrences, and accident conditions. Monitoring systems should be
calibrated at least annually according to appropriate national standards.
Exhaust outlets that may contain radioisotopes other than ambient levels
Section 35
of those naturally occurring in the environment should be provided with
monitoring systems. As necessary, special equipment for stack effluent
dispersal and tracking should be considered for installation. Such
monitoring provides data useful for dispersion analysis of effluent
materials.
Stack monitoring systems should have central (i.e., control room or
radiation monitoring office) readout and alarm panels that are accessible
after an accident to evaluate internal conditions. Such data are useful for
designing the most appropriate and efficient response to a release-related
incident.
Radiation monitoring, alarm, and warning systems required to function
during a loss of normal power should be provided with an emergency
UPS (internal or external on-line). However, if it is demonstrated that
these systems can tolerate a temporary loss of function without losing
needed data and these systems are provided with standby or emergency
(switched) power, the emergency UPS is not necessary. Determination of
the power supply type and quality, including availability during and after
events, should be based on the safety classification of the monitoring
system or device. Emergency backup power systems are critical to the
operation of monitoring, alarm, and warning systems in the case of a
simultaneous power failure and radioactive release.
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SECTION 2
SPECIAL FACILITIES AND ACTIVITIES
INTRODUCTION AND SCOPE
This section of the Design Considerations Handbook provides design principles that the facility
design team should consider for special facilities. These design principles have been developed
as a result of design and operating experience with such facilities. These considerations should
be consulted when designing facilities whose hazards and operations are similar to those
discussed in this section.
2.1 PLUTONIUM PROCESSING AND HANDLING FACILITIES.
2.1.1 Introduction. A plutonium processing and handling facility (PPHF) is typically
designed for the following functions involving plutonium:
shipping and receiving;
storage;
chemical processing;
recovery of scrap/residue;
characterization, control, and accounting; and
management of plutonium-contaminated wastes.
Note that 238Pu presents special design challenges because of its high specific
activity. Those considerations are not addressed here.
2.1.2 Design Considerations. The following sections provide specific design
considerations for a PPHF. The design of PPHFs should consider the following
features because of the special characteristics of plutonium and other materials
with high specific activity or radiotoxicity.
Shipping and Receiving. A PPHF should be sited away from highly populated
areas. It should also have reasonable access to major transportation networks,
such as rail systems and interstate highways while maintaining safe distance.
Because many state governments have the authority to designate traffic routes
for shipment of radioactive material, close coordination with state and local
agencies is recommended.
The shipping and receiving area in a PPHF should accommodate the convoy of
safe-secured-transport (SST), including its escort vehicles. The area should be
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free of any obstacles (other buildings and structures) during loading and
unloading of the plutonium payload to establish a clear line-of-sight by site
security forces.
Section 36
Radiation monitoring equipment should be available in the shipping and receiving
area for surveying the radiation level on the surface of the SST and the
containers during receipt of radioactive material from off-site. The shipping and
receiving area may also be equipped with a decontamination port if a radiation
survey indicates that the surface of a container is contaminated.
Storage. A PPHF should include a storage facility (such as a vault-type room) in
the process area to provide storage and staging functions. The following features
should be considered in the design of the storage facility:
Operation of the storage vault should comply with the strict regulation of
fire loading.
Packaging and unpackaging of plutonium in the storage vault area should
provide for minimizing the build-up of packaging material.
Storage racks and shelves should be designed and constructed to meet
seismic requirements.
Spacing between storage units should be sufficient to satisfy criticality
controls.
Layout of storage racks should minimize radiation exposure to operating
personnel and provide line-of-sight by safeguards and security.
Storage racks and shelves should be constructed of noncombustible
material and designed to hold the storage containers securely in place
and keep them properly separated.
Storage vault doors, racks, and containers should be designed to
accommodate the application of tamper-indicating devices.
Design of the storage vault should facilitate the ease of performing
periodic inventory.
Pyrophoric material should not be stored in a storage vault. Plutonium
metal scraps (e.g., machine turnings, shavings, and fine chips) may be
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chemically reactive and should be processed to plutonium oxide before
they are stored in the storage vault. [Because plutonium hydrides,
carbides, oxycarbides, and nitrides are reactive and potentially
pyrophoric, especially in finely divided form (powder), they should be
handled in dry, inert (i.e., oxygen-free) atmosphere and should be
converted to oxides for prolonged storage.]
Plutonium oxide is formed either by the reaction of the plutonium metal
with oxygen in the air or by calcining plutonium compounds, such as the
peroxide, oxalate, and nitrate. Plutonium oxide is generally a chemically
inert powder and insensitive to self-radiation damage. However,
plutonium oxide can absorb moisture from the air (depending on calcining
condition), and incompletely calcined oxide could subsequently release
gases, resulting in over-pressurization (bulging) a storage can. If the
plutonium compounds are not completely oxidized, the subsequent
oxidation process could cause a decrease in the sealed container
pressure, thereby imploding a storage can. To prevent or minimize these
storage problems, plutonium oxides should be stabilized as prescribed by
standards for packaging plutonium for storage.
The use of plastic bags in bag-in/bag-out operations could cause
problems if the heat generated from radioactive decay melts the plastic
bags after prolonged storage. The decomposition of the plastic bags
could release gases that could also bulge the can. State-of-the-art
container packaging methods that either preclude or minimize the use of
plastic bags should be considered, especially for long-term storage of
plutonium containers.
Design of storage tanks for aqueous plutonium solutions should consider
Section 37
geometrically safe configurations with respect to nuclear criticality.
Plutonium polymer [Pu(IV) solid] could be formed inadvertently under
conditions of transient instability, and once formed, could be difficult to
destroy. Polymerization in localized areas of low acidity could also occur if
an acidic plutonium solution is diluted with water or steam. The plutonium
polymers could clog transfer lines, interfere with ion-exchange
separations, cause foaming, and constitute a criticality hazard. Detection
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of the build-up of polymers and means to remove these solids should be
provided in aqueous plutonium storage systems. Prolonged solution
storage of significant quantities of amorphous plutonium should be
avoided.
Chemical Processing. Plutonium processing operations should be conducted
in the plutonium process area of the PPHF. The initial line of defense to protect
workers in a process area is the confinement system, which includes
enclosures, gloveboxes, conveyor lines, the ventilation system, and process
piping. The primary confinement system should be designed to minimize the
impact on workers and facilities. A secondary confinement barrier enclosing the
primary confinement system provides contamination protection to plant
personnel outside the area of secondary confinement. A tertiary confinement
system, comprised of the building structure, encloses both the primary and
secondary confinement barriers as well as the offices and other support areas,
providing the final barrier between the potential contamination and the outside
environment. Further design considerations for confinement systems are
contained in Part I, Sections 1.1 and 1.2.
The following design features should be considered for facilities that process
chemicals:
The process area should be compartmented to isolate high risk areas,
thereby minimizing productivity and financial loss if an accident occurs.
Movement of personnel, material, and equipment between the process
area and the uncontrolled area (such as the offices) should be through a
controlled access area or an air lock.
The process area should permit ease of egress and material/equipment
movement to allow rapid evacuation in the event of an accident.
Consideration should be given to providing a ready room near or within
the process area where maintenance, operating, and monitoring
personnel could be readily available. The room should be located in a low
background radiation area.
Indicators, auxiliary units, and supporting equipment control components
that do not have to be adjacent to operating/process equipment should be
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installed outside the radiation or contaminated areas. Equipment that
requires periodic inspection, maintenance, and testing should be located
in areas with the lowest possible radiation and contaminated levels.
Equipment that is expected to be contaminated during operation should
have provisions for both in-place maintenance and removal to an area of
low radiation for repair. Maintenance areas for repair of contaminated
equipment should provide for containment or confinement of radioactive
material.
To the maximum extent practicable, the process area should provide
sufficient space and versatility to accommodate equipment for
programmatic changes and process modifications. It should also be
designed to facilitate surveillance. Irregular plant layout (with obstacles)
should be avoided where possible.
Section 38
Two different types of chemistry are generally employed for plutonium
processing: the aqueous chemical process and pyrochemistry. Aqueous
processes that are common to the plutonium production and chemical analysis
are: dissolution, precipitation, liquid-liquid extraction, and oxidation-reduction
reactions.
The purex process, which has been the typical aqueous process used in
plutonium production, involves the extraction and purification of plutonium with
tributyl phosphate. Other processes are the production of plutonium tetrafluoride
(PuF4) and the reduction of PuF4 using calcium and iodine. The purex process
should include design features to deal with the use of flam mable liquids, the
potential for radiolysis, the iron catalysis of hydrogen peroxide decomposition,
and the potential generation of a large volume of plutonium-contaminated
wastes.
The design of facilities that employ an aqueous chemical process should
consider the following features:
Systems, structures, and components for aqueous processing should be
resistant to highly corrosive liquid and entrained vapors. Depending on
the process to be used, stainless steel components are acceptable for
nitrate-based systems. Because stainless steel is incompatible with
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chlorides, special coatings for gloveboxes (e.g., KynarTM) should be
considered, along with Teflon TM or derivative polymer piping, valves,
pump bodies, and vessels in systems that employ chloride chemistry.
Selection of in-line process controls should consider materials
compatibility. Automated ion-exchange systems have been used at Los
Alamos with great success.
The sizing of process equipment is necessarily small to accommodate
nuclear criticality requirements. In-process storage of feed solutions is
efficiently handled in slab tanks or hollow cylindrical tanks. Pencil tanks
have also been used; however, the array of such tanks is more
complicated and subject to leaks. Selection of gasket, pump, and valve
material should recognize the corrosive nature of process solutions.
Design of tankage should recognize the potential for post-precipitation
and formation of a layer of solid precipitate on the bottom of the tank.
Care should be exercised in agitating such a layer if it forms because a
nuclear criticality could occur. Hence, tankage with small horizontal
surfaces, such as hollow cylindrical tanks, is desirable.
Piping and valves should be located so that flammable, explosive, or toxic
gases or liquids that are necessary to the process can be isolated to
prevent injuring workers if an accidental release occurs. The flammable
gases should be provided by a hard-piped system with the gas supply
located outside the facility in cylinders to limit the total quantity available
in the event of a fire or explosion.
Radioactive liquid piping systems should be designed to avoid notches,
crevices, and rough surfaces that might retain radioactive material. The
piping system that collects contaminated liquids should be designed so
that effluents from leaks in the system can be collected without releasing
the liquids into the personnel access areas or to the environment.
Stainless steel should be used in radioactive waste and process system
piping and equipment so that smooth, nonporous, corrosion-resistant
materials are in contact with the contaminated, corrosive, and radioactive
liquids. The piping system should be of welded construction whenever
Section 39
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practicable. Flanges should be used only when absolutely necessary for
servicing.
Piping or other conduits to convey plutonium solutions or plutonium-
contaminated waste liquid should be double-walled or contained within an
enclosure provided with a leak-tight barrier. Any potential leakage from
the primary pipe should be collected in a geometrically safe sump or tank.
Wherever possible, the piping system should be designed to avoid traps
that could hold plutonium solutions.
The process and equipment supporting the pyrochemical processing of
plutonium should be designed to accommodate the pyrophoricity of
plutonium metal and other materials used in molten salt and molten
metal processing, button break-out, and the sampling operations.
Features of the design should consider the minimization of dusting from
operations. A criticality-safe service vacuum system may be used to
clean up dusts.
In addition to the features described above, facilities for the chemical processing
of plutonium should address the following:
The process glovebox system should be designed to minimize moisture
pickup by process materials. An inert atmosphere should be considered
in gloveboxes where plutonium is processed. Bag-in/bag-out operations
should be conducted without compromising glovebox atmosphere
integrity.
The airborne radioactive effluents typically associated with PPHFs are
furnace off-gas, airborne dust, off-gas from solvent processes, and
corrosive vapor or mists from dissolvers. The design of airborne effluent
systems should consider and minimize plutonium holdup at locations in
off-gas and ventilation ductwork and include provisions to detect, monitor,
and recover the build-up of such material.
The capability to service equipment should be provided. Equipment
should be designed to minimize plutonium holdup. Provisions should be
made to remove process material from equipment and to measure
plutonium holdup with minimum downtime.
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Because of the pyrophoric nature of plutonium metal, the plutonium
process/handling glovebox system should be designed to accommodate
glovebox fire safety. A leak detection system should be provided to
detect the inleakage of air, which could change the glovebox
atmosphere and lead to a plutonium fire. Certain glovebox construction
components are combustible—rubber gloves, plastic bags, polyvinyl
chloride (PVC) pipes, etc. Thus, the glovebox is vulnerable to
involvement in fire, which, in turn, could cause the loss of glovebox
integrity.
Facility design should provide for the continuous monitoring of external
radiation exposure levels in process areas (e.g., hot cells and canyons)
during maintenance or repair operations. Neutron shields in the form of
water jackets should be capable of being monitored for water loss.
Gloveboxes should be equipped with quick couplings for dry
chemical-type extinguishers.
Recovery of Scrap/Residue. Plutonium scrap and residue should be recovered,
processed, and accounted for—to the extent practical—according to the special
nuclear material (SNM) accounting requirements. To prevent the accumulation of
plutonium-containing scrap or residue, space should be provided for expeditious
treatment or processing of these materials to allow their return to the main
process.
Plutonium could be recovered using various methods, depending on the
chemical process employed. For the aqueous process, plutonium could be
Section 40
recovered by means of leaching and dissolution, followed by purification,
evaporation, and concentration. For pyrochemistry, the recovery process would
include salt flux remelting, hydriding, oxidation, and/or anion exchange.
The following features should be considered to address the recovery and
handling of scrap and residue:
Equipment for recovery and handling of scrap/residue should be
designed to minimize dusting and physical losses or spillage. Vessels
used for solution treatment, assay, or storage should be of geometrically
safe design to preclude accidental nuclear criticality.
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Provisions should be made for crucibles and molds removed or no longer
serviceable to be processed to recover or remove residual plutonium
before they are discarded.
Design should provide for the need to process plutonium scrap and
residue before any subsequent disposition action is taken. Aqueous
(chloride or nitrate system) and pyrochemical processing are required.
Stabilization optimally involves separation of plutonium from matrix
material in order to minimize the volume of material to be stored.
Likewise, separation of plutonium from waste matrices will minimize the
amount of transuranic waste to be shipped and placed in a waste
repository. The final form of the concentrate should be a stable (but not
necessarily highly purified) oxide or metal. The process includes acid
dissolution (hydrochloric or nitric), some degree of purification (e.g., ion
exchange), precipitation (typically as oxalate), calcining (to decompose
the oxalate and produce plutonium oxide), and packaging. If a metal form
is required as the end point, the temperature at which the oxalate is
calcined should be kept as low as practical. Metal can be produced by
direct oxide reduction with elemental calcium in a molten salt medium
(calcium chloride). Means to regenerate the calcium chloride salt medium
should be included in the process design.
Characterization, Control and Accounting . Chemical sampling and analyses
should be provided to support process and operations in the process area of the
PPHF. Techniques employed for the characterization of plutonium include:
metallography, electron microscope, X-ray diffraction, chemical analysis, thermal
analyses, and isotopic. The most common detection technique employed is the
nondestructive assay detection system, which includes (1) radiation detection
based on alpha, gamma radiation, and neutron activation, and (2) calorimetry,
which measures the heat output of the radioactive materials.
Several pyrochemical processes are likely to be used in plutonium processing.
Molten salt extraction is used to separate americium from plutonium in aged
plutonium items. A “saltless” extraction process has been developed at Los
Alamos that greatly reduces the amount of waste generated. Electrorefining is
used to purify plutonium, leaving impurities behind in an anode “heel” that
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requires further processing, usually by aqueous means. Relatively pure
plutonium oxide can be reduced to metallic form by direct oxide reduction,
which requires dissolving plutonium oxide in a calcium chloride salt and
introducing metallic calcium as the reducing agent. The resulting calcium
oxide can be converted to calcium chloride by reacting with a chlorinating
agent. Note that the media for pyrochemistry are typically chloride salts, and
require special aqueous process equipment specifications to minimize
Section 41
corrosion. Likewise, the crucibles used to contain the melt also should be
processed into a waste form or processed for extraction of plutonium. Exhaust
ventilation, handling devices, and local furnace cooling should take thermally
hot operations into account.
Design of materials management and storage systems should attempt to achieve
inventory extension to the maximum extent possible; that is, to minimize the
frequency with which inventory and reconciliation are necessary. This can be
accomplished by use of a vault system with a long-term storage vault that can be
locked down for a year or more, and a day vault that contains the items that will
be used within the year. Sizing of process equipment should recognize the down
time required to complete inventory actions. These actions include cleaning out
process equipment, wiping down gloveboxes, consolidating materials, conducting
nondestructive assays, and reconciling inventory values.
Management of Plutonium-Contaminated Wastes. Plutonium-contaminated
and radioactive wastes generated from the PPHF should be managed and
handled safely and effectively. The process system should be designed to
minimize the generation of wastes at the source. The waste management system
should be designed to limit the release of radioactive materials to the
environment.
Process liquid waste should be collected in the liquid waste treatment system
and contained in geometrically safe vessels for temporary storage, sampling, and
neutralization. Liquid waste should be concentrated by evaporation, and off-gas
from the liquid waste evaporator should be sampled for radioactive materials and
hazardous chemicals before release to the environment. The concentrator
bottom should be collected and solidified in containers with content meeting the
waste acceptance criteria of existing or potential waste disposal site(s). Explosive
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or highly flammable materials should not be stored in proximity to these wastes.
U.S. NRC R.G. 3.10, Liquid Waste Treatment System Design Guide for
Plutonium Processing and Fuel Fabrication Plants, provides useful guidance that
should be considered.
2.2 PLUTONIUM STORAGE FACILITIES.
2.2.1 Introduction. PSFs typically contain strategic amounts of plutonium. The
guidance contained in this section applies to facilities where strategic amounts of
plutonium or significant quantities of other transuranic radionuclides, such as
neptunium and californium, are stored. This section does not apply to “in
process” or “in use” material, to material in assembly cells for use in weapons, or
to material that is packaged in approved containers awaiting either transportation
or disposition upon receipt.
Note that 238Pu presents special design challenges because of its high specific
activity. Those considerations are not addressed here.
2.2.2 Design Considerations. The design of PSFs should accommodate all planned
plutonium handling and storage activities (e.g., analysis, shipping and receiving
operations, packaging, and unpackaging). Provisions should be made to
minimize the build-up of packaged materials or packaging materials. Receiving
operations involving removal of radioactive material from protective shipping
containers should be performed in an unpackaging room.
Facility design, to the maximum extent practical, should:
provide sufficient versatility to accommodate equipment for programmatic
changes and modifications and for multi-shift operations,
Section 42
provide sufficient spacing between compartments to facilitate relocation
and maintenance of equipment in case of manual or automatic storage
operations, and
facilitate expeditious identification, inventory, placement, and retrieval of
storage containers.
Facility layout should provide for efficient cleaning, maintenance, and ease of
inspection and should consider the requirements for secure location of storage
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containers, traffic control, and segregation. Door locations should be
coordinated with aisles to facilitate access to stored material, for loading and
unloading of material, for use of firefighting equipment, and for compliance with
NFC NFPA 101, Life Safety Code. Bumpers should be provided where
necessary to minimize potential damage to the structure of racks from handling
equipment. New storage facilities should be physically separated from process
operations, storage of nonnuclear materials, flammable or explosive materials or
equipment, and functions not directly required for storage operations.
Combustible packaging materials should be stored in metal containers or
structures outside a PSF in a location that will not endanger the storage facility or
stored material if a fire occurs in the packaging material. No hazardous gases or
liquids should be used in PSFs. No natural gas or other fossil fuels should be
used for heating purposes unless the heating occurs in a separate building that is
clearly isolated from the primary facility.
The design should provide for sufficient spacing and arrangement of
compartments and/or containers to facilitate the taking of inventories. Vault
doors, racks, and containers should accommodate the application of tamper-
indicating devices. Adequate space for measurement should be provided for the
required inventory verification and/or confirmation. An automated vault
surveillance system should be provided where excessive radiation exposure
would result from entry for material control and accountability purposes. The
design of the vault and/or system should facilitate inventory requirements.
Those areas of the facility where SNM is stored (e.g., plutonium product storage)
should be located in the least accessible (to an intrusion force) area of the plant.
Design of storage tanks for aqueous solutions of plutonium should ensure that
they are geometrically favorable with respect to nuclear criticality. When there is
a tendency for solids to precipitate, vessels should be instrumented to detect the
build-up of solids and designed to facilitate removal of solids.
The ventilation system should be designed to provide adequate heat rejection
capacity. DOE-STD-3013-2012, Stabilization, Packaging, and Storage of
Plutonium-Bearing Materials, provides guidance regarding containers for storage
of plutonium oxide and metal containing greater than 50 percent plutonium.
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Suitable physical compartmentalization should be considered to limit the quantity
of stored materials in each compartment to safe levels, to provide the necessary
access features and controls, and satisfy loss limitation criteria.
Cautionary systems (e.g., visual or audible alarms or other warning systems) or
interlocks should be considered to prevent inadvertent entry into hazardous
areas. Safety alarm systems should annunciate inside and outside the PSF to
identify hazardous areas to anyone present in either area. The need for visual
Section 43
alarm devices within the facility, in addition to audible alarm devices, should be
considered.
Storage racks should be noncombustible and designed to hold storage
containers securely in place, maintain proper separation of storage containers,
and maintain structural integrity under normal operational conditions, anticipated
events, and accident conditions.
2.3 UNIRRADIATED ENRICHED URANIUM STORAGE FACILITIES.
2.3.1 Introduction. UEUSFs are used to store unirradiated enriched uranium in a
solid, liquid, or gaseous form. UEUSF activities may include shipping, receiving,
handling, packaging, and unpackaging.
2.3.2 Design Considerations. The design should accomplish the following:
Accommodate planned UEU handling and storage activities (e.g.,
analysis, shipping and receiving operations, packaging, and
unpackaging). The build-up of packaged materials or packaging materials
should be minimized. Receiving operations involving removal of
radioactive material from protective shipping containers should be
performed in the unpackaging room(s).
Incorporate into the design ALARA concepts to minimize overall effects
on workers, the public, and the environment.
Provide sufficient versatility to accommodate equipment for
programmatic changes, programmatic modifications, and multishift
operations.
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Provide sufficient spacing between compartments to facilitate relocation
and maintenance of equipment and ease of manual or automatic storage
operations.
Facilitate expeditious identification, inventory, placement, and retrieval
of storage containers.
Provide for sufficient spacing and arrangement of compartments and/or
containers to facilitate the taking of inventories. Vault doors, racks, and
containers should be designed to accommodate the application of
tamper-indicating devices. Adequate space for measurement capability
should be provided for the required inventory verification and/or
confirmation. The design of the vault system should facilitate inventory
requirements. Those areas of the facility where SNM is stored should be
located in the least accessible area of the plant.
To expedite recovery from accidents and provide facility versatility, modular
construction concepts should be used, where feasible.
No hazardous gases or liquids should be used in UEUSFs. No natural gas for
heating purposes should be used unless the heating occurs in a separate
building that is clearly isolated from the primary facility.
New storage facilities should be physically separated from process operations,
storage of nonnuclear materials or equipment, and functions not directly
required for storage operations.
Combustible packaging materials should be stored in metal containers or
structures outside a UEUSF in a location that should not endanger the storage
facility or stored material should a fire occur in the packaging material. The need
to provide automatic fire suppression systems for these areas should be
considered.
Facility layout should provide for efficient cleaning, maintenance, and ease of
inspection. Layout of floor and access areas should consider the requirements
for secure location of storage containers, traffic control, and segregation. Suitable
physical compartmentalization should be considered to limit the quantity of stored
materials in each compartment to safe levels, to provide the necessary access
features and controls, and to satisfy loss limitation criteria. Bumpers should be
Section 44
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provided where necessary to minimize potential damage to the structure or racks
from handling equipment.
Design of storage tanks for aqueous solutions of enriched uranium should ensure
that they are geometrically favorable with respect to nuclear criticality safety.
When there is a tendency for solids to precipitate, vessels should be
instrumented to detect the build-up of solids and designed to facilitate removal of
solids.
Cautionary systems (e.g., visible or audible alarms or other warning systems) or
interlocks should be considered to prevent inadvertent entry into hazardous
areas. Safety alarm systems should annunciate inside and outside the UEUSF to
identify hazardous areas to anyone present in either area. The need for visual
alarm devices within the facility, in addition to audible alarm devices, should be
considered.
Storage racks should be noncombustible and designed to hold storage
containers securely in place, ensure proper separation of storage containers,
and maintain structural integrity under normal operations, anticipated operational
occurrences, and accident conditions.
Door locations should be coordinated with aisles to facilitate access to stored
material, for loading and unloading of material, for use of firefighting equipment,
and for compliance with NFC NFPA 101.
Airborne radioactive wastes associated with UEUSFs that should be considered
during the design include but are not limited to the airborne releases associated
with the venting of storage containers. Cladding or canning failure during dry
storage is also a source of such wastes.
2.4 URANIUM PROCESSING AND HANDLING FACILITIES.
2.4.1 Introduction. A UPHF is a facility that receives feed material from sources such
as a conversion facility, a reprocessing facility, or fuel/target storage material. A
UPHF processes, handles, and produces products such as UO2, UF6, uranium
metal, reactor fuel assemblies, target assemblies, and nuclear weapons
components.
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This section is not process-specific. It is applicable to facilities that handle and
process uranium; however, it is principally directed at facilities that process and
handle uranium enriched in 235U.
2.4.2 Design Considerations. The design of processing facilities should consider
inclusion of the design features described below. Design requirements vary
significantly depending on the characteristics of the uranium, the type of
processing and handling activities, and the characteristics of the site.
Materials of different uranium assays should be handled in physically
different trains of equipment even though duplication of equipment
results. If this is not possible, the equipment should be sized for criticality
control of the most restrictive condition.
A definite isotopic specification for reactor returns should be
established before facility design is started for refabrication of enriched
uranium that has been irradiated and reprocessed.
Metallurgical processes and ceramic materials processing are the two
principal types of processes for fabrication of uranium products. The
hazards associated with each of these processes should be considered
during the design of the fire protection, ventilation, and confinement
systems. In addition, the chemical toxicity of uranium should be
considered during the design of the facility. The design should provide
specific control and isolation of flammable, toxic, and explosive gases,
Section 45
chemicals, and materials admitted to the areas of the facility.
The design should provide space for shielding, both permanent and
temporary, of personnel and/or remote operations of equipment and
processes.
The primary confinement system should be constructed of fire-resistant
materials, and the process equipment and process being confined should
be designed to prevent or minimize the probability of potential flammable
or explosive conditions. Confinement enclosures for flammable metals
should be designed with self-contained fire protection and extinguishing
equipment; in some cases, inert atmospheres may be desirable within the
enclosures.
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To the extent practical, discrete processing steps should be performed in
individual process confinements to reduce the amount of hazardous
material that can be released by a single or local failure of the
confinement system. Process and auxiliary system differential pressure
should be maintained to inhibit back-flow of hazardous materials into
auxiliary systems.
Process operations that involve oxide powder or that can generate
powder or dust should be provided with special confinement to prevent
the spread of contamination. Facility design should preclude the handling
of uranium oxides in large open rooms.
Airborne radioactive wastes typically associated with UPHFs that should
be considered during the design include but are not limited to airborne
particulate material generated by fabrication processes (e.g., airborne
grinding dust). Nuclear criticality safety should be considered in the
design of the airborne effluent system.
When inert confinement system atmospheres are used, moisture removal
systems should be considered to maintain long-term stability of packaged
material. Small-volume process enclosures should be designed to
prevent the enclosed atmosphere from being pressurized by rapid
insertion of gloves into the enclosure.
2.5 IRRADIATED FISSILE MATERIAL STORAGE FACILITIES.
2.5.1 Introduction. IFMSFs are self-contained installations for storage of highly
radioactive fissile material (e.g., spent fuel and target elements) that has been
exposed to a neutron fluence, usually in a nuclear reactor. The irradiated
material should be properly clad or canned when received so that leakage from
the assemblies is minimized and remains within specified limits. The IFMSF
stores the material in a manner that ensures the integrity of the cladding or
canning. The stored material is shipped to facilities such as a hot laboratory or
high-level solid radioactive waste facility.
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This section applies to a water-pool type of storage facility. Dry-type and spent
fuel storage facilities that are part of a reactor facility are not covered by this
section.
2.5.2 Design Considerations. The design of IFMSFs should consider inclusion of the
design features described below. Design requirements vary significantly
depending on the characteristics of the material, the type of storage, and the
characteristics of the site.
The cooling water system for a water-pool type IFMSF should perform its
required functions during normal and anticipated operating conditions and
should be capable of limiting the maximum pool temperature. If pool
boiling is used as an emergency cooling mechanism, the ventilation
system design should consider the quantity of vapor being generated.
Concrete and structural design should consider elevated temperatures.
Section 46
Drainage of condensate should be considered in the structure and
equipment.
If the emergency makeup system is not permanently installed, the time
required to implement its operation should be conservatively less than the
time required to lower the pool water level to the minimum allowable
depth or raise the pool temperature to boiling.
A pool water cleanup system should be provided to maintain water clarity,
provide long-term cladding integrity, maintain structural integrity of the
storage racks and other submerged structures, and minimize exposure
rates and airborne contamination levels on the operating floor to ALARA
levels. The piping configuration for the pool cooling water and cleanup
system should be designed to eliminate the possibility of siphoning the
pool water to a level below the minimum depth required for shielding
and/or cooling. Cooling and cleanup systems should consider material
deposition and plate-out in piping and equipment.
The design should also consider the inclusion of filters capable of being
either remotely back-flushed or designed so that cartridges can be
removed directly into a shielded container. Instrumentation for periodic
functional testing of the pool-water cleanup system and heat-exchanger
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performance should be considered. The design should use containerized
or modularized filters to reduce exposure during maintenance. Filter
change-out prior to build-up of radiation levels should be considered.
The normal water level of the storage pool should be at or near the final
design grade level. The water level necessary for in-storage radiation
shielding should be at or below grade.
For water-pool type facilities, the design professional should consider
providing the pool liner with a leakage collection system that will allow
leakage detection and limit absorption of contaminated pool water by
concrete structures.
A system should be incorporated to detect leakage from stored IFM in the
event of a cladding or canning failure that could allow the escape of
fission products and other radioactive material greater than specified
limits. This system should include the following:
– Sampling of coolant allows identification of an individual leaking
assembly.
– System components, piping, and instrumentation are appropriately
shielded to maintain operator exposures within guidelines and use
ALARA design principles to minimize overall exposures.
– The storage facility provides for the temporary storage of a leaky
assembly. These provisions should limit the spread of
contamination by a leaky assembly and provide adequate cooling
and shielding of the assembly.
The IFMSF should provide for the interim canning of leaking assemblies
until disposal.
Special design features should be considered for safe loading, removal,
and handling of IFM. These systems and equipment should protect
against the dropping of shipping casks, IFM assemblies, and other items
onto the stored IFM. In water-pool type facilities, damage to the pool
during loading and unloading operations should not allow the pool level to
drop below the minimum allowable depth. Consideration should be given
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to features that will prevent breaching the pool integrity if a shipping cask
is dropped.
Exhaust systems for pool areas should be HEPA-filtered. Other types of
air-cleaning devices (adsorbers) should be considered.
Section 47
Airborne radioactive wastes typically associated with IFMSFs that should
be considered include but are not limited to airborne releases associated
with the venting of transport casks and storage vessels. Cladding or
canning failure during long-term wet or dry storage is also a source of
airborne radioactive wastes.
Ventilation system design should consider the evaporation, mixing, and
condensation of potentially tritiated sources in collection systems above
and around pool areas.
2.6 REPROCESSING FACILITIES.
2.6.1 Introduction. A reprocessing facility is typically designed to recover uranium,
plutonium, and other selected actinides and selected fission products from
irradiated fissile fuel material and target material. The reprocessing facility is
typically designed to separate these materials from each other and from any
remaining actinides and fission products.
2.6.2 Design Considerations. The design of reprocessing facilities should consider
inclusion of the features described below. Design requirements vary significantly
depending on the material (fuel) characteristics, the reprocessing technique, and
the characteristics of the site.
Process system and auxiliary system differential pressure should be
maintained to inhibit back-flow of contamination into auxiliary systems.
The process equipment for transferring toxic and corrosive fluids should
use vacuum and gravity where possible. Pumps and jets should have
pressure capacity no greater than 10 percent above needed transfer
capacity.
The integrity of process equipment off-gas treatment systems should be
ensured for normal operations, anticipated operational occurrences, and
accidents.
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The use of directed airflow and back-flow prevention features to feed
areas (i.e., shear and dissolver areas) should be considered.
Mechanical chopper and dissolver off-gas and other process vents should
be treated by an off-gas treatment system for removal of nuclides. As a
minimum, the treatment system should be designed for particulate
removal and should control the release of airborne radionuclides. In
addition, the design should incorporate ALARA concepts to minimize
impacts on operators and the public/environment.
Radioiodine adsorber units in the exhaust ventilation/off-gas system
should be considered to reduce the radioiodine concentration in the
effluent. Additionally, these releases should be ALARA. (See ASME AG-1
for adsorber selection considerations.)
To reduce the amount of hazardous material that can be released if the process
equipment fails, the following design provisions should be considered:
grouping or compartmentalizing process equipment to form units that can
isolate the process inventory into modular units;
the capability to detect leakage from process equipment; and
selection of the method (e.g., manual, remote-manual, or automatic) of
performing corrective actions (e.g., process shutdown) according to the
potential hazards associated with a particular release.
Design features that should be considered for maintenance of the confinement
systems include the following:
the use of electrical equipment that precludes or minimizes the
introduction of an ignition source in flammable or potentially flammable
locations;
support and protection systems (such as fire protection systems) that do
not promote the failure of the principal confinement systems; and
Section 48
provisions for sprinklers, water fog, or other suitable systems within the
secondary confinement to provide for rapid heat removal and minimum
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pressurization of the process cell or canyon and to minimize the loading
of ventilation system filters with combustion products.
Process equipment should be designed to operate under process conditions that
prevent or minimize the potential for explosive chemical reactions (e.g., solvent
vapor explosions, nitrate-solvent reactions). Process system design should
provide for all fission product oxidation states expected during processing (e.g.,
suppression of the volatilization of ruthenium or the prevention of iodate
formation).
Systems should be provided to reduce the likelihood and consequences of
pressurizing a primary confinement component as a result of an accident.
Airborne radioactive effluents typically associated with reprocessing facilities that
should be considered during the design include but are not limited to dissolver
off-gas, process vessel vents, and high-level liquid radioactive waste collection
and storage tank vents. Effluent system designs should preclude the holdup or
collection of fissile material and other material capable of sustaining a chain
reaction in portions of the system that are not geometrically favorable. Nuclear
criticality safety should be considered in the design of airborne radioactive
effluent systems. U.S. NRC R.G. 3.20, Process Off-Gas Systems for Fuel
Reprocessing Plants, and R.G. 3.32, General Design Guide for Ventilation
Systems for Fuel Reprocessing Plants, provide useful design guidance that
should be considered.
2.7 URANIUM CONVERSION AND RECOVERY FACILITIES.
2.7.1 Introduction. UCRFs receive feed materials (such as UF6, uranyl nitrate, or
UO3), process these materials chemically, and produce uranium metal, UO2, and
UF6. Uranium recovery facilities receive and handle scrap feed materials that are
of different types, shapes, sizes, uranium contents, and enrichments. The kind of
scrap and therefore the process to facilitate recovery of uranium may vary daily.
This section is not process-specific, but is principally directed at facilities that
produce feed materials for UPHFs and those facilities that recover uranium from
scrap provided by UPHFs.
2.7.2 Design Considerations. The design of UCRFs should consider the features
described below. Design requirements vary significantly depending on the
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material characteristics, the type of recovery and conversion processes used,
and the characteristics of the site.
The design should provide special control and isolation of flammable,
toxic, and explosive gases, chemicals, and materials admitted to the
areas of the facility.
To the extent practical, the primary confinement system should be
constructed of fire-resistant materials, and the process equipment and
process being confined should be designed to prevent or reduce the
potential for flammable or explosive conditions. Confinement enclosures
for flammable metals should be designed with self-contained fire
protection and extinguishing equipment; in some cases, inert
atmospheres may be desirable within the enclosures.
Work that could subject personnel to possible inhalation exposures
should be performed in process confinement enclosures. Gloveboxes
should be the preferred enclosure, but are not always practical.
Alternative systems may have to be considered.
Section 49
To the extent practical, discrete processing steps should be performed in
individual process confinements to reduce the amount of hazardous
material that can be released by a single or local failure of the
confinement system. Process and auxiliary system differential pressure
should be maintained to inhibit back-flow of hazardous materials into
auxiliary systems.
Equipment design should include appropriate interlocks to prevent spills
and cross-contamination.
The design of process systems should minimize the production of scrap
and waste.
Geometric restrictions for nuclear criticality safety should apply to various
units of equipment for the different processes used. In addition, other
considerations, such as sufficient agitation in a process vessel to prevent
the settling of uranium material, should be considered for nuclear
criticality safety.
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Leakage of enriched uranium material from processing equipment should
be prevented. Design considerations should include, but not be limited to,
the use of corrosion-resistant construction materials and features less
vulnerable to leakage (e.g., of flanged and/or welded construction).
Use of thermal insulation on the equipment that processes uranium
solutions of high enrichment should be minimized because it absorbs the
solution in the event a leak occurs. The uranium-impregnated insulation
would be subject to scrap recovery operations. Because the insulation is
considered a "full reflector," the equipment together with the insulation
may not be geometrically favorable for highly enriched uranium solutions.
Storage tanks for aqueous solution of enriched uranium should be
designed to ensure favorable geometry with respect to nuclear criticality
safety. Where there is a tendency for solids to precipitate, vessels should
be instrumented to detect settling of solids and be designed to facilitate
periodic removal of solids.
Airborne radioactive wastes typically associated with UCRFs that should
be considered during the design include but are not limited to airborne
particulate material generated during processing (e.g., airborne grinding
dust) and vapors and gases used or generated during the processing.
Nuclear criticality safety should be considered in the design of the
airborne effluent system.
Uranium Conversion Facilities. Piping systems, surge vessels, and control
instruments with associated piping that carry UF6 gas should be equipped with
heat tracing or heated enclosures wherever necessary to prevent solidification of
UF6. Steam may be used as the primary heating agent where low-enrichment
material (less than or equal to 2 percent 235U) is involved. At higher enrichments,
a dry radiant heat source should be the preferred means of supplying the heating
requirements.
Uranium Recovery Facilities. The design of a uranium recovery facility should
be approached on a case-by-case basis, considering possible forms of scrap and
different assays of material that could be received for processing and possible
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methods that could be used for enriched uranium recovery. The following design
features should be considered:
Materials of different uranium assays should be handled in physically
different trains of equipment even though duplication of equipment
results. If this is not possible, the equipment should be sized for criticality
control of the greatest uranium enrichment.
Section 50
For enriched uranium that has been irradiated and reprocessed, a
definitive isotopic specification for the uranium should be adopted before
facility design is begun.
In addition to provisions for handling uranium and other radioactive
materials such as trace quantities of fission products and transuranics,
the design should provide for the safe handling of other hazardous
materials (e.g., acids, bases, organic solvents, fluorine, hydrogen,
hydrogen fluoride, and magnesium) used or generated during recovery
operations.
2.8 RADIOACTIVE LIQUID WASTE FACILITIES.
2.8.1 Introduction. Radioactive liquid waste facilities (RLWFs) store, treat, and
dispose of radioactive liquid wastes generated by facilities and activities. This
waste includes low-level, high-level, and transuranic-contaminated (to include
enriched uranium and 233U) waste. An RLWF may be a separate facility or an
adjunct to another facility. RLWFs may include waste treatment activities that
separate solid and liquid waste constituents with provisions for disposing of
noncontaminated waste.
2.8.2 Design Considerations. The design of RLWFs should consider the features
described below. Design requirements vary significantly depending on waste
characteristics, waste management techniques, and site characteristics.
The use of multiple barriers should be emphasized when necessary to
restrict the movement of radioactive liquid waste that has the potential for
human contact or for reducing groundwater quality below requirements.
Measurement and analysis capability should be provided to determine the
volume and radioactivity of wastes fed to collection tank(s). Provisions
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should be made for analyzing liquids prior to transfer. Each transfer line
should be identified individually. Instrumentation and control systems
should be used to provide monitoring and control capabilities associated
with confinement, nuclear criticality safety, and/or radiation protection.
Individual lines should be used for each waste stream fed to central
collection tanks, where necessary, to prevent chemical reactions or
introduction of contaminants such as complexing agents that could
interfere with waste decontamination. The use of traps in radioactive
liquid waste lines should be avoided, and piping should be designed to
minimize entrapment and build-up of solids in the system. Bypasses that
would allow waste streams to be routed around collection tanks should be
avoided. The radioactive liquid waste treatment system should contain no
bypasses or drains through which waste may inadvertently be released
directly to the environment.
Basic liquid waste treatment concepts include volume reduction,
immobilization of radioactive material, change of composition, and
removal of radioactive material from waste. The waste treatment
concept(s) for a particular application should be selected on a case-by
case basis. To the extent practical, features should be included to allow
volume reduction and/or waste solidification (immobilization) to forms
required for long-term isolation.
Provisions should be made to adjust liquid waste characteristics prior to
treatment to minimize adverse chemical reactions in the treatment
system.
Recirculating closed-loop cooling systems should be used for facilities
and equipment associated with the storage or treatment of high-heat,
high-level radioactive liquid waste.
Section 51
Provisions should be made for the continuous monitoring and recording of
radioactivity, flow volume, pH, and other parameters required for material
control and proper waste treatment operations while each volume of
industrial waste is being received by an on-site treatment plant. This
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monitoring allows optimum control of waste treatment operations and
helps prevent unintended off-site releases.
Liquid process wastes containing radioactive or other hazardous
material should be collected and monitored near the source of
generation before batch transfer through appropriate pipelines or tank
transfer to a liquid waste treatment plant or area. Radiation, liquid level,
or conductivity detectors should be provided in collection systems.
Monitoring not only provides information useful for planning efficient
waste treatment operations, but also can serve as an indicator of
unintended fluctuations in process operations.
The airborne radioactive waste sources typically associated with RLWFs
and RSWFs that should be considered during the design include but are
not limited to radioactive liquid waste process vessel vents, high-level
liquid radioactive waste collection and storage tank vents, airborne
effluents from process system vents, and fission product gases. Effluent
system designs should preclude the holdup or collection of fissile material
or other material capable of sustaining a chain reaction in portions of the
system that are not geometrically favorable. Nuclear criticality safety
should be considered in the design of airborne effluent systems.
Provisions should be made to handle combustible gasses generated
during waste handling and/or storage.
Consideration should be given to condensation and deposition of
aerosols formed in vent lines.
Liquid Waste Confinement Systems. The following provisions are typical for an
RLWF confinement system (see Table I). The actual confinement system
requirements for a specific RLWF should be determined on a case-by-case
basis.
The degree of confinement required in a RLWF is both storage-specific
and process-specific, but in either case should suit the most restrictive
case anticipated.
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The primary confinement system consisting of the process equipment
and/or primary storage tanks should operate under process conditions
that prevent or minimize the potential of explosive chemical reactions.
Spills, overflow, or leakage from storage vessels or other primary
confinement structures should be collected and retained within a suitable
secondary confinement structure (e.g., secondary vessel, dike or berm,
elevated threshold within a storage or process building, etc.). The
secondary confinement structure should be able to retain the maximum
radioactive liquid waste inventory that may be released by a spill,
overflow, or leak from the primary confinement structure. For outdoor
applications, the capacity should also include maximum predicted
precipitation. The structure should also be designed to preclude
overtopping due to wave action from the primary vessel failure and, in
outdoor applications, to wind-driven wave action. The capability should
exist to transfer collected liquid from the secondary confinement structure
to a suitable storage location.
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TABLE I. Typical confinement provisions for RLWFs.
Material being
confined Primary Secondary Tertiary
Section 52
High-level liquid waste Primary storage
vessel1 or treatment
system equipment3
Secondary storage
vessel1 or process cell
Soil barrier2 or
process building7
Low-level liquid waste Storage vessel ' or
basin6 or treatment
system5
Dike or berm8 around
vessel or dike or berm
None
Transuranic waste Storage vessel ' or
treatment system5
Storage building7 or
process building7
None
1 Double-wall underground storage tanks and transfer piping are typically used to establish
primary and secondary confinement barriers. Primary storage tanks have condensers and/or
filters in their vent stream. The space between tanks is also ventilated and the exhaust is
filtered.
2 Soil barrier is the engineered backfill material and natural setting surrounding the waste
storage tanks. A monitoring capability should be available to detect leakage from the storage
tanks into the soil.
3 Typical treatment equipment includes waste calciner, evaporator, or waste fractionization
equipment. Treatment also occurs within the storage vessel (e.g., precipitation).
4 Single-wall storage tank.
5 Typical treatment concepts include volume reduction, immobilization of radioactive material,
change of composition, and removal of radioactive material from waste.
6 Interim storage in retention or settling basins.
7 With elevated threshold or other means of confinement.
8 When dikes or berms are considered, use of an impervious membrane should be considered
to minimize the cost of cleanup should a spill occur.
High-Level Liquid Waste Confinement. Design of a high-level liquid waste
confinement system should consider the following:
Tank and piping systems used for high-level liquid waste collection,
treatment, and storage should be of welded construction to the extent
practical. Construction materials should be selected to minimize all forms
of corrosion. Consideration should be given to stress relieving, welding
parameter controls, etc., depending on the materials used. Fatigue failure
should be a design consideration where temperature cycling is required
(i.e., evaporator systems, etc.).
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Potential non-uniform distribution of decay heat caused by solids in the
waste should be considered in the design of storage tanks and any
associated cooling system. Agitation of tank contents should be provided,
when necessary, to control waste temperature.
Double-walled piping, multi-pipe encasements, and double-walled tanks
should be considered to establish the primary and secondary confinement
boundaries in underground portions of high-level liquid waste systems.
Provisions should be made to detect leakage from the primary
confinement to the interspace.
Installation of spare pipelines between transfer points should be
considered.
Process and waste storage vessels should be vented through appropriate
treatment systems that control the release of radioactive material in gaseous
effluents, ensuring these releases are ALARA. Design of these systems should
consider the following:
Off-gas should be suitably pretreated upstream of off-gas treatment
equipment to remove or reduce the concentration of chemicals that may
adversely affect system operation.
The venting system should prevent overpressure or vacuum conditions
from occurring within vessels.
The venting system should prevent the build-up of hydrogen from
radiolysis.
Tank overflows should be directed to collection systems.
Section 53
Integrity of the primary confinement boundary should be determined by some or
all of the following measures:
vessel inventory monitoring (e.g., liquid level sensors);
on-line leakage monitoring for the interspace of double-walled vessels
(e.g., airborne activity monitors, sump level sensors, conductivity cells);
leakage monitoring outside confinement vessels (e.g., surveillance wells
to detect leakage into ground water);
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capability for periodic visual surveillance, including remote visual
surveillance with closed-circuit television;
periodic evaluation of test coupons of primary tank construction materials
installed before the tank was placed in service; and
other surveillance or testing measures, as appropriate.
Low-Level Liquid Waste Confinement. The following should apply to the low-
level liquid waste confinement system:
An impervious dike or berm around the process system should provide
secondary confinement for low-level liquid wastes.
Process and waste storage vessel vents should be provided.
Retention basins should be lined, fenced, and posted with appropriate
radiation warning signs. A system for monitoring radionuclide migration
from the basin should be available.
An impervious berm or dike should be capable of retaining the maximum
radioactive liquid waste inventory that may be released by a leak or
failure of a primary confinement vessel. A capability should exist to
transfer waste that has leaked into the secondary confinement.
A means of removing rain or snow from the secondary confinement area
should be provided unless rain or snow is precluded from entry to the
confinement area. Monitoring or testing of the removed rain or snow
should be considered.
Transuranic-Contaminated Liquid Waste Confinement. The following features
should be considered in the design of a transuranic-contaminated (to include
enriched uranium and 233U) liquid waste confinement system:
A storage or process building should provide secondary confinement
for transuranic-contaminated liquid wastes.
Tank and piping systems used for transuranic-contaminated waste
collection, treatment, and storage should be of welded construction to the
extent practical. Construction materials should be selected to minimize all
forms of corrosion. Consideration should be given to stress relieving,
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welding parameter controls, etc., depending on the materials used.
Fatigue failure should be a design consideration where temperature
cycling is required (i.e., evaporator systems, etc.).
Process and waste storage vessel vents should be considered.
Nuclear criticality safety should be considered in the design of primary and
secondary confinement structures and components.
2.9 RADIOACTIVE SOLID WASTE FACILITIES.
2.9.1 Introduction. Radioactive solid waste facilities (RSWFs) are used to store, treat,
and dispose of the range of solid waste generated by DOE facilities and
activities. This waste contains high-level, low-level, and transuranic-contaminated
solid waste including radioactive-mixed waste. An RSWF may be a separate
facility or an adjunct to another facility.
2.9.2 Design Considerations. The design of RSWFs should consider the design
features described below. Design requirements vary significantly depending on
waste characteristics, waste management techniques, and site characteristics.
Cooling water systems or cooling air systems should be provided,
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where required, for facilities and equipment associated with the interim
storage or treatment of high-level radioactive solid waste, and to
maintain the long-term integrity of the primary confinement boundary.
To the extent practical, passive cooling means should be used for air
cooling systems.
Instrumentation and control systems should be required at an RSWF to
provide monitoring and control capabilities associated with confinement,
nuclear criticality safety, and radiation protection.
High-Level Waste Disposal Facility Confinement. During the short-term period
following emplacement when short-lived nuclides dominate the hazards
associated with a disposal facility, the engineered system of barriers should
remain effective and should contain the emplaced wastes. Typically, this time
period is considered to include at least 300 years but not more than 1,000 years
following permanent closure.
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Technical criteria associated with the engineered system of barriers should
address the following:
establishment of a high-integrity confinement system during emplacement
(to limit the rate of release of radionuclides from the system),
in situ stresses affecting the engineered system of barriers,
corrosion affecting the engineered system of barriers,
radiological effects on barrier integrity, and
contact with groundwater.
During the long-term period, reliance should not be placed on the engineered
system of barriers to contain emplaced waste. Confinement during the long-term
period should be accomplished by the geologic setting. Technical criteria
associated with the geologic setting should address the following:
leaching characteristics of waste and waste binders;
site and soil characteristics, including fractures, porosity, hydraulic
conductivity, sorption, hydraulic gradient, and thermal gradient;
long-term geologic stability;
groundwater travel time;
absence of resources that would be an incentive for human intrusion; and
stability of rock mass.
The facility should allow retrieval of wastes during the 50-year period following
emplacement and before permanent closure of the facility.
Low-Level Waste Disposal Facility Confinement. Low-level solid waste that is
disposed to the ground should be confined by a site-specific system of barriers
that may include—but not necessarily be limited to—waste form, waste
packaging, and the geologic setting.
When site permeability characteristics do not provide the required confinement
capabilities, the confinement system should be augmented by the following:
constructing low permeability walls around the low-level waste,
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lining the walls and bottom of the excavated area with low permeability
material, and
other suitable methods for reducing permeability.
Means should be provided to minimize contact of emplaced low-level waste with
water. Active water-control measures should not be required following permanent
closure. Typical requirements for water control are as follows:
Placing a layer of highly permeable material (e.g., sand, gravel) beneath
the low-level waste to channel any percolating water to a sump.
Mounding the soil surface to facilitate surface water runoff.
Use of a suitable low-permeability cover material (e.g., clay) over the
disposal area to prevent contact of the waste by infiltrating rainwater. This
cover material should be protected by a layer of overburden (e.g., sand,
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gravel, top soil).
A site diversion system for surface water runoff during operation of the
facility. (This system should not be required following site permanent
closure.)
Temporary protective covers (e.g., a tarpaulin) before the completion of
the natural in-place soil barrier over the low-level waste.
Revegetation of the overburden layer.
Other suitable and reliable means for minimizing water contact with low-
level waste.
Solid Waste Confinement Systems. The following provisions are typical for an
RSWF confinement system. The actual confinement system requirements for a
specific RSWF should be determined on a case-by-case basis.
In general, the primary confinement should be the radioactive solid waste
process system equipment and associated off-gas or vent systems during
the treatment stage of processing. In special cases, such as RSWF
where the processes or storage include corrosive or noxious materials,
the radioactive solid waste process or storage system should be totally
enclosed and provided with its own ventilation system and off-gas
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cleanup system. In such cases, the radioactive solid waste process or
storage system should be treated as the primary confinement system.
Depending on the waste being processed and stored, the primary
confinement and secondary confinement should consist of a site-specific
engineered system of barriers (e.g., drums, liners, concrete casks).
Secondary confinement for radioactive solid waste during treatment
should consist of a process cell or building and its ventilation system;
secondary confinement for radioactive solid waste during interim storage
should be provided by a storage building or structure.
Tertiary confinements are not needed in most cases for radioactive solid
waste during the treatment or interim storage phase of the radioactive
solid waste management process. Tertiary confinement for radioactive
solid waste is typically considered to be the geologic structure of the site.
In addition to these principal confinement systems, features such as
change rooms and special access ways should be used to minimize the
spread of radioactive contamination within the facility.
Primary Confinement System. The primary confinement system consists of
process system equipment and its associated ventilation and off-gas system,
storage containers, or other waste and site-specific engineered barriers.
Secondary Confinement System. The secondary confinement system consists
of the process cell barriers and the ventilation systems associated with the cells
or building, or a storage building or structure. In some cases, a drum, cask, or
other waste and site-specific engineered barrier should provide secondary
confinement.
Penetrations of the secondary confinement should have positive seals to
prevent migration of contamination out of the secondary confinement
area.
Process cells should be supplied with ventilation air from the building
ventilation system, and should be provided with exhaust ventilation to
control ventilation flow in the event of a credible breach in the secondary
confinement barrier. Pressure in the compartments should be negative
with respect to the building ventilation system. Special features (e.g., air
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locks or enclosed vestibules) should be considered for access through
secondary and tertiary confinement barriers.
Tertiary Confinement System. The natural geologic setting comprises the
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tertiary confinement system. The tertiary confinement system should meet the
following performance objectives:
following permanent closure, ongoing site maintenance should not be
needed, and
in the absence of unplanned natural processes or human contact with a
low-level waste disposal facility, calculated contaminant levels in
groundwater at the site boundary should not exceed the maximum
contaminant levels established in Federal statutes.
2.10 TRITIUM FACILITIES. The DOE Tritium Focus Group has issued DOE HDBK-1129
2008, Tritium Handling and Safe Storage. This Handbook provides reference and
background information that should be considered during the design of tritium handling
and storage facilities.
2.10.1 Introduction. The design and operational philosophy of the older tritium facilities
focused on worker protection. The tritium handling equipment was located in
airflow hoods, and any releases fro