DOE-HDBK-1002-96, Guide to Good Practices for Training and Qualification of Chemical Operators
Functional areas: Chemical Operators, Training, Personal Safety, Nuclear
The purpose of the Guide to Good Practices for Training and Qualification of Chemical Operators is to provide contractor training organizations with information that can be used as a reference to refine existing chemical operator training programs, or develop new training programs where no program exists.
Unknown Block text
Version history and related documents
Document text
Text extracted from the attached file. Refer to the original document for the authoritative version.
Section 1
TS
NOT MEASUREMENT
SENSITIVE
DOE-HDBK-1002-96
March 1996
DOE HANDBOOK
GUIDE TO GOOD PRACTICES FOR
TRAINING AND QUALIFICATION OF
CHEMICAL OPERATORS
U.S. Department of Energy FSC 6910
Washington, D.C. 20585
DISTRIBUTION STATEMENT A. Approved for public release; distribution is unlimited.
WELCOME
This Portable Document Format (PDF) file contains bookmarks, thumbnails, and hyperlinks to help you navigate through the document. All items listed in the Overview are linked to the corresponding sections. In addition, if you click on a heading while you are reading the text, you will return to the Table of Contents for that section. Click on the DOE seal below to move to the Overview page.
This document has been reproduced directly from the best available copy.
Available to DOE and DOE contractors from the Office of Scientific and
Technical Information, P.O. Box 62, Oak Ridge, TN 37831; (423) 576-8401.
Available to the public from the U.S. Department of Commerce, Technology
Administration, National Technical Information Service, Springfield, VA 22161;
(703) 487-4650.
Order No. DE96009491
DOE-HDBK-1002-96
FOREWORD
The purpose of the Guide to Good Practices for Training and Qualification of Chemical
Operators is to provide contractor training organizations with information that can be used as
a reference to refine existing chemical operator training programs, or develop new training
programs where no program exists. DOE contractors should not feel obligated to adopt all
parts of this guide. Rather, they can use the information contained in this guide to develop
programs that are applicable to their facility.
This guide, used in conjunction with facility-specific job analyses, will provide a framework for
training and qualification programs for chemical operators at DOE reactor and nonreactor
facilities. Recommendations for qualification are made in four areas: education, experience,
physical attributes, and training.
Beneficial comments (recommendations, additions, deletions) and any pertinent data that may
improve this document should be sent to:
John A. Yoder
U.S. Department of Energy
EH-31/GTN/CXXI/3, RM2010
19901 Germantown Rd.
Germantown, MD 20874
Phone (301) 903-5650
Facsimile (301) 903-6172
by letter or by using the self-addressed Document Improvement Proposal (DOE F 1300.3)
appearing at the end of this document.
iii
DOE-HDBK-1002-96
INTENTIONALLY BLANK
iv
DOE-HDBK-1002-96
TABLE OF CONTENTS
PARAGRAPH PAGE
FOREWORD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii
1. SCOPE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.1 Purpose . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.2 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.3 Application . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.4 Chemical Operator . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2. GOALS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
2.1 Initial Qualification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
2.2 Continuing Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Section 2
3. INITIAL QUALIFICATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
3.1 Qualification Levels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
3.2 Education . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
3.3 Physical Attributes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
3.4 Prerequisite Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3.5 Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
3.6 Subcontractor Personnel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
4. ADMINISTRATIVE TRAINING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
4.1 Administrative Requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
4.2 Procedures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
5. INDUSTRIAL SAFETY TRAINING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
5.1 Lock and Tag Program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
5.2 Industrial Safety Hazards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
5.3 Chemicals, Gases, and Solvents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
5.4 Electrical Safety . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
5.5 Working in Confined Spaces . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
5.6 Personnel Protective Equipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
v
DOE-HDBK-1002-96
6. SPECIALIZED SKILLS TRAINING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
7. ON-THE-JOB TRAINING (OJT) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
8. TRAINEE EVALUATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
8.1 Knowledge Evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
8.2 Operational Evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
8.3 Exceptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
9. CONTINUING TRAINING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
9.1 General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
9.2 Facility-Specific Systems Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
9.3 Special Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
9.4 Scheduling and Attendance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
10. TRAINING EFFECTIVENESS EVALUATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
10.1 Evaluation of the Training Process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
10.2 Evaluation of Post-Training Job Performance . . . . . . . . . . . . . . . . . . . . . . . 28
Section 3
11. PROGRAM RECORDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
APPENDIX A - FUNDAMENTALS TRAINING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-1
A.1 General Operator Tasks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-3
A.2 Mathematics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-5
A.3 Chemistry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-7
A.4 Classical Physics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-8
A.5 Electrical Science . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-9
A.6 Instrumentation and Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-10
A.7 Basic Print Reading . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-11
A.8 Principles of Radiation Detection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-11
A.9 Basic Atomic and Nuclear Physics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-11
A.10 Heat Transfer and Fluid Flow . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-12
A.11 Facility Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-12
A.12 Cranes and Hoists . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-16
vi
DOE-HDBK-1002-96
A.13 Liquid Waste Unloading . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-17
A.14 Remotes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-17
A.15 Safety Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-18
A.16 Properties of Materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A-18
APPENDIX B - PROCESS OPERATIONS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-1
B.1 Transportation of Fuels and Wastes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-3
B.2 Spent-Fuel Receiving and Storage Facility . . . . . . . . . . . . . . . . . . . . . . . . . . B-3
B.3 Fuel Disassembly and Size Reduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-3
B.4 Chemical Makeup . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-4
B.5 Fuel Dissolution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-4
B.6 Evaporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-5
B.7 Ion Exchange . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-5
B.8 Conversion of Uranyl Nitrate to Uranium Hexafluoride . . . . . . . . . . . . . . . . . B-5
B.9 Product Withdrawal, Storage, and Packaging . . . . . . . . . . . . . . . . . . . . . . . . B-6
B.10 Solution Transfer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-6
B.11 Gas Handling Equipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-6
B.12 Fluidized Beds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-6
Section 4
B.13 Calciners . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-7
B.14 Waste Handling Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-7
B.15 Ventilation Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-7
B.16 Dissolution Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-7
B.17 Extraction Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-8
B.18 Denitrator . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-8
B.19 Low Level Liquid Waste Processing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-8
B.20 Low Level Solid Waste Processing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B-8
vii
DOE-HDBK-1002-96
INTENTIONALLY BLANK
viii
DOE-HDBK-1002-96
1. SCOPE
1.1 Purpose
This guide provides recommended education, experience, and training requirements for
chemical operators. It is intended that the training identified by this guide develop an
awareness of the impact chemical operations activities have on personal safety, facility safety,
facility reliability, and the potential impact on facility conditions and operation.
Chemical operations department organizations, disciplines, titles, and responsibilities vary
among DOE nuclear facilities. Therefore, portions of the programs outlined in this guide may
not be applicable in all cases. DOE nuclear facilities should identify the pertinent subject
matter applicable to their facility for all classifications of chemical operators and determine
whether it should be included in the training program.
1.2 Background
This guide is based on industry best practices compiled from a DOE-wide informal analysis of
chemical operator duties combined with input from DOE chemical operators, chemical
operator trainers, training managers, and a task team made up of facility representatives. By
modifying these good practices to facility-specific situations, users may develop training
programs for each discipline. These programs should be logically sequenced and
administered.
1.3 Application
The content of this guide is generally applicable to all DOE reactor and nonreactor nuclear
facilities with the exception of those topics which relate specifically to reactor activities.
Portions of the programs outlined may not be applicable to all facilities because chemical
operator disciplines, titles, and responsibilities vary among DOE reactor and nonreactor
nuclear facilities. Facility training personnel can validate or improve existing training programs
by adapting this guide to their specific facility and individual chemical operator disciplines.
1
DOE-HDBK-1002-96
1.3.1 Discussion
Each facility should use a systematic approach to training to analyze its training needs and
develop a facility-specific training program. Analysis results should be used to establish
training program learning objectives, test items, instructional methods, and instructional
settings. Performance measures to evaluate employees’ performance and assess training
effectiveness can also be derived from the analysis.
After learning objectives and performance measures are established, the training materials
can be developed. These materials should include instructor lesson plans, training aids, text,
Section 5
handouts, checklists, examinations, and evaluation guides/instruments for the selected
instructional methods.
The training program should be evaluated regularly to determine the extent to which
established learning objectives are being achieved. The results of these evaluations should
be used to improve training plans, facilities, programs, materials, and procedures. In addition,
a systematic method to update training program content as a result of facility modifications,
operating experiences, procedure changes, and changes in job requirements should be
implemented.
As in other facility programs, training activities must be carefully managed to produce effective
results. Training plans should be developed, organizations should be staffed with qualified
instructors, and sufficient controls should be applied to ensure delivery of an effective training
program. Full implementation of quality training requires a long-term commitment. In the
short-term, using these good practices (as adapted for the specific facility and individual
chemical operator classifications) will enable DOE nuclear facilities to validate or improve
existing training programs.
1.4 Chemical Operator
For the purpose of this guide, the term "chemical operator" refers to persons with direct and
primary responsibility for chemical operations at DOE nuclear facilities. Because of the wide
variation of duties included in this general classification, individual facilities have broken this
title into facility-specific job titles. These good practices are intended to apply to as broad an
2
DOE-HDBK-1002-96
audience as practical, while still focusing on the people who work in chemical-related
activities. In general, duties include product enrichment, isotope separation, production,
fabrication, assembly, chemical handling, chemical analysis, processing, and waste storage
activities that directly support facility operations or processes.
In addition to personnel with primary responsibilities for chemical-related duties, some facilities
have personnel assigned to auxiliary positions with limited duties for operations with chemical
processes. These positions may include functions associated with experiments/experiment
(loop) operations, purification (loop) operations, and perhaps some power operations duties.
Facilities should review the positions and position titles that fall in the general classification
described above and structure training programs according to individual position needs. The
information contained in this guide should be applied on an as-applicable basis, depending on
position needs.
3
DOE-HDBK-1002-96
INTENTIONALLY BLANK
4
DOE-HDBK-1002-96
2. GOALS
2.1 Initial Qualification
The goal of initial training and qualification is to ensure that chemical operators, including
trainers, possess the knowledge and skills necessary to perform their assigned responsibilities
in an efficient, cost-effective manner that promotes safe and reliable facility operations.
2.2 Continuing Training
Continuing training programs are designed and implemented to maintain and enhance the
proficiency of chemical operators. The goal of this program is to provide assurance that
chemical operators’ knowledge and skills are maintained regarding changes in facility physical
and procedural modifications, changes to DOE and regulatory requirements, and lessons
learned from industry and in-house operating experience. Improvement in job performance
and development of broader scope and depth of job-related knowledge and skills are also
Section 6
goals of a continuing training program.
Chemical operator trainers should continue their professional development both in subject
matter and instructional skills through such activities as attending conferences, taking
additional college and/or specialized skill courses, and exchanging training ideas with other
training organizations.
5
DOE-HDBK-1002-96
INTENTIONALLY BLANK
6
DOE-HDBK-1002-96
3. INITIAL QUALIFICATION
3.1 Qualification Levels
This guide does not attempt to establish a minimum or maximum number of qualification
levels. However, it is recommended that more than one level within each classification be
established to allow early entry of trained personnel into the work force and also to provide a
career path. Qualification levels should be defined and included in job descriptions, and the
training needs for each level should be identified during design of individual training programs.
3.1.1 Chemical Operator Classifications
These good practices should be taken as indicative of the training necessary to achieve the
highest qualification level in each classification. Each individual may not need to qualify for
every task. Training should include fundamentals applicable to the tasks for which the
individual is being qualified. Fundamentals will ordinarily be defined by a job analysis. The
trainee should demonstrate mastery of the tasks or type of tasks assigned under the direction
of a designated qualified person prior to assuming independent responsibility for those tasks.
Incumbents should be qualified at their present level before advancing to the next level.
3.1.2 Chemical Operator Trainers
Minimum qualifications for all chemical operator training positions should be documented for
the following areas:
· Education
· Training experience
· Knowledge of process theory
· Applicable job experience.
Documentation should clearly state who verifies that instructors meet the minimum
qualifications for the positions they hold. Additional guidance relative to the qualification of
training personnel may be found in the DOE-HDBK-1001-96 Guide to Good Practices for
Training and Qualification of Instructors.
7
http://www.doe.gov/html/techstds/standard/hdbk1001/hdbk1001.pdf
http://www.doe.gov/html/techstds/standard/hdbk1001/hdbk1001.pdf
DOE-HDBK-1002-96
3.2 Education
Educational requirements should be consistent with those stipulated in DOE Orders. A high
school education or GED equivalent is recommended for entry into these programs.
3.3 Physical Attributes
The following physical attributes are recommended for safe performance of assigned tasks:
Natural or corrected near-distance visual acuity
Color vision sufficient to discern system and component color coding
Hearing sufficient to respond properly to audible alarms and use communications
systems
Sufficient strength, motor power, range of motion, and dexterity to allow access to
facility equipment and to meet job performance requirements
Manual dexterity
Ability to discriminate color hues
Eye-hand-foot coordination
Auditory discrimination
Arm and shoulder mobility
Eye-hand coordination
Foot dexterity
Able to wear a respirator
Able to work in a prolonged standing position.
8
DOE-HDBK-1002-96
3.4 Prerequisite Training
All areas that are applicable to the facility should be included in the facility training program.
Instruction should be given in the following areas prior to a trainee being assigned to work in
the facility:
Section 7
Site or facility layout
Interdepartment functions and responsibilities
Facility or building indoctrination
Facility communications
Facility quality program
Industrial safety
Nuclear safety
Nuclear material safeguards
Hazardous waste operations and emergency response
Hazardous waste facility training
Hazardous communications
Hazardous material handling
Hazardous material safety
Hazard communications laboratory standard
OSHA
RCRA
AEA
Fire safety
Emergency response and alarm recognition
ALARA
Radiation safety
Radiation worker
Contamination control
Personnel radiation monitoring devices
Personal protective clothing
Security indoctrination
Respirator indoctrination
Respirator and self-contained breathing apparatus training.
9
DOE-HDBK-1002-96
3.5 Training
The operating contractor is responsible for training personnel who work within their facility, for
establishing written procedures which clearly define qualification requirements for personnel in
each functional level, and for documenting and periodically reviewing all training activities.
Initial and continuing training programs should be developed and implemented to ensure that
operating organization personnel are qualified to perform job requirements. This should be
achieved using a systematic approach to training.
Training to support qualification programs should be conducted commensurate with the results
of the position job analysis. Because of varied complexity and scope of job functions, the
degree of analysis necessary to determine the skill and knowledge requirements may vary.
For example, a job analysis should be conducted for operations personnel, whereas a less
formal assessment of training needs may be appropriate for technical staff personnel. Results
should be compared with these good practices to ensure that training programs include the
knowledge and skills necessary for the incumbent to perform his/her assigned tasks.
3.6 Subcontractor Personnel
The operating contractor is responsible for establishing qualification criteria for subcontractor
personnel who work in the operating organization.
Training for temporary employees and subcontracted services personnel should be consistent
with the duties being assigned. These personnel should be qualified for the task they will be
performing or should be directly supervised by a person qualified to perform the task.
10
DOE-HDBK-1002-96
4. ADMINISTRATIVE TRAINING
This section identifies the training program elements that will provide trainees with the
knowledge necessary to locate, retrieve, and use applicable facility documentation. The
training program should familiarize the trainee with all documents, regulations, and forms
needed to perform their jobs. The trainee should learn what information is available and what
kinds of information are included in each document. The items listed are examples that may
or may not be applicable to the chemical operators at a particular facility. Other items may be
added depending on requirements at the individual facility.
4.1 Administrative Requirements
Instruction should be provided that will enable the trainee to perform the following:
Describe the records management system
Name/list the applicable documents, records, and forms used
Demonstrate the use of facility drawings, lists, tables, and vendor supplied documents
Explain the procedure for obtaining replacement parts and equipment
Demonstrate the use of facility work requests
Section 8
Explain the purpose of ALARA and radiological procedures.
4.2 Procedures
Instruction should be provided that will enable the trainee to perform the following:
Name/list the types of procedures available
Explain why procedures are used in nuclear facilities
Explain the purpose of the following types of procedures
- administrative
- operating (normal and abnormal)
- maintenance
- surveillance/test
- emergency
Describe how procedures are prepared
11
DOE-HDBK-1002-96
Describe how procedures are revised
Describe administrative controls of procedures
Demonstrate procedural compliance
- explain the reasons for procedural hold points
- explain what to do if conditions arise that are unexpected or outside the
scope of a procedure
Explain the filing system for procedures
Explain the numbering system for procedures
Explain how a temporary procedure change is obtained
Identify procedure locations
Identify procedure access authority
Demonstrate chemical operations department personnel responsibilities for procedure
use
Explain what to do if a procedure is wrong.
12
DOE-HDBK-1002-96
5. INDUSTRIAL SAFETY TRAINING
This section identifies the training program elements that will increase the trainee’s awareness
of the hazards associated with the industrial environment, and with precautions that should be
followed in the performance of daily activities. This training is applicable to all chemical
operators. Additional training should be designed to cover those portions of the Facility
Industrial Safety Manual not addressed by this section or by the general employee training
program.
5.1 Lock and Tag Program
Instruction should be provided that will enable the trainee to perform the following:
Describe the general requirements of the facility lock and tag procedure, and other
related procedures
Describe general requirements for using various types of locks/tags
Locate the lockout/tagout log book and explain how to use it
State who is responsible to place and remove locks/tags
Demonstrate how to verify proper lockout/tagout prior to commencing work on
equipment
Explain the responsibilities assumed by individuals working within a locked/tagged
boundary
Explain the consequences of violating locks/tags
Demonstrate the step-by-step procedure to initiate, post, and remove each type of
lock/tag associated with job requirements at the facility
Explain controls on electronic lockouts/tagouts (DCS users)
Describe the types of magnitude of hazardous energy sources and the methods for
energy isolation and control.
13
DOE-HDBK-1002-96
5.2 Industrial Safety Hazards
Instruction should be provided that will enable the trainee to describe safe work practices in
the following situations:
Working on or near
- cranes and hoists (above, below or on)
- rotating equipment
- energized electrical equipment or panels
Working in or near
- high temperature and/or pressure environments
- high radiation areas
- radiologically controlled areas
- areas where hazardous chemicals are stored, transported, or disposed
- areas where welding or grinding is occurring
- areas where activities are generating dust, debris, and particles
- areas containing asbestos
- water
Working in
- areas where work is being performed overhead
- high noise area
- adverse conditions, e.g., heat, rain, snow, wet surfaces
Working with hazardous chemicals concerning
- storage
- transfers
- disposal
- containment of spills.
Section 9
5.3 Chemicals, Gases, and Solvents
Instruction should be provided that will enable the trainee to perform the following:
Explain information contained on a Material Safety Data Sheet (MSDS)
Locate MSDSs in their area
14
DOE-HDBK-1002-96
Name/list hazardous chemicals and gases located in their area
Describe the proper storage of chemicals and gases
Demonstrate the proper handling of chemicals and gases
Describe the proper procedure for transporting chemicals and gases
Explain the hazards of chemicals and gases encountered at the site
Demonstrate the actions necessary to contain chemical spills
Describe the proper disposal methods for chemicals
Explain the reasons for avoiding chemical contamination of systems and components
Explain the precautions associated with each group of chemicals and gases
Demonstrate the proper application and use of chemicals and gases commonly used
at the facility
Demonstrate proper use of special protective equipment and emergency facilities for
chemicals
Explain the reasons for avoiding personal contamination with chemicals and solvents,
including inhalation, ingestion, and skin absorption
Describe the hazardous communication program requirements and associated
procedures.
5.4 Electrical Safety
Instruction should be provided that will enable the trainee to:
Define electrical shock and shock symptoms
Demonstrate the proper response for freeing an electrical shock victim from the source
of electricity and rendering first aid
Identify electrical safety hazards
Verify approved electrical equipment and properly grounded tools
Take proper precautions when working around electrical lines, panels, and equipment
Explain procedures for working in or near exposed energized parts
Identify the clearance distances when working in or near exposed electrical parts.
15
DOE-HDBK-1002-96
5.5 Working in Confined Spaces
Instruction should be provided that will enable the trainee to:
Define confined space
State pre-entry requirements
Describe responsibilities of the following personnel
- shift supervisor/manager
- industrial safety engineer
- operations supervisor
- operator
Describe procedural requirements for controlling confined space access
- isolating, draining, and flushing space prior to entry
- ventilating space prior to personnel entry
- testing atmosphere for oxygen concentration
- testing atmosphere for explosive gas concentration
- testing atmosphere for toxic gases
- testing confined space for toxic contaminants
- clearing internal obstructions (to prevent fouling safety lines)
- identifying and correcting other hazards (e.g., slippery surfaces)
- installing temporary lighting
- using the "buddy" system
- maintaining visual and verbal contact with outside personnel
Identify the tools and equipment that may not be used in confined spaces
Explain personal and personnel accountability
Describe the physiological effects of working in high temperature and high humidity
environments
Explain the use of safety equipment that may be used in confined spaces,
emphasizing unique applications (e.g., special clothing, ice vests)
Explain methods of monitoring temporary ventilation equipment
Explain the danger of inert gases, such as nitrogen and argon, in confined spaces
Explain the danger of toxic hazardous gases.
16
DOE-HDBK-1002-96
5.6 Personnel Protective Equipment
Instruction should be provided that will enable the trainee to:
Locate the special storage facilities for protective equipment
Section 10
Explain the inspection requirements for protective equipment prior to use
Explain the procedural controls for protective equipment
Identify faulty protective equipment
Describe the application of each type of protective equipment
Demonstrate the use of each type of protective equipment associated with job
assignment
Identify precautions to take during equipment use
Explain the use of temporary radiation shielding
Explain where first-aid supplies are kept and who can administer them
Describe the protective equipment used by the emergency response team and explain
who to notify in the event of an emergency
Explain the cleaning, decon, and disposal of protective equipment
Explain the limitations of the protective equipment.
Equipment should include items such as the following:
Air-fed hoods and respirators
Chemical handling clothing and equipment
Ear protection
Eye protection
Foot protection
Face protection
Gloves
High temperature clothing
Self-contained breathing apparatus
Protective clothing
Respirators
Respirator filters
Rope grabs
17
DOE-HDBK-1002-96
Safety line and rope
Safety harness.
18
DOE-HDBK-1002-96
6. SPECIALIZED SKILLS TRAINING
Some tasks are typically performed by a few individuals who are specialists in these tasks or
duties. Accordingly, training should be provided to an appropriate number of individuals to
maintain an adequate number of trained specialists for each applicable task or duty. This
training should be based on facility-specific job analyses and individual facility practices.
Procedures, operating experience, vendor-supplied documents, and job analysis results
should be used to develop training guides for use by instructors or evaluators. Training
should also include the selection and use of any special tools or equipment.
19
DOE-HDBK-1002-96
INTENTIONALLY BLANK
20
DOE-HDBK-1002-96
7. ON-THE-JOB TRAINING (OJT)
OJT is designed to prepare employees for job performance through one-on-one training and
performance testing that is conducted by qualified OJT instructors in the actual work
environment. It provides hands-on experience and has the advantage of providing training for
tasks that are of immediate need to the employee. OJT is limited to those situations where it
is administratively and physically possible to conduct the training (i.e., where facilities are
adequate, where OJT can be conducted without significant interference with facility operations,
and where qualified personnel are available to conduct and manage the OJT program).
All on-the-job training programs at DOE facilities should be based on a systematic approach
to training. For further guidance on developing, implementing, and evaluating an OJT
program, refer to DOE-STD-1012-92 Guide to Good Practices for On-the-Job Training.
21
http://www.doe.gov/html/techstds/standard/std1012/std1012.pdf
DOE-HDBK-1002-96
INTENTIONALLY BLANK
22
DOE-HDBK-1002-96
8. TRAINEE EVALUATION
The quality of training programs, course content, and instructional methods is best evaluated
by monitoring trainee performance. This guide outlines training that occurs in multiple training
settings.
Different methods of evaluating trainee performance during these training programs are
appropriate. Among these methods are written examinations and quizzes, oral checkouts and
examinations, and operational (performance) evaluations.
It is important that evaluation methods are consistent with the training setting. General
Section 11
guidelines for using these evaluation methods are given below.
8.1 Knowledge Evaluation
In knowledge areas such as administrative, academic, and systems training, the
recommended method of trainee evaluation is written, short-answer, multiple-choice, or essay
examinations at the conclusion of each course. Periodic written quizzes can measure trainee
retention during training courses. The examination should address all subjects within that
course and be designed to measure retention, understanding, and the ability of the trainee to
apply theoretical knowledge. To test the trainees’ ability to apply theoretical knowledge, the
examination may include a number of essay questions. Performance on written examinations
should be measured against established learning objectives and an answer key.
8.2 Operational Evaluation
Operational evaluations should be structured to measure a trainee’s performance against
established criteria. Areas that should be covered include the following:
Technical and facility administrative procedure usage
Equipment operation
Industrial safety practices
Facility safety and reliability awareness
Task performance.
23
DOE-HDBK-1002-96
The evaluation of each trainee should be conducted as the trainee either performs or
simulates and discusses the complete task. The perform option is the preferred method of
evaluation whenever practical. Job Performance Measures should be used to standardize
trainee evaluations. When the trainee has completed the fundamental training, he/she may be
considered ready for individual task qualification.
8.3 Exceptions
Chemical operator personnel may be excepted from training on the basis of their prior
education, experience, and/or training. Appropriate level management review of an
individual’s prior training record and job performance history may provide the basis for this
exception. Exceptions granted and justification for the exception should be documented,
periodically reviewed, and included in the individual’s training record.
Tests may be provided to except newly hired, experienced personnel from specific training
requirements. When tests are used to establish the basis for an exception, the individual
considered for exception should pass examinations in the specific subject areas and
demonstrate competency in the skills areas. Exception from training requirements should not
include exception from successfully completing the required qualification examination(s).
24
DOE-HDBK-1002-96
9. CONTINUING TRAINING
Continuing training needs should be identified from job analysis information and the results of
ongoing training program evaluations. There should be close interaction between the training
department and operations personnel to ensure that the training program is correct and
appropriate. This evaluation ensures that the training program is current and relevant and that
job performance does not degrade to unacceptable levels.
9.1 General
The continuing training program should be administered on a two-year cycle and should
maintain and improve technical skills and knowledge. Since basic technical knowledge as
well as specialized technical knowledge could be lacking for infrequently used procedures or
concepts, instruction in selected fundamental topics should be provided on a continuing basis.
Written examinations, similar in difficulty and scope to initial examinations, should be
administered in accordance with Section 8, Trainee Evaluation.
Section 12
9.2 Facility-Specific Systems Training
Facility-specific systems training provides an understanding of overall facility operations.
Since much of this subject matter is not reinforced by direct use, selected process equipment
and theory of operations should be part of the continuing training program. At a minimum,
safety-related systems identified in the facility’s safety analysis report should be included.
Lectures, seminars, computer-aided-instruction, and self-study are methods of presenting the
material.
9.3 Special Training
Special training should be provided to address seldom-used skills, observed problems, or
anticipated training needs. Infrequently performed tasks should be evaluated to determine if
training is needed. It is recommended that difficulty, importance to facility safety, reliability,
and ALARA be used to help determine training needs and required depth of coverage.
25
DOE-HDBK-1002-96
Special training should address the following situations at a minimum:
Degraded job performance
Changes to procedures
Facility modifications
Industry and in-house operating experience.
9.4 Scheduling and Attendance
Continuing training should be conducted using a published schedule that minimizes
interference with facility operational schedules. Topics should be chosen that meet the needs
of individuals assigned during the training cycle. Training should be high quality and
responsive to time-sensitive input. Attendance should be mandatory and documented.
26
DOE-HDBK-1002-96
10. TRAINING EFFECTIVENESS EVALUATION
To maintain an effective qualification program, a periodic evaluation of program effectiveness
is necessary. A thorough evaluation process includes assessment of the training process and
assessment of the qualified individual’s performance on the job. The training should also be
evaluated to ensure it includes DOE and commercial industry lessons learned.
10.1 Evaluation of the Training Process
In evaluating the training process, consider the content of the program, the training materials,
and the quality and method of instruction. Instructional techniques should be evaluated
periodically during the course of the training program.
Requirements for the conduct and frequency of these evaluations should be defined in
appropriate procedures.
Program content should be periodically reviewed and modified to reflect feedback from
previous programs, changes to facility systems or procedures, new or different test equipment,
regulations, codes, or standards affecting the worker. Modifications should also reflect any
other pertinent changes that have occurred since the course content was established. Such a
review could involve course instructors, the training supervisor, chemical operator supervisors,
management, training specialists from other sites, or training consultants.
Methods of instruction used in various portions of the program should be evaluated
periodically during and after the program. These evaluations should be used to determine if
more appropriate or effective methods can be used for portions of the program. For example,
certain topics might be covered better in a laboratory or during on-the-job training rather than
in a classroom lecture. Input for this kind of evaluation could come from chemical
operators/supervisors, trainees, instructors, the training supervisor, training specialists or
consultants, and the job and task analysis.
27
DOE-HDBK-1002-96
Section 13
10.2 Evaluation of Post-Training Job Performance
The effectiveness of the training program can be measured only by evaluating the
performance of trained individuals. At some facilities, formal performance appraisals may be
conducted periodically as part of the salary review process. While some useful training
feedback can be obtained from such an appraisal, a more effective training feedback system
would focus specifically on training-related items. Several methods for obtaining
training-related feedback can be used in a formal evaluation program, and should include one
or more of the following:
Interviews with job incumbents after the completion of training (for example, three
months) - these interviews should reveal the individual’s perception of the adequacy
and usefulness of the training received, including questions directed at specific topics,
tasks, or duty areas
Interviews with supervisors after the completion of a program - the supervisor can
provide valuable feedback on the strengths and weaknesses of the training program
that are revealed through the job performance of recently-trained workers
Evaluations of workers’ skills and knowledge by the training organization after
completion of the training program (e.g., during continuing training).
To maximize the effectiveness of any technique used in a training evaluation program, the
individuals responsible for gathering the information should be trained. A recommended
method for structuring the evaluation program is to focus feedback on the stated learning
objectives of the training program (e.g., was this learning objective valid, was it achieved, what
objectives were missed?). Procedures should be utilized to ensure that evaluation findings
are resolved.
The quality of the training program can be improved in the following ways:
Facility operating, maintenance, and industrial safety experiences are reviewed to
identify areas in which new or improved training may be needed to solve operational
problems
Employees provide feedback on how well training enabled them to perform their jobs
and how training might be improved
28
DOE-HDBK-1002-96
Managers and supervisors observe operational activities to verify adequacy of training
and adherence to policies and procedures
Facility inspection and evaluation reports are reviewed for training implications
Facility modifications and procedure changes are reviewed for training implications
Regulatory changes are reviewed for their impact on training.
29
DOE-HDBK-1002-96
INTENTIONALLY BLANK
30
DOE-HDBK-1002-96
11. PROGRAM RECORDS
Auditable records of each individual’s participation and performance or exception(s) granted
from the training program(s) should be maintained. Individual training records should include
the following (as appropriate):
Verified education, experience, employment history, and most recent health evaluation
summary
Training programs completed and qualification(s) achieved
Latest completed checklists, graded written examinations (with answers corrected as
necessary or examination keys) and operational evaluations used for qualification (this
requires controlled access to training records to maintain examination security)
Lists of questions asked and the examiner’s overall evaluation of responses on oral
examinations
Correspondence relating to exceptions granted to training requirements (including
justification and approval)
Records of qualification for one-time-only special tests or operations
Section 14
Attendance records for required training courses or sessions.
A historical record that documents initial qualification on each position should be maintained
as part of individual training records. For example, if an operator initially qualified in 1986, the
record should have the date and name of the qualification entered into it. If more than one
qualification is achieved and maintained, the individual training record should contain
documentation to that effect.
For presently held qualification(s), the completed examinations, checklists, operational
evaluations, etc., should be maintained in the record. (Some facilities may prefer to maintain
a separate file of completed examinations with answer keys for each individual.) When an
individual holds qualification for multiple positions, records that support current qualifications
for each position should be maintained. Duty area or task qualification should be documented
using a similar method (for facilities that use duty area or task qualification instead of position
qualification). Functional supervisors should have access to qualification records, as
necessary, to support the assignment of work to qualified personnel.
31
DOE-HDBK-1002-96
Upon requalification, records that support the previous qualification may be removed from the
record and replaced with the information documenting present qualification. Superseded
information should be handled in accordance with procedures contained in DOE 1324.5B,
Records Management Program.
In addition, records of the training programs (which should include an audit trail documenting
the development and modifications to each program) and evaluations of the effectiveness of
those programs should also be maintained.
32
DOE-HDBK-1002-96
APPENDIX A
APPENDIX A
FUNDAMENTALS TRAINING
A-1
DOE-HDBK-1002-96
APPENDIX A
INTENTIONALLY BLANK
A-2
DOE-HDBK-1002-96
APPENDIX A
FUNDAMENTALS TRAINING
This section identifies the training program elements that will provide the trainee with the
fundamental knowledge and skills necessary to understand job related concepts and
successfully apply them to the job. Subject topics are a result of an industry-wide survey.
They show the applicability of topics to the various chemical operator classifications. The
necessary level of knowledge and performance can be adjusted to reflect facility structure and
responsibility assignments. Actual course content should consider personnel entry-level
requirements as well as job analysis results.
Instruction may give the trainee a general knowledge and understanding of the following
principles. Only the principles that apply to the facility should be included in the facility
training program. Pre-tests may be administered to determine level of competency.
A.1 General Operator Tasks
Perform general housekeeping
Initiate revisions to
instructions/procedures
Maintain material identification and
control
Perform self-check inspections by
procedure
Properly use and care for
measurement and test equipment
(M&TE)
Initiate non-conformance reports
Identify process changes
Respond to alarm conditions
Fill out data sheets
Maintain area operating logs
Maintain sample log
Identify and respond to abnormalities
Respond to radiation alarms
Explain precautions when entering
valve boxes
Take area readings
Perform shift checks
Take shutdown readings
Perform glovebox maintenance and
housekeeping
Nuclear material accountability
Test alarm panels
Section 15
Take routine samples
Assist control room operators
Control recovery equipment
Operate a fork truck
Move material in two- and four-wheel
carts
Read temperature and pressure
gauges
Monitor control equipment
Transfer hazardous chemicals,
solids, and liquids
A-3
DOE-HDBK-1002-96
APPENDIX A
Work with furnaces
Monitor and control equipment located
in steel gloveboxes
Operate counting systems
Store and retrieve materials
Read indicator dials and digital
readouts
Decontaminate controlled areas
Handle radioactive materials
Handle solvents and chemicals
Perform various tasks in a glovebox
Read strip charts
Read ammeters
Read flowmeters
Read pressure gauges
Read vacuum gauges
Read meters
Read thermostats
Read instruments
Use voltmeter
Use digital scales
Use computer keyboards
Read schematics
Read charts
Interpretation of pounds per square
inch (PSI)
Subtraction of whole numbers
Subtraction of decimals
Metric weighing
Note taking
Interpretation of dry measurements
Interpretation of linear measurements
Interpretation of technical materials
(twelfth grade level)
Form completion
Convert standard time to military time
Interpretation of procedural data
Contamination control
Numeric chart reading.
A-4
DOE-HDBK-1002-96
APPENDIX A
A.2 Mathematics
Basic Concepts
Basic arithmetic functions
Percentage
Square root
Averages
Exponents and powers
Parentheses and powers
Area and volume calculations
Prime numbers
Addition and subtraction of signed
numbers
Multiplication and division of signed
numbers.
Fractions
Introduction to fractions
Addition and subtraction of fractions
Multiplication and division of fractions
Signed fractions.
Decimals
Introduction to decimals
Rounding numbers
Addition and subtraction of decimal
fractions
Multiplication and division of decimal
fractions
Converting common fractions to
decimals
Percent
Percentage base and rate.
Scientific Notation
Conversion of numbers
Application of scientific notation
Calculating with scientific notation.
Ratio and Proportion
Ratio
Proportion
Percent of proportion
Variations.
Dimensional Analysis
Unit conversions
Unit modifiers.
Metric System
Metric measurements
Metric units
Temperature
Metric and English conversions.
Measurement
Approximate numbers vs exact
numbers
Accuracy and significant numbers
Precision and greatest possible error
Precision vs accuracy
Addition and subtraction of
measurements
Multiplication and division of
measurements
Relative error and percent of error
Reading scales.
A-5
DOE-HDBK-1002-96
APPENDIX A
Algebra
Basic equation solving
Applications involving simple equations
Equations with variables in both
numbers
Equations with parentheses
Equations with fractions
Equations with the variable in the
denominator
Formulas
Substituting data into formulas
Quadratic equations.
Trigonometry
Basic relationships.
Geometry
Basic relationships
Vectors.
Calculus
Concept of rate of change
Concept of integration.
Analysis of Graphs and Control Charts
Obtaining information from graphs
Rectangular coordinate system
Polar coordinate system
Logarithmic coordinate system.
Nomographs
Obtaining information from a
nomograph.
Exponent Base
"E" exponents (Natural/Napierian).
Numbering Systems
Binary system
Octal system
Hexadecimal system
Conversion of systems.
A-6
DOE-HDBK-1002-96
APPENDIX A
A.3 Chemistry
Fundamentals of Chemistry
Structure of the atom
Kinds of substances
Section 16
Chemical symbols
The periodic table
Molecular weight
Chemical reactions (general and
specific)
Process chemistry
- quality control procedures
Chemical calculations
- calculation involving molecular
weight
- concentration calculations
- make-up calculations
Mixtures, solutions, compounds
Properties and uses of gases
Ideal gas law
Conductivity
Acids and bases
Corrosion chemistry
pH
Ionization
Oxidation
Reduction
Reactivity
Electronegativity
Radiochemistry
- analysis to be performed
- quality control procedures.
Chemical Makeups
Make-up requirements
Valving
Transfer
Recirculated
Agitated
Control features
Line flush
MSDS (material safety data sheets).
Chemical Terms
Potassium hydroxide (KOH)
Hydrofluoric acid (HF)
Sodium hydroxide (NAOH)
Nitrogen dioxide (NO2)
Hydrogen peroxide (H2O2)
Ferrous sulfamate (Fe(SO3NH2)2)
Sodium nitrate (NaNO3)
Ammonium thiocyanate (NH4SCN)
Aluminum nitrite (Al(NO3)2)
Nitric acid (HNO3)
Phosphoric acid (H3PO4)
Concept of normality and molarity
Distillate
Interpretation of pH
Neutralize.
Chemical Safety
Precautions
Safety clothing
A-7
DOE-HDBK-1002-96
APPENDIX A
Handling requirements for acids and
bases
Handling requirements for cyanide
Handling requirements for tritium
Response when acid comes in contact
with skin.
Principles of Water
Purpose
Treatment methods
Water quality/purity
Grades of water.
A.4 Classical Physics
Systems of units
Pressure (vacuum/pressure
differential/pressure) measurement
- spring and bellows gauges
Temperature measurement
- thermocouples
- resistance thermometers
- bimetallic thermometers
Periodic motion measurement
Flow
- differential pressure flow meters
- variable area rotameter
- electronic flowmeters
- flow calculations
Volume
Mass
Weight
Density
- density sensors
- common probe
Liquid level
- purge-type level instrument
- manometers
Distance measurement
Time measurement.
Mechanical Principles
Acceleration
Cams
Conditions of equilibrium
Conservation of energy
Density, height, and temperature
affects on process fluids
Energy
Force
Friction
Gear ratios
Heat
Hydraulics
Inclined planes
Laws of motion
Mass
Momentum
Power
Pulleys
Simple machines
Velocity
Weight
Work.
A-8
DOE-HDBK-1002-96
APPENDIX A
A.5 Electrical Science
Basic Electrical
Electron theory
Insulators
Magnetism
Conductors
Static electricity
Alternating current (AC)
Direct current (DC)
DC sources
Units of electrical measurement
Fundamental electrical laws
Electrical hazards and safety
Electrical grounds
Basic electrical circuits
- alternating current (AC)
Basic AC theory
Sources
Simple circuits
AC waveforms
Series, parallel, and combination
circuits
Single-phase circuits
Multi-phase circuits.
Facility Electrical
Sources of commercial electrical
power
Sources of emergency electrical
power
Switchgear components
Power distribution (AC and DC).
A-9
DOE-HDBK-1002-96
APPENDIX A
A.6 Instrumentation and Control
Definition of Terms
Temperature
Pressure
Density
Specific gravity
Interface
Conductivity.
Process Measurement
Instruments for measuring chemical
composition
Pressure measurement
Temperature measurement
Fluid flow measurement
Level measurement
Analytical measurements
Density
Specific gravity
Voltage
Current
Resistance
Conductive
Acidity
Alkalinity
Viscosity.
Process Control
Automatic control fundamentals
Manual control fundamentals
Motor speed control
Section 17
Open-loop control systems
Closed-loop control systems
Closed-loop control operation
- controlled variable
- detector
- transmitter
- alarm high
- alarm low
- recorder
- controller
- variable manipulator
- process (heat exchangers)
Two-position control
Proportional control
Record controllers
Function of auto-seal manual switch
Operation of auto-seal manual switch
Instruments scales and ranges
- direct readout
- percent of range indicators
Instrument identification
Terms
- instrument heel
- zero shift
Reset action
Rate action
Routines
- marking charts
- checks for normal/abnormal
conditions
- calibration
Instruments for measuring chemical
composition
Interface location.
A-10
DOE-HDBK-1002-96
APPENDIX A
A.7 Basic Print Reading
Print Reading
Equipment identification
- equipment designation
- area designation
- equipment category number
Process line identification
- line size
- line service and material codes
- heat trace and insulation
Equipment symbols
- fittings
- print symbols
- manual valves
- control valves
- equipment
- heat exchangers
- heating and ventilation
- valve position (normally open,
normally closed).
A.8 Principles of Radiation Detection
Detectors
Geiger-Mueller (G.M.)
Scintillation
Proportional counter
Ion chamber
Fission chamber
Self-powered neutron.
A.9 Basic Atomic and Nuclear Physics
Atomic Structure
Atomic mass unit
Protons
Neutrons
Electrons.
Nuclear Interactions
Ionization
Radiation interactions
Neutron interactions
Radioactive decay process.
Health
Body parts affected
Detection
Protection.
A-11
DOE-HDBK-1002-96
APPENDIX A
A.10 Heat Transfer and Fluid Flow
Basic Thermodynamics
Temperature
Sensible heat
Latent heat-vaporization, condensation
Properties of water and steam
Specific volume
Basic steam-water cycle
Steam tables
Specific heat
Boiling
Saturation
Properties of gases, gas-liquid
interfaces
Heat transfer mechanisms
Heat cycles (basic)
Heat exchangers.
Properties of Fluids
Flow rate
Fluid statics
Density
Buoyancy.
Principles of Fluid Flow
Pump theory
Cavitation
Fluid flow in a closed system
Water hammer
Heating a closed system
Draining a closed system
Filling and venting.
A.11 Facility Systems
Basic Theory
Lubrication
Pumps
Valves
Valve operators
Strainers and filters
Steam traps
Heat exchangers
Air compressors
Motors
Instrument and control.
Facility Protection
Safety limits
Technical safety requirements and
limiting conditions for operation
Automatic protection systems.
Air Systems
Parameters
Alarms
Interfaces
Operating pressures
Bubble-suits
A-12
DOE-HDBK-1002-96
APPENDIX A
Air line respirators
Distribution subheaders
Instrumentation
Alarm response
Operating range.
Kerosene Systems
Set up to receive
Transfer
Purpose of the system
Verification of contents
System checks
Safety precautions
Monitor pressure
Overfill tank
Fire
Vents
Paperwork
Valving
Tank volume.
Oxygen Systems
Liquid oxygen
Gaseous oxygen
Vaporizer
Temperature probe
Pressure regulator
Safety equipment
"Hot" tank
"Cold" tank
Content verification
Fittings
Low oxygen pressure
High oxygen pressure
Paperwork.
Nitrogen Systems
Receiving
Hazardous Chemicals Safety Manual
Protective clothing
Precautions
Storage
Vaporizers
Equipment number
"Hot" tank
Level
Uses
Paperwork
Priorities
Dewars
Rupture disk
Transferring
Instrumentation
Evacuate the annulus
Shutdown
Start-up
Section 18
Demineralized water pots
Solenoid valves
Injection pumps
Water fill timers
Pulse timers
Surge vessel
Procedures
Operating pressures
Pressure control
Sample system
Sparges
Purge lines
A-13
DOE-HDBK-1002-96
APPENDIX A
Monitoring
Lead glass window nitrogen purge
Technical Standards
Operating ranges
Nitrogen interface.
Steam Systems
Steam supply
Steam trace
Unit heater
Utility stations
Decon stations
Jets
Parameters
Interface
Alarms
Start-up
Shutdown
Pressures
Reducing stations
Steam controller
Normal control
Condensate collection
Condensate transfer
Steam trap
Bypass
Distribution systems
Isolation.
Water Systems
Raw water
Treated water
Potable water cold
Potable water hot
Deionized water
Parameters
Alarms
Hot water heaters
Start-up
Shutdown
Electrical Systems
General equipment
Breaker operation
Emergency Control Center
Loads
Uninterruptable power supply (UPS)
operations
Normal power
Emergency power
Loss of power.
Fire Protection Systems
Halon
- halon abort button
- halon control panel
- photoelectric detectors
- ionizing detectors
- halon cylinders
- fire protection dampers
- under floor detection system
Sprinkler system
- fire alarm panels
- manual pull stations
Extinguishers
- halon portable
- dry chemical
- CO2 portable
A-14
DOE-HDBK-1002-96
APPENDIX A
Fire hose stations
Personnel safety
Fire hoses.
HVAC Systems
Intake louver
Blowers/plenums
Air washers
Air conditioning system/chillers
Filters
Krypton detectors
HEPA filters
Fire protection chamber
Pressure control.
Process Sample Systems
Automatic sampler
Encasement samples
EPA samples
- quality control procedures
- conditions of possession
- transfer logs
- record keeping
- sampling steps
- overflow
- EPA stickers
- sampling sequence
- chain of custody record
Jets
Monitoring
Radiation detectors
Ratemeters
Alarms
Alarm points
Alarm response
Condensate liquid sampler
Precautions
Automatic sampler
Data sheets
Liquid sampler
Solid sampler
Gas sampler
Safety
Parameters
Pneumatic transfer
Sample cell off-gas system
Glovebox
Radiochemical enclosure
Transport into cell
Transport out of cell
Safety equipment
Sample filters
Clear plugged sample line
Sample garage
Contamination control
Sparging
Circulating
Time requirements
Flushing
Bottle labeling
Abnormalities
Pressure indicators
Sample cart
Transfer area
Transfer capsule
Bulk density
Sieve analysis.
A-15
DOE-HDBK-1002-96
APPENDIX A
Cadmium Liquid Waste Systems
Sources
Transfer routes
Sumps
Flush connections
Off-gas system
Controls
Alarm response.
High Fluoride Liquid Waste Systems
Chemical hazards
First aid treatment
Reagent
Complexing
Sources
Chemical concentrations
Problems
Transferring
Sumps
Flush connections.
Chiller Systems
Schematic
Refrigerant
Hot gas bypass
Temperature ranges
Lead/lag operation
Anti-recycle timer
Abnormalities
Pressure
Water circulation
Chiller pump operation
Closed-loop
Open-loop
Start-up
Operation
Shutdown
Safety features
Startup-delay circuit
Low-flow switches.
A.12 Cranes and Hoists
Designated signaler
Electrical disconnects
Controller
Monthly checks/inspections
Safety hazards
Attach the load
Lift the load
Move the load
Set the load down
Park the unit
Plug a load
Electrical failure.
A-16
DOE-HDBK-1002-96
APPENDIX A
A.13 Liquid Waste Unloading
Safety precautions
Unloading station
Types of waste
Restrictions
Section 19
Unloading procedure
Checks
Monitoring
Paperwork
Proper connections
Waste with I131 present
Temperature below 32oF
Leaks
Low level sampling and transfer.
A.14 Remotes
Master-Slave Manipulators
Precautions
Problems
Abuses
Loss of air
Loss of electrical power
"Squeeze" force
Visual alarm
Audible alarm
Lifting capacities
Lock out
Log book
Indexing motions
Booting.
Programmed and Remote (PaR)
Manipulators:
Physical restrictions
- depth of field (sight)
- dexterity
Personnel required
Training requirements
Precautions
Motions
Air supply
PaR control console.
A-17
DOE-HDBK-1002-96
APPENDIX A
A.15 Safety Training
First Aid/CPR
Acids/caustics
Solvents
Asbestos safety
Radiation worker
Generator hazards safety
Self-contained breathing apparatus
(SCBA)
Respirators
- cartridge identification
- usage
A.16 Properties of Materials
Metal properties
Alloys
Strength of materials
Fractures
Fatigue failure/work hardening
Radiation-induced embrittlement
Thermal stress
Erosion.
A-18
DOE-HDBK-1002-96
APPENDIX B
APPENDIX B
PROCESS OPERATIONS
B-1
DOE-HDBK-1002-96
APPENDIX B
INTENTIONALLY BLANK
B-2
DOE-HDBK-1002-96
APPENDIX B
PROCESS OPERATIONS
Instruction should give the trainee a general knowledge and understanding of the following
principles. Only principles that apply to the facility should be included in the facility training
program.
B.1 Transportation of Fuels and Wastes
Typical shipping-cask design
Material to be shipped
Shipping requirements
Control of radiation and contamination during unloading
Decontamination procedures
Criticality control during unloading and shipping
Accountability control during shipping and unloading.
B.2 Spent-Fuel Receiving and Storage Facility
General description
Shipping-cask decontamination
Cask unloading pool
Fuel storage basin
Criticality and accountability.
B.3 Fuel Disassembly and Size Reduction
Description of typical fuel assemblies
Description of a typical mechanical processing cell
Description of typical mechanical processing cell operation equipment.
B-3
DOE-HDBK-1002-96
APPENDIX B
B.4 Chemical Makeup
General
Typical methods of making up
solutions from solids
Dilution of liquids
Continuous methods
Batch methods.
B.5 Fuel Dissolution
Chemistry of fuel dissolution
Fuel dissolution equipment
Solvent extraction
Definition of terms
- aqueous
- density
- specific gravity (SG)
- distribution coefficient (DC)
- extraction factor (EF)
- decontamination factor (DF)
- separation factor (SF)
- entrainment
- flooding
- salting agent
- solvent saturation
- solvent degradation products
- pulse column
- extraction column or section
- scrub column or section
- partitioning column
- stripping column
- compound column
- coextraction
- reflux
- theoretical stage
- multistage
- valence
Chemistry of solvent extraction
- tributyl phosphate and normal
dodecane
- uranyl nitrate
- plutonium nitrate
Feed-adjustment step
Extraction step
Partitioning step
Stripping step
Solvent recovery
Solvent-extraction contractors
- pulse columns
- pulsers
- instrumentation
- operating variables and method of
control
- typical startup and operation
- common difficulties
-- flooding
-- entrainment and loss of
product
-- low decontamination factors.
B-4
DOE-HDBK-1002-96
APPENDIX B
B.6 Evaporation
Definition of terms
- entrainment
- disengagement section
- reflux
- fractionation
- thermosiphoning
Purpose
Section 20
Description of equipment
Modes of evaporator operation
Control of operating variables
Instrumentation
Recovery of nitric acid from solvent-
extraction waste.
B.7 Ion Exchange
Definition of terms
- ions
- anions
- cations
- valence
- synthetic resins
- diffusion
- distribution coefficient (DC)
- decontamination factor (DF)
Basic chemistry
Plutonium purification by ion
exchange
Ion-exchange equipment
Operating variables and restrictions
Safety precautions required.
B.8 Conversion of Uranyl Nitrate to Uranium Hexafluoride
Conversion of uranyl nitrate to uranium
trioxide
Reduction of uranium trioxide to
uranium dioxide
Hydrofluorination of uranium dioxide
Fluorination of uranium tetrafluoride
and uranium trioxide
Properties of uranium hexafluoride
Equipment used for fluorination
Fluorine generation and disposal
Collection of uranium hexafluoride
Purification of Uranium Hexafluoride
Load-out of uranium hexafluoride
product.
B-5
DOE-HDBK-1002-96
APPENDIX B
B.9 Product Withdrawal, Storage, and Packaging
Product packaging and storage
Product preparation
Contamination control methods
Criticality control methods
Accountability methods.
B.10 Solution Transfer
Pumps
- positive displacement pumps
- reciprocating pumps
- rotary pumps
- centrifugal pumps
Jets
Air lifts.
B.11 Gas Handling Equipment
Fans
- centrifugal fans
- axial-flow fans
Rotary blowers
- two-impeller blower
- sliding-vane blower
- liquid-piston blower
Jets
- jet blowers
- jet exhauster
- jet compressors
- jet vacuum pumps
Compressors
- centrifugal compressors
- reciprocating compressors
- vacuum pumps.
B.12 Fluidized Beds
Purpose and uses in fuel processing
Description
Instrumentation
Operating variables and methods of
control
Particle size of bed material
Fluidizing-gas flow rate
Temperature
Concentration of reacting material
Depth of bed material
Pressure.
B-6
DOE-HDBK-1002-96
APPENDIX B
B.13 Calciners
Uses in nuclear process
Description of a fluidized-bed calciner
Instrumentation
Operating variables and common
difficulties.
B.14 Waste Handling Systems
Liquid Waste Systems
- high-and intermediate-activity liquid
waste handling systems
- low-activity liquid waste systems
Waste storage tank auxiliary equipment
Solidification of high-activity liquid
wastes
Gaseous waste systems
Solid waste systems
Management of solid wastes.
B.15 Ventilation Systems
Building ventilation systems
Cell ventilation
Process off-gas and high-level and
intermediate-level waste off-gas
High- and intermediate-level nuclear
waste building ventilation
Iodine and acid recovery building
ventilation
Miscellaneous ventilation systems.
B.16 Dissolution Systems
Perform pre-operational checks
Make up chemical solutions
Sample chemical solutions
Transfer fuel elements
Charge fuel elements
Add dissolvent to dissolver
Monitor temperatures
Monitor off-gas analyzers
Monitor plant protection system
Monitor corrosion detection
equipment
Complex dissolver product
Sample dissolver product and waste
streams.
B-7
DOE-HDBK-1002-96
APPENDIX B
B.17 Extraction Systems
Perform pre-operational checks
Makeup chemical process cold streams
Fill columns and mixer-settlers
Start pulser systems
Start evaporator system
Start hot feed
Monitor process parameters
Sample waste streams
Make transfers
Sample product for uranium
accountability
Make up cold stream solutions
Shutdown and clean out process.
B.18 Denitrator
Section 21
Perform denitrator pre-operational
checks
Start off-gas system
Start air systems
- atomizing air
- jet grinder air
- fluidizing air
Start fluidization heaters
Start bed heaters
Start glovebox off-gas system
Charge bed
Start filter blowback system
Heat filter vessel and denitrator bed
Start uranium feed
Correct and maintain bed
temperatures
Clear restricted lines
Operate size reduction equipment
Sample, package, weigh, and store
uranium product
Transfer condensate
Shutdown and acid flush the
denitrator system
Prepare product for shipment.
B.19 Low Level Liquid Waste Processing
Neutralization
Precipitation
Filtration
Immobilization
Evaporation
Transfer and shipment of waste.
B.20 Low Level Solid Waste Processing
Package drum and crate counters Real time radiography equipment.
B-8
DOE-HDBK-1002-96
CONCLUDING MATERIAL
Review Activity: Preparing Activity:
DOE Operations Offices DOE-EH-31
AD AL
DP CH Project Number:
EH FN 6910-0052
EM ID
ER NV
FM OR
NE RL
SF
SR
National Laboratories
ANL
BNL
FNAL
INEL
LBL
LLNL
NREL
ORNL
PNL
SNL
DOE F 1300.3 U.S.U.S. DepartmentDepartment ofof EnergyEnergy OMB Control No.
(01-94) DOCUMENTDOCUMENT IMPROVEMENTIMPROVEMENT PROPOSALPROPOSAL 1910-0900
OMB Burden
Disclosure
(Instructions on Reverse) Statement on Reverse
1. Document Number 2. Document Title
3a. Name of Submitting Organization 4. Type of Organization (Mark one)
Vendor
User
Manufacturer
Other (Specify: )
3b. Address (Street, City, Zip Code)
5. Problem Areas (Attach extra sheets as needed.)
a. Paragraph Number and Wording
b. Recommended Wording
c. Reason/Rationale for Recommendation
6. Remarks
7a. Name of Submitter (Last, First, MI) 7b. Work Telephone Number (Include Area Code)
7c. Mailing Address (Street, City, State, Zip Code) 8. Date of Submission
DOE F 1300.3 OMB Control No.
(01-94) 1910-0900
INSTRUCTIONS: In a continuing effort to improve the U.S. Department of Energy (DOE) Technical Standards, this form
is provided for use in submitting comments and suggestions for improvements. All users of DOE Technical Standards are
invited to provide suggestions. This form may be detached, folded along the lines indicated, taped along the loose edge (DO
NOT STAPLE) mailed to the address indicated or faxed to (423) 574-0382.
1. The submitter of this form must complete blocks 1 through 8.
2. The Technical Standards Program Office (TSPO) will forward this form to the Preparing Activity. The Preparing
Activity will reply to the submitter within 30 calendar days of receipt from the TSPO.
NOTE: This form may not be used to request copies of documents, nor to request waivers, deviations, or clarification of
specification requirements on current contractors. Comments submitted on this form do not constitute or imply authorization
to waive any portion of the referenced document(s) or to amend contractual requirements.
OMB Burden Disclosure Statement
Public reporting burden for this collection of information is estimated to average 30 minutes per response, including the time
for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and
reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection
of information, including suggestions for reducing this burden, to Office of Information Resources Management Policy, Plans,
and Oversight, Records Management Division, HR-422 - GTN, Paperwork Reduction Project (1910-0900), U.S. Department
of Energy, 1000 Independence Avenue, S.W., Washington, DC 20585; and to the Office of Management and Budget (OMB),
Paperwork Reduction Project (1910-0900), Washington, DC 20503.
U.S. Department of Energy Technical Standards Program Office
c/o Performance Assurance Project Office
P.O. Box 2009, Bldg. 9201-3
Oak Ridge, Tennessee 37831-8065
FOREWORD